Changxiao Cai

dblp:180/1308 · DBLP profile ↗
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7ranked-venue papers
4as first author
4since 2021 · last 2025
0000-0003-4941-7627ORCID · corroborated

Domains — the database's venue-derived domains; a paper can count in several

Artificial intelligence and machine learning · 4 · 2 first-author · 2 since 2021Theory of computation · 2 · 1 first-author · 2 since 2021Graphics, computer vision, multimedia, augmented reality and games · 1 · 1 first-author
YearPublicationVenuePosition
2025 Breaking AR's Sampling Bottleneck: Provable Acceleration via Diffusion Language Models
abstract
Diffusion models have emerged as a powerful paradigm for modern generative modeling, demonstrating strong potential for large language models (LLMs). Unlike conventional autoregressive (AR) models that generate tokens sequentially, diffusion models allow for parallel sampling, offering a promising path to accelerate generation and eliminate the left-to-right generation constraints. Despite their empirical success, theoretical understandings of diffusion language models remain underdeveloped. In this work, we develop convergence guarantees for diffusion language models from an information-theoretic perspective. Our analysis demonstrates that the sampling error, measured by the Kullback-Leibler (KL) divergence, decays inversely with the number of iterations $T$ and scales linearly with the mutual information between tokens in the target text sequence. Crucially, our theory covers the regime $T<L$, where $L$ is the text sequence length. This justifies that high-quality samples can be generated with fewer iterations than $L$, thereby breaking the fundamental sampling bottleneck of $L$ steps required by AR models. We further establish matching upper and lower bounds, up to some constant factor, that shows the tightness of our convergence analysis. These results offer novel theoretical insights into the practical effectiveness of diffusion language models.
Gen Li 0005, Changxiao Cai
NeurIPS2
2025 Minimax Estimation of Linear Functions of Eigenvectors in the Face of Small Eigen-Gaps
abstract
Eigenvector perturbation analysis plays a vital role in various data science applications. A large body of prior works, however, focused on establishing$\ell _{2}$eigenvector perturbation bounds, which are often highly inadequate in addressing tasks that rely on fine-grained behavior of an eigenvector. This paper makes progress on this by studying the perturbation of linear functions of an unknown eigenvector. Focusing on two fundamental problems — matrix denoising and principal component analysis — in the presence of Gaussian noise, we develop a suite of statistical theory that characterizes the perturbation of arbitrary linear functions of an unknown eigenvector. In order to mitigate a non-negligible bias issue inherent to the natural “plug-in” estimator, we develop de-biased estimators that(1)achieve minimax lower bounds for a family of scenarios (modulo some logarithmic factor), and(2)can be computed in a data-driven manner without sample splitting. Noteworthily, the proposed estimators are nearly minimax optimal even when the associated eigen-gap issubstantially smallerthan what is required in prior statistical theory.
Gen Li 0005, Changxiao Cai, H. Vincent Poor, Yuxin Chen 0002
IEEE Trans. Inf. Theory2
2023 Uncertainty Quantification for Nonconvex Tensor Completion: Confidence Intervals, Heteroscedasticity and Optimality
abstract
We study the distribution and uncertainty of nonconvex optimization for noisy tensor completion—the problem of estimating a low-rank tensor given incomplete and corrupted observations of its entries. Focusing on a two-stage estimation algorithm proposed by Caiet al., we characterize the distribution of this nonconvex estimator down to fine scales. This distributional theory in turn allows one to construct valid and short confidence intervals for both the unseen tensor entries and the unknown tensor factors. The proposed inferential procedure enjoys several important features: (1) it is fully adaptive to noise heteroscedasticity, and (2) it is data-driven and automatically adapts to unknown noise distributions. Furthermore, our findings unveil the statistical optimality of nonconvex tensor completion: it attains un-improvable$\ell _{2}$accuracy—including both the rates and the pre-constants—when estimating both the unknown tensor and the underlying tensor factors.
Changxiao Cai, H. Vincent Poor, Yuxin Chen 0002
IEEE Trans. Inf. Theory1
2021 Tightening the Dependence on Horizon in the Sample Complexity of Q-Learning
abstract
Q-learning, which seeks to learn the optimal Q-function of a Markov decision process (MDP) in a model-free fashion, lies at the heart of reinforcement learning. Focusing on the synchronous setting (such that independent samples for all state-action pairs are queried via a generative model in each iteration), substantial progress has been made recently towards understanding the sample efficiency of Q-learning. To yield an entrywise $\varepsilon$-accurate estimate of the optimal Q-function, state-of-the-art theory requires at least an order of $\frac{|S||A|}{(1-\gamma)^5\varepsilon^{2}}$ samples in the infinite-horizon $\gamma$-discounted setting. In this work, we sharpen the sample complexity of synchronous Q-learning to the order of $\frac{|S||A|}{(1-\gamma)^4\varepsilon^2}$ (up to some logarithmic factor) for any $0<\varepsilon <1$, leading to an order-wise improvement in $\frac{1}{1-\gamma}$. Analogous results are derived for finite-horizon MDPs as well. Notably, our sample complexity analysis unveils the effectiveness of vanilla Q-learning, which matches that of speedy Q-learning without requiring extra computation and storage. Our result is obtained by identifying novel error decompositions and recursion relations, which might shed light on how to study other variants of Q-learning.
Gen Li 0005, Changxiao Cai, Yuxin Chen 0002, Yuantao Gu, Yuting Wei 0001, Yuejie Chi
ICML2
2020 Uncertainty quantification for nonconvex tensor completion: Confidence intervals, heteroscedasticity and optimality
abstract
We study the distribution and uncertainty of nonconvex optimization for noisy tensor completion — the problem of estimating a low-rank tensor given incomplete and corrupted observations of its entries. Focusing on a two-stage nonconvex estimation algorithm proposed by (Cai et al., 2019), we characterize the distribution of this estimator down to fine scales. This distributional theory in turn allows one to construct valid and short confidence intervals for both the unseen tensor entries and its underlying tensor factors. The proposed inferential procedure enjoys several important features: (1) it is fully adaptive to noise heteroscedasticity, and (2) it is data-driven and adapts automatically to unknown noise distributions. Furthermore, our findings unveil the statistical optimality of nonconvex tensor completion: it attains un-improvable estimation accuracy — including both the rates and the pre-constants — under i.i.d. Gaussian noise.
Changxiao Cai, H. Vincent Poor, Yuxin Chen 0002
ICML1
2019 Nonconvex Low-Rank Tensor Completion from Noisy Data
abstract
We study a completion problem of broad practical interest: the reconstruction of a low-rank symmetric tensor from highly incomplete and randomly corrupted observations of its entries. While a variety of prior work has been dedicated to this problem, prior algorithms either are computationally too expensive for large-scale applications, or come with sub-optimal statistical guarantees. Focusing on ``incoherent'' and well-conditioned tensors of a constant CP rank, we propose a two-stage nonconvex algorithm --- (vanilla) gradient descent following a rough initialization --- that achieves the best of both worlds. Specifically, the proposed nonconvex algorithm faithfully completes the tensor and retrieves all low-rank tensor factors within nearly linear time, while at the same time enjoying near-optimal statistical guarantees (i.e.~minimal sample complexity and optimal $\ell_2$ and $\ell_{\infty}$ statistical accuracy). The insights conveyed through our analysis of nonconvex optimization might have implications for other tensor estimation problems.
Changxiao Cai, Gen Li 0005, H. Vincent Poor, Yuxin Chen 0002
NeurIPS1
2016 Structurally-constrained gradient descent for matrix factorization in haplotype assembly problems
abstract
In matrix decomposition problems, one often seeks to represent a data matrix by the product of two matrices - one capturing meaningful information contained in the data and the other specifying how this information is combined to generate the data matrix. We consider matrix decomposition that arises in haplotype assembly, an important problem in genomics. The observed matrix contains noisy samples of the product of an informative matrix with rows having entries from a finite alphabet and a matrix with rows that are standard unit basis. Structurally-constrained gradient descent algorithm for finding the two aforementioned matrices is proposed and its convergence is analyzed. Simulation results demonstrate superior accuracy and speed of the proposed method compared to state-of-the-art haplotype assembly techniques.
Changxiao Cai, Sujay Sanghavi, Haris Vikalo
ICASSP1