Topic modeling is a technique for organizing and extracting themes from large collections of unstructured text. Non-negative matrix factorization (NMF) is a common unsupervised approach that decomposes a term frequency-inverse document frequency (TF-IDF) matrix to uncover latent topics and segment the dataset accordingly. While useful for highlighting patterns and clustering documents, NMF does not provide explicit topic labels, necessitating subject matter experts (SMEs) to assign labels manually. We present a methodology for automating topic labeling in documents clustered via NMF with automatic model determination (NMFk). By leveraging the output of NMFk and employing prompt engineering, we utilize large language models (LLMs) to generate accurate topic labels. Our case study on over 34,000 scientific abstracts on Knowledge Graphs demonstrates the effectiveness of our method in enhancing knowledge management and document organization.

Large Language Models (LLMs) are pre-trained on large-scale corpora and excel in numerous general natural language processing (NLP) tasks, such as question answering (QA). Despite their advanced language capabilities, when it comes to domain-specific and knowledge-intensive tasks, LLMs suffer from hallucinations, knowledge cut-offs, and lack of knowledge attributions. Additionally, fine tuning LLMs' intrinsic knowledge to highly specific domains is an expensive and time consuming process. The retrieval-augmented generation (RAG) process has recently emerged as a method capable of optimization of LLM responses, by referencing them to a predetermined ontology. It was shown that using a Knowledge Graph (KG) ontology for RAG improves the QA accuracy, by taking into account relevant sub-graphs that preserve the information in a structured manner. In this paper, we introduce SMART-SLIC, a highly domain-specific LLM framework, that integrates RAG with KG and a vector store (VS) that store factual domain specific information. Importantly, to avoid hallucinations in the KG, we build these highly domain-specific KGs and VSs without the use of LLMs, but via NLP, data mining, and nonnegative tensor factorization with automatic model selection. Pairing our RAG with a domain-specific: (i) KG (containing structured information), and (ii) VS (containing unstructured information) enables the development of domain-specific chat-bots that attribute the source of information, mitigate hallucinations, lessen the need for fine-tuning, and excel in highly domain-specific question answering tasks. We pair SMART-SLIC with chain-of-thought prompting agents. The framework is designed to be generalizable to adapt to any specific or specialized domain. In this paper, we demonstrate the question answering capabilities of our framework on a corpus of scientific publications on malware analysis and anomaly detection.

Highly specific datasets of scientific literature are important for both research and education. However, it is difficult to build such datasets at scale. A common approach is to build these datasets reductively by applying topic modeling on an established corpus and selecting specific topics. A more robust but time-consuming approach is to build the dataset constructively in which a subject matter expert (SME) handpicks documents. This method does not scale and is prone to error as the dataset grows. Here we showcase a new tool, based on machine learning, for constructively generating targeted datasets of scientific literature. Given a small initial “core” corpus of papers, we build a citation network of documents. At each step of the citation network, we generate text embeddings and visualize the embeddings through dimensionality reduction. Papers are kept in the dataset if they are “similar” to the core or are otherwise pruned through human-in-the-loop selection. Additional insight into the papers is gained through SUb-topic modeling using SeNMFk. We demonstrate our new tool for literature review by applying it to two different fields in machine learning.

As the amount of text data continues to grow, topic modeling is serving an important role in understanding the content hidden by the overwhelming quantity of documents. One popular topic modeling approach is non-negative matrix factorization (NMF), an unsupervised machine learning (ML) method. Recently, Semantic NMF with automatic model selection (SeNMFk) has been proposed as a modification to NMF. In addition to heuristically estimating the number of topics, SeNMFk also incorporates the semantic structure of the text. This is performed by jointly factorizing the term frequency-inverse document frequency (TF-IDF) matrix with the co-occurrence/word-context matrix, the values of which represent the number of times two words co-occur in a predetermined window of the text. In this paper, we introduce a novel distributed method, SeNMFk-SPLIT, for semantic topic extraction suitable for large corpora. Contrary to SeNMFk, our method enables the joint factorization of large documents by decomposing the word-context and term-document matrices separately. We demonstrate the capability of SeNMFk-SPLIT by applying it to the entire artificial intelligence (AI) and ML scientific literature uploaded on arXiv.

Non-negative matrix factorization (NMF) with missing-value completion is a well-known effective Collaborative Filtering (CF) method used to provide personalized user recommendations. However, traditional CF relies on a privacy-invasive collection of user data to build a central recommender model. One-shot federated learning has recently emerged as a method to mitigate the privacy problem while addressing the traditional communication bottleneck of federated learning. In this paper, we present the first one-shot federated CF implementation, named One-FedCF, for groups of users or collaborating organizations. In our solution, the clients first apply local CF in-parallel to build distinct, client-specific recommenders. Then, the privacy-preserving local item patterns and biases from each client are shared with the processor to perform joint factorization in order to extract the global item patterns. Extracted patterns are then aggregated to each client to build the local models via information retrieval transfer. In our experiments, we demonstrate our approach with two MovieLens datasets and show results competitive with the state-of-the-art federated recommender systems at a substantial decrease in the number of communications.

The unprecedented outbreak of Severe Acute Respiratory Syndrome Coronavirus-2 (SARS-CoV-2), or COVID-19, continues to be a significant worldwide problem. As a result, a surge of new COVID-19 related research has followed suit. The growing number of publications requires document organization methods to identify relevant information. In this paper, we expand upon our previous work with clustering the CORD-19 dataset by applying multi-dimensional analysis methods. Tensor factorization is a powerful unsupervised learning method capable of discovering hidden patterns in a document corpus. We show that a higher-order representation of the corpus allows for the simultaneous grouping of similar articles, relevant journals, authors with similar research interests, and topic keywords. These groupings are identified within and among the latent components extracted via tensor decomposition. We further demonstrate the application of this method with a publicly available interactive visualization of the dataset.

The world has faced the devastating outbreak of Severe Acute Respiratory Syndrome Coronavirus-2 (SARS-CoV-2), or COVID-19, in 2020. Research in the subject matter was fast-tracked to such a point that scientists were struggling to keep up with new findings. With this increase in the scientific literature, there arose a need for organizing those documents. We describe an approach to organize and visualize the scientific literature on or related to COVID-19 using machine learning techniques so that papers on similar topics are grouped together. By doing so, the navigation of topics and related papers is simplified. We implemented this approach using the widely recognized CORD-19 dataset to present a publicly available proof of concept.