VLDB 2026 Research / reviewers in the wild / expert
Kai Cao 0001
dblp:93/555-1
· DBLP profile ↗
34ranked-venue papers
10as first author
4since 2021 · last 2023
0000-0003-2468-0381ORCID · verified
Domains — the database's venue-derived domains; a paper can count in several
Artificial intelligence and machine learning · 21 · 7 first-author · 2 since 2021Security and privacy · 13 · 4 first-author · 2 since 2021Graphics, computer vision, multimedia, augmented reality and games · 9 · 2 first-authorHuman-computer interaction and ubiquitous computing · 4 · 2 first-authorComputer networks · 2 · 1 first-authorDatabases, data management, data science and information retrieval · 1Applied, interdisciplinary, general and emerging computing · 1
| Year | Publication | Venue | Position |
|---|---|---|---|
| 2023 | Fingerprint Template Invertibility: Minutiae vs. Deep TemplatesabstractMuch of the success of fingerprint recognition is attributed to minutiae-based fingerprint representation. It was believed that minutiae templates could not be inverted to obtain a high fidelity fingerprint image, but this assumption has been shown to be false. The success of deep learning has resulted in alternative fingerprint representations (embeddings), in the hope that they might offer better recognition accuracy as well as non-invertibility of deep network-based templates. We evaluate whether deep fingerprint templates suffer from the same reconstruction attacks as the minutiae templates. We show that while a deep template can be inverted to produce a fingerprint image that could be matched to its source image, deep templates are more resistant to reconstruction attacks than minutiae templates. In particular, reconstructed fingerprint images from minutiae templates yield a TAR of about 100.0% (98.3%) @ FAR of 0.01% for type-I (type-II) attacks using a state-of-the-art commercial fingerprint matcher, when tested on NIST SD4. The corresponding attack performance for reconstructed fingerprint images from deep templates using the same commercial matcher yields a TAR of less than 1% for both type-I and type-II attacks; however, when the reconstructed images are matched using the same deep network, they achieve a TAR of 85.95% (68.10%) for type-I (type-II) attacks. Furthermore, what is missing from previous fingerprint template inversion studies is an evaluation of the black-box attack performance, which we perform using 3 different state-of-the-art fingerprint matchers. We conclude that fingerprint images generated by inverting minutiae templates are highly susceptible to both white-box and black-box attack evaluations, while fingerprint images generated by deep templates are resistant to black-box evaluations and comparatively less susceptible to white-box evaluations. Kanishka P. Wijewardena, Steven A. Grosz, Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Inf. Forensics Secur. | 3 |
| 2022 | Infant-ID: Fingerprints for Global GoodabstractIn many of the least developed and developing countries, a multitude of infants continue to suffer and die from vaccine-preventable diseases and malnutrition. Lamentably, the lack of official identification documentation makes it exceedingly difficult to track which infants have been vaccinated and which infants have received nutritional supplements. Answering these questions could prevent this infant suffering and premature death around the world. To that end, we propose Infant-Prints, an end-to-end, low-cost, infant fingerprint recognition system. Infant-Prints is comprised of our (i) custom built, compact, low-cost (85 USD), high-resolution (1,900 ppi), ergonomic fingerprint reader, and (ii) high-resolution infant fingerprint matcher. To evaluate the efficacy of Infant-Prints, we collected a longitudinal infant fingerprint database captured in 4 different sessions over a 12-month time span (December 2018 to January 2020), from 315 infants at the Saran Ashram Hospital, a charitable hospital in Dayalbagh, Agra, India. Our experimental results demonstrate, for the first time, that Infant-Prints can deliver accurate and reliable recognition (over time) of infants enrolled between the ages of 2-3 months, in time for effective delivery of vaccinations, healthcare, and nutritional supplements (TAR=95.2% @ FAR = 1.0% for infants aged 8-16 weeks at enrollment and authenticated 3 months later). Joshua J. Engelsma, Debayan Deb, Kai Cao 0001, Anjoo Bhatnagar, Prem Sewak Sudhish, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 3 |
| 2021 | Learning a Fixed-Length Fingerprint RepresentationabstractWe present DeepPrint, a deep network, which learns to extract fixed-length fingerprint representations of only 200 bytes. DeepPrint incorporates fingerprint domain knowledge, including alignment and minutiae detection, into the deep network architecture to maximize the discriminative power of its representation. The compact, DeepPrint representation has several advantages over the prevailing variable length minutiae representation which (i) requires computationally expensive graph matching techniques, (ii) is difficult to secure using strong encryption schemes (e.g., homomorphic encryption), and (iii) has low discriminative power in poor quality fingerprints where minutiae extraction is unreliable. We benchmark DeepPrint against two top performing COTS SDKs (Verifinger and Innovatrics) from the NIST and FVC evaluations. Coupled with a re-ranking scheme, the DeepPrint rank-1 search accuracy on the NIST SD4 dataset against a gallery of 1.1 million fingerprints is comparable to the top COTS matcher, but it is significantly faster (DeepPrint: 98.80% in 0.3 seconds vs. COTS A: 98.85% in 27 seconds). To the best of our knowledge, the DeepPrint representation is the most compact and discriminative fixed-length fingerprint representation reported in the academic literature. Joshua J. Engelsma, Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 2 |
| 2021 | SecureFace: Face Template ProtectionabstractIt has been shown that face images can be reconstructed from their representations (templates). We propose a randomized CNN to generate protected face biometric templates given the input face image and a user-specific key. The use of user-specific keys introduces randomness to the secure template and hence strengthens the template security. To further enhance the security of the templates, instead of storing the key, we store a secure sketch that can be decoded to generate the key with genuine queries submitted to the system. We have evaluated the proposed protected template generation method using three benchmarking datasets for the face (FRGC v2.0, CFP, and IJB-A). The experimental results justify that the protected template generated by the proposed method are non-invertible and cancellable, while preserving the verification performance. Guangcan Mai, Kai Cao 0001, Xiangyuan Lan, Pong C. Yuen |
IEEE Trans. Inf. Forensics Secur. | 2 |
| 2020 | End-to-End Latent Fingerprint SearchabstractLatent fingerprints are one of the most important and widely used sources of evidence in law enforcement and forensic agencies. Yet the performance of the state-of-the-art latent recognition systems is far from satisfactory, and they often require manual markups to boost the latent search performance. Further, the COTS systems are proprietary and do not output the true comparison scores between a latent and reference prints to conduct quantitative evidential analysis. We present an end-to-end latent fingerprint search system, including automated region of interest (ROI) cropping, latent image preprocessing, feature extraction, feature comparison, and outputs a candidate list. Two separate minutiae extraction models provide complementary minutiae templates. To compensate for the small number of minutiae in small ridge area and poor quality latents, a virtual minutiae set is generated to construct a texture template. A 96-dimensional descriptor is extracted for each minutia from its neighborhood. For computational efficiency, the descriptor length for virtual minutiae is further reduced to 16 using product quantization. Our end-to-end system is evaluated on four latent databases: NIST SD27 (258 latents); MSP (1200 latents), WVU (449 latents), and N2N (10 000 latents) against a background set of 100K rolled prints, which includes the true rolled mates of the latents with rank-1 retrieval rates of 65.7%, 69.4%, 65.5%, and 7.6%, respectively. A multi-core solution implemented on 24 cores obtains 1-ms per latent to rolled comparison. Kai Cao 0001, Dinh-Luan Nguyen, Cori Tymoszek, Anil K. Jain 0001 |
IEEE Trans. Inf. Forensics Secur. | 1 |
| 2019 | Automated Latent Fingerprint RecognitionabstractLatent fingerprints are one of the most important and widely used evidence in law enforcement and forensic agencies worldwide. Yet, NIST evaluations show that the performance of state-of-the-art latent recognition systems is far from satisfactory. An automated latent fingerprint recognition system with high accuracy is essential to compare latents found at crime scenes to a large collection of reference prints to generate a candidate list of possible mates. In this paper, we propose an automated latent fingerprint recognition algorithm that utilizes Convolutional Neural Networks (ConvNets) for ridge flow estimation and minutiae descriptor extraction, and extract complementary templates (two minutiae templates and one texture template) to represent the latent. The comparison scores between the latent and a reference print based on the three templates are fused to retrieve a short candidate list from the reference database. Experimental results show that the rank-1 identification accuracies (query latent is matched with its true mate in the reference database) are 64.7 percent for the NIST SD27 and 75.3 percent for the WVU latent databases, against a reference database of 100K rolled prints. These results are the best among published papers on latent recognition and competitive with the performance (66.7 and 70.8 percent rank-1 accuracies on NIST SD27 and WVU DB, respectively) of a leading COTS latent Automated Fingerprint Identification System (AFIS). By score-level (rank-level) fusion of our system with the commercial off-the-shelf (COTS) latent AFIS, the overall rank-1 identification performance can be improved from 64.7 and 75.3 to 73.3 percent (74.4 percent) and 76.6 percent (78.4 percent) on NIST SD27 and WVU latent databases, respectively. Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 1 |
| 2019 | RaspiReader: Open Source Fingerprint ReaderabstractWe open source an easy to assemble, spoof resistant, high resolution, optical fingerprint reader, called RaspiReader, using ubiquitous components. By using our open source STL files and software, RaspiReader can be built in under one hour for only US $175. As such, RaspiReader provides the fingerprint research community a seamless and simple method for quickly prototyping new ideas involving fingerprint reader hardware. In particular, we posit that this open source fingerprint reader will facilitate the exploration of novel fingerprint spoof detection techniques involving both hardware and software. We demonstrate one such spoof detection technique by specially customizing RaspiReader with two cameras for fingerprint image acquisition. One camera provides high contrast, frustrated total internal reflection (FTIR) fingerprint images, and the other outputs direct images of the finger in contact with the platen. Using both of these image streams, we extract complementary information which, when fused together and used for spoof detection, results in marked performance improvement over previous methods relying only on grayscale FTIR images provided by COTS optical readers. Finally, fingerprint matching experiments between images acquired from the FTIR output of RaspiReader and images acquired from a COTS reader verify the interoperability of the RaspiReader with existing COTS optical readers. Joshua J. Engelsma, Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 2 |
| 2019 | On the Reconstruction of Face Images from Deep Face TemplatesabstractState-of-the-art face recognition systems are based on deep (convolutional) neural networks. Therefore, it is imperative to determine to what extent face templates derived from deep networks can be inverted to obtain the original face image. In this paper, we study the vulnerabilities of a state-of-the-art face recognition system based on template reconstruction attack. We propose a neighborly de-convolutional neural network (NbNet) to reconstruct face images from their deep templates. In our experiments, we assumed that no knowledge about the target subject and the deep network are available. To train the NbNet reconstruction models, we augmented two benchmark face datasets (VGG-Face and Multi-PIE) with a large collection of images synthesized using a face generator. The proposed reconstruction was evaluated using type-I (comparing the reconstructed images against the original face images used to generate the deep template) and type-II (comparing the reconstructed images against a different face image of the same subject) attacks. Given the images reconstructed from NbNets, we show that for verification, we achieve TAR of 95.20 percent (58.05 percent) on LFW under type-I (type-II) attacks @ FAR of 0.1 percent. Besides, 96.58 percent (92.84 percent) of the images reconstructed from templates of partition fa (fb) can be identified from partition fa in color FERET. Our study demonstrates the need to secure deep templates in face recognition systems. Guangcan Mai, Kai Cao 0001, Pong C. Yuen, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 2 |
| 2018 | Fingerprint Spoof Buster: Use of Minutiae-Centered PatchesabstractThe primary purpose of a fingerprint recognition system is to ensure a reliable and accurate user authentication, but the security of the recognition system itself can be jeopardized by spoof attacks. This paper addresses the problem of developing accurate, generalizable, and efficient algorithms for detecting fingerprint spoof attacks. Specifically, we propose a deep convolutional neural network-based approach utilizing local patches centered and aligned using fingerprint minutiae. Experimental results on three public-domain LivDet datasets (2011, 2013, and 2015) show that the proposed approach provides the state-of-the-art accuracies in fingerprint spoof detection for intra-sensor, cross-material, cross-sensor, as well as cross-dataset testing scenarios. For example, in LivDet 2015, the proposed approach achieves 99.03% average accuracy over all sensors compared with 95.51% achieved by the LivDet 2015 competition winners. In addition, two new fingerprint presentation attack datasets containing more than 20,000 images, using two different fingerprint readers, and over 12 different spoof fabrication materials are collected. We also present a graphical user interface, called Fingerprint Spoof Buster, that allows the operator to visually examine the local regions of the fingerprint highlighted as live or spoof, instead of relying on only a single score as output by the traditional approaches. Tarang Chugh, Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Inf. Forensics Secur. | 2 |
| 2018 | Latent Fingerprint Value Prediction: Crowd-Based LearningabstractLatent fingerprints are one of the most crucial sources of evidence in forensic investigations. As such, development of automatic latent fingerprint recognition systems to quickly and accurately identify the suspects is one of the most pressing problems facing fingerprint researchers. One of the first steps in manual latent processing is for a fingerprint examiner to perform a triage by assigning one of the following three values to a query latent: Value for Individualization (VID), Value for Exclusion Only (VEO), or No Value (NV). However, latent value determination by examiners is known to be subjective, resulting in large intra-examiner and inter-examiner variations. Furthermore, in spite of the guidelines available, the underlying bases that examiners implicitly use for value determination are unknown. In this paper, we propose a crowdsourcing based framework for understanding the underlying bases of value assignment by fingerprint examiners, and use it to learn a predictor for quantitative latent value assignment. Experimental results are reported using four latent fingerprint databases, two from forensic casework (NIST SD27 and MSP) and two collected in laboratory settings (WVU and IIITD), and a state-of-the-art latent automated fingerprint identification system (AFIS). The main conclusions of this paper are as follows: 1) crowdsourced latent value is more robust than prevailing value determination (VID, VEO, and NV) and latent fingerprint image quality for predicting AFIS performance; 2) two bases can explain expert value assignments, which can be interpreted in terms of latent features; and 3) our value predictor can rank a collection of latents from most informative to least informative. Tarang Chugh, Kai Cao 0001, Elham Tabassi, Anil K. Jain 0001 |
IEEE Trans. Inf. Forensics Secur. | 2 |
| 2017 | Fingerprint indexing and matching: An integrated approachabstractLarge scale fingerprint recognition systems have been deployed worldwide not only in law enforcement but also in many civilian applications. Thus, it is of great value o identify a query fingerprint in a large background finger-print database both effectively and efficiently based on indexing strategies. The published indexing algorithms do not meet the requirements, especially at low penetrate rates, because of the difficulty in extracting reliable minutiae and other features in low quality fingerprint images. We propose a Convolutional Neural Network (ConvNet) based fingerprint indexing algorithm. An orientation field dictionary is learned to align fingerprints in a unified coordinate system and a large longitudinal fingerprint database, where each finger has multiple impressions over time, is used to train the ConvNet. Experimental results on NIST SD4 and NIST SD14 show that the proposed approach outperforms state-of-the-art fingerprint indexing techniques reported in the literature. Further indexing results on an augmented gallery set of 250K rolled prints demonstrate the scalability of the proposed algorithm. At a penetrate rate of 1%, a score-level fusion of the proposed indexing and a state-of-the-art COTS SDK provides 97.8% rank-1 identification accuracy with a 100-fold reduction in the search space. Kai Cao 0001, Anil K. Jain 0001 |
IJCB | 1 |
| 2017 | Fingerprint spoof detection using minutiae-based local patchesabstractThe individuality of fingerprints is being leveraged for a plethora of day-to-day applications, ranging from unlocking a smartphone to international border security. While the primary purpose of a fingerprint recognition system is to ensure a reliable and accurate user authentication, the security of the recognition system itself can be jeopardized by spoof attacks. This study addresses the problem of developing accurate and generalizable algorithms for detecting fingerprint spoof attacks. We propose a deep convolutional neural network based approach utilizing local patches extracted around fingerprint minutiae. Experimental results on three public-domain LivDet datasets (2011, 2013, and 2015) show that the proposed approach provides state of the art accuracies in fingerprint spoof detection for intra-sensor, cross-material, cross-sensor, as well as cross-dataset testing scenarios. For example, the proposed approach achieves a 69% reduction in average classification error for spoof detection under both known material and cross-material scenarios on LivDet 2015 datasets. Tarang Chugh, Kai Cao 0001, Anil K. Jain 0001 |
IJCB | 2 |
| 2017 | Fingerprint Recognition of Young ChildrenabstractIn 1899, Galton first captured ink-on-paper fingerprints of a single child from birth until the age of 4.5 years, manually compared the prints, and concluded that “the print of a child at the age of 2.5 years would serve to identify him ever after.” Since then, ink-on-paper fingerprinting and manual comparison methods have been superseded by digital capture and automatic fingerprint comparison techniques, but only a few feasibility studies on child fingerprint recognition have been conducted. Here, we present the first systematic and rigorous longitudinal study that addresses the following questions: (1) Do fingerprints of young children possess the salient features required to uniquely recognize a child? (2) If so, at what age can a child's fingerprints be captured with sufficient fidelity for recognition? (3) Can a child's fingerprints be used to reliably recognize the child as he ages? For this paper, we collected fingerprints of 309 children (0-5 years old) four different times over a one year period. We show, for the first time, that fingerprints acquired from a child as young as 6-h old exhibit distinguishing features necessary for recognition, and that state-of-the-art fingerprint technology achieves high recognition accuracy (98.9% true accept rate at 0.1% false accept rate) for children older than six months. In addition, we use mixed-effects statistical models to study the persistence of child fingerprint recognition accuracy and show that the recognition accuracy is not significantly affected over the one year time lapse in our data. Given rapidly growing requirements to recognize children for vaccination tracking, delivery of supplementary food, and national identification documents, this paper demonstrates that fingerprint recognition of young children (six months and older) is a viable solution based on available capture and recognition technology. Anil K. Jain 0001, Sunpreet S. Arora, Kai Cao 0001, Lacey Best-Rowden, Anjoo Bhatnagar |
IEEE Trans. Inf. Forensics Secur. | 3 |
| 2016 | Giving Infants an Identity: Fingerprint Sensing and RecognitionabstractThere is a growing demand for biometrics-based recognition of children for a number of applications, particularly in developing countries where children do not have any form of identification. These applications include tracking child vaccination schedules, identifying missing children, preventing fraud in food subsidies, and preventing newborn baby swaps in hospitals. Our objective is to develop a fingerprint-based identification system for infants (age range: 0-12 months)1. Our ongoing research has addressed the following issues: (i) design of a compact, comfortable, high-resolution (>1,000 ppi) fingerprint reader; (ii) image enhancement algorithms to improve quality of infant fingerprint images; and (iii) collection of longitudinal infant fingerprint data to evaluate identification accuracy over time. This collaboration between Michigan State University, Dayalbagh Educational Institute, Saran Ashram Hospital, Agra, India and NEC Corporation, has demonstrated the feasibility of recognizing infants older than 4 weeks using fingerprints. Anil K. Jain 0001, Sunpreet S. Arora, Lacey Best-Rowden, Kai Cao 0001, Prem Sewak Sudhish, Anjoo Bhatnagar, Yoshinori Koda |
ICTD | 4 |
| 2016 | Adaptive fusion of biometric and biographic information for identity de-duplication
Prem Sewak Sudhish, Anil K. Jain 0001, Kai Cao 0001 |
Pattern Recognit. Lett. | 3 |
| 2016 | Design and Fabrication of 3D Fingerprint TargetsabstractStandard targets are typically used for structural (white-box) evaluation of fingerprint readers, e.g., for calibrating imaging components of a reader. However, there is no standard method for behavioral (black-box) evaluation of fingerprint readers in operational settings where variations in finger placement by the user are encountered. The goal of this research is to design and fabricate 3D targets for repeatable behavioral evaluation of fingerprint readers. 2D calibration patterns with known characteristics (e.g., sinusoidal gratings of pre-specified orientation and frequency, and fingerprints with known singular points and minutiae) are projected onto a generic 3D finger surface to create electronic 3D targets. A state-of-the-art 3D printer (Stratasys Objet350 Connex) is used to fabricate wearable 3D targets with materials similar in hardness and elasticity to the human finger skin. The 3D printed targets are cleaned using 2M NaOH solution to obtain evaluation-ready 3D targets. Our experimental results show that: 1) features present in the 2D calibration pattern are preserved during the creation of the electronic 3D target; 2) features engraved on the electronic 3D target are preserved during the physical 3D target fabrication; and 3) intra-class variability between multiple impressions of the physical 3D target is small. We also demonstrate that the generated 3D targets are suitable for behavioral evaluation of three different (500/1000 ppi) PIV/Appendix F certified optical fingerprint readers in the operational settings. Sunpreet S. Arora, Kai Cao 0001, Anil K. Jain 0001, Nicholas G. Paulter Jr. |
IEEE Trans. Inf. Forensics Secur. | 2 |
| 2016 | Minutiae Extraction From Level 1 Features of FingerprintabstractFingerprint features can be divided into three major categories based on the granularity at which they are extracted: level 1, level 2, and level 3 features. Orientation field, ridge frequency field, and minutiae set are three fundamental components of fingerprint, where the orientation field and ridge frequency field are regarded as level 1 features and minutiae set as level 2 features. It is generally believed that level 1 features, especially orientation field, can be reconstructed from level 2 features, i.e., minutiae. However, it is still a question that if minutiae can be extracted from level 1 features. In this paper, we analyze the relations between level 1 and level 2 features using the frequency modulation (FM) model and propose an approach to extract minutiae from level 1 features (i.e., orientation field and frequency field). The proposed algorithm is evaluated on NIST SD27 and FVC2002 DB1 databases. The true detection rate (TDR) and false detection rate (FDR) of minutiae detection on NIST SD27 and FVC2002 DB1 are about 45% and 30% compared with manually marked minutiae, respectively, with level 1 features extracted at a block size of 16 pixels. When pixelwise orientation and frequency fields are available, TDR and FDR can reach 70% and 25%, respectively. With a smaller block size, the minutiae recovering accuracy can be even higher. Our quantitative and experimental results show the deep relationship between level 1 and level 2 features of a fingerprint. Eryun Liu, Kai Cao 0001 |
IEEE Trans. Inf. Forensics Secur. | 2 |
| 2015 | Learning Fingerprint Reconstruction: From Minutiae to ImageabstractThe set of minutia points is considered to be the most distinctive feature for fingerprint representation and is widely used in fingerprint matching. It was believed that the minutiae set does not contain sufficient information to reconstruct the original fingerprint image from which minutiae were extracted. However, recent studies have shown that it is indeed possible to reconstruct fingerprint images from their minutiae representations. Reconstruction techniques demonstrate the need for securing fingerprint templates, improving the template interoperability, and improving fingerprint synthesis. But, there is still a large gap between the matching performance obtained from original fingerprint images and their corresponding reconstructed fingerprint images. In this paper, the prior knowledge about fingerprint ridge structures is encoded in terms of orientation patch and continuous phase patch dictionaries to improve the fingerprint reconstruction. The orientation patch dictionary is used to reconstruct the orientation field from minutiae, while the continuous phase patch dictionary is used to reconstruct the ridge pattern. Experimental results on three public domain databases (FVC2002 DB1_A, FVC2002 DB2_A, and NIST SD4) demonstrate that the proposed reconstruction algorithm outperforms the state-of-the-art reconstruction algorithms in terms of both: 1) spurious minutiae and 2) matching performance with respect to type-I attack (matching the reconstructed fingerprint against the same impression from which minutiae set was extracted) and type-II attack (matching the reconstructed fingerprint against a different impression of the same finger). Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Inf. Forensics Secur. | 1 |
| 2014 | Recognizing infants and toddlers using fingerprints: Increasing the vaccination coverageabstractOne of the major goals of most national, international and non-governmental health organizations is to eradicate the occurrence of vaccine-preventable childhood diseases (e.g., polio). Without a high vaccination coverage in a country or a geographical region, these deadly diseases take a heavy toll on children. Therefore, it is important for an effective immunization program to keep track of children who have been immunized and those who have received the required booster shots during the first 4 years of life to improve the vaccination coverage. Given that children, as well as the adults, in low income countries typically do not have any form of identification documents which can be used for this purpose, we address the following question: can fingerprints be effectively used to recognize children from birth to 4 years? We have collected 1,600 fingerprint images (500 ppi) of 20 infants and toddlers captured over a 30-day period in East Lansing, Michigan and 420 fingerprints of 70 infants and toddlers at two different health clinics in Benin, West Africa. We devised the following strategies to improve the fingerprint recognition accuracy when comparing the acquired fingerprints against an extended gallery database of 32,768 infant fingerprints collected by VaxTrac in Benin: (i) upsample the acquired fingerprint image to facilitate minutiae extraction, (ii) match the query print against templates created from each enrollment impression and fuse the match scores, (iii) fuse the match scores of the thumb and index finger, and (iv) update the gallery with fingerprints acquired over multiple sessions. A rank-1 (rank-10) identification accuracy of 83.8% (89.6%) on the East Lansing data, and 40.00% (48.57%) on the Benin data is obtained after incorporating these strategies when matching infant and toddler fingerprints using a commercial fingerprint SDK. This is an improvement of about 38% and 20%, respectively, on the two datasets without using the proposed strategies. A state-of-the-art latent finger-print SDK achieves an even higher rank-1 (rank-10) identification accuracy of 98.97% (99.39%) and 67.14% (71.43%) on the two datasets, respectively, using these strategies; an improvement of about 23% and 24%, respectively, on the two datasets without using the proposed strategies. Anil K. Jain 0001, Kai Cao 0001, Sunpreet S. Arora |
IJCB | 2 |
| 2014 | 3D Fingerprint PhantomsabstractOne of the critical factors prior to deployment of any large scale biometric system is to have a realistic estimate of its matching performance. In practice, evaluations are conducted on the operational data to set an appropriate threshold on match scores before the actual deployment. These performance estimates, though, are restricted by the amount of available test data. To overcome this limitation, use of a large number of 2D synthetic fingerprints for evaluating fingerprint systems had been proposed. However, the utility of 2D synthetic fingerprints is limited in the context of testing end-to-end fingerprint systems which involve the entire matching process, from image acquisition to feature extraction and matching. For a comprehensive evaluation of fingerprint systems, we propose creating 3D fingerprint phantoms (phantoms or imaging phantoms are specially designed objects with known properties scanned or imaged to evaluate, analyze, and tune the performance of various imaging devices) with known characteristics (e.g., type, singular points and minutiae) by (i) projecting 2D synthetic fingerprints with known characteristics onto a generic 3D finger surface and (ii) printing the 3D fingerprint phantoms using a commodity 3D printer. Preliminary experimental results show that the captured images of the 3D fingerprint phantoms can be successfully matched to the 2D synthetic fingerprint images (from which the phantoms were generated) using a commercial fingerprint matcher. This demonstrates that our method preserves the ridges and valleys during the 3D fingerprint phantom creation process ensuring that the synthesized 3D phantoms can be utilized for comprehensive evaluations of fingerprint systems. Sunpreet S. Arora, Kai Cao 0001, Anil K. Jain 0001, Nicholas G. Paulter Jr. |
ICPR | 2 |
| 2014 | Multi-scale local binary pattern with filters for spoof fingerprint detection
Xiaofei Jia, Xin Yang 0001, Kai Cao 0001, Yali Zang, Ning Zhang 0015, Ruwei Dai, Xinzhong Zhu, Jie Tian 0001 |
Inf. Sci. | 3 |
| 2014 | Segmentation and Enhancement of Latent Fingerprints: A Coarse to Fine RidgeStructure DictionaryabstractLatent fingerprint matching has played a critical role in identifying suspects and criminals. However, compared to rolled and plain fingerprint matching, latent identification accuracy is significantly lower due to complex background noise, poor ridge quality and overlapping structured noise in latent images. Accordingly, manual markup of various features (e.g., region of interest, singular points and minutiae) is typically necessary to extract reliable features from latents. To reduce this markup cost and to improve the consistency in feature markup, fully automatic and highly accurate ("lights-out" capability) latent matching algorithms are needed. In this paper, a dictionary-based approach is proposed for automatic latent segmentation and enhancement towards the goal of achieving "lights-out" latent identification systems. Given a latent fingerprint image, a total variation (TV) decomposition model with L1 fidelity regularization is used to remove piecewise-smooth background noise. The texture component image obtained from the decomposition of latent image is divided into overlapping patches. Ridge structure dictionary, which is learnt from a set of high quality ridge patches, is then used to restore ridge structure in these latent patches. The ridge quality of a patch, which is used for latent segmentation, is defined as the structural similarity between the patch and its reconstruction. Orientation and frequency fields, which are used for latent enhancement, are then extracted from the reconstructed patch. To balance robustness and accuracy, a coarse to fine strategy is proposed. Experimental results on two latent fingerprint databases (i.e., NIST SD27 and WVU DB) show that the proposed algorithm outperforms the state-of-the-art segmentation and enhancement algorithms and boosts the performance of a state-of-the-art commercial latent matcher. Kai Cao 0001, Eryun Liu, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 1 |
| 2014 | Latent Fingerprint Matching: Performance Gain via Feedback from Exemplar PrintsabstractLatent fingerprints serve as an important source of forensic evidence in a court of law. Automatic matching of latent fingerprints to rolled/plain (exemplar) fingerprints with high accuracy is quite vital for such applications. However, latent impressions are typically of poor quality with complex background noise which makes feature extraction and matching of latents a significantly challenging problem. We propose incorporating top-down information or feedback from an exemplar to refine the features extracted from a latent for improving latent matching accuracy. The refined latent features (e.g. ridge orientation and frequency), after feedback, are used to re-match the latent to the top K candidate exemplars returned by the baseline matcher and resort the candidate list. The contributions of this research include: (i) devising systemic ways to use information in exemplars for latent feature refinement, (ii) developing a feedback paradigm which can be wrapped around any latent matcher for improving its matching performance, and (iii) determining when feedback is actually necessary to improve latent matching accuracy. Experimental results show that integrating the proposed feedback paradigm with a state-of-the-art latent matcher improves its identification accuracy by 0.5-3.5 percent for NIST SD27 and WVU latent databases against a background database of 100k exemplars. Sunpreet S. Arora, Eryun Liu, Kai Cao 0001, Anil K. Jain 0001 |
IEEE Trans. Pattern Anal. Mach. Intell. | 3 |
| 2013 | Fingerprint classification by a hierarchical classifier
Kai Cao 0001, Liaojun Pang, Jimin Liang, Jie Tian 0001 |
Pattern Recognit. | 1 |
| 2012 | A score-level fusion method with prior knowledge for fingerprint matching
Yali Zang, Xin Yang 0001, Kai Cao 0001, Xiaofei Jia, Ning Zhang 0015, Jie Tian 0001 |
ICPR | 3 |
| 2012 | An effective biometric cryptosystem combining fingerprints with error correction codes
Peng Li 0032, Xin Yang 0001, Hua Qiao, Kai Cao 0001, Eryun Liu, Jie Tian 0001 |
Expert Syst. Appl. | 4 |
| 2012 | A novel ant colony optimization algorithm for large-distorted fingerprint matching
Kai Cao 0001, Xin Yang 0001, Xinjian Chen 0001, Yali Zang, Jimin Liang, Jie Tian 0001 |
Pattern Recognit. | 1 |
| 2012 | Minutia handedness: A novel global feature for minutiae-based fingerprint matching
Kai Cao 0001, Xin Yang 0001, Xinjian Chen 0001, Xunqiang Tao, Yali Zang, Jimin Liang, Jie Tian 0001 |
Pattern Recognit. Lett. | 1 |
| 2011 | Fingerprint matching by incorporating minutiae discriminabilityabstractTraditional minutiae matching algorithms assume that each minutia has the same discriminability. However, this assumption is challenged by at least two facts. One of them is that fingerprint minutiae tend to form clusters, and minutiae points that are spatially close tend to have similar directions with each other. When two different fingerprints have similar clusters, there may be many well matched minutiae. The other one is that false minutiae may be extracted due to low quality fingerprint images, which result in both high false acceptance rate and high false rejection rate. In this paper, we analyze the minutiae discriminability from the viewpoint of global spatial distribution and local quality. Firstly, we propose an effective approach to detect such cluster minutiae which of low discriminability, and reduce corresponding minutiae similarity. Secondly, we use minutiae and their neighbors to estimate minutia quality and incorporate it into minutiae similarity calculation. Experimental results over FVC2004 and FVC-onGoing demonstrate that the proposed approaches are effective to improve matching performance. Kai Cao 0001, Eryun Liu, Liaojun Pang, Jimin Liang, Jie Tian 0001 |
IJCB | 1 |
| 2010 | Estimation of Fingerprint Orientation Field by Weighted 2D Fourier Expansion ModelabstractAccurate estimation of fingerprint orientation field is an essential module in fingerprint recognition. This paper proposes a novel technique for improving fingerprint orientation field estimation by fingerprint orientation model based on weighted 2D fourier expansion(W-FOMFE). The motivation for the proposed method can be found by: 1)the original FOMFE is sensitive to abrupt changes in orientation field; 2) blocks of different quality should have different impacts on FOMFE. Thus, we take into account the information of the Harris-corner strength (HCS) for orientation field estimation. In our method, we first calculate the fingerprint’ HCS; then use the HCS to remove abrupt changes in orientation field; finally, incorporate the normalized HCS as weighted value into original FOMFE. We test our method on FVC2004DB1. Experimental results show that our method (W-FOMFE) has better orientation field estimation than FOMFE. Xunqiang Tao, Xin Yang 0001, Kai Cao 0001, Peng Li 0032, Jie Tian 0001 |
ICPR | 3 |
| 2010 | A Novel Fingerprint Template Protection Scheme Based on Distance Projection CodingabstractThe biometric template, which is stored in the form of raw data, has become the greatest potential threat to the security of biometric authentication system. As the compromise of the biometric data is permanent, the protection of biometric data is particularly important. Consequently, biometric template protection technologies have aroused research highlights recently. One of the most popular template protection methods is biometric cryptosystem method. In this paper, we design a codebook named distance projection for biometric coding to generate secured biometric template, and propose a novel fingerprint biometric cryptosystem scheme based on the codebook. Experimental results on FVC2002 DB2 show that the proposed scheme can obtain positive results on both security and authentication accuracy. Xin Yang 0001, Sujing Zhou, Peng Li 0032, Kai Cao 0001, Jie Tian 0001 |
ICPR | 6 |
| 2010 | Combining features for distorted fingerprint matching
Kai Cao 0001, Xin Yang 0001, Xunqiang Tao, Peng Li 0032, Yali Zang, Jie Tian 0001 |
J. Netw. Comput. Appl. | 1 |
| 2010 | An alignment-free fingerprint cryptosystem based on fuzzy vault scheme
Peng Li 0032, Xin Yang 0001, Kai Cao 0001, Xunqiang Tao, Jie Tian 0001 |
J. Netw. Comput. Appl. | 3 |
| 2008 | Improving efficiency of fingerprint matching by minutiae indexingabstractThis paper proposes a novel minutiae indexing method to speed up fingerprint matching, which narrows down the searching space of minutiae to reduce the expense of computation. An orderly sequence of features are extracted to describe each minutia and the indexing score is defined to select minutiae candidates from the query fingerprint for each minutia in the input fingerprint. The proposed method can be applied in both minutiae structure-based verification and fingerprint identification. Experiments are performed on a large-distorted fingerprint database (FVC2004 DB1) to approve the validity of the proposed method. Jie Tian 0001, Kai Cao 0001, Peng Li 0032, Xin Yang 0001 |
ICPR | 3 |