Low Earth orbit (LEO) satellite systems experience significant Doppler effects due to high mobility. While Doppler shifts can be largely compensated, residual frequency uncertainty induces a structured form of channel uncertainty that can limit achievable rates. We model this effect using a block-fading channel of the form $ \mathbf{H} = \mathbf{F} + s \mathbf{G} $, where $s$ is an unknown scalar random parameter. We first study this model in a general $N\times N$ MIMO setting. For this channel, we derive achievable rate lower bounds based on explicit transmission schemes and capacity upper bounds using a duality approach. We study Gaussian signaling and propose a practical superposition scheme with subspace alignment (SN) and successive interference cancellation, where a coarse-layer stream serves as an implicit pilot for decoding refined-layer data. We characterize asymptotic capacity in the near-coherent and high-SNR regimes, and show via Doppler-OFDM simulations that the proposed SN scheme achieves near-optimal rates with low complexity.

In this paper, we consider a general K-user Gaussian multiple-input multiple-output (MIMO) broadcast channel (BC). We assume that the channel state is deterministic and known to all the nodes. While the private-message capacity region is well known to be achievable with dirty paper coding (DPC), we are interested in the simpler linearly precoded transmission schemes. In particular, we focus on linear precoding schemes combined with rate-splitting (RS). First, we derive an achievable rate region with minimum mean square error (MMSE) precoding at the transmitter and joint decoding of the sub-messages at the receivers. Then, we study the achievable sum rate of this scheme and obtain two findings: 1) an analytically tractable upper bound on the sum rate that is shown numerically to be a close approximation, and 2) how to reduce the number of active streams - crucial to the overall complexity - while preserving the sum rate to within a constant loss. The latter results in two practical algorithms: a stream elimination algorithm and a stream ordering algorithm. Finally, we investigate the constant-gap optimality of linearly precoded RS with respect to the capacity. Our result reveals that, while the achievable rate of linear precoding alone can be arbitrarily far from the capacity, the introduction of RS can help achieve the capacity region to within a constant gap in the two-user case. Nevertheless, we prove that the RS scheme's constant-gap optimality does not extend to the three-user case. Specifically, we show, through a pathological example, that the gap between the sum rate and the sum capacity can be unbounded.

Rate splitting (RS) is a potentially powerful and flexible technique for multi-antenna downlink transmission. In this paper, we address several technical challenges towards its practical implementation for beyond 5G systems. To this end, we focus on a single-cell system with a multi-antenna base station (BS) and K single-antenna receivers. We consider RS in its most general form with 2K-1 streams, and joint decoding to fully exploit the potential of RS. First, we investigate the achievable rates under joint decoding and formulate the precoder design problems to maximize a general utility function, or to minimize the transmit power under pre-defined rate targets. Building upon the concave-convex procedure (CCCP), we propose precoder design algorithms for an arbitrary number of users. Our proposed algorithms approximate the intractable non-convex problems with a number of successively refined convex problems, and provably converge to stationary points of the original problems. Then, to reduce the decoding complexity, we consider the optimization of the precoder and the decoding order under successive decoding. Further, we propose a stream selection algorithm to reduce the number of precoded signals. With a reduced number of streams and successive decoding at the receivers, our proposed algorithm can even be implemented when the number of users is relatively large, whereas the complexity was previously considered as prohibitively high in the same setting. Finally, we propose a simple adaptation of our algorithms to account for the imperfection of the channel state information at the transmitter. Numerical results demonstrate that the general RS scheme provides a substantial performance gain as compared to state-of-the-art linear precoding schemes, especially with a moderately large number of users.

This paper investigates the two-user Erasure Broadcast Channel (EBC), where the Channel State Information (CSI) is fully known at the destination, while the transmitter is only aware of the strictly causal CSI by state feedback and an estimate of the instantaneous CSI. We propose a novel transmission scheme that exploits both the delayed and the instantaneous CSI. Our scheme includes both the case with full CSI and the case with delayed CSI as special cases. We also derive a new outer bound region for this channel. For the symmetric EBC, we show that our scheme is capacity achieving in some nontrivial cases. Since both the inner and outer bound regions are characterized with linear constraints, numerical evaluation can be done easily.