The communication performance of traditional two-dimensional (2D) antenna arrays is approaching its theoretical limit under constraints of physical size and hardware costs, thus failing to meet the escalating demands of wireless communications. While double-layer three-dimensional (3D) antenna arrays presents a breakthrough for overcoming this bottleneck by exploiting the additional degrees of freedom, its implementation is hindered by several challenges, notably the issues of codebook design. In this paper, we propose a novel codebook scheme tailored for 3D antenna array structures. Specifically, an angle-distance-aware codebook for 3D antenna arrays is designed to cater to both near-field and far-field scenarios by minimizing inter-beam interference, with proven asymptotic orthogonality. Furthermore, evanescent codewords for both regions are effectively eliminated to improve codebook construction efficiency. Simulation results illustrate the superior performance of the proposed codebook over 2D baselines, with a 29% and 12% narrower angular and distance beamwidth ofh=λ, and a 27% gain in spectral efficiency ofh=0.5λ, owing to the vertical dimension. Moreover, practical mutual coupling that manifests as beam deviations and broadening is analyzed to establish a basis for future work.

Holographic multiple-input and multiple-output (MIMO) communications introduce innovative antenna array configurations, such as dense and volumetric arrays, which offer notable advantages over conventional planar arrays with half-wavelength element spacing. However, accurately assessing the performance of these new holographic MIMO systems necessitates careful consideration of channel matrix normalization, as it is influenced by array gain, which, in turn, depends on the array topology. Traditional normalization methods may be insufficient for assessing these advanced array topologies, potentially resulting in misleading or inaccurate evaluations. In this study, we propose electromagnetic normalization approaches for the channel matrix that accommodate arbitrary array topologies, drawing on the array gains from analytical, physical, and full-wave methods. Additionally, we introduce a normalization method for near-field MIMO channels based on a rigorous dyadic Green’s function approach, which accounts for potential losses of gain at near field. Finally, we perform capacity analyses under quasi-static, ergodic, and near-field conditions, through adopting the proposed normalization techniques. Our findings indicate that channel matrix normalization should reflect the realized gains of the antenna array along target directions. Failing to accurately normalize the channel matrix can result in errors when evaluating the performance limits and benefits of unconventional holographic array topologies, potentially compromising the optimal design of holographic MIMO systems.

It is well known that there is inherent radiation pattern distortion for the commercial base station antenna array, which usually needs three antenna sectors to cover all space. To eliminate pattern distortion and further enhance beamforming performance, we propose an electromagnetic hybrid beamforming (EHB) algorithm based on 3D superdirective holographic antenna arrays. Specifically, EHB consists of antenna excitation current vectors (analog beamforming) and digital precoding matrices, where the implementation of analog beamforming involves real-time adjustments to the radiation pattern to adapt to the wireless environment. Meanwhile, the digital beamforming is optimized based on the channel characteristics of analog beam-forming to further improve the achievable rate of communication systems. An electromagnetic channel model incorporating array radiation pattern and coupling effect is also developed to evaluate the benefits of our proposed scheme. Simulation results show that the proposed scheme achieves a sum rate gain of over 150 % compared to traditional beamforming algorithms.

It is well known that there is inherent radiation pattern distortion for the commercial base station antenna array, which usually needs three antenna sectors to cover the whole space. To eliminate pattern distortion and further enhance beamforming performance, we propose an electromagnetic hybrid beamforming (EHB) scheme based on a three-dimensional (3D) superdirective holographic antenna array. Specifically, EHB consists of antenna excitation current vectors (analog beamforming) and digital precoding matrices, where the implementation of analog beamforming involves the real-time adjustment of the radiation pattern to adapt it to the dynamic wireless environment. Meanwhile, the digital beamforming is optimized based on the channel characteristics of analog beamforming to further improve the achievable rate of communication systems. An electromagnetic channel model incorporating array radiation patterns and the mutual coupling effect is also developed to evaluate the benefits of our proposed scheme. Simulation results demonstrate that our proposed EHB scheme with a 3D holographic array achieves a relatively flat superdirective beamforming gain and allows for programmable focusing directions throughout the entire spatial domain. Furthermore, they also verify that the proposed scheme achieves a sum rate gain of over 150% compared to traditional beamforming algorithms.

In this paper, the channel of an indoor holographic multiple-input multiple-output (MIMO) system is measured. It is demonstrated through experiments for the first time that the spatial oversampling of holographic MIMO systems is able to increase the capacity of a wireless communication system significantly. However, the antenna efficiency is the most crucial challenge preventing us from getting the capacity improvement. An extended EM-compliant channel model is also proposed for holographic MIMO systems, which is able to take the non-isotropic characteristics of the propagation environment, the antenna pattern distortion, the antenna efficiency, and the polarization characteristics into consideration.

This paper studies the exploitation of triple polarization (TP) for multi-user (MU) holographic multiple-input multiple-output surface (HMIMOS) wireless communication systems, aiming at capacity boosting without enlarging the antenna array size. We specifically consider that both the transmitter and receiver are equipped with an HMIMOS comprising compact sub-wavelength TP patch antennas. To characterize TP MU-HMIMOS systems, a TP near-field channel model is proposed using the dyadic Green's function, whose characteristics are leveraged to design a user-cluster-based precoding scheme for mitigating the cross-polarization and inter-user interference contributions. A theoretical correlation analysis for HMIMOS with infinitely small patch antennas is also presented. According to the proposed scheme, the users are assigned to one of the three polarizations, which is easy to implement, at the cost, however, of reducing the system's diversity. Our numerical results showcase that the cross-polarization channel components have a non-negligible impact on the system performance, which is efficiently eliminated with the proposed MU precoding scheme.

The wavefront control of spin or orbital angular momentum (OAM) is widely applied in the optical and radio fields. However, most passive metasurfaces provide limited manipulations, such as the spin-locked wavefront, a static OAM combination, or an uncontrollable OAM energy distribution. We propose a reflection-type multi-feed metasurface to independently generate multi-mode OAM beams with dynamically switchable OAM combinations and spin states, while simultaneously, the energy distribution of carrying OAM modes is controllable. Specifically, four elements are proposed to overcome the spin-locked phase limitation by combining propagation and geometric phases. The robustness of these elements is analyzed. By involving the amplitude term and multi-feed technology in the design process, the proposed metasurface can generate OAM beams with a controllable energy distribution over modes and switchable mode combinations. OAM-based radio communication with four independent channels is experimentally demonstrated at 14 GHz by employing a pair of the proposed metasurfaces. The powers of different channels are adjustable by the provided amplitude term, and the maximum crosstalk is −9 dB, proving the effectiveness and practicability of the proposed method.

This paper investigates the utilization of triple polarization (TP) for multi-user (MU) wireless communication systems with holographic multiple-input multi-output surfaces (HMIMOSs), targeting capacity boosting and diversity exploitation without enlarging the antenna array sizes of the transceivers. We specifically consider that both the transmitter and receiver are equipped with an HMIMOS consisting of compact sub-wavelength TP patch antennas and operating in the near-field (NF) regime. To characterize TP MU-HMIMOS systems, a TP NF channel model is constructed using the dyadic Green’s function, whose characteristics are leveraged to design two precoding schemes for mitigating the cross-polarization and inter-user interference contributions. Specifically, a user-cluster-based precoding scheme that assigns different users to one of three polarizations, at the expense of system’s diversity, is presented together with a two-layer precoding technique that removes interference using a Gaussian elimination method. A theoretical correlation analysis for HMIMOS-based systems operating in the NF region is also derived, revealing that both the spacing of transmit patch antennas and user distance impact transmit correlation factors. Our numerical results showcase that the users located far from the transmit HMIMOS experience higher correlation than those closer in the NF region, resulting in a lower channel capacity. In terms of channel capacity, it is demonstrated that the proposed TP HMIMOS-based systems almost achieve 1.25 and 3 times larger gain compared to their dual-polarized version and conventional HMIMOS systems, respectively. It is also shown that the the proposed two-layer precoding scheme combined with two-layer power allocation realizes the highest spectral efficiency, among compared schemes, without sacrificing diversity.