Samuel Dooley

dblp:215/5146 · DBLP profile ↗
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14ranked-venue papers
4as first author
14since 2021 · last 2025
0000-0001-8598-7681ORCID · corroborated

Domains — the database's venue-derived domains; a paper can count in several

Artificial intelligence and machine learning · 11 · 3 first-author · 11 since 2021Security and privacy · 2 · 2 since 2021Human-computer interaction and ubiquitous computing · 2 · 1 first-author · 2 since 2021Graphics, computer vision, multimedia, augmented reality and games · 1 · 1 since 2021
YearPublicationVenuePosition
2025 Style Outweighs Substance: Failure Modes of LLM Judges in Alignment Benchmarking
abstract
The release of ChatGPT in November 2022 sparked an explosion of interest in post-training and an avalanche of new preference optimization (PO) methods. These methods claim superior alignment by virtue of better correspondence with human pairwise preferences, often measured by LLM-judges. In this work, we attempt to answer the following question -- do LLM-judge preferences translate to progress on other, more concrete metrics for alignment, and if not, why not? We define a concrete metric for alignment, and introduce SOS-Bench (Substance Outweighs Style Benchmark), the largest standardized, reproducible LLM meta-benchmark to date. We find that (1) LLM-judge preferences do not correlate with concrete measures of safety, world knowledge, and instruction following; (2) LLM-judges have powerful implicit biases, prioritizing style over factuality and safety; and (3) the supervised fine-tuning (SFT) stage of post-training has a large impact on alignment, with data scaling and prompt diversity as the driving factors.
Benjamin Feuer, Micah Goldblum, Teresa Datta, Sanjana Nambiar, Raz Besaleli, Samuel Dooley, Max Cembalest, John Dickerson 0001
ICLR6
2025 Multi-objective Differentiable Neural Architecture Search
abstract
Pareto front profiling in multi-objective optimization (MOO), i.e., finding a diverse set of Pareto optimal solutions, is challenging, especially with expensive objectives that require training a neural network. Typically, in MOO for neural architecture search (NAS), we aim to balance performance and hardware metrics across devices. Prior NAS approaches simplify this task by incorporating hardware constraints into the objective function, but profiling the Pareto front necessitates a computationally expensive search for each constraint. In this work, we propose a novel NAS algorithm that encodes user preferences to trade-off performance and hardware metrics, yielding representative and diverse architectures across multiple devices in just a single search run. To this end, we parameterize the joint architectural distribution across devices and multiple objectives via a hypernetwork that can be conditioned on hardware features and preference vectors, enabling zero-shot transferability to new devices. Extensive experiments involving up to 19 hardware devices and 3 different objectives demonstrate the effectiveness and scalability of our method. Finally, we show that, without any additional costs, our method outperforms existing MOO NAS methods across a broad range of qualitatively different search spaces and datasets, including MobileNetV3 on ImageNet-1k, an encoder-decoder transformer space for machine translation and a decoder-only space for language modelling.
Rhea Sanjay Sukthanker, Arber Zela, Benedikt Staffler, Samuel Dooley, Josif Grabocka, Frank Hutter
ICLR4
2025 LiveBench: A Challenging, Contamination-Limited LLM Benchmark
abstract
Test set contamination, wherein test data from a benchmark ends up in a newer model's training set, is a well-documented obstacle for fair LLM evaluation and can quickly render benchmarks obsolete. To mitigate this, many recent benchmarks crowdsource new prompts and evaluations from human or LLM judges; however, these can introduce significant biases, and break down when scoring hard questions. In this work, we introduce a new benchmark for LLMs designed to be resistant to both test set contamination and the pitfalls of LLM judging and human crowdsourcing. We release LiveBench, the first benchmark that (1) contains frequently-updated questions from recent information sources, (2) scores answers automatically according to objective ground-truth values, and (3) contains a wide variety of challenging tasks, spanning math, coding, reasoning, language, instruction following, and data analysis. To achieve this, LiveBench contains questions that are based on recently-released math competitions, arXiv papers, news articles, and datasets, and it contains harder, contamination-limited versions of tasks from previous benchmarks such as Big-Bench Hard, AMPS, and IFEval. We evaluate many prominent closed-source models, as well as dozens of open-source models ranging from 0.5B to 405B in size. LiveBench is difficult, with top models achieving below 70% accuracy. We release all questions, code, and model answers. Questions are added and updated on a monthly basis, and we release new tasks and harder versions of tasks over time so that LiveBench can distinguish between the capabilities of LLMs as they improve in the future. We welcome community engagement and collaboration for expanding the benchmark tasks and models.
Colin White, Samuel Dooley, Manley Roberts, Arka Pal, Benjamin Feuer, Siddhartha Jain 0001, Ravid Shwartz-Ziv, Neel Jain, Khalid Saifullah, Sreemanti Dey, Shubh-Agrawal, Sandeep Singh Sandha, Siddartha Naidu, Chinmay Hegde, Yann LeCun, Tom Goldstein, Willie Neiswanger, Micah Goldblum
ICLR2
2024 To the Cutoff... and Beyond? A Longitudinal Perspective on LLM Data Contamination
abstract
Recent claims about the impressive abilities of large language models (LLMs) are often supported by evaluating publicly available benchmarks. Since LLMs train on wide swaths of the internet, this practice raises concerns of data contamination, i.e., evaluating on examples that are explicitly or implicitly included in the training data. Data contamination remains notoriously challenging to measure and mitigate, even with partial attempts like controlled experimentation of training data, canary strings, or embedding similarities. In this work, we conduct the first thorough longitudinal analysis of data contamination in LLMs by using the natural experiment of training cutoffs in GPT models to look at benchmarks released over time. Specifically, we consider two code/mathematical problem-solving datasets, Codeforces and Project Euler, and find statistically significant trends among LLM pass rate vs. GitHub popularity and release date that provide strong evidence of contamination. By open-sourcing our dataset, raw results, and evaluation framework, our work paves the way for rigorous analyses of data contamination in modern models. We conclude with a discussion of best practices and future steps for publicly releasing benchmark in the age of LLMs which train on webscale data.
Manley Roberts, Himanshu Thakur, Christine Herlihy, Colin White, Samuel Dooley
ICLR5
2024 Large Language Models Must Be Taught to Know What They Don't Know
abstract
When using large language models (LLMs) in high-stakes applications, we need to know when we can trust their predictions. Some works argue that prompting high-performance LLMs is sufficient to produce calibrated uncertainties, while others introduce sampling methods that can be prohibitively expensive. In this work, we first argue that prompting on its own is insufficient to achieve good calibration and then show that fine-tuning on a small dataset of correct and incorrect answers can create an uncertainty estimate with good generalization and small computational overhead. We show that a thousand graded examples are sufficient to outperform baseline methods and that training through the features of a model is necessary for good performance and tractable for large open-source models when using LoRA. We also investigate the mechanisms that enable reliable LLM uncertainty estimation, finding that many models can be used as general-purpose uncertainty estimators, applicable not just to their own uncertainties but also the uncertainty of other models. Lastly, we show that uncertainty estimates inform human use of LLMs in human-AI collaborative settings through a user study.
Sanyam Kapoor, Nate Gruver, Manley Roberts, Katie Collins, Arka Pal, Umang Bhatt, Adrian Weller, Samuel Dooley, Micah Goldblum, Andrew Gordon Wilson
NeurIPS8
2023 A Deep Dive into Dataset Imbalance and Bias in Face Identification
abstract
As the deployment of automated face recognition (FR) systems proliferates, bias in these systems is not just an academic question, but a matter of public concern. Media portrayals often center imbalance as the main source of bias, i.e., that FR models perform worse on images of non-white people or women because these demographic groups are underrepresented in training data. Recent academic research paints a more nuanced picture of this relationship. However, previous studies of data imbalance in FR have focused exclusively on the face verification setting, while the face identification setting has been largely ignored, despite being deployed in sensitive applications such as law enforcement. This is an unfortunate omission, as ‘imbalance’ is a more complex matter in identification; imbalance may arise in not only the training data, but also the testing data, and furthermore may affect the proportion of identities belonging to each demographic group or the number of images belonging to each identity. In this work, we address this gap in the research by thoroughly exploring the effects of each kind of imbalance possible in face identification, and discuss other factors which may impact bias in this setting.
Valeriia Cherepanova, Steven Reich, Samuel Dooley, Hossein Souri, John Dickerson 0001, Micah Goldblum, Tom Goldstein
AIES3
2023 ForecastPFN: Synthetically-Trained Zero-Shot Forecasting
abstract
The vast majority of time-series forecasting approaches require a substantial training dataset. However, many real-life forecasting applications have very little initial observations, sometimes just 40 or fewer. Thus, the applicability of most forecasting methods is restricted in data-sparse commercial applications. While there is recent work in the setting of very limited initial data (so-called `zero-shot' forecasting), its performance is inconsistent depending on the data used for pretraining. In this work, we take a different approach and devise ForecastPFN, the first zero-shot forecasting model trained purely on a novel synthetic data distribution. ForecastPFN is a prior-data fitted network, trained to approximate Bayesian inference, which can make predictions on a new time series dataset in a single forward pass. Through extensive experiments, we show that zero-shot predictions made by ForecastPFN are more accurate and faster compared to state-of-the-art forecasting methods, even when the other methods are allowed to train on hundreds of additional in-distribution data points.
Samuel Dooley, Gurnoor Singh Khurana, Chirag Mohapatra, Siddartha Naidu, Colin White
NeurIPS1
2023 Rethinking Bias Mitigation: Fairer Architectures Make for Fairer Face Recognition
abstract
Face recognition systems are widely deployed in safety-critical applications, including law enforcement, yet they exhibit bias across a range of socio-demographic dimensions, such as gender and race. Conventional wisdom dictates that model biases arise from biased training data. As a consequence, previous works on bias mitigation largely focused on pre-processing the training data, adding penalties to prevent bias from effecting the model during training, or post-processing predictions to debias them, yet these approaches have shown limited success on hard problems such as face recognition. In our work, we discover that biases are actually inherent to neural network architectures themselves. Following this reframing, we conduct the first neural architecture search for fairness, jointly with a search for hyperparameters. Our search outputs a suite of models which Pareto-dominate all other high-performance architectures and existing bias mitigation methods in terms of accuracy and fairness, often by large margins, on the two most widely used datasets for face identification, CelebA and VGGFace2. Furthermore, these models generalize to other datasets and sensitive attributes. We release our code, models and raw data files at https://github.com/dooleys/FR-NAS.
Samuel Dooley, Rhea Sanjay Sukthanker, John Dickerson 0001, Colin White, Frank Hutter, Micah Goldblum
NeurIPS1
2023 How Library IT Staff Navigate Privacy and Security Challenges and Responsibilities
Alan F. Luo, Noel Warford, Samuel Dooley, Rachel Greenstadt, Michelle L. Mazurek, Nora McDonald
USENIX Security Symposium3
2022 Field Evidence of the Effects of Privacy, Data Transparency, and Pro-social Appeals on COVID-19 App Attractiveness
abstract
COVID-19 exposure-notification apps have struggled to gain adoption. Existing literature posits as potential causes of this low adoption: privacy concerns, insufficient data transparency, and the type of appeal – collective- vs. individual-good – used to frame the app. As policy guidance suggests using tailored advertising to evaluate the effects of these factors, we present the first field study of COVID-19 contact tracing apps with a randomized, control trial of 14 different advertisements for CovidDefense, Louisiana’s COVID-19 exposure-notification app. We find that all three hypothesized factors – privacy, data transparency, and appeals framing – relate to app adoption, even when controlling for age, gender, and community density. Our results offer (1) the first field evidence supporting the use of collective-good appeals, (2) nuanced findings regarding the efficacy of data and privacy transparency, the effects of which are moderated by appeal framing and potential users’ demographics, and (3) field-evidence-based guidance for future efforts to encourage pro-social health technology adoption.
Samuel Dooley, Dana Turjeman, John Dickerson 0001, Elissa M. Redmiles
CHI1
2022 The Dichotomous Affiliate Stable Matching Problem: Approval-Based Matching with Applicant-Employer Relations
abstract
While the stable marriage problem and its variants model a vast range of matching markets, they fail to capture complex agent relationships, such as the affiliation of applicants and employers in an interview marketplace. To model this problem, the existing literature on matching with externalities permits agents to provide complete and total rankings over matchings based off of both their own and their affiliates' matches. This complete ordering restriction is unrealistic, and further the model may have an empty core. To address this, we introduce the Dichotomous Affiliate Stable Matching (DASM) Problem, where agents' preferences indicate dichotomous acceptance or rejection of another agent in the marketplace, both for themselves and their affiliates. We also assume the agent's preferences over entire matchings are determined by a general weighted valuation function of their (and their affiliates') matches. Our results are threefold: (1) we use a human study to show that real-world matching rankings follow our assumed valuation function; (2) we prove that there always exists a stable solution by providing an efficient, easily-implementable algorithm that finds such a solution; and (3) we experimentally validate the efficiency of our algorithm versus a linear-programming-based approach.
Marina Knittel, Samuel Dooley, John Dickerson 0001
IJCAI2
2022 Robustness Disparities in Face Detection
abstract
Facial analysis systems have been deployed by large companies and critiqued by scholars and activists for the past decade. Many existing algorithmic audits examine the performance of these systems on later stage elements of facial analysis systems like facial recognition and age, emotion, or perceived gender prediction; however, a core component to these systems has been vastly understudied from a fairness perspective: face detection, sometimes called face localization. Since face detection is a pre-requisite step in facial analysis systems, the bias we observe in face detection will flow downstream to the other components like facial recognition and emotion prediction. Additionally, no prior work has focused on the robustness of these systems under various perturbations and corruptions, which leaves open the question of how various people are impacted by these phenomena. We present the first of its kind detailed benchmark of face detection systems, specifically examining the robustness to noise of commercial and academic models. We use both standard and recently released academic facial datasets to quantitatively analyze trends in face detection robustness. Across all the datasets and systems, we generally find that photos of individuals who are masculine presenting, older, of darker skin type, or have dim lighting are more susceptible to errors than their counterparts in other identities.
Samuel Dooley, George Z. Wei, Tom Goldstein, John Dickerson 0001
NeurIPS1
2022 Ctrl-Shift: How Privacy Sentiment Changed from 2019 to 2021
abstract
People’s privacy sentiments influence changes in legislation as well as technology design and use. While single-point-in-time investigations of privacy sentiment offer useful insight, study of people’s privacy sentiments over time is also necessary to better understand and anticipate evolving privacy attitudes. In this work, we build off of a 2019 Pew Research study and use repeated cross-sectional surveys (n=6,676) from 2019, 2020, and 2021 to model the sentiments of people in the U.S. toward collection and use of data for government- and health-related purposes. After the onset of COVID-19, we observe significant decreases in respondent acceptance of government data use and significant increases in acceptance of health-related data uses. While differences in privacy attitudes between sociodemographic groups largely decreased over this time period, following the 2020 U.S. national elections, we observe some of the first evidence that privacy sentiments may change based on the alignment between a user’s politics and the political party in power. Our results offer insight into how privacy attitudes may have been impacted by recent events and allow us to identify potential predictors of changes in privacy attitudes during times of geopolitical or national change.
Angelica Goetzen, Samuel Dooley, Elissa M. Redmiles
Proc. Priv. Enhancing Technol.2
2021 PreferenceNet: Encoding Human Preferences in Auction Design with Deep Learning
abstract
The design of optimal auctions is a problem of interest in economics, game theory and computer science. Despite decades of effort, strategyproof, revenue-maximizing auction designs are still not known outside of restricted settings. However, recent methods using deep learning have shown some success in approximating optimal auctions, recovering several known solutions and outperforming strong baselines when optimal auctions are not known. In addition to maximizing revenue, auction mechanisms may also seek to encourage socially desirable constraints such as allocation fairness or diversity. However, these philosophical notions neither have standardization nor do they have widely accepted formal definitions. In this paper, we propose PreferenceNet, an extension of existing neural-network-based auction mechanisms to encode constraints using (potentially human-provided) exemplars of desirable allocations. In addition, we introduce a new metric to evaluate an auction allocations' adherence to such socially desirable constraints and demonstrate that our proposed method is competitive with current state-of-the-art neural-network based auction designs. We validate our approach through human subject research and show that we are able to effectively capture real human preferences.
Neehar Peri, Michael J. Curry, Samuel Dooley, John Dickerson 0001
NeurIPS3