Sy-David Friedman

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80ranked-venue papers
48as first author
5since 2021 · last 2025
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Theory of computation · 80 · 48 first-author · 5 since 2021
YearPublicationVenuePosition
2025 Good projective witnesses
Vera Fischer, Sy-David Friedman, David Schrittesser, Asger Törnquist
Ann. Pure Appl. Log.2
2024 Mutually embeddable models of ZFC
abstract
We investigate systems of transitive models of ZFC which are elementarily embeddable into each other and the influence of definability properties on such systems.
Monroe Eskew, Sy-David Friedman, Yair Hayut, Farmer Schlutzenberg
Ann. Pure Appl. Log.2
2023 Structural Properties of the stable Core
abstract
Abstract The stable core, an inner model of the form $\langle L[S],\in , S\rangle $ for a simply definable predicate S, was introduced by the first author in [8], where he showed that V is a class forcing extension of its stable core. We study the structural properties of the stable core and its interactions with large cardinals. We show that the $\operatorname {GCH} $ can fail at all regular cardinals in the stable core, that the stable core can have a discrete proper class of measurable cardinals, but that measurable cardinals need not be downward absolute to the stable core. Moreover, we show that, if large cardinals exist in V, then the stable core has inner models with a proper class of measurable limits of measurables, with a proper class of measurable limits of measurable limits of measurables, and so forth. We show this by providing a characterization of natural inner models $L[C_1, \dots , C_n]$ for specially nested class clubs $C_1, \dots , C_n$ , like those arising in the stable core, generalizing recent results of Welch [29].
Sy-David Friedman, Victoria Gitman, Sandra Müller
J. Symb. Log.1
2022 Embeddings Into Outer Models
abstract
Abstract We explore the possibilities for elementary embeddings $j : M \to N$ , where M and N are models of ZFC with the same ordinals, $M \subseteq N$ , and N has access to large pieces of j. We construct commuting systems of such maps between countable transitive models that are isomorphic to various canonical linear and partial orders, including the real line ${\mathbb R}$ .
Monroe Eskew, Sy-David Friedman
J. Symb. Log.2
2021 Generic coding with Help and Amalgamation Failure
abstract
Abstract We show that if M is a countable transitive model of $\text {ZF}$ and if $a,b$ are reals not in M, then there is a G generic over M such that $b \in L[a,G]$ . We then present several applications such as the following: if J is any countable transitive model of $\text {ZFC}$ and $M \not \subseteq J$ is another countable transitive model of $\text {ZFC}$ of the same ordinal height $\alpha $ , then there is a forcing extension N of J such that $M \cup N$ is not included in any transitive model of $\text {ZFC}$ of height $\alpha $ . Also, assuming $0^{\#}$ exists, letting S be the set of reals generic over L, although S is disjoint from the Turing cone above $0^{\#}$ , we have that for any non-constructible real a, $\{ a \oplus s : s \in S \}$ is cofinal in the Turing degrees.
Sy-David Friedman, Dan Hathaway
J. Symb. Log.1
2019 A ${\rm{\Sigma }}_4^1 $ WELLORDER OF THE REALS WITH ${\rm{NS}}_{\omega _1 } $ SATURATED
abstract
Abstract We show that, assuming the existence of the canonical inner model with one Woodin cardinal $M_1 $ , there is a model of $ZFC$ in which the nonstationary ideal on $\omega _1 $ is $\aleph _2 $ -saturated and whose reals admit a ${\rm{\Sigma }}_4^1 $ -wellorder.
Sy-David Friedman, Stefan Hoffelner
J. Symb. Log.1
2018 The eightfold Way
abstract
Abstract Three central combinatorial properties in set theory are the tree property, the approachability property and stationary reflection. We prove the mutual independence of these properties by showing that any of their eight Boolean combinations can be forced to hold at ${\kappa ^{ + + }}$ , assuming that $\kappa = {\kappa ^{ < \kappa }}$ and there is a weakly compact cardinal aboveκ. If in additionκis supercompact then we can forceκto be ${\aleph _\omega }$ in the extension. The proofs combine the techniques of adding and then destroying a nonreflecting stationary set or a ${\kappa ^{ + + }}$ -Souslin tree, variants of Mitchell’s forcing to obtain the tree property, together with the Prikry-collapse poset for turning a large cardinal into ${\aleph _\omega }$ .
James Cummings 0001, Sy-David Friedman, Menachem Magidor, Assaf Rinot
J. Symb. Log.2
2018 Coherent Systems of finite Support iterations
abstract
Abstract We introduce a forcing technique to construct three-dimensional arrays of generic extensions through FS (finite support) iterations of ccc posets, which we refer to as 3D-coherent systems. We use them to produce models of new constellations in Cichoń’s diagram, in particular, a model where the diagram can be separated into 7 different values. Furthermore, we show that this constellation of 7 values is consistent with the existence of a ${\rm{\Delta }}_3^1$ well-order of the reals.
Vera Fischer, Sy-David Friedman, Diego Alejandro Mejía, Diana Carolina Montoya
J. Symb. Log.2
2017 Cardinal characteristics at κ in a small u(κ) model
Andrew D. Brooke-Taylor, Vera Fischer, Sy-David Friedman, Diana Carolina Montoya
Ann. Pure Appl. Log.3
2017 Hyperclass forcing in Morse-Kelley class Theory
abstract
Abstract In this article we introduce and study hyperclass-forcing (where the conditions of the forcing notion are themselves classes) in the context of an extension of Morse-Kelley class theory, called MK**. We define this forcing by using a symmetry between MK** models and models of ZFC− plus there exists a strongly inaccessible cardinal (called SetMK**). We develop a coding between β-models ${\cal M}$ of MK** and transitive models M+ of SetMK** which will allow us to go from ${\cal M}$ to M+ and vice versa. So instead of forcing with a hyperclass in MK** we can force over the corresponding SetMK** model with a class of conditions. For class-forcing to work in the context of ZFC− we show that the SetMK** model M+ can be forced to look like LK*[X], where κ* is the height of M+, κ strongly inaccessible in M+ and $X \subseteq \kappa$ . Over such a model we can apply definable class forcing and we arrive at an extension of M+ from which we can go back to the corresponding β-model of MK**, which will in turn be an extension of the original ${\cal M}$ . Our main result combines hyperclass forcing with coding methods of [3] and [4] to show that every β-model of MK** can be extended to a minimal such model of MK** with the same ordinals. A simpler version of the proof also provides a new and analogous minimality result for models of second-order arithmetic.
Carolin Antos, Sy-David Friedman
J. Symb. Log.2
2016 Cobham recursive set functions
Arnold Beckmann, Samuel R. Buss, Sy-David Friedman, Neil Thapen
Ann. Pure Appl. Log.3
2016 Regularity properties on the generalized reals
Sy-David Friedman, Yurii Khomskii, Vadim Weinstein
Ann. Pure Appl. Log.1
2016 Isomorphism on HYP
abstract
Abstract We show that isomorphism is not a complete ${\rm{\Sigma }}_1^1$ equivalence relation even when restricted to the hyperarithmetic reals: If E1 denotes the ${\rm{\Sigma }}_1^1$ (even ${\rm{\Delta }}_1^1$ ) equivalence relation of [4] then for no Hyp function f do we have xEy iff f(x) is isomorphic to f(y) for all Hyp reals x,y. As a corollary to the proof we provide for each computable limit ordinal α a hyperarithmetic reduction of ${ \equiv _\alpha }$ (elementary-equivalence for sentences of quantifier-rank less than α) on arbitrary countable structures to isomorphism on countable structures of Scott rank at most α.
Sy-David Friedman
J. Symb. Log.1
2016 Definability of Satisfaction in outer Models
abstract
Abstract Let M be a transitive model of ZFC. We say that a transitive model of ZFC, N, is an outer model of M if M ⊆ N and ORD ∩ M = ORD ∩ N. The outer model theory of M is the collection of all formulas with parameters from M which hold in all outer models of M (which exist in a universe in which M is countable; this is independent of the choice of such a universe). Satisfaction defined with respect to outer models can be seen as a useful strengthening of first-order logic. Starting from an inaccessible cardinal κ, we show that it is consistent to have a transitive model M of ZFC of size κ in which the outer model theory is lightface definable, and moreover M satisfies V = HOD. The proof combines the infinitary logic L∞,ω, Barwise’s results on admissible sets, and a new forcing iteration of length strictly less than κ+ which manipulates the continuum function on certain regular cardinals below κ. In the appendix, we review some unpublished results of Mack Stanley which are directly related to our topic.
Sy-David Friedman, Radek Honzik
J. Symb. Log.1
2015 Large cardinals need not be large in HOD
Sy-David Friedman, Joel David Hamkins
Ann. Pure Appl. Log.2
2015 The tree property at the א2n's and the failure of SCH at אω
Sy-David Friedman, Radek Honzik
Ann. Pure Appl. Log.1
2015 Large cardinals and definable well-orders, without the GCH
Sy-David Friedman, Philipp Lücke
Ann. Pure Appl. Log.1
2015 Definable normal measures
Sy-David Friedman, Liuzhen Wu
Ann. Pure Appl. Log.1
2015 Safe Recursive Set Functions
abstract
Abstract We introduce the safe recursive set functions based on a Bellantoni–Cook style subclass of the primitive recursive set functions. We show that the functions computed by safe recursive set functions under a list encoding of finite strings by hereditarily finite sets are exactly the polynomial growth rate functions computed by alternating exponential time Turing machines with polynomially many alternations. We also show that the functions computed by safe recursive set functions under a more efficient binary tree encoding of finite strings by hereditarily finite sets are exactly the quasipolynomial growth rate functions computed by alternating quasipolynomial time Turing machines with polylogarithmic many alternations. We characterize the safe recursive set functions on arbitrary sets in definability-theoretic terms. In its strongest form, we show that a function on arbitrary sets is safe recursive if and only if it is uniformly definable in some polynomial level of a refinement of Jensen's J-hierarchy, relativized to the transitive closure of the function's arguments. We observe that safe recursive set functions on infinite binary strings are equivalent to functions computed by infinite-time Turing machines in time less than ωω. We also give a machine model for safe recursive set functions which is based on set-indexed parallel processors and the natural bound on running times.
Arnold Beckmann, Samuel R. Buss, Sy-David Friedman
J. Symb. Log.3
2015 Large Cardinals and Lightface Definable Well-Orders, without the GCH
abstract
Abstract This paper deals with the question whether the assumption that for every inaccessible cardinal κ there is a well-order of H(κ+) definable over the structure $\langle {\rm{H}}({\kappa ^ + }), \in \rangle$ by a formula without parameters is consistent with the existence of (large) large cardinals and failures of the GCH. We work under the assumption that the SCH holds at every singular fixed point of the ℶ-function and construct a class forcing that adds such a well-order at every inaccessible cardinal and preserves ZFC, all cofinalities, the continuum function, and all supercompact cardinals. Even in the absence of a proper class of inaccessible cardinals, this forcing produces a model of “V = HOD” and can therefore be used to force this axiom while preserving large cardinals and failures of the GCH. As another application, we show that we can start with a model containing an ω-superstrong cardinal κ and use this forcing to build a model in which κ is still ω-superstrong, the GCH fails at κ and there is a well-order of H(κ+) that is definable over H(κ+) without parameters. Finally, we can apply the forcing to answer a question about the definable failure of the GCH at a measurable cardinal.
Sy-David Friedman, Peter Holy, Philipp Lücke
J. Symb. Log.1
2015 Failures of the Silver Dichotomy in the generalized Baire Space
abstract
Abstract We prove results that falsify Silver’s dichotomy for Borel equivalence relations on the generalized Baire space under the assumptionV=L.
Sy-David Friedman, Vadim Weinstein
J. Symb. Log.1
2013 Baumgartner's conjecture and bounded forcing axioms
abstract
We study the spectrum of forcing notions between the iterations of σ-closed followed by ccc forcings and the proper forcings. This includes the hierarchy of α-proper forcings for indecomposable countable ordinals α, the Axiom A forcings and forcings completely embeddable into an iteration of a σ-closed followed by a ccc forcing. For the latter class, we present an equivalent characterization in terms of Baumgartnerʼs Axiom A. This resolves a conjecture of Baumgartner from the 1980s. We also study the bounded forcing axioms for the hierarchy of α-proper forcings. Following ideas of Shelah we separate them for distinct countable indecomposable ordinals.
David Asperó, Sy-David Friedman, Miguel Angel Mota, Marcin Sabok
Ann. Pure Appl. Log.2
2013 Cardinal characteristics, projective wellorders and large continuum
abstract
We extend the work of Fischer et al. (2011) [6] by presenting a method for controlling cardinal characteristics in the presence of a projective wellorder and 2ℵ0>ℵ2. This also answers a question of Harrington (1977) [9] by showing that the existence of a Δ31 wellorder of the reals is consistent with Martinʼs axiom and 2ℵ0=ℵ3.
Vera Fischer, Sy-David Friedman, Lyubomyr Zdomskyy
Ann. Pure Appl. Log.2
2013 Fusion and large cardinal preservation
Sy-David Friedman, Radek Honzik, Lyubomyr Zdomskyy
Ann. Pure Appl. Log.1
2013 Slow consistency
Sy-David Friedman, Michael Rathjen, Andreas Weiermann
Ann. Pure Appl. Log.1
2013 Killing the GCH everywhere with a single real
abstract
Abstract Shelah-Woodin [10] investigate the possibility of violating instances of GCH through the addition of a single real. In particular they show that it is possible to obtain a failure of CH by adding a single real to a model of GCH, preserving cofinalities. In this article we strengthen their result by showing that it is possible to violate GCH at all infinite cardinals by adding a single real to a model of GCH. Our assumption is the existence of an H(κ+3)-strong cardinal; by work of Gitik and Mitchell [6] it is known that more than an H(κ++)-strong cardinal is required.
Sy-David Friedman, Mohammad Golshani
J. Symb. Log.1
2013 Classes of structures with universe a subset of ω1
abstract
We continue recent work on computable structure theory in the setting of ω1. We prove the analogue of a result from Fokina et al. (2012 J. Symbolic Logic, 77, 122–132) saying that isomorphism of computable structures lies ‘on top’ among Σ11 equivalence relations on ω. Our equivalence relations are on ω1. In the standard setting, Σ11 sets are characterized in terms of paths through trees. In the setting of ω1, we use a new characterization of Σ11 sets that involves clubs in ω1. Finally, we present some new results about ω1-computable categoricity for fields.
Ekaterina B. Fokina, Sy-David Friedman, Julia F. Knight, Russell G. Miller
J. Log. Comput.2
2012 Equivalence Relations That Are Σ03 Complete for Computable Reducibility - (Extended Abstract)
Ekaterina B. Fokina, Sy-David Friedman, André Nies
WoLLIC2
2012 Foundational implications of the Inner Model Hypothesis
abstract
The Inner Model Hypothesis (IMH) is a new axiomatic approach in set theory formulated by Sy-D. Friedman. The purpose of this paper is to illustrate the hypothesis, and discuss it with respect to the current debate on the consequences of independence results in set theory.
Tatiana Arrigoni, Sy-David Friedman
Ann. Pure Appl. Log.2
2012 Easton's theorem and large cardinals from the optimal hypothesis
Sy-David Friedman, Radek Honzik
Ann. Pure Appl. Log.1
2012 Definable well-orders of H(ω2) and GCH
abstract
Abstract Assuming 2ℵ0 = ℵ1 and 2ℵ1 = ℵ2, we build a partial order that forces the existence of a well-order of H(ω2) lightface definable over ⟨H(ω1), ∈⟩ and that preserves cardinal exponentiation and cofinalities.
David Asperó, Sy-David Friedman
J. Symb. Log.2
2012 Isomorphism relations on computable structures
abstract
Abstract We study the complexity of the isomorphism relation on classes of computable structures. We use the notion of FF-reducibility introduced in [9] to show completeness of the isomorphism relation on many familiar classes in the context of all equivalence relations on hyperarithmetical subsets of ω.
Ekaterina B. Fokina, Sy-David Friedman, Valentina S. Harizanov, Julia F. Knight, Charles F. D. McCoy, Antonio Montalbán
J. Symb. Log.2
2011 Projective wellorders and mad families with large continuum
abstract
We show that b = c = ω 3 is consistent with the existence of a Δ 3 1 -definable wellorder of the reals and a Π 2 1 -definable ω -mad subfamily of [ ω ] ω (resp. ω ω ).
Vera Fischer, Sy-David Friedman, Lyubomyr Zdomskyy
Ann. Pure Appl. Log.2
2011 Strong isomorphism reductions in complexity theory
abstract
Abstract We give the first systematic study of strong isomorphism reductions, a notion of reduction more appropriate than polynomial time reduction when, for example, comparing the computational complexity of the isomorphim problem for different classes of structures. We show that the partial ordering of its degrees is quite rich. We analyze its relationship to a further type of reduction between classes of structures based on purely comparing for everynthe number of nonisomorphic structures of cardinality at mostnin both classes. Furthermore, in a more general setting we address the question of the existence of a maximal element in the partial ordering of the degrees.
Samuel R. Buss, Yijia Chen 0001, Jörg Flum, Sy-David Friedman
J. Symb. Log.4
2011 BPFA and projective well-orderings of the reals
abstract
Abstract If the bounded proper forcing axiom BPFA holds and ω1 = ω1L, then there is a lightface Σ31 well-ordering of the reals. The argument combines a well-ordering due to Caicedo-Veličković with an absoluteness result for models of MA in the spirit of “David's trick.” We also present a general coding scheme that allows us to show that BPFA is equiconsistent with R being lightface Σ41 for many “consistently locally certified” relations R on ℝ. This is accomplished through a use of David's trick and a coding through the Σ2 stable ordinals of L.
Andrés Eduardo Caicedo, Sy-David Friedman
J. Symb. Log.2
2011 The tree property at ℵω+2
abstract
Abstract Assuming the existence of a weakly compact hypermeasurable cardinal we prove that in some forcing extension ℵω is a strong limit cardinal and ℵω+2 has the tree property. This improves a result of Matthew Foreman (see [2]).
Sy-David Friedman, Ajdin Halilovic
J. Symb. Log.1
2011 Potential isomorphism of elementary substructures of a strictly stable homogeneous model
abstract
Abstract The results herein form part of a larger project to characterize the classification properties of the class of submodels of a homogeneous stable diagram in terms of the solvability (in the sense of [1]) of the potential isomorphism problem for this class of submodels. We restrict ourselves to locally saturated submodels of the monster model , of some power π. We assume that in Gödel's constructive universe , π is a regular cardinal at least the successor of the first cardinal in which , is stable. We show that the collection of pairs of submodels in as above which are potentially isomorphic with respect to certain cardinal-preserving extensions of is equiconstructible with 0#. As 0# is highly “transcendental” over , this provides a very strong statement to the effect that potential isomorphism for this class of models not only fails to be set-theoretically absolute, but is of high (indeed of the highest possible) complexity. The proof uses a novel method that does away with the need for a linear order on the skeleton.
Sy-David Friedman, Tapani Hyttinen, Agatha Walczak-Typke
J. Symb. Log.1
2011 Analytic equivalence relations and bi-embeddability
abstract
Abstract Louveau and Rosendal [5] have shown that the relation of bi-embeddability for countable graphs as well as for many other natural classes of countable structures is complete under Borel reducibility for analytic equivalence relations. This is in strong contrast to the case of the isomorphism relation, which as an equivalence relation on graphs (or on any class of countable structures consisting of the models of a sentence of ) is far from complete (see [5, 2]). In this article we strengthen the results of [5] by showing that not only does bi-embeddability give rise to analytic equivalence relations which are complete under Borel reducibility, but in fact any analytic equivalence relation is Borel equivalent to such a relation. This result and the techniques introduced answer questions raised in [5] about the comparison between isomorphism and bi-embeddability. Finally, as in [5] our results apply not only to classes of countable structures defined by sentences of , but also to discrete metric or ultrametric Polish spaces, compact metrizable topological spaces and separable Banach spaces, with various notions of embeddability appropriate for these classes, as well as to actions of Polish monoids.
Sy-David Friedman, Luca Motto Ros
J. Symb. Log.1
2011 Hypermachines
abstract
Abstract The Infinite Time Turing Machine model [8] of Hamkins and Kidder is, in an essential sense, a “Σ2-machine” in that it uses a Σ2Liminf Rule to determine cell values at limit stages of time. We give a generalisation of these machines with an appropriate Σn rule. Such machines either halt or enter an infinite loop by stage , again generalising precisely the ITTM case. The collection of such machines taken together computes precisely those reals of the least model of analysis.
Sy-David Friedman, Philip D. Welch
J. Symb. Log.1
2010 Cardinal characteristics and projective wellorders
Vera Fischer, Sy-David Friedman
Ann. Pure Appl. Log.2
2010 The effective theory of Borel equivalence relations
Ekaterina B. Fokina, Sy-David Friedman, Asger Törnquist
Ann. Pure Appl. Log.2
2010 Projective mad families
Sy-David Friedman, Lyubomyr Zdomskyy
Ann. Pure Appl. Log.1
2009 Equivalence Relations on Classes of Computable Structures
Ekaterina B. Fokina, Sy-David Friedman
CiE2
2009 Large cardinals and locally defined well-orders of the universe
David Asperó, Sy-David Friedman
Ann. Pure Appl. Log.2
2009 Large cardinals and gap-1 morasses
Andrew D. Brooke-Taylor, Sy-David Friedman
Ann. Pure Appl. Log.2
2009 The number of normal measures
abstract
Abstract There have been numerous results showing that a measurable cardinal κ can carry exactly α normal measures in a model of GCH. where α is a cardinal at most κ++. Starting with just one measurable cardinal, we have [9] (for α = 1), [10] (for α = α++, the maximum possible) and [1] (for α = κ+, after collapsing κ++). In addition, under stronger large cardinal hypotheses, one can handle the remaining cases: [12] (starting with a measurable cardinal of Mitchell order α), [2] (as in [12], but where κ is the least measurable cardinal and α is less than κ, starting with a measurable of high Mitchell order) and [11] (as in [12], but where κ is the least measurable cardinal, starting with an assumption weaker than a measurable cardinal of Mitchell order 2). In this article we treat all cases by a uniform argument, starting with only one measurable cardinal and applying a cofinality-preserving forcing. The proof uses κ-Sacks forcing and the “tuning fork” technique of [8]. In addition, we explore the possibilities for the number of normal measures on a cardinal at which the GCH fails.
Sy-David Friedman, Menachem Magidor
J. Symb. Log.1
2009 An inner model for global domination
abstract
Abstract In this paper it is shown that the global statement that the dominating number for κ is less than 2κ for all regular κ, is internally consistent, given the existence of 0#. The possible range of values for the dominating number for κ and 2κ which may be simultaneously true in an inner model is also explored.
Sy-David Friedman, Katherine Thompson
J. Symb. Log.1
2008 Easton's theorem and large cardinals
Sy-David Friedman, Radek Honzik
Ann. Pure Appl. Log.1
2008 The internal consistency of Easton's theorem
Sy-David Friedman, Pavel Ondrejovic
Ann. Pure Appl. Log.1
2008 on the singular cardinals
abstract
Abstract We give upper and lower bounds for the consistency strength of the failure of a combinatorial principle introduced by Jensen. Square on singular cardinals.
James Cummings 0001, Sy-David Friedman
J. Symb. Log.2
2008 Internal consistency and global co-stationarity of the ground model
abstract
Abstract Global co-stationarity of the ground model from an ℵ2-c.c. forcing which adds a new subset of ℵ1 is internally consistent relative to an ω1-Erdős hyperstrong cardinal and a sufficiently large measurable above.
Natasha Dobrinen, Sy-David Friedman
J. Symb. Log.2
2008 Internal consistency for embedding complexity
abstract
Abstract In a previous paper with M. Džamonja, class forcings were given which fixed the complexity (a universality covering number) for certain types of structures of size λ together with the value of 2λ for every regular λ. As part of a programme for examining when such global results can be true in an inner model, we build generics for these class forcings.
Sy-David Friedman, Katherine Thompson
J. Symb. Log.1
2008 Perfect trees and elementary embeddings
abstract
Abstract An important technique in large cardinal set theory is that of extending an elementary embedding j: M → N between inner models to an elementary embedding j* : M[G] → N[G*] between generic extensions of them. This technique is crucial both in the study of large cardinal preservation and of internal consistency. In easy cases, such as when forcing to make the GCH hold while preserving a measurable cardinal (via a reverse Easton iteration of α-Cohen forcing for successor cardinals α), the generic G* is simply generated by the image of G. But in difficult cases, such as in Woodin's proof that a hypermeasurable is sufficient to obtain a failure of the GCH at a measurable, a preliminary version of G* must be constructed (possibly in a further generic extension of M[G]) and then modified to provide the required G*. In this article we use perfect trees to reduce some difficult cases to easy ones, using fusion as a substitute for distributivity. We apply our technique to provide a new proof of Woodin's theorem as well as the new result that global domination at inaccessibles (the statement that d(κ) is less than 2κ for inaccessible κ, where d(κ) is the dominating number at κ) is internally consistent, given the existence of 0#.
Sy-David Friedman, Katherine Thompson
J. Symb. Log.1
2008 On the consistency strength of the inner model hypothesis
abstract
The Inner Model Hypothesis (IMH) and the Strong Inner Model Hypothesis (SIMH) were introduced in [4]. In this article we establish some upper and lower bounds for their consistency strength. We repeat the statement of the IMH, as presented in [4]. A sentence in the language of set theory is internally consistent iff it holds in some (not necessarily proper) inner model. The meaning of internal consistency depends on what inner models exist: If we enlarge the universe, it is possible that more statements become internally consistent. The Inner Model Hypothesis asserts that the universe has been maximised with respect to internal consistency: The Inner Model Hypothesis (IMH): If a statement φ without parameters holds in an inner model of some outer model of V (i.e., in some model compatible with V), then it already holds in some inner model of V. Equivalently: If φ is internally consistent in some outer model of V then it is already internally consistent in V. This is formalised as follows. Regard V as a countable model of Gödel-Bernays class theory, endowed with countably many sets and classes. Suppose that V* is another such model, with the same ordinals as V. Then V* is an outer model of V (V is an inner model of V*) iff the sets of V* include the sets of V and the classes of V* include the classes of V. V* is compatible with V iff V and V* have a common outer model.
Sy-David Friedman, Philip D. Welch, W. Hugh Woodin
J. Symb. Log.1
2006 Co-stationarity of the ground model
abstract
Abstract This paper investigates when it is possible for a partial ordering ℙ to force Pk(Λ)\V to be stationary in Vℙ. It follows from a result of Gitik that whenever ℙ adds a new real, then Pk(Λ)\V is stationary in Vℙ for each regular uncountable cardinal κ in Vℙ and all cardinals λ ≥ κ in Vℙ [4], However, a covering theorem of Magidor implies that when no new ω-sequences are added, large cardinals become necessary [7]. The following is equiconsistent with a proper class of ω1-Erdős cardinals: If ℙ is ℵ1-Cohen forcing, then Pk(Λ)\V is stationary in Vℙ, for all regular κ ≥ ℵ2and all λ ≩ κ. The following is equiconsistent with an ω1-Erdős cardinal: If ℙ is ℵ1-Cohen forcing, then is stationary in Vℙ. The following is equiconsistent with κ measurable cardinals: If ℙ is κ-Cohen forcing, then is stationary in Vℙ.
Natasha Dobrinen, Sy-David Friedman
J. Symb. Log.2
2006 Hyperfine structure theory and gap 1 morasses
abstract
Abstract Using the Friedman-Koepke Hyperfine Structure Theory of [2]. we provide a short construction of a gap 1 morass in the constructible universe.
Sy-David Friedman, Peter Koepke, Boris Piwinger
J. Symb. Log.1
2004 Generic Sigma13 absoluteness
abstract
In this article we study the strength of absoluteness (with real parameters) in various types of generic extensions, correcting and improving some results from [3]. (In particular, see Theorem 3 below.) We shall also make some comments relating this work to the bounded forcing axioms BMM, BPFA and BSPFA. The statement “ absoluteness holds for ccc forcing” means that if a formula with real parameters has a solution in a ccc set-forcing extension of the universe V, then it already has a solution in V. The analogous definition applies when ccc is replaced by other set-forcing notions, or by class-forcing. Theorem 1. [1] absoluteness for ccc has no strength; i.e., if ZFC is consistent then so is ZFC + absoluteness for ccc. The following results concerning (arbitrary) set-forcing and class-forcing can be found in [3]. Theorem 2 (Feng-Magidor-Woodin). (a) absoluteness for arbitrary set-forcing is equiconsistent with the existence of a reflecting cardinal, i.e., a regular cardinal κ such that H(κ) is ∑2-elementary in V. (b) absoluteness for class-forcing is inconsistent. We consider next the following set-forcing notions, which lie strictly between ccc and arbitrary set-forcing: proper, semiproper, stationary-preserving and ω1-preserving. We refer the reader to [8] for the definitions of these forcing notions. Using a variant of an argument due to Goldstern-Shelah (see [6]), we show the following. This result corrects Theorem 2 of [3] (whose proof only shows that if absoluteness holds in a certain proper forcing extension, then in L either ω1 is Mahlo or ω2 is inaccessible).
Sy-David Friedman
J. Symb. Log.1
2003 Cardinal-preserving extensions
abstract
Abstract A classic result of Baumgartner-Harrington-Kleinberg [1] implies that assuming CH a stationary subset of ω1 has a CUB subset in a cardinal-perserving generic extension of V, via a forcing of cardinality ω1. Therefore, assuming that ω2L is countable: {X ∈ L ∣ X ⊆ ω1L and X has a CUB subset in a cardinal-preserving extension of L} is constructive, as it equals the set of constructible subsets of ω1L which in L are stationary. Is there a similar such result for subsets of ω2L? Building on work of M. Stanley [9], we show that there is not. We shall also consider a number of related problems, examining the extent to which they are “solvable” in the above sense, as well as denning a notion of reduction between them.
Sy-David Friedman
J. Symb. Log.1
2003 Classification theory and 0#
abstract
Abstract We characterize the classifiability of a countable first-order theory T in terms of the solvability (in the sense of [2]) of the potential-isomorphism problem for models of T.
Sy-David Friedman, Tapani Hyttinen, Mika Rautila
J. Symb. Log.1
2003 Universally Baire sets and definable well-orderings of the reals
abstract
Abstract Let n ≥ 3 be an integer. We show that it is consistent (relative to the consistency of n − 2 strong cardinals) that every Σ1n-set of reals is universally Baire yet there is a (lightface) projective well-ordering of the reals. The proof uses “David's trick” in the presence of inner models with strong cardinals.
Sy-David Friedman, Ralf Schindler
J. Symb. Log.1
2002 0# and Inner Models
abstract
In this paper we examine the cardinal structure of inner models that satisfy GCH but do not contain 0#. We show, assuming that 0# exists, that such models necessarily contain Mahlo cardinals of high order, but without further assumptions need not contain a cardinal κ which is κ-Mahlo. The principal tools are the Covering Theorem for L and the technique of reverse Easton iteration. Let I denote the class of Silver indiscernibles for L and 〈iα ∣ α ϵ ORD〉 its increasing enumeration. Also fix an inner model M of GCH not containing 0# and let ωα denote the ωα of the model M[0#], the least inner model containing M as a submodel and 0# as an element.
Sy-David Friedman
J. Symb. Log.1
2001 Generic absoluteness
Joan Bagaria, Sy-David Friedman
Ann. Pure Appl. Log.2
1998 Generic Saturation
abstract
Assuming that ORD is ω + ω-Erdös we show that if a class forcing amenable to L (an L-forcing) has a generic then it has one definable in a set-generic extension of L[O#]. In fact we may choose such a generic to be periodic in the sense that it preserve the indiscernibility of a final segment of a periodic subclass of the Silver indiscernibles, and therefore to be almost codable in the sense that it is definable from a real which is generic for an L-forcing (and which belongs to a set-generic extension of L[0#]). This result is best possible in the sense that for any countable ordinal α there is an L-forcing which has generics but none periodic of period ≤ α. However, we do not know if an assumption beyond ZFC+“O# exists” is actually necessary for these results. Let P denote a class forcing definable over an amenable ground model 〈L, A〉 and assume that O# exists. Definition. P is relevant if P has a generic definable in L[0#]. P is almost relevant if P has a generic definable in a set-generic extension of L[0#]. Remark. The reverse Easton product of Cohen forcings 2<κ, κ regular is relevant. So are the Easton product and the full product, provided κ is restricted to the successor cardinals. See Chapter 3, Section Two of Friedman [3]. Of course any set-forcing (in L) is almost relevant. Definition. κ is α-Erdös if whenever C is CUB in κ and f: [C]<ω → κ is regressive (i.e., f(a) < min(a)) then f has a homogeneous set of ordertype α.
Sy-David Friedman
J. Symb. Log.1
1997 Delta1-Definability
Sy-David Friedman, Boban Velickovic
Ann. Pure Appl. Log.1
1997 Coding without Fine Structure
abstract
In this paper we prove Jensen's Coding Theorem, assuming ˜ 0#, via a proof that makes no use of the fine structure theory. We do need to quote Jensen's Covering Theorem, whose proof uses fine-structural ideas, but make no direct use of these ideas. The key to our proof is the use of “coding delays.” Coding Theorem (Jensen). Suppose 〈M,A〉 is a model of ZFC + O#does not exist. Then there is an 〈M, A〉-definable class forcing P such that if G ⊆ P is P-generic over 〈M, A〉: (a) 〈M[G],A,G〉 ⊨ NZFC. (b) M[G] ⊨ V = L[R], R ⊆ ωand 〈M[G], A, G〉 ⊨ A,G are definable from the parameter R. In the above statement when we say “〈M, A〉 ⊨ ZFC” we mean that M ⊨ ZFC and in addition M satisfies replacement for formulas that mention A as a predicate. And “P-generic over 〈M, A〉” means that all 〈M, A〉-definable dense classes are met. The consequence of ˜ O# that we need follows directly from the Covering Theorem.
Sy-David Friedman
J. Symb. Log.1
1994 A Simpler proof of Jensen's Coding Theorem
Sy-David Friedman
Ann. Pure Appl. Log.1
1994 The Genericity Conjecture
abstract
The Genericity Conjecture, as stated in Beller-Jensen-Welch [1], is the following: (*) If O# ∉ L[R], R ⊆ ω, then R is generic over L. We must be precise about what is meant by “generic”. Definition (Stated in Class Theory). A generic extension of an inner model M is an inner model M[G] such that for some forcing notion ⊆ M: (a) 〈M, 〉 is amenable and ⊩ is 〈M, 〉-definable for sentences. (b) G ⊆ is compatible, closed upwards, and intersects every 〈M, 〉-definable dense D ⊆ . A set x is generic over M if it is an element of a generic extension of M. And x is strictly generic over M if M[x] is a generic extension of M. Though the above definition quantifies over classes, in the special case where M = L and O# exists, these notions are in fact first order, as all L-amenable classes are definable over L[O#]. From now on assume that O# exists. Theorem A. The Genericity Conjecture is false. The proof is based upon the fact that every real generic over L obeys a certain definability property, expressed as follows. Fact. If R is generic over L, then for some L-amenable class A, Sat〈L, A〉 is not definable over 〈L[R],A〉, where Sat〈L,A〉 is the canonical satisfaction predicate for 〈L,A〉.
Sy-David Friedman
J. Symb. Log.1
1994 Jensen's Sigma* Theory and the Combinatorial Content of V=L
abstract
An awkward feature of the standard fine structure theory of the Jα's (see Jensen [72]) is that special parameters are required to make good sense of the notion of “Σn Skolem hull”, parameters which may not be preserved in condensation arguments. The purpose of this article is to indicate how a reformulation of Jensen's Σ* theory (developed for the study of core models) can be used to provide a more satisfactory treatment of uniformization, hulls, and Skolem functions for the Jα's. Then we use this approach to fine structure to formulate a principle intended to capture the combinatorial content of the axiom V = L.
Sy-David Friedman
J. Symb. Log.1
1989 Minimal Coding
Sy-David Friedman
Ann. Pure Appl. Log.1
1989 Coding Over a Measurable Cardinal
abstract
The purpose of this paper is to extend the coding method (see Beller, Jensen and Welch [82]) into the context of large cardinals. Theorem. Suppose μ is a normal measure on κ in V and 〈 V, A〉 ⊨ ZFC. Then there is a 〈V, A〉-definable forcing for producing a real R such that: (a) V[R] ⊨ ZFC and A is V[R]-definable with parameter R. (b) V[R] = L[μ*, R], where μ* is a normal measure on κ in V[R] extending μ. (c) V ⊨ GCH → is cardinal and cofinality preserving. Corollary. It is consistent that μ is a normal measure, R ⊆ ω is not set-generic over L[μ] and 0+ ∉ L[μ, R]. Some other corollaries will be discussed in §4 of the paper. The main difficulty in L[μ]-coding lies in the problem of “stationary restraint”. As in all coding constructions, conditions will be of the form belonging to an initial segment of the cardinals, where p(γ) is a condition for almost disjoint coding into a subset of γ+. In addition for limit cardinals γ in Domain(p), 〈pγ′∣γ′ < γ〉 serves to code pγ. An important restriction in coding arguments is that for inaccessible for only a nonstationary set of γ′ < γ. The reason is that otherwise there are conflicts between the restraint imposed by the different and the need to code extensions of pγ below γ.
Sy-David Friedman
J. Symb. Log.1
1987 Strong coding
Sy-David Friedman
Ann. Pure Appl. Log.1
1987 A guide to "strong coding"
Sy-David Friedman
Ann. Pure Appl. Log.1
1985 A Guide to "Coding the Universe" by Beller, Jensen, Welch
abstract
In the wake of Silver's breakthrough on the Singular Cardinals Problem (Silver [74]) followed one of the landmark results in set theory, Jensen's Covering Lemma (Devlin-Jensen [74]): If 0# does not exist then for every uncountable x ⊆ ORD there exists a constructible Y ⊇ X, card(Y) = card(X). Thus it is fair to say that in the absence of large cardinals, V is “close to L”. It is natural to ask, as did Solovay, if we can fairly interpret the phrase “close to L” to mean “generic over L”. For example, if V = L[a], a ⊆ ω and if 0# does not exist then is V -generic over L for some partial ordering ∈ L? Notice that an affirmative answer implies that in the absence of 0#, no real can “code” a proper class of information. Jensen's Coding Theorem provides a negative answer to Solovay's question, in a striking way: Any class can be “coded” by a real without introducing 0#. More precisely, if A ⊆ ORD then there is a forcing definable over 〈L[A], A〉 such that ⊩ V = L[a], a ⊆ ω, A is definable from a. Moreover if 0# ∉ L[A] then ⊩ 0# does not exist. Now as any M ⊨ ZFC can be generically extended to a model of the form L[A] (without introducing 0#) we obtain: For any 〈M, A〉 ⊨ ZFC (that is, M ⊨ ZFC and M obeys Replacement for formulas mentioning A as a predicate) there is an 〈M, A〉-definable forcing such that ⊩ V = L[a], a ⊆ ω, 〈M, A〉 is definable from a. Moreover if 0# ∉ M then ⊩ 0# does not exist.
Sy-David Friedman
J. Symb. Log.1
1984 Model theory for L∞ω1
Sy-David Friedman
Ann. Pure Appl. Log.1
1984 Annual Meeting of the Association for Symbolic Logic: Boston 1983
George Boolos, Sy-David Friedman
J. Symb. Log.2
1983 Degree theory on alephω
Chi Tat Chong, Sy-David Friedman
Ann. Pure Appl. Log.2
1983 Some Recent Developments in Higher Recursion Theory
abstract
Abstract In recent years higher recursion theory has experienced a deep interaction with other areas of logic, particularly set theory (fine structure, forcing, and combinatorics) and infinitary model theory. In this paper we wish to illustrate this interaction by surveying the progress that has been made in two areas: the global theory of the κ-degrees and the study of closure ordinals.
Sy-David Friedman
J. Symb. Log.1
1982 Steel forcing and barwise compactness
Sy-David Friedman
Ann. Math. Log.1
1981 Meeting of the Association for Symbolic Logic: New York 1979
George Boolos, Sy-David Friedman, Harold T. Hodes
J. Symb. Log.2
1979 HC of an Admissible Set
abstract
Abstract If A is an admissible set, let HC(A) = {x∣x ∈ A and x is hereditarily countable in A}. Then HC(A) is admissible. Corollaries are drawn characterizing the “real parts” of admissible sets and the analytical consequences of admissible set theory.
Sy-David Friedman
J. Symb. Log.1