Robert Schober

dblp:95/2265 · DBLP profile ↗
← Back
685ranked-venue papers
38as first author
162since 2021 · last 2026
0000-0002-6420-4884ORCID · verified

Domains — the database's venue-derived domains; a paper can count in several

Computer networks · 609 · 36 first-author · 147 since 2021Graphics, computer vision, multimedia, augmented reality and games · 13 · 1 first-author · 4 since 2021Applied, interdisciplinary, general and emerging computing · 12 · 7 since 2021Theory of computation · 8 · 1 first-author · 1 since 2021Systems, architecture and hardware · 1Security and privacy · 1Software engineering, systems software and programming languages · 1 · 1 since 2021
YearPublicationVenuePosition
2026 HARQ-aided Optical-RIS Communications
Georgios D. Chondrogiannis, Athanasios P. Chrysologou, Vasilis K. Papanikolaou, Alexandros-Apostolos A. Boulogeorgos, Nestor D. Chatzidiamantis, Robert Schober
ICC6
2026 Modulation Schemes for Functionalized Vesicle-based MC Transmitters
Teena tom Dieck, Lukas Brand, Sebastian Lotter, Kathrin Castiglione, Robert Schober, Maximilian Schäfer
ICC5
2026 Mixture of Inverse Gaussians for Hemodynamic Transport (MIGHT) in Vascular Networks
Timo Jakumeit, Bastian Heinlein, Leonie Richter, Sebastian Lotter, Robert Schober, Maximilian Schäfer
ICC5
2026 On the Impact of In-Waveguide Attenuation on Pinching-Antenna Systems
Yanqing Xu 0003, Zhiguo Ding 0001, Robert Schober, Tsung-Hui Chang
ICC3
2026 DiffPace: Diffusion-Based Plug-and-Play Augmented Channel Estimation in mmWave and Terahertz Ultra-Massive MIMO Systems
abstract
Millimeter-wave (mmWave) and Terahertz (THz)-band communications hold great promise in meeting the growing data-rate demands of next-generation wireless networks, offering abundant bandwidth. To mitigate the severe path loss inherent to these high frequencies and reduce hardware costs, ultra-massive multiple-input multiple-output (UM-MIMO) systems with hybrid beamforming architectures can deliver substantial beamforming gains and enhanced spectral efficiency. However, accurate channel estimation (CE) in mmWave and THz UM-MIMO systems is challenging due to high channel dimensionality and compressed observations from a limited number of RF chains, while the hybrid near- and far-field radiation patterns, arising from large array apertures and high carrier frequencies, further complicate CE. Conventional compressive sensing based frameworks rely on predefined sparsifying matrices, which cannot faithfully capture the hybrid near-field and far-field channel structures, leading to degraded estimation performance. This paper introduces DiffPace, a diffusion-based plug-and-play method for channel estimation. DiffPace uses a diffusion model (DM) to capture the channel distribution based on the hybrid spherical and planar-wave (HPSM) model. By applying the plug-and-play approach, it leverages the DM as prior knowledge, improving CE accuracy. Moreover, DM performs inference by solving an ordinary differential equation, minimizing the number of required inference steps compared with stochastic sampling method. Experimental results show that DiffPace achieves competitive CE performance, attaining -15 dB normalized mean square error (NMSE) at a signal-to-noise ratio (SNR) of 10 dB, with 90% fewer inference steps compared to state-of-the-art schemes, simultaneously providing high estimation precision and enhanced computational efficiency.
Zhengdong Hu, Chong Han 0001, Wolfgang H. Gerstacker, Robert Schober
IEEE J. Sel. Areas Commun.4
2026 Cooperative ISAC for Joint Localization and Velocity Estimation in Cell-Free MIMO Systems
abstract
In this paper, we explore a cooperative integrated sensing and communication (ISAC) framework that utilizes orthogonal frequency division multiplexing (OFDM) waveforms. Under the control of a central processing unit (CPU), multiple access points (APs) collaboratively perform multistatic sensing while providing communication service in a cell-free multiple-input multiple-output (MIMO) system. Achieving high sensing accuracy requires the collection of global sensing information at the CPU, which can lead to significant fronthaul signaling overhead due to the feedback of the sensing signals from each AP. To tackle this issue, we propose a collaborative processing scheme in which the APs locally compress and quantize the received sensing signals before forwarding them to the CPU. The CPU then aggregates the information from all APs to estimate the location and velocity of the targets. We develop a distributed vector-quantized variational autoencoder (D-VQVAE) to enable an end-to-end implementation of this scheme. D-VQVAE consists of distributed encoders at the APs to locally encode the received sensing signals, codebooks for quantizing the encoded results, and a decoder at the CPU for location and velocity estimation. It effectively reduces the amount of data transmitted from each AP to the CPU while maintaining a high sensing accuracy.We employ a collaborative learning-assisted scheme to train D-VQVAE in an end-to-end manner. Simulation results show that the proposed D-VQVAE network outperforms the baseline schemes in sensing accuracy and reduces fronthaul signaling overhead by 99% when compared with the centralized sensing approach.
Zihuan Wang, Vincent W. S. Wong 0001, Robert Schober
IEEE J. Sel. Areas Commun.3
2026 Optimal Antenna Configuration Filtering and Joint Power Control in Fluid Antenna Multiple Access Networks
abstract
In this work, we study a fluid antenna multiple access (FAMA) system, where a base station (BS) with multiple fluid antennas is responsible for the communication service supply to multiple users also equipped with fluid antennas. We concentrate on the optimal joint antenna configuration and resource allocation design, where the transmit power control is jointly optimized with the antenna configuration including BS antenna assignment and port selection at all activated fluid antennas. The large number of discrete variables needed for antenna configuration makes the joint optimization very challenging. To address these challenges without loss of optimality, we develop in this work a novel methodology for globally optimal FAMA designs. We first focus on FAMA throughput maximization while taking user fairness into account and accordingly formulate a mixed-integer nonlinear problem. To facilitate the optimal design, we characterize the optimal power control with given antenna configuration, which enables us to build up a system of equations and inequalities (SEI) tailored for examining the achievability of any throughput level. A fixpoint-based approach is subsequently proposed for effectively inferring the solvability of established SEI, as well as the throughput achievability. Leveraging the proposed fixpoint-based inference approach, we develop an efficient iterative algorithm for the optimal antenna configuration filtering, where all nonoptimal configuration candidates are efficiently filtered and removed via fixpoint inspections. The optimal power control associated with the optimal antenna configuration finalizes the globally optimal FAMA design. Afterwards, we extend the whole design methodology to a scenario requesting energy efficiency maximization, achieving globally optimal energy-efficient FAMA design. Finally, the obtained FAMA solutions are examined via numerical simulations, verifying the global optimality and spotlighting the high benefits of considering joint antenna configuration and power control in FAMA.
Xiaopeng Yuan, Yulin Hu, Robert Schober, Anke Schmeink
IEEE J. Sel. Areas Commun.4
2026 Modeling and Mitigation of Intersymbol Interference in High Rate IRS-Assisted FSO Links
abstract
The line-of-sight (LOS) requirement of free-space optical (FSO) systems can be relaxed by employing optical intelligent reflecting surfaces (IRSs). In this paper, we show that an IRS-assisted FSO system employing a square-law photo detector (PD) receiver can be modeled as a linear end-to-end system if the receiver lens area is sufficiently large. Based on this linear model, we characterize the impact of IRS-induced delay dispersion and derive an analytical expression for the corresponding channel impulse response (CIR), which reveals the dependence of the end-to-end channel on the characteristics of the incident and reflected beams’ wavefronts, the position of transmitter and receiver, the size and phase shift profile of the IRS, and the incident beamwidth on the IRS. For transmission, we consider an on-off keying (OOK) and a DC-clipped optical orthogonal frequency-division multiplexing (DCO-OFDM) system. Our simulation results reveal that a maximum effective delay spread of 0.7 ns is expected for in-plane reflection from a square IRS with an area of 1 m2, which induces ISI for bit rates larger than 10 Gbps. We show that while the maximum delay spread is approximately independent of the IRS phase shift profile, the received power for focusing and quadratic phase shift profiles is larger than that for linear phase shift profiles. We also show that the IRS-induced delay dispersion can be mitigated by equalization at the receiver. Our results reveal that DCO-OFDM performs better than OOK modulation with zero forcing linear equalization (ZF-LE), whereas OOK modulation with decision feedback equalization (DFE) always outperforms DCO-OFDM.
Hedieh Ajam, Andreas Rittler, Vahid Jamali, Vasilis K. Papanikolaou, Bernhard Schmauss, Robert Schober
IEEE Trans. Commun.6
2026 Pinching-Antenna Systems (PASS): A Tutorial
Yuanwei Liu, Hao Jiang 0061, Xiaoxia Xu 0001, Zhaolin Wang 0001, Chongjun Ouyang, Xidong Mu, Zhiguo Ding 0001, Arumugam Nallanathan, George K. Karagiannidis, Robert Schober
IEEE Trans. Commun.11
2026 A New Path to Integrated Learning and Communication (ILAC): Large AI Models Leveraging Hyperdimensional Computing
abstract
The rapid evolution of the forthcoming sixth-generation (6G) wireless network necessitates seamless integration of artificial intelligence (AI) with wireless communications to support emerging intelligent applications that demand both efficient communication and robust learning performance. This dual requirement calls for a unified framework of integrated learning and communication (ILAC), where AI enhances communication through intelligent signal processing and resource management, while wireless networks facilitate AI model deployment by enabling efficient and reliable data exchanges. However, achieving this integration presents significant challenges in practice. Communication constraints, such as limited bandwidth and fluctuating channels, hinder learning accuracy and convergence. Simultaneously, AI-driven learning dynamics, including model updates and task-driven inference, introduce excessive burdens on communication, necessitating flexible context-aware transmission strategies. This paper provides a comprehensive overview of ILAC design and optimization strategies. We establish corresponding foundational principles, covering system architectures and presenting a unified optimization formulation that closely links learning performance with communication efficiency. We then review recent advancements in ILAC from the strategic perspectives of model and data distributions, computational complexity, and communication overhead. Despite considerable progress, existing ILAC approaches still suffer from high communication overhead, unstable convergence, and scalability challenges. To address these issues, we propose an enhanced ILAC framework with large AI models leveraging hyperdimensional computing (HDC). In particular, utilizing large AI models improves generalization capabilities under dynamic task and network conditions, while HDC provides lightweight high-dimensional representations that reduce both communication and learning costs. Finally, we present a case study on a cost-to-performance optimization problem, where task assignments, model size selection, bandwidth allocation, and transmission power control are jointly optimized, aiming at improving both communication efficiency and inference accuracy with reduced computational cost. Leveraging the Dinkelbach and alternating optimization algorithms, we offer a practical and effective solution to achieve an optimal balance between learning performance and communication constraints.
Wei Xu 0001, Zhaohui Yang 0001, Derrick Wing Kwan Ng, Robert Schober, H. Vincent Poor, Zhaoyang Zhang 0001, Xiaohu You 0001
IEEE Trans. Commun.4
2026 Rotatable Antenna Array Enabled UAV mmWave Massive MIMO Communication
Xuzhong Zhang, Lin Xiang 0001, Jiaheng Wang 0001, Xiqi Gao 0001, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.6
2026 Location-Driven Programmable Wireless Environments Through Light-Emitting RIS (LeRIS)
abstract
As 6G wireless networks seek to enable robust and dynamic programmable wireless environments (PWEs), reconfigurable intelligent surfaces (RISs) have emerged as a cornerstone for controlling electromagnetic wave propagation. However, realizing the potential of RISs for demanding PWE applications depends on precise and real-time user localization, especially in scenarios with random receiver orientations and inherent hardware imperfections. To address this challenge, we propose a novel optical localization framework that integrates conventional ceiling-mounted LEDs with light-emitting reconfigurable intelligent surfaces (LeRISs). By leveraging the spatial diversity offered by the LeRIS architecture, the framework introduces robust signal paths that improve localization accuracy and reduce errors under varying orientations. To this end, we derive a system of equations for received signal strength-based localization that accounts for random receiver orientations and imposes spatial constraints on LED placement, ensuring unique and reliable solutions. Finally, our simulation results demonstrate that the proposed framework achieves precise beam control and high spectral efficiency even for RISs with large number of reflecting elements by tightly coupling the localization process with the beamforming configuration, allowing accurate direction estimation and robust PWE operation.
Dimitrios Bozanis, Dimitrios Tyrovolas, Vasilis K. Papanikolaou, Sotiris A. Tegos, Panagiotis D. Diamantoulakis, Christos Liaskos, Robert Schober, George K. Karagiannidis
IEEE Trans. Wirel. Commun.7
2026 Two-Timescale Sum-Rate Maximization for Movable Antenna Enhanced Systems
abstract
This paper studies a novel movable antenna (MA)-enhanced multiuser multiple-input multiple-output downlink system designed to improve wireless communication performance. We aim to maximize the average achievable sum rate through two-timescale optimization exploiting instantaneous channel state information at the receiver (I-CSIR) for receive antenna position vector (APV) design and statistical channel state information at the transmitter (S-CSIT) for transmit APV and covariance matrix design. We first decompose the resulting stochastic optimization problem into a series of short-term problems and one long-term problem. Then, a gradient ascent algorithm is proposed to obtain suboptimal receive APVs for the short-term problems for given I-CSIR samples. Based on the output of the gradient ascent algorithm, a series of convex objective/feasibility surrogates for the long-term problem are constructed and solved utilizing the constrained stochastic successive convex approximation (CSSCA) algorithm. Furthermore, we propose a planar movement mode for the receive MAs to facilitate efficient antenna movement and the development of a low-complexity primal-dual decomposition-based stochastic successive convex approximation (PDD-SSCA) algorithm, which finds Karush-Kuhn-Tucker (KKT) solutions almost surely. Our numerical results reveal that, for both the general and the planar movement modes, the proposed two-timescale MA-enhanced system design significantly improves the average achievable sum rate and the feasibility of the formulated problem compared to benchmark schemes.
Xintai Chen, Biqian Feng, Yongpeng Wu 0001, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.5
2026 Environment Division Multiple Access (EDMA): A Feasibility Study via Pinching Antennas
abstract
This paper exploits the dynamic features of wireless propagation environments as the basis for a new multiple access technique, termed environment division multiple access (EDMA). In particular, with the proposed pinching-antenna-assisted EDMA, the multi-user propagation environment is intelligently reconfigured to improve the signal strength at intended receivers and simultaneously suppress multiple-access interference, without requiring complex signal processing, e.g., precoding, beamforming, or multi-user detection. The key to creating a favorable propagation environment is to utilize the capability of pinching antennas to reconfigure line-of-sight (LoS) links, e.g., pinching antennas are placed at specific locations, such that interference links are blocked on purpose. Based on a straightforward choice of the pinching-antenna locations, the ergodic sum-rate gain of EDMA over conventional multiple access and the probability that EDMA achieves a larger instantaneous sum rate than the considered benchmarking scheme are derived in closed form. The obtained analytical results demonstrate the significant potential of EDMA for supporting multi-user communications. Furthermore, pinching antenna location optimization is also investigated, since the locations of the pinching antennas are critical for reconfiguring LoS links and large-scale path losses. Two low-complexity algorithms are developed for uplink and downlink transmission, respectively, and simulation results are provided to show their optimality in comparison to exhaustive searches.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Wirel. Commun.2
2026 Rejuvenating IRS: AoI-Based Low Overhead Reconfiguration Design
abstract
Intelligent reflective surface (IRS) technologies help mitigate undesirable effects in wireless links by steering the communication signal between transmitters and receivers. IRS elements are configured to adjust the phase of the reflected signal for a user’s location and enhance the perceived signal-to-noise ratio (SNR). In this way, an IRS improves the communication link but inevitably introduces more communication overhead. This occurs especially in mobile scenarios, where the user’s position must be frequently estimated to re-adjust the IRS elements periodically. Such an operation requires balancing the amount of training versus the data time slots to optimize the communication performance in the link. Aiming to study this balance with the age of information (AoI) framework, we address the question of how often an IRS needs to be updated with the lowest possible overhead and the maximum of freshness of information. We derive the corresponding analytical solution for a mobile scenario, where the transmitter is static and the mobile user (MU) follows a random waypoint mobility model. We provide a closed-form expression for the average peak age of information (PAoI), as a metric to evaluate the impact of the IRS update frequency. As for the performance evaluation, we consider a realistic scenario following the IEEE 802.11ad standard, targeting the mmWave band. Our results reveal that the minimum achievable average PAoI is in the microsecond range and the optimal IRS update period is in the seconds range, causing 9% overhead in the link when the MU moves at a velocity of 1m/s.
Jorge Torres Gómez, Joana Angjo, Moritz Garkisch, Vahid Jamali, Robert Schober, Falko Dressler
IEEE Trans. Wirel. Commun.5
2026 Movable Antenna-Enabled ISAC: Tackling Slow Antenna Movement, Dynamic RCS, and Imperfect CSI via Two-Timescale Optimization
abstract
We investigate resource allocation for a movable antenna (MA) enabled integrated sensing and communication (ISAC) system scanning a sector for sensing and simultaneously serving multiple communication users using multiple variable-length snapshots. To tackle the critical challenges of slow antenna movement speed, dynamic radar cross section (RCS) variation, imperfect channel state information (CSI), and finite precision antenna positioning encountered in practice, we propose a novel two-timescale (TTS) optimization framework. In particular, we jointly optimize the discrete MA positions, the communication and sensing beamforming vectors, and the snapshot durations for minimization of the average transmit power at the base station (BS) while guaranteeing a minimum sensing and communication quality of service (QoS) and accounting for imperfect CSI. To overcome the slow antenna movement speed, the MA positions are adjusted only once per scanning period whereas the beamforming vectors and snapshot durations are adapted in every snapshot. Furthermore, to manage the impact of varying RCSs, a novel chance constraint for the sensing QoS is introduced. To solve the resulting challenging highly non-convex mixed integer non-linear program (MINLP), an efficient iterative algorithm exploiting alternating optimization (AO) is developed and shown to yield a high-quality suboptimal solution. Our simulation results reveal that the proposed MA enabled ISAC system cannot only significantly reduce the BS transmit power compared to systems relying on fixed-position antennas and antenna selection but also exhibits a remarkable robustness to RCS fluctuations and imperfect CSI. Furthermore, the proposed TTS framework achieves a similar performance as a system adjusting the MA positions in every snapshot, while the TTS approach significantly reduces the time used for MA adjustment.
Ata Khalili, Robert Schober
IEEE Trans. Wirel. Commun.2
2026 Redefinition of Principles for Artificial Noise: Insights From Physical Layer Insecurity
abstract
Artificial noise (AN) has been recognized as an effective physical-layer security scheme impairing the eavesdropper (Eve). Recently, artificial noise elimination (ANE) has emerged as a promising strategy to mitigate the impact of AN at Eves. However, conventional ANE schemes rely on prior knowledge, such as legitimate channel state information (CSI) or classification information, which may limit their practical applicability. To address these practical challenges, we propose an ANE scheme beyond prior knowledge (BPK) by leveraging machine learning algorithms. Firstly, a coarse projection is applied to partially eliminate the impact of AN using maximum likelihood estimation on the equivalent AN matrix. Secondly, a density clustering algorithm is introduced to obtain classification information based on the coarsely-projected observed vectors. Thirdly, a generalized principal component analysis (PCA)-based ANE algorithm is developed to effectively mitigate the residual AN using the obtained classification information. Furthermore, the artificial-noise-to-signal ratio (ANSR) and computational complexity are analyzed for performance revaluation, and a redefinition of several AN design principles is provided for scenarios involving a powerful Eve equipped with the BPK-ANE scheme by deriving the validity boundary. Finally, numerical results reveal key insights into four principles of AN: 1) Allocating less power to AN; 2) Reducing the randomness of AN; 3) Increasing the number of transmit antennas; and 4) Increasing the modulation order.
Hong Niu 0001, Tuo Wu, Jiangong Chen, Yuchen Zhang 0007, Qian Wang 0030, Gang Wang 0020, Xia Lei 0001, Wanbin Tang, Chongwen Huang, Yong Liang Guan 0001, Mérouane Debbah, Fumiyuki Adachi, Naofal Al-Dhahir, Robert Schober, Chau Yuen
IEEE Trans. Wirel. Commun.15
2026 Wireless Energy Transfer Beamforming Optimization for Intelligent Transmitting Surface
Osmel Martínez Rosabal, Onel L. Alcaraz López, Victoria Dala Pegorara Souto, Richard Demo Souza, Samuel Montejo Sanchez, Robert Schober, Hirley Alves
IEEE Trans. Wirel. Commun.6
2026 Hybrid Near-Far Field 6D Movable Antenna Design Exploiting Directional Sparsity and Deep Learning
abstract
Six-dimensional movable antenna (6DMA) has been identified as a new disruptive technology for future wireless systems to support a large number of users with only a few antennas. However, the intricate relationships between the signal carrier wavelength and the transceiver region size lead to inaccuracies in traditional far-field 6DMA channel model, causing discrepancies between the model predictions and the hybrid-field channel characteristics in practical 6DMA systems, where users might be in the far-field region relative to the antennas on the same 6DMA surface, while simultaneously being in the near-field region relative to different 6DMA surfaces. Moreover, due to the high-dimensional channel and the coupled position and rotation constraints, the estimation of the 6DMA channel and the joint design of the 6DMA positions and rotations and the transmit beamforming at the base station (BS) incur extremely high computational complexity. To address these issues, we propose an efficient hybrid-field generalized 6DMA channel model, which accounts for planar-wave propagation within individual 6DMA surfaces and spherical-wave propagation among different 6DMA surfaces. Furthermore, by leveraging directional sparsity, we propose a low-overhead channel estimation algorithm that efficiently constructs a complete channel map for all potential antenna position-rotation pairs while limiting the training overhead incurred by antenna movement. In addition, we propose a low-complexity design leveraging deep reinforcement learning (DRL), which facilitates the joint design of the 6DMA positions, rotations, and beamforming in a unified manner. Numerical results demonstrate the superiority of the proposed hybrid-field channel model, which achieves sum rates closely approaching that of the near-field channel model. The results also show that the proposed channel estimation algorithm can accurately recover the channel with lower computational complexity than traditional channel estimation algorithm. Moreover, the 6DMA system enhanced by the proposed DRL algorithm significantly outperforms existing flexible antenna systems, especially in the near-field region.
Xiaodan Shao, Limei Hu, Yixiao Zhang 0003, Jingze Ding, Feng Chen 0023, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.10
2026 A Framework for Fractional Matrix Programming Problems With Applications in FBL MU-MIMO
abstract
An efficient framework is conceived for fractional matrix programming (FMP) optimization problems (OPs) namely for minimization and maximization. In each generic OP, either the objective or the constraints are functions of multiple arbitrary continuous-domain fractional functions (FFs). This ensures the framework’s versatility, enabling it to solve a broader range of OPs than classical FMP solvers, like Dinkelbach-based algorithms. Specifically, the generalized Dinkelbach algorithm can only solve multiple-ratio FMP problems. By contrast, our framework solves OPs associated with a sum or product of multiple FFs as the objective or constraint functions. Additionally, our framework provides a single-loop solution, while most FMP solvers require twin-loop algorithms. Many popular performance metrics of wireless communications are FFs. For instance, latency has a fractional structure, and minimizing the sum delay leads to an FMP problem. Moreover, the mean square error (MSE) and energy efficiency (EE) metrics have fractional structures. Thus, optimizing EE-related metrics such as the sum or geometric mean of EEs and enhancing the metrics related to spectral-versus-energy-efficiency tradeoff yield FMP problems. Furthermore, both the signal-to-interference-plus-noise ratio and the channel dispersion are FFs. In this paper, we also develop resource allocation schemes for multi-user multiple-input multiple-output (MU-MIMO) systems, using finite block length (FBL) coding, demonstrating attractive practical applications of FMP by optimizing the aforementioned metrics.
Mohammad Soleymani 0002, Eduard A. Jorswieck, Robert Schober, Lajos Hanzo
IEEE Trans. Wirel. Commun.3
2026 Rate Splitting Multiple Access for RIS-Aided URLLC MIMO Broadcast Channels
abstract
The performance of modern wireless communication systems is typically limited by interference. The impact of interference can be even more severe in ultra-reliable and low-latency communication (URLLC) use cases. A powerful tool for managing interference is rate splitting multiple access (RSMA), which encompasses many multiple-access technologies like non-orthogonal multiple access (NOMA), spatial division multiple access (SDMA), and broadcasting. Another effective technology to enhance the performance of URLLC systems and mitigate interference is constituted by reconfigurable intelligent surfaces (RISs). This paper develops RSMA schemes for multi-user multiple-input multiple-output (MIMO) RIS-aided broad-cast channels (BCs) based on finite block length (FBL) coding. We show that RSMA and RISs can substantially improve the spectral efficiency (SE) and energy efficiency (EE) of MIMO RIS-aided URLLC systems. Additionally, the gain of employing RSMA and RISs noticeably increases when the reliability and latency constraints are more stringent. Furthermore, RISs impact RSMA differently, depending on the user load. If the system is underloaded, RISs are able to manage the interference sufficiently well, making the gains of RSMA small. However, when the user load is high, RISs and RSMA become synergetic.
Mohammad Soleymani 0002, Ignacio Santamaría, Eduard A. Jorswieck, Marco Di Renzo, Robert Schober, Lajos Hanzo
IEEE Trans. Wirel. Commun.5
2026 HAFLQ: Heterogeneous Adaptive Federated LoRA Fine-Tuned LLM With Quantization
abstract
Federated fine-tuning of pre-trained Large Language Models (LLMs) enables task-specific adaptation across diverse datasets while preserving privacy. However, challenges such as high computational and memory demands, heterogeneous client resources, bandwidth constraints, and ineffective global aggregation hinder its efficiency. To address these issues, we propose HAFLQ (Heterogeneous Adaptive Federated LoRA Fine-tuned LLM with Quantization), featuring four technical innovations. First, a salience-driven adaptive quantization scheme ranks transformer blocks by Hessian-based importance scores, applying block-wise quantization (e.g., INT8 for low-salience blocks, FP32 for critical ones) tailored to each client’s GPU capacity. Second, an importance-based parameter management mechanism enables clients with limited resources to selectively freeze low-importance LoRA rank-1 matrices (identified via gradient-sensitivity metrics) while training only critical ones, avoiding truncation-induced performance loss. Third, bandwidth-adaptive communication quantization allocates higher precision (32/16-bit) to important parameters and lower precision (8/4-bit) to less critical ones based on wireless channel conditions, prioritizing transmission of high-impact rank-1 matrices. Fourth, adaptive rank-1 matrix-level aggregation weights client contributions by Frobenius norm and aggregates only updated matrices, preventing information dilution from zero-padding approaches. Experiments on text classification tasks show that HAFLQ outperforms existing heterogeneous federated learning baselines in convergence speed and accuracy under bandwidth-sufficient conditions. Under bandwidth-constrained scenarios, HAFLQ reduces memory usage by 31% via adaptive LLM quantization and communication cost by 49% via adaptive communication quantization, while the complete framework achieves 50% relative accuracy improvement over the zero-padding aggregation baseline (from 59% to 89%).
Na Yan 0001, Yansha Deng, Mischa Dohler, Robert Schober
IEEE Trans. Wirel. Commun.5
2026 Pinching-Antenna Systems With In-Waveguide Attenuation: Performance Analysis and Algorithm Design
abstract
Pinching-antenna systems have emerged as a promising flexible-antenna architecture for next-generation wireless networks, enabling enhanced adaptability and user-centric connectivity through antenna repositioning along waveguides. However, existing studies often overlook in-waveguide signal attenuation and in the literature, there is no comprehensive analysis on whether and under what conditions such an assumption is justified. This paper addresses this gap by explicitly incorporating in-waveguide attenuation into both the system model and algorithm design, and studying its impact on the downlink user data rates. We begin with a single-user scenario and derive a closed-form expression for the globally optimal antenna placement, which reveals how the attenuation coefficient and the user-to-waveguide distance jointly affect the optimal antenna position. Based on this analytical solution, we further provide a theoretical analysis identifying the system conditions under which in-waveguide attenuation has an insignificant impact on the user achievable rate. The study is then extended to the multi-user multiple-input multiple-output setting, where two efficient algorithms are developed, based on the weighted minimum mean square error method and the maximum ratio combining method, to jointly optimize beamforming and antenna placement. Simulation results validate the efficacy of the proposed algorithms and demonstrate that pinching-antenna systems substantially outperform conventional fixed-antenna baselines, underscoring their potential for future flexible wireless communications.
Yanqing Xu 0003, Zhiguo Ding 0001, Robert Schober, Tsung-Hui Chang
IEEE Trans. Wirel. Commun.3
2026 Joint Radiation Power, Antenna Position, and Beamforming Optimization for Pinching-Antenna Systems With Motion Power Consumption
abstract
Pinching-antenna systems (PASS) have been recently proposed to improve the performance of wireless networks by reconfiguring both the large-scale and small-scale channel conditions. However, existing studies ignore the physical constraints of antenna placement and assume fixed antenna radiation power. To overcome this limitation, this paper investigates the design of PASS, taking into account the motion power consumption of pinching antennas (PAs) and the impact of adjustable antenna radiation power. To that end, we minimize the average power consumption for a given quality-of-service (QoS) requirement by jointly optimizing the antenna positions, antenna radiation power ratios, and transmit beamforming. To the best of the authors’ knowledge, this is the first work to consider radiation power optimization in PASS, which provides an additional degree of freedom (DoF) for system design. The cases with both continuous and discrete antenna placement are considered, where the main challenge lies in the fact that the antenna positions affect both the magnitude and phase of the channel coefficients of PASS, making system optimization very challenging. To tackle the resulting unique obstacles, an alternating direction method of multipliers (ADMM)-based framework is proposed to solve the problem for continuous antenna movement, while its discrete counterpart is formulated as a mixed integer nonlinear programming (MINLP) problem and solved by the block coordinate descent (BCD) method. Simulation results validate the performance enhancement achieved by incorporating PA movement power consumption and adjustable radiation power into the PASS design, while also demonstrating the efficiency of the proposed optimization framework. The benefits of PASS over conventional multiple-input multiple-output (MIMO) systems in mitigating the large-scale path loss and inter-user interference are also revealed.
Yiming Xu 0007, Dongfang Xu, Xianghao Yu, Shenghui Song 0001, Zhiguo Ding 0001, Robert Schober
IEEE Trans. Wirel. Commun.6
2026 Sensing-Then-Transmit: A Two-Phase Secure ISAC Framework
Qi Zhang 0002, Shihao Yan, Xiaobo Zhou 0004, Feng Shu 0002, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.6
2025 Optimal Antenna Configuration Filtering and Joint Power Control for Throughput Maximization in Fluid Antenna Multiple Access Networks
abstract
This work investigates a fluid antenna multiple access (FAMA) system, in which a base station (BS) with multiple fluid antennas serves multiple users, each also equipped with fluid antennas. With the objective of fairness-aware throughput maximization, we propose an optimal joint antenna configuration and resource allocation design, incorporating transmit power control alongside BS antenna assignment and port selection for all active fluid antennas. The antenna assignment and port selection introduce numerous discrete variables, resulting in a mixed-integer nonlinear problem, thus significantly complicating the joint optimization. To address these challenges without compromising optimality, we develop a novel methodology for globally optimal FAMA design. Specifically, we first characterize the optimal power control with a given antenna configuration, which enables the formulation of a system of equations and inequalities (SEI) to assess the achievability of any throughput level. A fixpoint-based inference approach is then developed to determine SEI solvability, facilitating the iterative filtering of nonoptimal configurations. The globally optimal FAMA design is finally achieved by through optimal power control associated with the best antenna configuration. Finally, numerical results validate the global optimality and the high benefits of our proposed design.
Xiaopeng Yuan, Yulin Hu, Robert Schober, Anke Schmeink
GLOBECOM4
2025 Pinching Antenna-enabled ISAC Systems: Exploiting Look-Angle Dependence of RCS for Target Diversity
abstract
We investigate a novel integrated sensing and communication (ISAC) system supported by pinching antennas (PAs), which can be dynamically activated along a dielectric waveguide to collect spatially diverse observations. This capability allows different PAs to view the same target from different angles across time, thereby introducing target diversity, which is a key advantage over conventional fixed antenna arrays. To quantify the sensing reliability, we adopt the outage probability as a performance metric, capturing the likelihood that the accumulated radar echo signal power falls below a detection threshold. In contrast to traditional ISAC models that assume deterministic sensing channels, we explicitly account for the look-angle dependence of radar cross-section (RCS) by modeling it as a random variable. We ensure the long-term quality-of-service (QoS) for communication users by enforcing an accumulated data rate constraint over time. We derive an exact closed-form expression for the sensing outage probability based on the distribution of weighted sums of exponentially distributed random variables. Since the resulting expression is highly non-convex and intractable for optimization, we use a tractable upper bound based on the Chernoff inequality and formulate a PA activation optimization problem. A successive convex approximation (SCA) framework is proposed to efficiently solve the formulated problem. Numerical results show that dynamically activating different PAs across time slots significantly enhances sensing reliability compared to repeatedly activating the same PA at a fixed position and conventional antenna selection schemes, respectively. These findings highlight the benefits of integrating outage-based reliability metrics and target diversity into ISAC systems using PAs.
Ata Khalili, Brikena Kaziu, Vasilis K. Papanikolaou, Robert Schober
GLOBECOM4
2025 A Zernike-Based Atmospheric Turbulence Fading Model for FSO with Wavefront Aberrations
abstract
Free space optics (FSO) has emerged as a key technology for high-data-rate wireless communication, thanks to the availability of mature transceiver designs and unlicensed spectrum. Although FSO links are highly directive, atmospheric turbulence introduces random scintillation effects analogous to RF multipath fading, degrading system performance. Traditional models often treat turbulence as an intensity-based stochastic process, providing limited insight into phase distortions and wavefront aberrations such as beam wander. While split-step propagation methods can capture these effects accurately, their computational cost is prohibitive for large-scale simulations. In this paper, we propose a single-phase screen channel model using Zernike polynomials, effectively representing the turbulence-induced phase aberrations without resorting to full multi-screen wave propagation. Because it preserves the full complex wavefront, the proposed method captures both phase and intensity distortions, enabling evaluation of beam-shaping and adaptive optics design and providing an accurate performance baseline for coherent FSO links. Simulation results prove the value of the proposed model, as interesting insights can be derived regarding the intensity distribution at the receiver and the impact of the receiver lens.
Vasilis K. Papanikolaou, Marzieh Najafi, Aravindh Krishnamoorthy, Sina Rezaei Aghdam, George K. Karagiannidis, Harald Haas, Robert Schober
GLOBECOM8
2025 Securing Probabilistic Wireless Transmissions Against a Power-Constrained Eavesdropper
abstract
This work proposes a framework for safeguarding probabilistic communications from a transmitter Alice to a receiver Bob in the presence of a power-constrained eavesdropper Eve, where Eve awakens with a prior probability$\lambda$and employs a detection-and-then-decoding strategy to eavesdrop on Alice's transmissions. We first optimally design Eve's wake-up probability$\lambda$and her detection threshold to achieve the maximum overall secrecy outage probability$p_{\text{os }}^{*}$subject to her average power consumption budget. Our analysis proves that the proposed detection-and-then-decoding strategy requires less power to keep Eve consistently awake for eavesdropping compared to a conventional direct-decoding strategy. Subsequently, from the perspective of Alice, the optimal transmit power and redundancy rate are determined to maximize the effective transmission rate subject to the maximum tolerable secrecy outage probability and Alice's maximum transmit power. We explicitly show that the achievable confidentiality$1-p_{\text{os }}^{*}$is a combination of communication covertness, measured by the probability that Eve fails to detect Alice's transmission, and communication secrecy, measured by the probability that Eve fails to decode Alice's communication. Our results unveil the non-trivial tradeoff between the achieved covertness and secrecy with respect to the power-constrained Eve.
Shihao Yan, Lei Yang 0027, Derrick Wing Kwan Ng, Robert Schober
ICC6
2025 Near-Field Codebook Design for IRS-Assisted mmWave Communication Systems
abstract
Large intelligent reflecting surfaces (IRSs) possess a large near-field (NF) range, which makes their configuration challenging. To reduce the potentially significant overhead associated with configuring these large IRSs, phase shift codebooks are a promising approach. However, most existing IRS codebooks focus on maximizing the beamforming gain of the IRS, rather than optimizing the signal-to-noise ratio (SNR) at the receiver, which is more critical to the quality of service (QoS). In this paper, we introduce an IRS codebook design that maximizes the minimum SNR within a target receiver volume by optimizing the IRS phase shifts. We observe that, in the considered NF range, maximizing the IRS reflection gain for the farthest surface of the target receiving volume is equivalent to maximizing the SNR within the entire volume. Based on this observation, we derive an analytical phase shift design, where each unit cell (UC) of the IRS focuses on a specific point. Next, we formulate a nonconvex optimization problem, for a second, improved codebook design, and find a local optimum for the minimum SNR based on sucessive convex approximation (SCA). The optimized design reveals a trade-off between the minimum SNR and the codebook size, while achieving excellent performance across the entire considered NF. Numerical evaluations show that both proposed designs outperform several baseline schemes from the literature.
Moritz Garkisch, Andre Scheder, Sebastian Lotter, Martin Vossiek, Robert Schober
ICC5
2025 Energy-Efficient RIS-Aided Laser-Based LiFi System with Dynamic Coverage Optimization
abstract
Achieving high-speed optical wireless communication (OWC) with efficient energy usage and full coverage in dynamic environments remains a significant challenge, particularly due to misalignment issues caused by user mobility and random receiver orientations. To address these challenges, this study introduces an innovative reconfigurable intelligent surfaces (RIS)-assisted laser-based light-fidelity (LiFi) system enhanced for energy efficiency and comprehensive coverage. An algorithm is developed to optimize the placement of RIS, reducing the need for continuous real-time adjustments and decreasing system complexity. Moreover, this study introduces a novel power allocation algorithm for multi-tier access points (APs) designed to reduce power consumption. Numerical results demonstrate the superiority of the proposed algorithm over previous designs in terms of transmitted power and outage probability.
Vasilis K. Papanikolaou, Hedieh Ajam, Majid Safari, Robert Schober, Harald Haas, Iman Tavakkolnia
ICC5
2025 Modeling of Insulin Injection for Type-1 Diabetes Mellitus Management
abstract
Diabetes mellitus is a global health crisis characterized by poor blood sugar regulation, impacting millions of people worldwide and leading to severe complications and mortality. Although Type 1 Diabetes Mellitus (T1DM) has a lower number of cases compared to other forms of diabetes, it is often diagnosed at a young age and requires lifelong exogenous insulin administration. In this paper, we focus on understanding the interaction of insulin and glucose molecules within the subcutaneous layer, which is crucial for blood sugar control in T1DM patients. Specifically, we propose a comprehensive model to characterize the insulin-glucose system within the subcutaneous layer, incorporating a multicellular molecular communication system. We then divide the T1DM system into insulin and glucose subsystems and derive the end-to-end expression for insulin-glucose interaction in the subcutaneous layer. We further validate and demonstrate the correctness of our insulin-glucose interaction analysis via an agent-based simulator.
Rinrada Jadsadaphongphaibool, Dadi Bi, Christian D. Lorenz, Yansha Deng, Robert Schober
ICC5
2025 Molecular Signal Reception in Complex Vessel Networks: The Role of the Network Topology
Timo Jakumeit, Lukas Brand, Jens Kirchner, Robert Schober, Sebastian Lotter
ICC4
2025 Sensing Accuracy Optimization for Communication-Assisted Dual-Baseline UAV-InSAR
abstract
In this paper, we study the optimization of the sensing accuracy of unmanned aerial vehicle (UAV)-based dual-baseline interferometric synthetic aperture radar (InSAR) systems. A swarm of three UAV-synthetic aperture radar (SAR) systems is deployed to image an area of interest from different angles, enabling the creation of two independent digital elevation models (DEMs). To reduce the InSAR sensing error, i.e., the height estimation error, the two DEMs are fused based on weighted averaging techniques into one final DEM. The heavy computations required for this process are performed on the ground. To this end, the radar data is offloaded in real time via a frequency division multiple access (FDMA) air-to-ground backhaul link. In this work, we focus on improving the sensing accuracy by minimizing the worst-case height estimation error of the final DEM. To this end, the UAV formation and the power allocated for offloading are jointly optimized based on alternating optimization (AO), while meeting practical InSAR sensing and communication constraints. Our simulation results demonstrate that the proposed solution can significantly improve the sensing accuracy compared to classical single-baseline UAV-InSAR systems and other benchmark schemes.
Mohamed-Amine Lahmeri, Victor Mustieles-Perez, Martin Vossiek, Gerhard Krieger, Robert Schober
ICC5
2025 Directional Sparsity Based Statistical Channel Estimation for 6D Movable Antenna Communications
abstract
Six-dimensional movable antenna (6DMA) is an innovative and transformative technology to improve wireless network capacity by adjusting the 3D positions and 3D rotations of antennas/surfaces (sub-arrays) based on the channel spatial distribution. For optimization of the antenna positions and rotations, the acquisition of statistical channel state information (CSI) is essential for 6DMA systems. In this paper, we unveil for the first time a new directional sparsity property of the 6DMA channels between the base station (BS) and the distributed users, where each user has significant channel gains only with a (small) subset of 6DMA position-rotation pairs, which can receive direct/reflected signals from the user. By exploiting this property, a covariance-based algorithm is proposed for estimating the statistical CSI in terms of the average channel power at a small number of 6DMA positions and rotations. Based on such limited channel power estimation, the average channel powers for all possible 6DMA positions and rotations in the BS movement region are reconstructed by further estimating the multi-path average power and direction-of-arrival (DOA) vectors of all users. Simulation results show that the proposed directional sparsitybased algorithm can achieve higher channel power estimation accuracy than existing benchmark schemes, while requiring a lower pilot overhead.
Xiaodan Shao, Rui Zhang 0006, Jihong Park, Tony Q. S. Quek, Robert Schober, Xuemin Shen
ICC5
2025 Closed-Form Location and Orientation Estimation in Optical Wireless Systems
abstract
Accurate indoor localization is crucial for enabling 6G applications, such as smart homes, augmented reality, and advanced healthcare systems. Optical wireless systems utilizing Light-Emitting Diodes (LEDs) offer centimeter-level accuracy due to their dominant line-of-sight (LoS) characteristics. However, most existing methods assume fixed and known user orientations, limiting their practical applicability in real-world scenarios with random orientations. In this paper, we propose an LED-based visible light positioning (VLP) scheme that accurately, through closed form equations, localizes users with arbitrary orientations using optical received signal strength (RSS) measurements. The proposed method achieves high localization accuracy, without requiring hardware for orientation measurements. Finally, an analytical expression for the error is derived, while Monte Carlo simulations validate the scheme's performance, highlighting the critical role of the parameters of the system in achieving accurate localization.
Dimitrios Bozanis, Dimitrios Tyrovolas, Vasilis K. Papanikolaou, Sotiris A. Tegos, Panagiotis D. Diamantoulakis, Christos Liaskos, Robert Schober, George K. Karagiannidis
WCNC7
2025 6D Movable Antenna Enhanced Wireless Network via Discrete Position and Rotation Optimization
abstract
Six-dimensional movable antenna (6DMA) is an effective approach to improve wireless network capacity by adjusting the 3D positions and three-dimensional (3D) rotations of antennas/antenna surfaces (sub-arrays) based on the users’ spatial distribution and statistical channel information. Although continuously positioning/rotating 6DMA surfaces can achieve the greatest flexibility and thus the highest capacity improvement, it is difficult to implement due to the discrete movement constraints of practical stepper motors. Thus, in this paper, we consider a 6DMA-aided base station (BS) with only a finite number of possible discrete positions and rotations for the 6DMA surfaces. We aim to maximize the average sum rate for random numbers of users at random locations by jointly optimizing the 3D positions and 3D rotations of multiple 6DMA surfaces at the BS subject to discrete movement constraints. In particular, we consider the practical cases with and without statistical channel knowledge of the users, and propose corresponding offline and online optimization algorithms, by leveraging the Monte Carlo and conditional sample mean (CSM) methods, respectively. Simulation results verify the effectiveness of our proposed offline and online algorithms for discrete position/rotation optimization of 6DMA surfaces as compared to various benchmark schemes with fixed-position antennas (FPAs), fluid antennas, and 6DMAs with limited movability. It is shown that 6DMA-BS can significantly enhance wireless network capacity, even under discrete position/rotation constraints, by exploiting the spatial distribution characteristics of the users.
Xiaodan Shao, Rui Zhang 0006, Qijun Jiang, Robert Schober
IEEE J. Sel. Areas Commun.4
2025 Radar Rainbow Beams for Wideband mmWave Communication: Beam Training and Tracking
abstract
We propose a novel integrated sensing and communication (ISAC) scheme that leverages sensing to assist communication in light-of-sight (LoS) environments, ensuring fast initial access, seamless user tracking, and uninterrupted communication for millimeter wave (mmWave) wideband systems. True-time-delayers (TTDs) are utilized to generate frequency-dependent radar rainbow beams by controlling the beam squint effect. These beams cover users across the entire angular space simultaneously for fast beam training using just one orthogonal frequency-division multiplexing (OFDM) symbol. Three detection and estimation schemes are proposed based on radar rainbow beams for estimation of the users’ directions, distances, and velocities, which are then exploited for communication beamformer design. The first proposed scheme utilizes a single-antenna radar receiver and one set of rainbow beams, but may cause a Doppler ambiguity. To tackle this limitation, two additional schemes are introduced, utilizing two sets of rainbow beams and a multi-antenna receiver, respectively. Furthermore, the proposed detection and estimation schemes are extended to realize user tracking by choosing different subsets of OFDM subcarriers. This approach eliminates the need to switch phase shifters and TTDs, which is typically required for existing tracking schemes. Simulation results reveal the effectiveness of the proposed rainbow beam-based training and tracking methods for mobile users.
Gui Zhou, Moritz Garkisch, Zhendong Peng, Cunhua Pan, Robert Schober
IEEE J. Sel. Areas Commun.5
2025 Flexible-Antenna Systems: A Pinching-Antenna Perspective
abstract
Flexible-antenna systems have recently received significant research interest due to their capability to reconfigure wireless channels intelligently. This paper focuses on a new type of flexible-antenna technology, termed pinching antennas, which can be realized by applying small dielectric particles on a waveguide. Analytical results are first developed for the simple case with a single pinching antenna and a single waveguide, where the unique feature of the pinching-antenna system to create strong line-of-sight links and mitigate large-scale path loss is demonstrated. An advantageous feature of pinching-antenna systems is that multiple pinching antennas can be activated on a single waveguide at no extra cost; however, they must be fed with the same signal. This feature motivates the application of non-orthogonal multiple access (NOMA), and analytical results are provided to demonstrate the superior performance of NOMA-assisted pinching-antenna systems. Finally, the case with multiple pinching antennas and multiple waveguides is studied, which resembles a classical multiple-input single-output (MISO) interference channel. By exploiting the capability of pinching antennas to reconfigure the wireless channel, it is revealed that a performance upper bound on the interference channel becomes achievable, where the achievability conditions are also identified. Computer simulation results are presented to verify the developed analytical results and demonstrate the superior performance of pinching-antenna systems.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.2
2025 Heterogeneous Receptors-Based Molecule Harvesting in MC: Analysis for ISI Mitigation and Energy Efficiency
abstract
This paper establishes a molecule harvesting transmitter (TX) model in molecular communication (MC). In particular, we consider that molecules are encapsulated in vesicles generated within the TX and released from the TX through membrane fusion process. We also consider that the TX membrane is covered by heterogeneous receptors of varying sizes and at arbitrary locations, where the receptors can absorb the released molecules once the molecules hitting any of the receptor. Assuming that the vesicle generation follows a jump process, with each vesicle generated at distinct time instants, and assuming a transparent receiver (RX), we calculate the molecule release rate, the expected fraction of absorbed molecules at the TX, and the received signal at the RX. All obtained analytical expressions are functions of all receptors’ locations and sizes, and are validated by particle-based simulations. Our numerical results indicate that evenly distributed receptors on the TX membrane absorb more molecules than randomly distributed receptors or a single receptor. Furthermore, inspired by the biological phenomenon that cells can regulate their release of new molecules by interacting with the molecules that are already present in the environment, we incorporate a negative feedback mechanism (NFM) at the TX. This mechanism utilizes the number of molecules absorbed by the TX as a criterion to determine if the TX should stop releasing additional molecules. We then derive the closed-form expression for the expected fraction of recyclable molecules for a single emission. Here, the pool of recyclable molecules comprises both the molecules that remain unreleased by the TX due to NFM and those that are absorbed back by the TX. Our numerical results demonstrate that incorporating NFM can reduce inter-symbol interference (ISI) while maintaining the same peak received signal as without NFM. Additionally, our results show that TXs incorporating both molecule harvesting and NFM can achieve a higher energy efficiency and lower error probability than TXs employing only molecule harvesting or neither functionality.
Xinyu Huang 0005, Yu Huang 0012, Miaowen Wen, Nan Yang 0006, Robert Schober
IEEE Trans. Commun.5
2025 UAV Formation and Resource Allocation Optimization for Communication-Assisted 3D InSAR Sensing
abstract
In this paper, we investigate joint unmanned aerial vehicle (UAV) formation and resource allocation optimization for communication-assisted three-dimensional (3D) synthetic aperture radar (SAR) sensing. We consider a system consisting of two UAVs that perform bistatic interferometric SAR (InSAR) sensing for generation of a digital elevation model (DEM) and transmit the radar raw data to a ground station (GS) in real time. To account for practical 3D sensing requirements, we use non-conventional sensing performance metrics, such as the interferometric coherence, i.e., the local cross-correlation between the two co-registered UAV SAR images, the point-to-point InSAR relative height error, and the height of ambiguity, which together characterize the accuracy with which the InSAR system can determine the height of ground targets. Our objective is to jointly optimize the UAV formation, speed, and communication power allocation for maximization of the InSAR coverage while satisfying energy, communication, and InSAR-specific sensing constraints. To solve the formulated non-smooth and non-convex optimization problem, we divide it into three sub-problems and propose a novel alternating optimization (AO) framework that is based on classical, monotonic, and stochastic optimization techniques. The effectiveness of the proposed algorithm is validated through extensive simulations and compared to several benchmark schemes. Furthermore, our simulation results highlight the impact of the UAV-GS communication link on the flying formation and sensing performance and show that the DEM of a large area of interest can be mapped and offloaded to ground successfully, while the ground topography can be estimated with centimeter-scale precision. Lastly, we demonstrate that a low UAV velocity is preferable for InSAR applications as it leads to better sensing accuracy.
Mohamed-Amine Lahmeri, Victor Mustieles-Perez, Martin Vossiek, Gerhard Krieger, Robert Schober
IEEE Trans. Commun.5
2025 Near-Field Multiuser Beam-Training for Extremely Large-Scale MIMO Systems
abstract
Extremely large-scale multiple-input multiple-output (XL-MIMO) systems are capable of improving spectral efficiency by employing far more antennas than conventional massive MIMO at the base station (BS). However, beam training in multiuser XL-MIMO systems is challenging. Firstly, new near-field channel models and near-field XL-MIMO transmit beamforming (TBF) codebooks have to be adopted due to the dramatic increase in the number of antennas, which results in an excessive pilot overhead for beam training. Secondly, when the user density is high, the wireless propagation environments of the adjacent users are similar and hence the pilot signals received by the BS from different users appear to be interrelated, which is potentially beneficial but difficult to exploit. Thirdly, different users might share the same beam-direction, which causes excessive inter-user interference. To tackle these issues, we conceive a three-phase graph neural network (GNN)-based beam training scheme for multiuser XL-MIMO systems. In the first phase, only far-field wide beams have to be tested for each user and the GNN is utilized to map the beamforming gain information of the far-field wide beams to the best available near-field codeword for each user. In addition, the proposed GNN-based scheme can exploit the position-correlation between adjacent users for further improvement of the accuracy of beam training. In the second phase, a beam allocation scheme based on the probability vectors produced at the outputs of GNNs is proposed to address the above beam-direction conflicts between users. In the third phase, the hybrid TBF is designed for further reducing the inter-user interference. Our simulation results show that the proposed scheme significantly improves beam training accuracy and reduces pilot overhead compared to traditional neural network-based benchmarks. Hence it is more suitable for multiuser XL-MIMO systems. Moreover, the performance of the proposed beam training scheme approaches that of an exhaustive search, despite requiring only about 7% of the pilot overhead.
Cunhua Pan, Hong Ren, Jiangzhou Wang, Robert Schober
IEEE Trans. Commun.5
2025 Information Rate-Harvested Power Tradeoff in THz SWIPT Systems Employing Resonant Tunneling Diode-Based EH Circuits
abstract
In this paper, we study terahertz (THz) simultaneous wireless information and power transfer (SWIPT) systems. Since coherent information detection is challenging at THz frequencies and Schottky diodes may not be efficient for THz energy harvesting (EH), we propose a novel THz SWIPT system design that employs unipolar amplitude shift keying (ASK) modulation at the transmitter (TX) and a resonant-tunnelling diode (RTD)-based EH circuit at the receiver (RX) to extract both information and power from the received signal. Furthermore, we propose a novel model for the dependence of the instantaneous output power of the RTD-based RX on the instantaneous received power, which is based on a non-linear and non-monotonic piecewise function, whose parameters are adjusted to fit circuit simulation results. To determine the information rate-harvested power tradeoff of the considered THz SWIPT system, we derive the distribution of the transmit signal that maximizes the mutual information between the transmit and received signals subject to constraints on the required average harvested power at the RX and the peak signal amplitude at the TX. Since the computational complexity needed for maximization of the mutual information may be infeasible for real-time THz SWIPT systems, we derive low-complexity suboptimal input signal distributions that maximize an achievable information rate numerically and in closed form for high and low required average harvested powers, respectively. Furthermore, based on the obtained results, we propose a suboptimal closed-form distribution of the transmit signal which can also guarantee a desired harvested power at the RX. Our simulation results show that while the proposed EH model can capture the non-monotonicity of RTD-based EH circuits in the THz band, baseline linear and non-linear EH models, developed for Schottky-diode-based EH circuits, cannot. Furthermore, we demonstrate that a lower reverse current flow and a higher breakdown voltage of the employed RTD are preferable when the input signal power at the RX is low and high, respectively. We also show that all proposed input distributions yield practically identical SWIPT system performance. Moreover, we reveal that the information rate-harvested power tradeoff of THz SWIPT systems is determined by the peak amplitude of the TX signal and the maximum instantaneous harvested power for low and high received signal powers, respectively. Finally, we compare the proposed THz SWIPT system with two baseline schemes and confirm that the RX circuit parameters, mathematical EH models, and optimal transmit signal distributions have to be carefully designed to achieve high performance in THz SWIPT systems.
Nikita Shanin, Simone Clochiatti, Kenneth MacSporran Mayer, Laura Cottatellucci, Nils Weimann, Robert Schober
IEEE Trans. Commun.6
2025 Optimization of the Downlink Spectral- and Energy- Efficiency of RIS-Aided Multi-User URLLC MIMO Systems
abstract
Modern wireless communication systems are expected to provide improved latency and reliability. To meet these expectations, a short packet length is needed, which makes the first-order Shannon rate an inaccurate performance metric for such communication systems. A more accurate approximation of the achievable rates of finite-block-length (FBL) coding regimes is known as the normal approximation (NA). It is therefore of substantial interest to study the optimization of the FBL rate in multi-user multiple-input multiple-output (MIMO) systems, in which each user may transmit and/or receive multiple data streams. Hence, we formulate a general optimization problem for improving the spectral and energy efficiency of multi-user MIMO-aided ultra-reliable low-latency communication (URLLC) systems, which are assisted by reconfigurable intelligent surfaces (RISs). We show that an RIS is capable of substantially improving the performance of multi-user MIMO-aided URLLC systems. Moreover, the benefits of RIS increase as the packet length and/or the tolerable bit error rate are reduced. This reveals that RISs can be even more beneficial in URLLC systems for improving the FBL rates than in conventional systems approaching Shannon rates.
Mohammad Soleymani 0002, Ignacio Santamaría, Eduard A. Jorswieck, Robert Schober, Lajos Hanzo
IEEE Trans. Commun.4
2025 Beamforming for PIN Diode-Based IRS-Assisted Systems Under a Phase Shift-Dependent Power Consumption Model
abstract
Intelligent reflecting surfaces (IRSs) have been regarded as a promising enabler for future wireless communication systems due to their capability of customizing favorable propagation environments. In the literature, IRSs have been considered power-free or assumed to have constant power consumption. However, recent experimental results have shown that for positive-intrinsic-negative (PIN) diode-based IRSs, the power consumption dynamically changes with the phase shift configuration, which implies that the beamforming quality of the IRS depends on the available power. Therefore, this phase shift-dependent power consumption (PS-DPC) introduces a challenging power allocation problem between the base station (BS) and the IRS, requiring to balance the BS transmit power and the IRS beamforming quality during system design. To tackle this issue, in this paper, we investigate a rate maximization problem for IRS-assisted systems under a practical PS-DPC model. For the single-user case, we propose a generalized Benders decomposition-based beamforming method to maximize the achievable rate while satisfying a total system power consumption constraint. Moreover, we propose a low-complexity beamforming design, where the powers allocated to BS and IRS are optimized offline based on statistical channel state information. Furthermore, we extend the beamforming design to the multi-user case, where we solve an equivalent weighted mean square error minimization problem with two different joint power allocation and phase shift optimization methods. Simulation results indicate that compared to baseline schemes, our proposed methods can flexibly optimize the power allocation between BS and IRS, thus achieving better performance. The optimized power allocation strategy strongly depends on the system power budget. Specifically, when the available system power budget is high, the PS-DPC is not the dominant factor in the system power consumption, allowing the IRS to turn on as many PIN diodes as needed to achieve high beamforming quality. When the system power budget is limited, however, more power tends to be allocated to the BS to enhance the transmit power, which consequently reduces the beamforming quality at the IRS due to the limited PS-DPC budget.
Qiucen Wu, Tian Lin 0004, Xianghao Yu, Yu Zhu 0002, Robert Schober
IEEE Trans. Commun.5
2025 Globally Optimal Movable Antenna-Enabled Multiuser Communication: Discrete Antenna Positioning, Power Consumption, and Imperfect CSI
abstract
Movable antennas (MAs) represent a promising paradigm to enhance the spatial degrees of freedom of conventional multi-antenna systems by dynamically adapting the positions of antenna elements within a designated transmit area. In particular, by employing electro-mechanical MA drivers such as stepper motors, the positions of the MA elements can be discretely adjusted to shape a favorable spatial correlation for improving system performance. Although preliminary research has explored beamforming designs for MA-enabled systems, the intricacies of the power consumption and the precise positioning of MA elements are not well understood, yet. Moreover, the assumption of perfect channel state information (CSI) adopted in the current literature is generally impractical due to the significant pilot overhead and the extensive time required for acquiring close-to-perfect CSI. To address these challenges, in this paper, we model the motion of MA elements through discrete steps and quantify the associated power consumption as a function of these movements. Furthermore, by leveraging the properties of the MA channel model, we introduce a novel CSI error model tailored for MA-enabled systems that facilitates robust resource allocation design. In particular, we jointly optimize the beamforming and the MA positions at the base station (BS) for minimization of the total BS power consumption, encompassing both radiated power and MA motion power, while guaranteeing a minimum required signal-to-interference-plus-noise ratio for each user. To this end, novel algorithms exploiting the branch and bound (BnB) method are developed to obtain the globally optimal solution for perfect and imperfect CSI, respectively. Moreover, to support practical real-time implementation, we propose low-complexity suboptimal algorithms with guaranteed convergence by leveraging successive convex approximation (SCA). Our numerical results validate the global optimality of the proposed BnB-based algorithms for both CSI scenarios. Furthermore, we unveil that both proposed SCA-based algorithms approach the optimal performance of the BnB-based algorithms within only a few iterations, thus highlighting their practical advantages. Additionally, we show that compared to the state-of-the-art approach, the proposed low-complexity SCA-based schemes achieve considerable performance gains, especially in high-load systems with a small number of antenna elements.
Dongfang Xu, Derrick Wing Kwan Ng, Wolfgang H. Gerstacker, Robert Schober
IEEE Trans. Commun.5
2025 Reconfigurable Massive MIMO: Precoding Design and Channel Estimation in the Electromagnetic Domain
abstract
Reconfigurable massive multiple-input multiple-output (RmMIMO) technology, as an electronically-controlled fluid antenna system, offers increased flexibility for future communication systems by exploiting previously untapped degrees of freedom in the electromagnetic (EM) domain. The representation of the traditional spatial domain channel state information (sCSI) limits the insights into the potential of EM domain channel properties, constraining the base station’s (BS) utmost capability for precoding design. This paper leverages the EM domain channel state information (eCSI) for antenna radiation pattern design at the BS. We develop an orthogonal decomposition method based on spherical harmonic functions to decompose the radiation pattern into a linear combination of orthogonal bases. By formulating the radiation pattern design as an optimization problem for the projection coefficients over these bases, we develop a manifold optimization-based method for iterative radiation pattern and digital precoder design. To address the eCSI estimation problem, we capitalize on the inherent structure of the channel. Specifically, we propose a subspace-based scheme to reduce the pilot overhead for wideband sCSI estimation. Given the estimated full-band sCSI, we further employ parameterized methods for angle of arrival estimation. Subsequently, the complete eCSI can be reconstructed after estimating the equivalent channel gain via the least squares method. Simulation results demonstrate that, in comparison to traditional mMIMO systems with fixed antenna radiation patterns, the proposed RmMIMO architecture offers significant throughput gains for multi-user transmission at a low channel estimation overhead.
Keke Ying, Zhen Gao 0001, Michail Matthaiou, Robert Schober
IEEE Trans. Commun.6
2025 Performance Tradeoff Between Overhead and Achievable SNR in RIS Beam Training
abstract
Efficient beam training is the key challenge in the codebook-based configuration of reconfigurable intelligent surfaces (RISs) because the beam training overhead can have a strong impact on the achievable system performance. In this paper, we study the performance tradeoff between overhead and achievable signal-to-noise ratio (SNR) in RIS beam training while taking into account the size of the targeted coverage area, the RIS response time, and the delay for feedback transmissions. Thereby, we consider three common beam training strategies: full search (FS), hierarchical search (HS), and tracking-based search (TS). Our analysis shows that the codebook-based illumination of a given coverage area can be realized with wide- or narrow-beam designs, which result in two different scaling laws for the achievable SNR. Similarly, there are two regimes for the overhead, where the number of pilot symbols required for reliable beam training is dependent on and independent of the SNR, respectively. Based on these insights, we reveal that the overhead for FS beam training can be significantly reduced by employing large RISs and wide beams. Moreover, we show that, depending on the RIS response time, feedback delay, and codebook size, FS beam training may outperform HS beam training. In addition, we derive an upper bound on the user velocity for which the overhead is generally negligible. Finally, we present numerical simulation results that verify our theoretical analysis. In particular, our results confirm the existence of the proposed SNR scaling laws and overhead regimes, demonstrate the benefits of wide beams and large RISs, reveal that fast RISs can lead to negligible overhead for FS beam training, and show that large feedback delays can significantly reduce the performance for HS beam training.
Friedemann Laue, Vahid Jamali, Robert Schober
IEEE Trans. Wirel. Commun.3
2025 Globally Optimal Resource Allocation Design for Discrete Phase Shift IRS-Assisted Multiuser Networks With Perfect and Imperfect CSI
abstract
Intelligent reflecting surfaces (IRSs) are a promising low-cost solution for achieving high spectral and energy efficiency in future communication systems by enabling the customization of wireless propagation environments. Despite the plethora of research on resource allocation design for IRS-assisted multiuser wireless communication systems, the optimal design and the corresponding performance upper bound are still not fully understood. To bridge this gap in knowledge, in this paper, we investigate the optimal resource allocation design for IRS-assisted multiuser multiple-input single-output (MISO) systems employing practical discrete IRS phase shifters. In particular, we jointly optimize the beamforming vector at the base station (BS) and the discrete IRS phase shifts to minimize the total transmit power for the cases of perfect and imperfect channel state information (CSI) knowledge. To this end, two novel algorithms based on the generalized Benders decomposition (GBD) method are developed to obtain the globally optimal solution for perfect and imperfect CSI, respectively. Moreover, to facilitate practical implementation, we propose two corresponding low-complexity suboptimal algorithms with guaranteed convergence by capitalizing on successive convex approximation (SCA). In particular, for imperfect CSI, we adopt a bounded error model to characterize the CSI uncertainty and propose a new transformation to convexify the robust quality-of-service (QoS) constraints. Our numerical results confirm the optimality of the proposed GBD-based algorithms for the considered system for both perfect and imperfect CSI. Furthermore, we unveil that both proposed SCA-based algorithms can attain a locally optimal solution within a few iterations. Moreover, compared with the state-of-the-art solution based on alternating optimization (AO), the proposed low-complexity SCA-based schemes achieve a significant performance gain, especially for moderate-to-large numbers of IRS elements.
Dongfang Xu, Derrick Wing Kwan Ng, Robert Schober, Wolfgang H. Gerstacker
IEEE Trans. Wirel. Commun.4
2024 Delay Dispersion in IRS-assisted FSO Links
abstract
The line-of-sight (LOS) requirement of free-space optical (FSO) systems can be relaxed by employing optical intelligent reflecting surfaces (IRSs). In this paper, we model the impact of the IRS-induced delay dispersion and derive the channel impulse response (CIR) of IRS-assisted FSO links. The proposed model takes into account the characteristics of the incident and reflected beams’ wavefronts, the position of transmitter and receiver, the size of the IRS, and the incident beamwidth on the IRS. Our simulation results reveal that a maximum effective delay spread of 0.7 ns is expected for in-plane reflection from a square IRS with an area of 1 m2, which induces inter-symbol interference for bit rates larger than 10 Gbps. We show that the IRS-induced delay dispersion can be mitigated via equalization at the receiver.
Hedieh Ajam, Vahid Jamali, Vasilis K. Papanikolaou, Bernhard Schmauss, Robert Schober
GLOBECOM5
2024 Semantic Information in MC: Chemotaxis Beyond Shannon
abstract
The recently emerged molecular communication (MC) paradigm intends to leverage communication engineering tools for the design of synthetic chemical communication systems. These systems are envisioned to operate at nanoscale and in biological environments, such as the human body, and catalyze the emergence of revolutionary applications in the context of early disease monitoring and drug targeting. Despite the abundance of theoretical (and recently also experimental) MC system designs proposed over the past years, some fundamental questions remain unresolved, hindering the breakthrough of MC in real-world applications. One of these questions is: What can be a useful measure of information in the context of MC applications? While most existing works on MC build upon the concept of syntactic information as introduced by Shannon, in this paper, we explore the framework of semantic information as introduced by Kolchinsky and Wolpert for the information-theoretic analysis of a natural MC system, namely bacterial chemotaxis. Exploiting computational agent-based modeling (ABM), we are able to quantify, for the first time, the amount of information that the considered chemotactic bacterium (CB) utilizes to adapt to and survive in a dynamic environment. In other words, we show how the flow of information between the environment and the CB is related to the effectiveness of communication. Effectiveness here refers to the adaptation of the CB to the dynamic environment in order to ensure survival. Our analysis reveals that it highly depends on the environmental conditions how much information the CB can effectively utilize for improving their survival chances. Encouraged by our results, we envision that the proposed semantic information framework can open new avenues for the development of theoretical and experimental MC system designs for future nanoscale applications.
Lukas Brand, Maurizio Magarini, Robert Schober, Sebastian Lotter
GLOBECOM4
2024 Advanced ISAC Design: Movable Antennas and Accounting for Dynamic RCS
abstract
We investigate resource allocation in integrated sensing and communication (ISAC) systems exploiting movable antennas (MAs) to enhance system performance. Unlike the existing ISAC literature, we account for dynamic radar cross-section (RCS) variations. Chance constraints are introduced and integrated into the sensing quality of service (QoS) framework to precisely control the impact of the resulting RCS uncertainties. Taking into account the dynamic nature of the RCS, we jointly optimize the MA positions and the communication and sensing beam design for minimization of the total transmit power at the base station (BS) while ensuring the individual communication and sensing task QoS requirements. To tackle the resulting non-convex mixed integer non-linear program (MINLP), we develop an iterative algorithm to obtain a high quality suboptimal solution. Our numerical results reveal that the proposed MA-enhanced ISAC system cannot only significantly reduce the BS transmit power compared to systems relying on fixed antenna positions and antenna selection but also demonstrates remarkable robustness to RCS fluctuations, underscoring the multifaceted benefits of exploiting MAs in ISAC systems.
Ata Khalili, Robert Schober
GLOBECOM2
2024 Blind Timing Estimation and Signal Detection for RIS-Assisted Symbiotic Radio with Imperfect Symbol Synchronization
abstract
To support the massive Internet-of- Things (IoT) network, symbiotic radio (SR) has emerged as a promising solution that enables passive IoT connections by exploiting active primary transmissions. Realizing the enhanced spectrum- and energy-efficiency promised by SR requires symbol synchronization between the primary and IoT signals, which, however, remains challenging for cost-limited IoT devices. In this paper, we investigate reconfigurable intelligent surface (RIS)-assisted SR (RSR) with imperfect symbol synchronization. Specifically, the primary transmission employs orthogonal frequency division multiplexing (OFDM), while the RIS enhances the primary transmission and concurrently transmits its secondary signal by passively backscattering the incident primary signal. Due to the unknown synchronization offset (SO) between primary and secondary signals, the reflected channel via the RIS exhibits variations within each OFDM block, consequently leading to inter-carrier interference (ICI) in the received signal. To mitigate this unfavorable effect, we propose a novel receiver design by utilizing virtual subcarriers within each OFDM block. By employing energy detection at the virtual subcarriers, the receiver can detect the arrival of the secondary signal based on the ICI. Furthermore, by compensating the loss of orthogonality in the received OFDM block, the receiver can blindly estimate the SO, thereby facilitating joint detection of primary and secondary signals. Simulation results validate that our proposed receiver significantly improves the bit error rate (BER) performance for RSR with imperfect symbol synchronization.
Hao Chen 0070, Ruizhe Long, Ying-Chang Liang, Robert Schober
ICC4
2024 Closed Loop Molecular Communication Testbed: Setup, Interference Analysis, and Experimental Results
abstract
In this paper, we present a fluid-based experimental molecular communication (M C) testbed that, similar to the human cardiovascular system, operates in a closed circuit tube system. The proposed system is designed to be biocompatible, resource-efficient, and controllable from outside the tube. As signaling molecule, the testbed employs the green fluorescent protein variant “Dreiklang” (GFPD). GFPDs can be reversibly switched via light of different wavelengths between a bright fluorescent state and a less fluorescent state. Hence, this property allows for writing and erasing information encoded in the state of the G FPDs already present in the fluid via radiation from outside the tube. The concept of modulating the GFPDs existing in the channel at the transmitter for information transmission, instead of releasing new molecules, is a form of media modulation. In our testbed, due to the closed loop setup and the long experiment durations of up to 250 min, we observe new forms of inter-symbol interferences (ISI), which do not occur in short experiments and open loop systems. In particular, up to four different forms of ISI, namely channel ISI, inter-loop ISI, offset ISI, and permanent ISI, occur in the considered system. To mitigate inter-loop ISI and offset ISI, we propose a light based eraser unit. We experimentally demonstrate reliable information transmission in our testbed achieving error-free transmission of 500 bit at a data rate of 6 bit min−1based on a sub-optimal low-complexity detection scheme.
Lukas Brand, Maike Scherer, Teena tom Dieck, Sebastian Lotter, Maximilian Schäfer, Andreas Burkovski, Heinrich Sticht, Kathrin Castiglione, Robert Schober
ICC9
2024 UAV Formation Optimization for Communication-Assisted InSAR Sensing
abstract
Interferometric synthetic aperture radar (InSAR) is an increasingly important remote sensing technique that enables three-dimensional (3D) sensing applications such as the generation of accurate digital elevation models (DEMs). In this paper, we investigate the joint formation and communication resource allocation optimization for a system comprising two unmanned aerial vehicles (UAVs) to perform InSAR sensing and to transfer the acquired data to the ground. To this end, we adopt as sensing performance metrics the interferometric coherence, i.e., the local correlation between the two co-registered UAV radar images, and the height of ambiguity (HoA), which together are a measure for the accuracy with which the InSAR system can estimate the height of ground objects. In addition, an analytical expression for the coverage of the considered InSAR sensing system is derived. Our objective is to maximize the InSAR coverage while satisfying all relevant InSAR-specific sensing and communication performance metrics. To tackle the non-convexity of the formu-lated optimization problem, we employ alternating optimization (AO) techniques combined with successive convex approximation (SCA). Our simulation results reveal that the resulting resource allocation algorithm outperforms two benchmark schemes in terms of InSAR coverage, while satisfying all sensing and real-time communication requirements. Furthermore, we highlight the importance of efficient communication resource allocation in facilitating real-time sensing and unveil the trade-off between InSAR height estimation accuracy and coverage.
Mohamed-Amine Lahmeri, Victor Mustieles-Perez, Martin Vossiek, Gerhard Krieger, Robert Schober
ICC5
2024 Joint Transmit Signal and Beamforming Design for Integrated Sensing and Power Transfer Systems
abstract
Integrating different functionalities, conventionally implemented as dedicated systems, into a single platform allows utilising the available resources more efficiently. We consider an integrated sensing and power transfer (ISAPT) system and propose the joint optimisation of the rectangular pulse-shaped transmit signal and the beamforming vector to combine sensing and wireless power transfer (WPT) functionalities efficiently. In contrast to prior works, we adopt an accurate non-linear circuit-based energy harvesting (EH) model. We formulate and solve a non-convex optimisation problem for a general number of EH receivers to maximise a weighted sum of the average harvested powers at the EH receivers while ensuring the received echo signal reflected by a sensing target (ST) has sufficient power for estimating the range to the ST with a prescribed accuracy within the considered coverage region. The average harvested power is shown to monotonically increase with the pulse duration when the average transmit power budget is sufficiently large. We discuss the trade-off between sensing performance and power transfer for the considered ISAPT system. The proposed approach significantly outperforms a heuristic baseline scheme based on a linear EH model, which linearly combines energy beamforming with the beamsteering vector in the direction to the ST as its transmit strategy.
Kenneth MacSporran Mayer, Nikita Shanin, Zhenlong You, Sebastian Lotter, Stefan Brückner, Martin Vossiek, Laura Cottatellucci, Robert Schober
ICC8
2024 Approximate Partially Decentralized Linear EZF Precoding for Massive MU-MIMO Systems
abstract
Massive multi-user multiple-input multiple-output (MU-MIMO) systems enable high spatial resolution, high spectral efficiency, and improved link reliability compared to traditional MIMO systems due to the large number of antenna elements deployed at the base station (BS). Nevertheless, conventional massive MU-MIMO BS transceiver designs rely on centralized linear precoding algorithms, which entail high interconnect data rates and a prohibitive complexity at the centralized baseband processing unit. In this paper, we consider an MU-MIMO system, where each user device is served with multiple independent data streams in the downlink. To address the aforementioned challenges, we propose a novel decentralized BS architecture, and develop a novel decentralized precoding algorithm based on eigen-zero-forcing (EZF). Our proposed approach relies on parallelizing the baseband processing tasks across multiple antenna clusters at the BS, while minimizing the interconnection requirements between the clusters, and is shown to closely approach the performance of centralized EZF.
Brikena Kaziu, Nikita Shanin, Danilo Spano, Li Wang 0024, Wolfgang H. Gerstacker, Robert Schober
VTC Fall6
2024 Rainbow Beams for Wideband mmWave Radar: Beam Training
abstract
We present a novel fast beam training method for fast moving targets in millimeter wave (mmWave) wideband radar systems. True-time-delayers (TTDs) are utilized to generate frequency-dependent radar rainbow beams using one orthogonal frequency-division multiplexing (OFDM) symbol, simultaneously covering targets located in the entire angular space for fast beam training. We first propose a scheme based on a single-antenna radar receiver. It can effectively detect and estimate different parameters of interest of targets, including their angles, distance related delays, and velocity related Doppler frequencies, but faces a Doppler ambiguity challenge. To tackle this limitation, we further introduce a scheme based on a multi-antenna receiver, which provides high-precision estimation performance. Simulation results reveal the effectiveness of the proposed rainbow beam-based training method for detecting and estimating mobile targets.
Gui Zhou, Zhendong Peng, Cunhua Pan, Robert Schober
WCNC4
2024 Next generation multiple access for IMT towards 2030 and beyond
Zhiguo Ding 0001, Robert Schober, Pingzhi Fan, H. Vincent Poor
Sci. China Inf. Sci.2
2024 Exploit High-Dimensional RIS Information to Localization: What Is the Impact of Faulty Element?
abstract
This paper proposes a novel localization algorithm using the reconfigurable intelligent surface (RIS) received signal, i.e., RIS information. Compared with BS received signal, i.e., BS information, RIS information offers higher dimension and richer feature set, thereby providing an enhanced capacity to distinguish positions of the mobile users (MUs). Additionally, we address a practical scenario where RIS contains some unknown (number and places) faulty elements that cannot receive signals. Initially, we employ transfer learning to design a two-phase transfer learning (TPTL) algorithm, designed for accurate detection of faulty elements. Then our objective is to regain the information lost from the faulty elements and reconstruct the complete high-dimensional RIS information for localization. To this end, we propose a transfer-enhanced dual-stage (TEDS) algorithm. In Stage I, we integrate the CNN and variational autoencoder (VAE) to obtain the RIS information, which in Stage II, is input to the transferred DenseNet 121 to estimate the location of the MU. To gain more insight, we propose an alternative algorithm named transfer-enhanced direct fingerprint (TEDF) algorithm which only requires the BS information. The comparison between TEDS and TEDF reveals the effectiveness of faulty element detection and the benefits of utilizing the high-dimensional RIS information for localization. Besides, our empirical results demonstrate that the performance of the localization algorithm is dominated by the high-dimensional RIS information and is robust to unoptimized phase shifts and signal-to-noise ratio (SNR).
Tuo Wu, Cunhua Pan, Kangda Zhi, Hong Ren, Maged Elkashlan, Cheng-Xiang Wang 0001, Robert Schober, Xiaohu You 0001
IEEE J. Sel. Areas Commun.7
2024 Performance Analysis and Low-Complexity Design for XL-MIMO With Near-Field Spatial Non-Stationarities
abstract
Extremely large-scale multiple-input multiple-output (XL-MIMO) is capable of supporting extremely high system capacities with large numbers of users. In this work, we build a framework for the analysis and low-complexity design of XL-MIMO in the near field with spatial non-stationarities. Specifically, we first analyze the theoretical performance of discrete-aperture XL-MIMO using an electromagnetic (EM) channel model based on the near-field spherical wavefront. We analytically reveal the impact of the discrete aperture and polarization mismatch on the received power. We also complement the classical Fraunhofer distance based on the considered EM channel model. Our analytical results indicate that a limited part of the XL-array receives the majority of the signal power in the near field, which leads to a notion of visibility region (VR) of a user. Thus, we propose a VR detection algorithm and leverage the acquired VR information to devise a low-complexity symbol detection scheme. Furthermore, we propose a graph theory-based user partition algorithm, relying on the VR overlap ratio between different users. Partial zero-forcing (PZF) is utilized to eliminate only the interference from users allocated to the same group, which further reduces computational complexity in matrix inversion. Numerical results confirm the correctness of the analytical results and the effectiveness of the proposed algorithms. It reveals that our algorithms approach the performance of conventional whole array (WA)-based designs but with much lower complexity.
Kangda Zhi, Cunhua Pan, Hong Ren, Kok Keong Chai, Cheng-Xiang Wang 0001, Robert Schober, Xiaohu You 0001
IEEE J. Sel. Areas Commun.6
2024 Next-Generation Multiple Access
abstract
There is an urgent emergency for next-generation multiple access (NGMA) schemes to address the growing demands for our society by providing new services and practical scenarios to enhance our daily lives. The development of NGMA schemes is accelerating in terms of formulating capability objectives for the next-generation era and investigating state-of-art, promising, and tractable technology that may become part of the next-generation wireless communication systems in the future. Thus, it is anticipated that NGMA will address the requirements for the foundations of wireless communications (such as massive connectivity, stability, and wide-range coverage) and other applications (including data and computing assisted by machine learning, protocol designs, and other applications to encourage innovation and serve as the information backbone of society)..
Yuanwei Liu, Zhiguo Ding 0001, Robert Schober
Proc. IEEE3
2024 The Road to Next-Generation Multiple Access: A 50-Year Tutorial Review
abstract
The evolution of wireless communications has been significantly influenced by remarkable advancements in multiple access (MA) technologies over the past five decades, shaping the landscape of modern connectivity. Within this context, a comprehensive tutorial review is presented, focusing on representative MA techniques developed over the past 50 years. The following areas are explored: 1) the foundational principles and information-theoretic capacity limits of power-domain nonorthogonal multiple access (NOMA) are characterized, along with its extension to multiple-input multiple-output (MIMO)-NOMA; 2) several MA transmission schemes exploiting the spatial domain are investigated, encompassing both conventional space-division multiple access (SDMA)/MIMO-NOMA systems and near-field MA systems utilizing spherical-wave propagation models; 3) application of NOMA to integrated sensing and communications (ISAC) systems is studied. This includes an introduction to typical NOMA-based downlink (DL)/uplink (UL) ISAC frameworks, followed by an evaluation of their performance limits using a mutual information (MI)-based analytical framework; and 4) major issues and research opportunities associated with the integration of MA with other emerging technologies are identified to facilitate MA in the next-generation networks, i.e., next-generation multiple access (NGMA). Throughout this article, promising directions are highlighted to inspire future research endeavors in the realm of MA and NGMA.
Yuanwei Liu, Chongjun Ouyang, Zhiguo Ding 0001, Robert Schober
Proc. IEEE4
2024 Wireless Information and Energy Transfer in the Era of 6G Communications
abstract
Wireless information and energy transfer (WIET) represents an emerging paradigm that employs controllable transmission of radio frequency signals for the dual purpose of data communication and wireless charging. As such, WIET is widely regarded as an enabler of envisioned sixth-generation (6G) use cases that rely on energy-sustainable Internet-of-Things (IoT) networks, such as smart cities and smart grids. Meeting the quality-of-service demands of WIET, in terms of both data transfer and power delivery, requires effective codesign of the information and energy signals. In this article, we present the main principles and design aspects of WIET, focusing on its integration in 6G networks. First, we discuss how conventional communication notions, such as resource allocation and waveform design, need to be revisited in the context of WIET. Next, we consider various candidate 6G technologies that can boost WIET efficiency, namely, holographic multiple-input multiple-output, near-field beamforming, terahertz communication, intelligent reflecting surfaces (IRSs), and reconfigurable (fluid) antenna arrays. We introduce respective WIET design methods, analyze the promising performance gains of these WIET systems, and discuss challenges, open issues, and future research directions. Finally, a near-field energy beamforming scheme and a power-based IRS beamforming algorithm are experimentally validated using a wireless energy transfer testbed. The vision of WIET in communication systems has been gaining momentum in recent years, with constant progress with respect to theoretical and also practical aspects. The comprehensive overview of the state of the art of WIET presented in this article highlights the potential of WIET systems and their overall benefits in 6G networks.
Constantinos Psomas, Konstantinos Ntougias, Nikita Shanin, Dongfang Xu, Kenneth MacSporran Mayer, Nguyen Minh Tran, Laura Cottatellucci, Kae Won Choi, Dong In Kim 0001, Robert Schober, Ioannis Krikidis
Proc. IEEE10
2024 Optical IRSs: Power Scaling Law, Optimal Deployment, and Comparison With Relays
abstract
The line-of-sight (LOS) requirement of free-space optical (FSO) systems can be relaxed by employing optical relays or optical intelligent reflecting surfaces (IRSs). In this paper, we show that the power reflected from FSO IRSs and collected at the receiver (Rx) lens may scale quadratically or linearly with the IRS size or may saturate at a constant value. We analyze the power scaling law for optical IRSs and unveil its dependence on the wavelength, transmitter (Tx)-to-IRS and IRS-to-Rx distances, beam waist, and Rx lens size. We also consider the impact of linear, quadratic, and focusing phase shift profiles across the IRS on the power collected at the Rx lens for different IRS sizes. Our results reveal that surprisingly the powers received for the different phase shift profiles are identical, unless the IRS operates in the saturation regime. Moreover, IRSs employing the focusing (linear) phase shift profile require the largest (smallest) size to reach the saturation regime. We also compare optical IRSs in different power scaling regimes with optical relays in terms of the outage probability, diversity and coding gains, and optimal placement. Our results show that, at the expense of a higher hardware complexity, relay-assisted FSO links yield a better outage performance at high signal-to-noise-ratios (SNRs), but optical IRSs can achieve a higher performance at low SNRs. Moreover, while it is optimal to place relays equidistant from Tx and Rx, the optimal location of optical IRSs depends on the phase shift profile and the power scaling regime they operate in.
Hedieh Ajam, Marzieh Najafi, Vahid Jamali, Robert Schober
IEEE Trans. Commun.4
2024 Accurate EH Modeling and Achievable Information Rate for SLIPT Systems With Multi-Junction Photovoltaic Receivers
abstract
In this paper, we study simultaneous lightwave information and power transfer (SLIPT) systems employing photovoltaic optical receivers (RXs). We consider the case, where the optical RX is illuminated by ambient light and an intensity-modulated information-carrying free space optical (FSO) signal. To overcome the possible absence of ambient light, e.g., indoors or at night, we additionally assume that the optical RX receives a dedicated energy-bearing broadband optical signal. Additionally, to efficiently harvest energy from broadband light, we propose a novel optical RX based on multi-junction photovoltaic cells. Exploiting the analysis of the equivalent two-diode electrical circuit for the multi-junction photovoltaic RX, we carefully model the current flow through the photovoltaic cell and derive an accurate energy harvesting (EH) model. Furthermore, we also derive novel approximate EH models for the two cases, where the optical RX is equipped with a single and multiple p-n junctions, respectively. Next, we derive the distribution of the transmit information signal that maximizes the achievable information rate and, for a practical pulse amplitude modulated information signal, we determine the symbol error rate at the RX. We validate the proposed EH models by circuit simulations and show that the photovoltaic RXs saturate for high received signal powers. For single-junction RXs, we compare the proposed EH model with two well-known baseline EH models, which are based on maximum point tracking and a single-diode electrical circuit, respectively. We demonstrate that, in contrast to the proposed EH model, both baseline EH models are not able to fully capture the non-linear behavior of photovoltaic RXs. Moreover, our results reveal that, since multi-junction RXs allow a more efficient allocation of the optical power, they are more robust against saturation, and thus, are able to harvest significantly more power and achieve higher data rates than RXs employing a single p-n junction. Finally, we highlight a tradeoff between the information rate and harvested power in SLIPT systems and demonstrate that the proposed transmit signal distribution yields significantly higher achievable information rates compared to uniformly distributed transmit signals, which are optimal for linear optical information RXs.
Nikita Shanin, Hedieh Ajam, Vasilis K. Papanikolaou, Laura Cottatellucci, Robert Schober
IEEE Trans. Commun.5
2024 TTD Configurations for Near-Field Beamforming: Parallel, Serial, or Hybrid?
abstract
True-time delayers (TTDs) are popular components for hybrid beamforming architectures to combat the spatial-wideband effect in wideband near-field communications. In this paper, aserialand ahybrid serial-parallelTTD configuration are investigated for hybrid beamforming architectures. Compared to the conventional parallel configuration, the serial configuration exhibits acumulativetime delay caused by multiple TTDs, which potentially alleviates the maximum delay requirements on the individual TTDs. However, independent control of individual TTDs becomes impossible in the serial configuration. Therefore, a hybrid TTD configuration is proposed as a compromise solution. Furthermore, a power equalization approach is proposed to address the cumulative insertion loss of the serial and hybrid TTD configurations. Moreover, the wideband near-field beamforming design for different configurations is studied to maximize the spectral efficiency in both single-user and multiple-user systems. 1) For single-user systems, a closed-form solution for the beamforming design is derived. The preferred user locations and the required maximum time delay of each TTD configuration are characterized. 2) For multi-user systems, a penalty-based iterative algorithm is developed to obtain a stationary point of the spectral efficiency maximization problem for the considered TTD configurations. In addition, a hybrid-forward-and-backward (HFB) implementation is proposed to enhance the performance of the serial configuration. Our numerical results confirm the effectiveness of the proposed designs and unveil that i) compared to the conventional parallel configuration, both the serial and hybrid configurations can significantly reduce the maximum time delays required for the individual TTDs and ii) the hybrid configuration excels in single-user systems, while the HFB serial configuration is preferred in multi-user systems.
Zhaolin Wang 0001, Xidong Mu, Yuanwei Liu, Robert Schober
IEEE Trans. Commun.4
2024 Radio Resource Management Design for RSMA: Optimization of Beamforming, User Admission, and Discrete/Continuous Rates With Imperfect SIC
abstract
This paper investigates the radio resource management (RRM) design for multiuser rate-splitting multiple access (RSMA), accounting for various characteristics of practical wireless systems, such as the use of discrete rates, the inability to serve all users, and the imperfect successive interference cancellation (SIC). Specifically, failure to consider these characteristics in RRM design may lead to inefficient use of radio resources. Therefore, we formulate the RRM of RSMA as optimization problems to maximize respectively the weighted sum rate (WSR) and weighted energy efficiency (WEE), and jointly optimize the beamforming, user admission, discrete/continuous rates, accounting for imperfect SIC, which result in nonconvex mixed-integer nonlinear programs that are challenging to solve. Despite the difficulty of the optimization problems, we develop algorithms that can find high-quality solutions. We show via simulations that carefully accounting for the aforementioned characteristics, can lead to significant gains. Precisely, by considering that transmission rates are discrete, the transmit power can be utilized more intelligently, allocating just enough power to guarantee a given discrete rate. Additionally, we reveal that user admission plays a crucial role in RSMA, enabling additional gains compared to random admission by facilitating the servicing of selected users with mutually beneficial channel characteristics. Furthermore, provisioning for possibly imperfect SIC makes RSMA more robust and reliable.
Luis F. Abanto-Leon, Aravindh Krishnamoorthy, Andres Garcia-Saavedra, Allyson Sim, Robert Schober, Matthias Hollick
IEEE Trans. Mob. Comput.5
2024 Impact of NOMA on Age of Information: A Grant-Free Transmission Perspective
abstract
The aim of this paper is to characterize the impact of non-orthogonal multiple access (NOMA) on the age of information (AoI) of grant-free transmission. In particular, a low-complexity form of NOMA, termed NOMA-assisted random access, is applied to grant-free transmission in order to illustrate the two benefits of NOMA for AoI reduction, namely increasing channel access and reducing user collisions. Closed-form analytical expressions for the time average AoI achieved by NOMA assisted grant-free transmission are obtained, and asymptotic studies are carried out to demonstrate that the use of the simplest form of NOMA is already sufficient to reduce the AoI of orthogonal multiple access (OMA) by more than 40%. In addition, the developed analytical expressions are also shown to be useful for optimizing the users’ transmission attempt probabilities, which are key parameters for grant-free transmission.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Wirel. Commun.2
2024 Design of Downlink Hybrid NOMA Transmission
abstract
The aim of this paper is to develop hybrid non-orthogonal multiple access (NOMA) assisted downlink transmission. First, for the single-input single-output (SISO) scenario, i.e., each node is equipped with a single antenna, a novel hybrid NOMA scheme is introduced, where NOMA is implemented as an add-on of a legacy time division multiple access (TDMA) network. Because of the simplicity of the SISO scenario, analytical results can be developed to reveal important properties of downlink hybrid NOMA. For example, in the case that the users’ channel gains are ordered and the durations of their time slots are the same, downlink hybrid NOMA is shown to always outperform TDMA, which is different from the existing conclusion for uplink hybrid NOMA. Second, the proposed downlink SISO hybrid NOMA scheme is extended to the multiple-input single-output (MISO) scenario, i.e., the base station has multiple antennas. For the MISO scenario, near-field communication is considered to illustrate how NOMA can be used as an add-on in legacy networks based on space division multiple access and TDMA. Simulation results verify the developed analytical results and demonstrate the superior performance of downlink hybrid NOMA compared to conventional orthogonal multiple access.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Wirel. Commun.2
2024 User Tracking and Direction Estimation Codebook Design for IRS-Assisted mmWave Communication
abstract
Future communication systems are envisioned to employ intelligent reflecting surfaces (IRSs) and the millimeter wave (mmWave) frequency band to provide reliable high-rate services. For mobile users, the time-varying channel state information (CSI) requires adequate adjustment of the reflection pattern of the IRS. We propose a novel codebook-based user tracking (UT) algorithm for IRS-assisted mmWave communication, allowing suitable reconfiguration of the IRS unit cell phase shifts, resulting in a high reflection gain. The presented algorithm acquires the direction information of the user based on a peak maximum likelihood (ML)-based direction estimation. Using the direction information, the user’s trajectory is extrapolated to proactively update the adopted codeword and adjust the IRS phase shift configuration accordingly. Furthermore, we conduct a theoretical analysis of the direction estimation error and utilize the obtained insights to design a codebook specifically optimized for direction estimation. Our results show that the proposed ML-based direction estimation algorithm outperforms a multiple signal classification (MUSIC)-based reference scheme. The proposed direction estimation codebook improves the direction estimation error for both these schemes as compared to when a reference codebook is used. Also, the accuracy of the proposed UT algorithm is shown to be competitive with Kalman filter-based UT, while the proposed scheme requires fewer a priori assumptions on the user movement. Furthermore, the average achieved signal-to-noise ratio (SNR) as well as the average effective rate of the proposed UT algorithm are analyzed. The proposed UT algorithm requires only a low overhead for direction and channel estimation and avoids outdated IRS phase shifts. Furthermore, it is shown to outperform three benchmark schemes based on direct phase shift optimization, optimal codeword selection, and hierarchical codebook search, respectively, via computer simulations.
Moritz Garkisch, Sebastian Lotter, Gui Zhou, Vahid Jamali, Robert Schober
IEEE Trans. Wirel. Commun.5
2024 Efficient UAV Hovering, Resource Allocation, and Trajectory Design for ISAC With Limited Backhaul Capacity
abstract
In this paper, we investigate the joint resource allocation and trajectory design for a multi-user, multi-target unmanned aerial vehicle (UAV)-enabled integrated sensing and communication (ISAC) system, where the link capacity between a ground base station (BS) and the UAV is limited. The UAV conducts target sensing and information transmission in orthogonal time slots to prevent interference. As is common in practical systems, sensing is performed while the UAV hovers, allowing the UAV to acquire high-quality sensing data. Subsequently, the acquired sensing data is offloaded to the ground BS for further processing. We jointly optimize the UAV trajectory, UAV velocity, beamforming for the communication users, power allocated to the sensing beam, and time of hovering for sensing to minimize the power consumption of the UAV while ensuring the communication quality of service (QoS) and successful sensing. Due to the prohibitively high complexity of the resulting non-convex mixed integer non-linear program (MINLP), we employ a series of transformations and optimization techniques, including semidefinite relaxation, big-M method, penalty approach, and successive convex approximation, to obtain a low-complexity suboptimal solution. Our simulation results reveal that 1) the proposed design achieves significant power savings compared to two baseline schemes; 2) stricter sensing requirements lead to longer sensing times, highlighting the challenge of efficiently managing both sensing accuracy and sensing time; 3) the optimized trajectory design ensures precise hovering directly above the targets during sensing, enhancing sensing quality and enabling the application of energy-focused beams; and 4) the proposed trajectory design balances the capacity of the backhaul link and the downlink rate of the communication users.
Ata Khalili, Atefeh Rezaei, Dongfang Xu, Falko Dressler, Robert Schober
IEEE Trans. Wirel. Commun.5
2024 Channel-Aware Joint AoI and Diversity Optimization for Client Scheduling in Federated Learning With Non-IID Datasets
abstract
Federated learning (FL) is a distributed learning framework where clients jointly train a global model without sharing their local datasets. In each communication round of FL, a subset of clients are scheduled to participate in training. Recent research has shown that diversity-based FL can improve the convergence performance of FL, especially when the client datasets are not independent and identically distributed (non-IID). In this paper, we show that by considering the channel state information and age of information (AoI) of each client, the convergence of FL can further be improved. We formulate a channel-aware joint AoI and diversity-based client scheduling problem as a constrained Markov decision process (CMDP). By using Lagrangian index and one-step lookahead approaches, we develop a two-stage online algorithm which is scalable and has a low computational complexity. For FL tasks with non-IID client datasets, our results show that the proposed algorithm can speed up the convergence of FL by up to 71%, through reducing the duration of uplink transmission, when compared with three state-of-the-art FL algorithms.
Manyou Ma, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2024 Integrated Sensing, Navigation, and Communication for Secure UAV Networks With a Mobile Eavesdropper
abstract
This paper proposes an integrated sensing, navigation, and communication (ISNC) framework for safeguarding unmanned aerial vehicle (UAV)-enabled wireless networks against a mobile eavesdropping UAV (E-UAV). To cope with the mobility of the E-UAV, the proposed framework advocates the dual use of artificial noise transmitted by the information UAV (I-UAV) for simultaneous jamming and sensing to facilitate navigation and secure communication. In particular, the I-UAV communicates with legitimate downlink ground users, while avoiding potential information leakage by emitting jamming signals, and estimates the state of the E-UAV with an extended Kalman filter based on the backscattered jamming signals. Exploiting the estimated state of the E-UAV in the previous time slot, the I-UAV determines its flight planning strategy, predicts the wiretap channel, and designs its communication resource allocation policy for the next time slot. To circumvent the severe coupling between these three tasks, a divide-and-conquer approach is adopted. The online navigation design has the objective to minimize the distance between the I-UAV and a pre-defined destination point considering kinematic and geometric constraints. Subsequently, given the predicted wiretap channel, the robust resource allocation design is formulated as an optimization problem to achieve the optimal trade-off between sensing and communication in the next time slot, while taking into account the wiretap channel prediction error and the quality-of-service (QoS) requirements of secure communication. To account for the E-UAV state sensing uncertainty and the resulting wiretap channel prediction error, we employ a fully-connected neural network to model the complicated mapping between the state estimation error variance and an upper bound on the channel prediction error, which facilitates the development of a low-complexity suboptimal user scheduling and precoder design algorithm. Simulation results demonstrate the superior performance of the proposed design compared with baseline schemes and validate the benefits of integrating sensing and navigation into secure UAV communication systems. We reveal that the dual use of artificial noise can improve both sensing and jamming and that navigation is more important for improving the trade-off between sensing and communications than communication resource allocation.
Zhiqiang Wei 0001, Fan Liu 0005, Chang Liu 0003, Zai Yang, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.6
2024 Noncoherent Orthogonal Time Frequency Space Modulation
abstract
The recently-developed orthogonal time frequency space (OTFS) modulation is capable of transforming the time-varying fading of the time-frequency (TF) domain into the time-invariant fading representations of the delay-Doppler (DD) domain. The OTFS system using orthogonal frequency-division multiplexing (OFDM) as inner core naturally requires the subcarrier spacing (SCS) Δfto be larger than the maximum Doppler frequency ϑmax, i.e. Δf> ϑmax, when perfect channel state information (CSI) knowledge is assumed. However, for the first time in literature, we explicitly demonstrate that the practical OFDM-based OTFS systems have to double their SCS in order to facilitate CSI estimation, requiring Δf′ = 2Δf> 2ϑmax. In order to mitigate this loss, we propose a novel noncoherent OTFS system, which is capable of operating at Δf> ϑmax. The major challenge in this context is the mitigation of the DD-domain interference without CSI. Against this background, we draw an analogy between the input-output model of OTFS and that of V-BLAST, where V-BLAST’s blind inter-antenna interference mitigation technique is invoked. Moreover, we propose to partition the DD-domain modulated symbols into groups, where space-time block coding is invoked in order to eliminate the DD-domain interference within each group. Our simulation results demonstrate that the proposed noncoherent OTFS is capable of substantially outperforming its coherent counterparts relying on CSI estimation.
Chao Xu 0005, Luping Xiang, Shinya Sugiura, Robert G. Maunder, Lie-Liang Yang, Dusit Niyato, Geoffrey Ye Li, Robert Schober, Lajos Hanzo
IEEE Trans. Wirel. Commun.8
2024 Individual Channel Estimation for RIS-Aided Communication Systems - A General Framework
abstract
We propose new pilot transmission protocols for acquiring channel state information (CSI) of individual reconfigurable intelligent surface (RIS) assisted channels. Our approach addresses the challenge of individual CSI acquisition when the RIS lacks sensing and signal processing capabilities. We use monostatic and bistatic full-duplex base stations (BSs) and exploit the reciprocity of the uplink and downlink channels to design channel estimation algorithms based on both unstructured and geometric channel models. Specifically, for unstructured channel models, we develop two different channel estimation algorithms that provide high accuracy and low pilot overhead, respectively, depending on the type of full-duplex BS used. Moreover, a unified estimation framework is proposed to determine the CSI based on geometric channel models for both types of full-duplex BSs. For the angle estimation required as part of the proposed framework, we further develop a high-precision algorithm based on atomic norm minimization (ANM) and a low-complexity algorithm based on orthogonal matching pursuit (OMP). Simulation results reveal that the proposed algorithms are superior to existing methods in terms of estimation accuracy, complexity, and pilot overhead.
Gui Zhou, Zhendong Peng, Cunhua Pan, Robert Schober
IEEE Trans. Wirel. Commun.4
2024 A Framework for Transmission Design for Active RIS-Aided Communication With Partial CSI
abstract
Active reconfigurable intelligent surfaces (RISs) have recently been proposed to compensate for the severe multiplicative fading effect of conventional passive RIS-aided systems. Each reflecting element of active RISs is assisted by an amplifier such that the incident signal can be reflected and amplified instead of only being reflected as in passive RIS-aided systems. This work addresses the practical challenge that, on the one hand, in active RIS-aided systems the perfect individual channel state information (CSI) of the RIS-aided channels cannot be acquired due to the lack of signal processing power at the active RISs, but, on the other hand, this CSI is required to calculate the expected system data rate and RIS transmit power needed for transceiver design. To address this issue, we first derive closed-form expressions for the average achievable rate and the average RIS transmit power based on partial CSI of the RIS-aided channels. Then, we formulate an average achievable rate maximization problem for jointly optimizing the active beamforming at both the base station (BS) and the RIS. This problem is then tackled using the majorization–minimization (MM) algorithm framework, and, in each iteration low-complexity solutions for the BS and RIS beamforming are found based on the Karush-Kuhn-Tucker (KKT) conditions. To ensure the quality of service (QoS) of each user, we further formulate a rate outage constrained beamforming problem, which is solved using the Bernstein-Type inequality (BTI) and semidefinite relaxation (SDR) techniques. Numerical results show that the proposed algorithms can efficiently overcome the challenges imposed by imperfect CSI in active RIS-aided wireless systems.
Gui Zhou, Cunhua Pan, Hong Ren, Dongfang Xu, Zaichen Zhang, Jiangzhou Wang, Robert Schober
IEEE Trans. Wirel. Commun.7
2023 Joint Beamforming and Antenna Movement Design for Moveable Antenna Systems Based on Statistical CSI
abstract
This paper studies a novel movable antenna (MA)-enhanced multiple-input multiple-output (MIMO) system to leverage the corresponding spatial degrees of freedom (DoFs) for improving the performance of wireless communications. We aim to maximize the achievable rate by jointly optimizing the MA positions and the transmit covariance matrix based on statistical channel state information (CSI). To solve the resulting design problem, we develop a constrained stochastic successive convex approximation (CSSCA) algorithm applicable for the general movement mode. Furthermore, we propose two simplified antenna movement modes, namely the linear movement mode and the planar movement mode, to facilitate efficient antenna movement and reduce the computational complexity of the CSSCA algorithm. Numerical results show that the considered MA-enhanced system can significantly improve the achievable rate compared to conventional MIMO systems employing uniform planar arrays (UPAs) and that the proposed planar movement mode performs closely to the performance upper bound achieved by the general movement mode.
Xintai Chen, Biqian Feng, Yongpeng Wu 0001, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM5
2023 Joint Design of Multi-Dimensional Multiple Access and Lightweight Continuous Authentication in Zero-Trust Environments
abstract
Continuous authentication is essential to realize the new zero-trust based security provisioning. Conventional authentication techniques often rely on security keys, credentials, or device fingerprints, which may suffer from either high network overhead or low reliability in highly dynamic environments. To concurrently overcome these challenges, we jointly design the multi-dimensional multiple access and lightweight continuous authentication (MDMA-LCA) to explore multiple domains of the users' access channels for both communication and security enhancement. The access time frame, subchannel, and power allocation of multiple users are formulated as a joint optimization problem to maximize the achievable sum rate (ASR) of the users while continuously authenticating their identities assisted by the non-orthogonal multiple access (NOMA). The proposed scheme achieves lightweight continuous authentication by prearranging the access time sequences of multiple users and by verifying them directly and simultaneously at the base station (BS). Then, the joint optimization problem is decomposed and transferred to a maximum flow problem in a designed graph, and a joint MDMA-LCA algorithm is developed. Simulation results demonstrate that, compared with several existing schemes, the proposed scheme achieves an ASR gain while guaranteeing the continuous authentication of the users.
He Fang, Xianbin Wang 0001, Naofal Al-Dhahir, Robert Schober
GLOBECOM4
2023 Energy-Aware Resource Allocation and Trajectory Design for UAV-Enabled ISAC
abstract
In this paper, we investigate joint resource allocation and trajectory design for multi-user multi-target unmanned aerial vehicle (UAV)-enabled integrated sensing and communication (ISAC). To be compatible with practical UAV-based sensing systems, sensing is carried out while the UAV hovers. In particular, we jointly optimize the two-dimensional trajectory, the velocity, and the downlink information and sensing beamformers of a fixed-altitude UAV for minimization of the average power consumption, while ensuring the quality of service of the communication users and the sensing tasks. To tackle the resulting non-convex mixed integer non-linear program (MINLP), we exploit semidefinite relaxation, the big-M method, and successive convex approximation to develop an alternating optimization-based algorithm. Our simulation results demonstrate the significant power savings enabled by the proposed scheme compared to two baseline schemes employing heuristic trajectories.
Ata Khalili, Atefeh Rezaei, Dongfang Xu, Robert Schober
GLOBECOM4
2023 Microparticle-Based Controlled Drug Delivery Systems: From Experiments to Statistical Analysis and Design
abstract
Controlled drug delivery (CDD), the controlled release and delivery of therapeutic drugs inside the human body, is a promising approach to increase the efficacy of drug administration and reduce harmful side effects to the body. CDD has been a major research focus in the field of molecular communications (MC) with the goal to aid the design and optimization of CDD systems with communication theoretical analysis. However, the existing studies of CDD under the MC framework are purely theoretical, and the potential of MC for the development of practical CDD applications remains yet to be shown. This paper presents a step towards filling this research gap. Specifically, we present a novel MC-based model for a specific CDD system in which drugs are embedded into microparticles and released gradually towards the target site. It is demonstrated that the proposed model is able to faithfully reproduce experimental data. Furthermore, statistical analysis is conducted to explore the impact of the microparticle size on the drug release. The presented results reveal the sensitivity of the drug release to changes in the microparticle size. In this way, the proposed model can be used for the design of future microparticle-based CDD systems.
Sebastian Lotter, Tom Bellmann, Sophie Marx, Mara Wesinger, Lukas Brand, Maximilian Schäfer, Dagmar Fischer, Robert Schober
GLOBECOM8
2023 EH Modelling and Achievable Rate for FSO SWIPT Systems with Non-Linear Photovoltaic Receivers
abstract
In this paper, we study optical simultaneous wireless information and power transfer (SWIPT) systems, where a photo-voltaic optical receiver (RX) is illuminated by ambient light and an intensity-modulated free space optical (FSO) signal. To facilitate simultaneous information reception and energy harvesting (EH) at the RX, the received optical signal is first converted to an electrical signal, and then, its alternating current (AC) and direct current (DC) components are separated and utilized for information decoding and EH, respectively. By accurately analysing the equivalent electrical circuit of the photovoltaic RX, we model the current flow through the photovoltaic p-n junction in both the low and high input power regimes using a two-diode model of the p-n junction and we derive a closed-form non-linear EH model that characterizes the harvested power at the RX. Furthermore, taking into account the non-linear behaviour of the photovoltaic RX on information reception, we derive the optimal distribution of the transmit information signal that maximizes the achievable information rate. The proposed EH model is validated by circuit simulation results. Furthermore, we compare with two baseline models based on maximum power point (MPP) tracking at the RX and a single-diode p-n junction model, respectively, and demonstrate that in contrast to the proposed EH model, they are not able to fully capture the non-linearity of photovoltaic optical RXs. Finally, our numerical results highlight that the proposed optimal distribution of the transmit signal yields significantly higher achievable information rates compared to uniformly distributed transmit signals, which are optimal for linear optical information RXs.
Nikita Shanin, Hedieh Ajam, Vasilis K. Papanikolaou, Bernhard Schmauss, Laura Cottatellucci, Robert Schober
GLOBECOM6
2023 Movable Antenna-Enhanced Multiuser Communication: Jointly Optimal Discrete Antenna Positioning and Beamforming
abstract
Movable antennas (MAs) are a promising paradigm to enhance the spatial degrees of freedom of conventional multi-antenna systems by flexibly adapting the positions of the antenna elements within a given transmit area. In this paper, we model the motion of the MA elements as discrete movements and study the corresponding resource allocation problem for MA-enabled multiuser multiple-input single-output (MISO) communication systems. Specifically, we jointly optimize the beamforming and the MA positions at the base station (BS) for the minimization of the total transmit power while guaranteeing the minimum required signal-to-interference-plus-noise ratio (SINR) of each individual user. To obtain the globally optimal solution to the formulated resource allocation problem, we develop an iterative algorithm capitalizing on the generalized Bender's decomposition with guaranteed convergence. Our numerical results demonstrate that the proposed MA-enabled communication system can significantly reduce the BS transmit power and the number of antenna elements needed to achieve a desired performance compared to state-of-the-art techniques, such as antenna selection. Furthermore, we observe that refining the step size of the MA motion driver improves performance at the expense of a higher computational complexity.
Dongfang Xu, Derrick Wing Kwan Ng, Wolfgang H. Gerstacker, Robert Schober
GLOBECOM5
2023 XL-MIMO with Near-Field Spatial Non-Stationarities: Low-Complexity Detector Design
abstract
In this work, we propose low-complexity designs for XL-MIMO in the near-field with spatial non-stationarities. We first introduce a notion of visibility region (VR) and propose a VR detection algorithm. Then, we exploit the acquired VR information to design a low-complexity detection scheme for XL-MIMO systems. To further reduce the complexity, we propose a graph theory-based user partition algorithm, relying on the VR overlap ratio between different users. Then, partial zero-forcing (PZF) is utilized to eliminate only the interference from users allocated to the same group, which further reduces computational complexity in matrix inversion. Numerical results confirm the effectiveness of the proposed algorithms which approach the performance of conventional whole array (WA)-based designs but with much lower complexity.
Kangda Zhi, Cunhua Pan, Hong Ren, Kok Keong Chai, Cheng-Xiang Wang 0001, Robert Schober, Xiaohu You 0001
GLOBECOM6
2023 Individual Channel Estimation for RIS-Aided mm Wave Communication Systems
abstract
We propose new pilot transmission protocols for acquiring channel state information (CSI) of individual reconfig-urable intelligent surface (RIS) assisted channels. Our approach addresses the challenge of individual CSI acquisition when the RIS lacks sensing and signal processing capabilities. We use monostatic and bistatic full-duplex (FD) base stations (BSs) and exploit the reciprocity of the uplink and downlink channels to design channel estimation algorithms. Specifically, a unified estimation framework is proposed to estimate the CSI based on geometric channel models for both types of FD BSs. To handle the angle estimation required as part of the proposed framework, we further investigate a high-accuracy algorithm based on atomic norm minimization (ANM) and a low-complexity algorithm based on orthogonal matching pursuit (OMP). Simulation results reveal that the proposed ANM based estimation scheme for bistatic BSs outperforms that for monostatic BSs, since the former requires a identical pilot overhead and achieves a similar estimation accuracy while having a much simpler hardware implementation.
Gui Zhou, Cunhua Pan, Zhendong Peng, Robert Schober
GLOBECOM4
2023 Codebook-Based User Tracking in IRS-Assisted mmWave Communication Networks
abstract
In this paper, we present a novel mobile user tracking (UT) scheme for codebook-based intelligent reflecting surface (IRS)-aided millimeter wave (mmWave) systems. The proposed UT scheme exploits the temporal correlation of the direction from the IRS to the mobile user for selecting IRS phase shifts that provide reflection towards the user. To this end, the user’s direction is periodically estimated based on a generalized likelihood ratio test (GLRT) and the user’s movement trajectory is extrapolated from several past direction estimates. The efficiency of the proposed UT scheme is evaluated in terms of the average effective rate, which accounts for both the required signaling overhead and the achieved signal-to-noise ratio (SNR). Our results show that for medium-to-high SNR, the proposed codebook-based UT scheme achieves a higher effective rate than two reference approaches based on full codebook search and optimization of the individual IRS unit cells, respectively.
Moritz Garkisch, Vahid Jamali, Robert Schober
ICASSP3
2023 Symbol Level Precoding in the RF Domain for Low Hardware Complexity RIS-Assisted MU-MISO Systems
abstract
In this paper, a radio-frequency (RF) domain symbol level precoding technique is developed for reconfigurable intelligent surface (RIS)-assisted downlink multiuser multiple-input single-output (MU-MISO) systems. We study a system with a base station (BS) employing an analog architecture formed by a phase shifting network which serves a number of single antenna users with the help of a RIS. Such an architecture facilitates significant reductions in power consumption and hardware complexity. The objective of this paper is to jointly derive the optimal RF precoder, RIS reflection matrix and receive processing coefficients, subject to constraints on the BS analog architecture, the total transmit power, and the structure of the RIS reflection matrix. To that end, a difficult nonconvex optimization problem is formulated and solved. An efficient algorithmic solution is developed for the considered problem. Numerical results show that the derived solution offers significant energy efficiency gains when compared to non-RIS-assisted approaches.
Christos G. Tsinos, Theodoros A. Tsiftsis, Robert Schober
ICASSP3
2023 Unveiling the Importance of NOMA for Reducing AoI
abstract
The aim of this paper is to exploit cognitive-ratio inspired non-orthogonal multiple access (CR-NOMA) transmission to reduce the age of information (AoI) in wireless networks, where the key features of different data generation models are effectively utilized. Analytical results for the AoI achieved by CR-NOMA are developed to demonstrate two benefits of using NOMA to reduce the AoI in wireless networks. One is that the use of NOMA provides users more opportunities to transmit, which means that the users can update their base station more frequently. The other is that the use of NOMA can reduce access delay, i.e., the users are scheduled to transmit earlier than in the orthogonal multiple access (OMA) case, which is useful to improve the freshness of the data available in the wireless network.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
ICC2
2023 Rate-Splitting for IRS-Aided Multiuser VR Streaming: An Imitation Learning-Based Approach
abstract
Virtual reality (VR) applications require wireless systems to provide a high transmission rate to support 360-degree video streaming to multiple users simultaneously. In this paper, we propose an intelligent reflecting surface (IRS)-aided rate-splitting (RS) VR streaming system. In the proposed system, RS exploits the shared interests of the users in VR streaming, and the IRS creates reflected channels to facilitate a high transmission rate. The IRS also mitigates the performance bottleneck caused by the requirement that all RS users have to be able to decode the common message. We formulate an optimization problem for maximization of the achievable bitrate of the streamed 360-degree video subject to the quality-of-service (QoS) constraints of the users. We propose a deep reinforcement learning (DRL)-based algorithm, in which we leverage imitation learning and the hidden convexity of the formulated problem to optimize the IRS phase shifts, RS parameters, beamforming vectors, and bitrate selection of the 360-degree video tiles. Simulations based on a real-world dataset show that the proposed IRS-aided RS VR streaming system outperforms two baseline schemes in terms of system sum-rate and average runtime.
Rui Huang 0011, Vincent W. S. Wong 0001, Robert Schober
ICC3
2023 AoI-Driven Client Scheduling for Federated Learning: A Lagrangian Index Approach
abstract
Federated learning (FL) is a distributed learning framework where clients jointly train a global model without sharing their local datasets. In randomized client sampling, a subset of clients are uniformly chosen to participate in training in each communication round of FL. Recent research has shown that by jointly considering the age of information (AoI) and channel state information (CSI) of each client, the convergence of FL can be improved. In this paper, we formulate a joint AoI and CSI-based client scheduling problem as a constrained Markov decision process. We propose a low-complexity and scalable algorithm based on the Lagrangian index approach. Simulation results show that the proposed Lagrangian index-based approach achieves near-optimal performance. For FL tasks with the CIFAR-10 dataset, our results show that the proposed algorithm can speed up the convergence of FL by 40%, by reducing the duration of uplink transmission, when compared with two state-of-the-art FL algorithms.
Manyou Ma, Vincent W. S. Wong 0001, Robert Schober
ICC3
2023 Optimal Antenna Placement for Two-Antenna Near-Field Wireless Power Transfer
abstract
Current trends in communication system design precipitate a change in the operating regime from the traditional far-field to the radiating near-field (Fresnel) region. We investigate the optimal transmit antenna placement for a multiple-input single-output (MISO) wireless power transfer (WPT) system designed for a three-dimensional cuboid room under line-of-sight (LoS) conditions in the Fresnel region. We formulate an optimisation problem for maximising the received power at the worst possible receiver location by considering the spherical nature of the electromagnetic (EM) wavefronts in the Fresnel region while assuming perfect knowledge of the channel at the transmitter. For the case of two transmit antennas, we derive a closed-form expression for the optimal positioning of the antennas which is purely determined by the geometry of the environment. If the room contains locations where the far-field approximation holds, the proposed positioning is shown to reduce to the far-field solution. The analytical solution is validated through simulation. Furthermore, the maximum received power at the locations yielding the worst performance is quantified and the power gain over the optimal far-field solution is presented. For the considered cuboid environment, we show that a distributed antenna system is optimal in the Fresnel region, whereas a co-located antenna architecture is ideal for the far-field.
Kenneth MacSporran Mayer, Laura Cottatellucci, Robert Schober
ICC3
2023 Deterministic Identification for MC ISI-Poisson Channel
abstract
Several applications of molecular communications (MC) feature an alarm-prompt behavior for which the prevalent Shannon capacity may not be the appropriate performance metric. The identification capacity as an alternative measure for such systems has been motivated and established in the literature. In this paper, we study deterministic identification (DI) for the discrete-time Poisson channel (DTPC) with intersymbol interference (ISI) where the transmitter is restricted to an average and a peak molecule release rate constraint. Such a channel serves as a model for diffusive MC systems featuring long channel impulse responses and employing molecule counting receivers. We derive lower and upper bounds on the DI capacity of the DTPC with ISI when the number of ISI channel taps$K$may grow with the codeword length$n$(e.g., due to increasing symbol rate). As a key finding, we establish that for deterministic encoding, the codebook size scales as$2^{(n\log n)R}$assuming that the number of ISI channel taps scales as$K=2^{\kappa\log n}$, where$R$is the coding rate and$\kappa$is the ISI rate. Moreover, we show that optimizing$\kappa$leads to an effective identification rate [bits/s] that scales linearly with$n$, which is in contrast to the typical transmission rate [bits/s] that is independent of$n$.
Mohammad J. Salariseddigh, Vahid Jamali, Uzi Pereg, Holger Boche, Christian Deppe, Robert Schober
ICC6
2023 Deterministic Identification for MC Binomial Channel
abstract
The Binomial channel serves as a fundamental model for molecular communication (MC) systems employing molecule-counting receivers. Here, deterministic identification (DI) is addressed for the discrete-time Binomial channels (DTBC), subject to an average and a peak constraint on the molecule release rate. We establish that the number of different messages that can be reliably identified for the DTBC scales as 2(n log n)R, where n and R are the codeword length and coding rate, respectively. Lower and upper bounds on the DI capacity of the DTBC are developed.
Mohammad J. Salariseddigh, Vahid Jamali, Holger Boche, Christian Deppe, Robert Schober
ISIT5
2023 Active IRS Design for RSMA-based Downlink URLLC Transmission
abstract
Rate-splitting multiple access (RSMA) has been proposed as a flexible multiple access scheme for improving interference management in sixth-generation (6G) networks. In particular, the low latency facilitated by RSMA and its robustness against user mobility and imperfect channel state information make it an ideal candidate for the ultra-reliable and low-latency (URLLC) use case in 6G networks. However, since the common message in RSMA needs to be decoded by all the users, the achievable rate of the common message is determined by the user with the poorest channel quality. To overcome this bottleneck, an active intelligent reflecting surface (IRS) can be deployed to enhance the achievable rate of the common stream. However, this comes at the expense of additional power consumption due to the active IRS. In this paper, we consider an active IRS-aided RSMA-based downlink URLLC system and study the resource allocation design for minimization of the power consumption of the base station and the active IRS under quality-of-service constraints for the URLLC users. Our simulation results reveal that active IRSs yield a lower overall power consumption and require a smaller surface size compared to passive IRSs in RSMA-based URLLC systems. Moreover, we show that active IRS-aided RSMA systems consume less power than active IRS-aided space division multiple access (SDMA) systems.
Mostafa Darabi, Walid R. Ghanem, Vahid Jamali, Lutz Lampe, Robert Schober
WCNC5
2023 HoloFed: Environment-Adaptive Positioning via Multi-Band Reconfigurable Holographic Surfaces and Federated Learning
abstract
Positioning is an essential service for various applications and is expected to be integrated with existing communication infrastructures in 5G and 6G. Though current Wi-Fi and cellular base stations (BSs) can be used to support this integration, the resulting precision is unsatisfactory due to the lack of precise control of the wireless signals. Recently, BSs adopting reconfigurable holographic surfaces (RHSs) have been advocated for positioning as RHSs’ large number of antenna elements enable generation of arbitrary and highly-focused signal beam patterns. However, existing designs face two major challenges: i) RHSs only have limited operating bandwidth, and ii) the positioning methods cannot adapt to the diverse environments encountered in practice. To overcome these challenges, we present HoloFed, a system providing high-precision environment-adaptive user positioning services by exploitingmulti-band(MB)-RHS andfederated learning(FL). For improving the positioning performance, a lower bound on the error variance is obtained and utilized for guiding MB-RHS’s digital and analog beamforming design. For better adaptability while preserving privacy, an FL framework is proposed for users to collaboratively train a position estimator, where we exploit the transfer learning technique to handle the lack of position labels of the users. Moreover, a scheduling algorithm for the BS to select which users train the position estimator is designed, jointly considering the convergence and efficiency of FL. Our performance evaluation based on simulations confirms that HoloFed achieves a 57% lower positioning error variance compared to a beam-scanning baseline and can effectively adapt to diverse environments.
Jingzhi Hu, Zhe Chen 0015, Tianyue Zheng, Robert Schober, Jun Luo 0001
IEEE J. Sel. Areas Commun.4
2023 Rate-Splitting for Intelligent Reflecting Surface-Aided Multiuser VR Streaming
abstract
The growing demand for virtual reality (VR) applications requires wireless systems to provide a high transmission rate to support 360-degree video streaming to multiple users simultaneously. In this paper, we propose an intelligent reflecting surface (IRS)-aided rate-splitting (RS) VR streaming system. In the proposed system, RS facilitates the exploitation of the shared interests of the users in VR streaming, and IRS creates additional propagation channels to support the transmission of high-resolution 360-degree videos. IRS also enhances the capability to mitigate the performance bottleneck caused by the requirement that all RS users have to be able to decode the common message. We formulate an optimization problem for maximization of the achievable bitrate of the 360-degree video subject to the quality-of-service (QoS) constraints of the users. We propose a deep deterministic policy gradient with imitation learning (Deep-GRAIL) algorithm, in which we leverage deep reinforcement learning (DRL) and the hidden convexity of the formulated problem to optimize the IRS phase shifts, RS parameters, beamforming vectors, and bitrate selection of the 360-degree video tiles. We also propose RavNet, which is a deep neural network customized for the policy learning in our Deep-GRAIL algorithm. Performance evaluation based on a real-world VR streaming dataset shows that the proposed IRS-aided RS VR streaming system outperforms several baseline schemes in terms of system sum-rate, achievable bitrate of the 360-degree videos, and online execution runtime. Our results also reveal the respective performance gains obtained from RS and IRS for improving the QoS in multiuser VR streaming systems.
Rui Huang 0011, Vincent W. S. Wong 0001, Robert Schober
IEEE J. Sel. Areas Commun.3
2023 Guest Editorial xURLLC in 6G: Next Generation Ultra-Reliable and Low-Latency Communications
abstract
AS ONE of the new communication scenarios in 5th-generation (5G) mobile communication systems, ultra-reliable and low-latency communications (URLLC) have stringent requirements on latency (around 1 ms) and reliability (up to 99.99999%). Nevertheless, existing 5G URLLC alone cannot fulfill all the Key Performance Indicators (KPIs) in emerging mission-critical applications like industrial automation, intelligent transportation, telemedicine, Tactile Internet, and Virtual/Augmented Reality (VR/AR). The 6th generation (6G) communication systems need to meet additional requirements on some of the following KPIs in combination with URLLC: high spectrum efficiency (SE)/throughput/energy efficiency (EE)/network availability/security as well as low Age of Information (AoI)/jitter/round-trip delay. These new requirements pose unprecedented challenges in terms of design methodologies and enabling technologies in 6G. To fill the gap between 5G URLLC and the diverse KPI requirements of the neXt generation URLLC (xURLLC), novel methodologies and innovative technologies are much needed.
Changyang She, Cunhua Pan, Trung Quang Duong, Tony Q. S. Quek, Robert Schober, Meryem Simsek, Peiying Zhu
IEEE J. Sel. Areas Commun.5
2023 Age of Information: Can CR-NOMA Help?
abstract
The aim of this paper is to exploit cognitive-radio inspired NOMA (CR-NOMA) transmission to reduce the age of information in wireless networks. In particular, two CR-NOMA transmission protocols are developed by utilizing the key features of different data generation models and applying CR-NOMA as an add-on to a legacy orthogonal multiple access (OMA) based network. The fact that the implementation of CR-NOMA causes little disruption to the legacy OMA network means that the proposed CR-NOMA protocols can be practically implemented in various communication systems which are based on OMA. Closed-form expressions for the AoI achieved by the proposed NOMA protocols are developed to facilitate performance evaluation, and asymptotic studies are carried out to identify two benefits of using NOMA to reduce the AoI in wireless networks. One is that the use of NOMA provides users more opportunities to transmit, which means that the users can update their base station more frequently. The other is that the use of NOMA can reduce access delay, i.e., the users are scheduled to transmit earlier than in the OMA case, which is useful to improve the freshness of the data available in the wireless network.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.2
2023 Olfaction-Inspired MCs: Molecule Mixture Shift Keying and Cross-Reactive Receptor Arrays
abstract
In this paper, we propose a novel concept for engineered molecular communication (MC) systems inspired by animal olfaction. We focus on a multi-user scenario where several transmitters wish to communicate with a central receiver. We assume that each transmitter employs a unique mixture of different types of signaling molecules to represent its message and the receiver is equipped with an array comprising$R$different types of receptors in order to detect the emitted molecule mixtures. The design of an MC system based on orthogonal molecule-receptor pairs implies that the hardware complexity of the receiver linearly scales with the number of signaling molecule types$Q$(i.e.,$R=Q$). Natural olfaction systems avoid such high complexity by employing arrays of cross-reactive receptors, where each type of molecule activates multiple types of receptors and each type of receptor is predominantly activated by multiple types of molecules albeit with different activation strengths. For instance, the human olfactory system is believed to discriminate several thousands of chemicals using only a few hundred receptor types, i.e.,$Q\gg R$. Motivated by this observation, we first develop an end-to-end MC channel model that accounts for the key properties of olfaction. Subsequently, we present the proposed transmitter and receiver designs. In particular, given a set of signaling molecules, we develop algorithms that allocate molecules to different transmitters and optimize the mixture alphabet for communication. Moreover, we formulate the molecule mixture recovery as a convex compressive sensing problem which can be efficiently solved via available numerical solvers. Finally, we present a comprehensive set of simulation results to evaluate the performance of the proposed MC designs revealing interesting insights regarding the design parameters. For instance, we show that mixtures comprising few types of molecules are best suited for communication since they can be more reliably detected by the cross-reactive array than one type of molecule or mixtures of many molecule types.
Vahid Jamali, Helene M. Loos, Andrea Buettner, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.4
2023 Accelerating Distributed Optimization via Over-the-Air Computing
abstract
Distributed optimization is ubiquitous in emerging applications, such as robust sensor network control, smart grid management, machine learning, resource slicing, and localization. However, the extensive data exchange among local and central nodes may cause a severe communication bottleneck. To overcome this challenge, over-the-air computing (AirComp) is a promising medium access technology, which exploits the superposition property of the wireless multiple access channel (MAC) and offers significant bandwidth savings. In this work, we propose an AirComp framework for general distributed convex optimization problems. Specifically, a distributed primal-dual (DPD) subgradient method is utilized for the optimization procedure. Under general assumptions, we prove that DPD-AirComp can asymptotically achieve zero expected constraint violation. Therefore, DPD-AirComp ensures the feasibility of the original problem, despite the presence of channel fading and additive noise. Moreover, with proper power control of the users’ signals, the expected non-zero optimality gap can also be mitigated. Two practical applications of the proposed framework are presented, namely, smart grid management and wireless resource allocation. Finally, numerical results confirm DPD-AirComp’s excellent performance, while it is also shown that DPD-AirComp converges an order of magnitude faster compared to two digital orthogonal multiple access schemes, specifically, time-division multiple access (TDMA), and orthogonal frequency-division multiple access (OFDMA).
Nikos A. Mitsiou, Pavlos S. Bouzinis, Panagiotis D. Diamantoulakis, Robert Schober, George K. Karagiannidis
IEEE Trans. Commun.4
2023 Optimal Energy Signal Design for Multiuser MISO WPCNs With Non-Linear Energy Harvesting Circuits
abstract
The optimal energy signal design for wireless powered communication networks (WPCNs) enabling energy-sustainable communication for a large number of low-power devices is still an open problem in practical systems. In this work, we study a multi-user WPCN, where a multi-antenna base station (BS) sends an energy signal to multiple single-antenna users, which, in turn, harvest energy from the received signal and utilize it for information transmission in the uplink. In contrast to the existing works on multiple-input single-output (MISO) WPCN design, in this paper, we jointly optimize the energy signal waveform and downlink beamforming at the BS for energy harvesting (EH) devices described by non-linear circuit-based models. To this end, we assume that the BS broadcasts a pulse-modulated signal employing multiple energy signal vectors and we formulate an optimization problem for the joint design of the downlink transmit energy signal vectors, their number, the durations of the transmit pulses, and the time allocation policy for minimization of the average transmit power at the BS. We show that for single-user WPCNs, a single energy signal vector, which is collinear with the maximum ratio transmission (MRT) vector and drives the EH circuit at the user device into saturation, is optimal. Next, for the general multi-user case, we show that the optimal signal design requires a maximum number of energy signal vectors that exceeds the number of users by one and propose an algorithm to obtain the optimal energy signal vectors. Since the complexity of the optimal design is high, we also propose two suboptimal schemes for WPCN design. First, for asymptotic massive WPCNs, where the ratio of the number of users to the number of BS antennas, i.e., the system load, tends to zero, we show that the optimal downlink transmit signal can be obtained in closed-form and comprises a sequence of weighted sums of MRT vectors. Next, based on this result, for general WPCNs with finite system loads, we propose a suboptimal closed-form MRT-based design and a suboptimal semidefinite relaxation (SDR)-based scheme. Our simulation results reveal that the proposed optimal scheme and suboptimal SDR-based design achieve nearly identical performance and outperform two baseline schemes, which are based on linear and sigmoidal EH models. Furthermore, we show that, if the system load of the WPCN is low, the performance gap between the proposed suboptimal solutions is small and becomes negligible as the number of BS antennas tends to infinity.
Nikita Shanin, Amelie Hagelauer, Laura Cottatellucci, Robert Schober
IEEE Trans. Commun.4
2023 Active RIS vs. Passive RIS: Which Will Prevail in 6G?
abstract
As a revolutionary paradigm for controlling wireless channels, reconfigurable intelligent surfaces (RISs) have emerged as a candidate technology for future 6G networks. However, due to the “multiplicative fading” effect, the existing passive RISs only achieve limited capacity gains in many scenarios with strong direct links. In this paper, the concept of active RISs is proposed to overcome this fundamental limitation. Unlike passive RISs that reflect signals without amplification, active RISs can amplify the reflected signals via amplifiers integrated into their elements. To characterize the signal amplification and incorporate the noise introduced by the active components, we develop and verify the signal model of active RISs through the experimental measurements based on a fabricated active RIS element. Based on the verified signal model, we further analyze the asymptotic performance of active RISs to reveal the substantial capacity gain they provide for wireless communications. Finally, we formulate the sum-rate maximization problem for an active RIS aided multi-user multiple-input single-output (MU-MISO) system and a joint transmit beamforming and reflect precoding scheme is proposed to solve this problem. Simulation results show that, in a typical wireless system, passive RISs can realize only a limited sum-rate gain of 22%, while active RISs can achieve a significant sum-rate gain of 130%, thus overcoming the “multiplicative fading” effect.
Zijian Zhang 0007, Linglong Dai, Xibi Chen, Fan Yang 0027, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.6
2023 Two-Timescale Design for Reconfigurable Intelligent Surface-Aided Massive MIMO Systems With Imperfect CSI
abstract
This paper investigates the two-timescale transmission scheme for reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems, where the beamforming at the base station (BS) is adapted to the rapidly-changing instantaneous channel state information (CSI), while the nearly-passive beamforming at the RIS is adapted to the slowly-changing statistical CSI. Specifically, we first consider a system model with spatially independent Rician fading channels, which leads to tractable expressions and offers analytical insights on the power scaling laws and on the impact of various system parameters. Then, we analyze a more general system model with spatially correlated Rician fading channels and consider the impact of electromagnetic interference (EMI) caused by any uncontrollable sources present in the considered environment. For both case studies, we apply the linear minimum mean square error (LMMSE) estimator to estimate the aggregated channel from the users to the BS, utilize the low-complexity maximal ratio combining (MRC) detector, and derive a closed-form expression for a lower bound of the achievable rate. Besides, an accelerated gradient ascent-based algorithm is proposed for solving the minimum user rate maximization problem. Numerical results show that, in the considered setup, the spatially independent model without EMI is sufficiently accurate when the inter-distance of the RIS elements is sufficiently large and the EMI is mild. In the presence of spatial correlation, we show that an RIS can better tailor the wireless environment. Furthermore, it is shown that deploying an RIS in a massive MIMO network brings significant gains when the RIS is deployed close to the cell-edge users. On the other hand, the gains obtained by the users distributed over a large area are shown to be modest.
Kangda Zhi, Cunhua Pan, Hong Ren, Kezhi Wang, Maged Elkashlan, Marco Di Renzo, Robert Schober, H. Vincent Poor, Jiangzhou Wang, Lajos Hanzo
IEEE Trans. Inf. Theory7
2023 RIS-Assisted Device Activity Detection With Statistical Channel State Information
abstract
This paper studies reconfigurable intelligent surface (RIS)-assisted device activity detection for grant-free (GF) uplink transmission in wireless communication networks. In particular, we consider mobile devices located in an area where the direct link to an access point (AP) is blocked. Thus, the devices try to connect to the AP via a reflected link provided by an RIS. Therefore, for the RIS, a phase-shift design is desired that covers the entire blocked area with a wide reflection beam because the exact locations and times of activity of the devices are unknown in GF transmission. In order to study the impact of the phase-shift design on the device activity detection at the AP, we derive a generalized likelihood ratio test (GLRT) based detector and present an analytical expression for the probability of detection, which is a function of the channel statistics and the phase-shift design. Assuming knowledge of statistical channel state information (CSI), we formulate an optimization problem for the phase-shift design for maximization of the guaranteed probability of detection for all locations within a given coverage area. To tackle the non-convexity of the problem, we propose two different approximations of the objective function and an algorithm based on the majorization-minimization (MM) principle. The first approximation leads to a design that aims to reduce the variations of the end-to-end channel while taking system parameters such as transmit power, noise power, and probability of false alarm into account. The second approximation can be adopted for versatile RIS deployments because it only depends on the line-of-sight (LoS) component of the end-to-end channel and is not affected by system parameters. For comparison, we also consider a phase-shift design maximizing the average channel gain and a baseline analytical phase-shift design for large blocked areas. Our performance evaluation shows that the proposed approximations result in phase-shift designs that guarantee a high probability of detection across the coverage area and outperform the baseline designs.
Friedemann Laue, Vahid Jamali, Robert Schober
IEEE Trans. Wirel. Commun.3
2022 Active RISs: Signal Modeling, Asymptotic Analysis, and Beamforming Design
abstract
Reconfigurable intelligent surfaces (RISs) have emerged as a candidate technology for future 6G networks. However, due to the “multiplicative fading” effect, the existing passive RISs only achieve a negligible capacity gain in environments with strong direct links. In this paper, the concept of active RISs is studied to overcome this fundamental limitation. Unlike the existing passive RISs that reflect signals without amplification, active RISs can amplify the reflected signals via amplifiers integrated into their elements. To characterize the signal amplification and incorporate the noise introduced by the active components, we verify the signal model of active RISs through the experimental measurements on a fabricated active RIS element. Based on the verified signal model, we formulate the sum-rate maximization problem for an active RIS aided multi-user multiple-input single-output (MU-MISO) system and a joint transmit precoding and reflect beamforming algorithm is proposed to solve this problem. Simulation results show that, in a typical wireless system, the existing passive RISs can realize only a negligible sum-rate gain of 3%, while the active RISs can achieve a significant sum-rate gain of 62%, thus over coming the “multiplicative fading” effect. Finally, we develop a 64-element active RIS aided wireless communication prototype, and the significant gain of active RISs is validated by field test.
Zijian Zhang 0007, Linglong Dai, Xibi Chen, Fan Yang 0027, Robert Schober, H. Vincent Poor
GLOBECOM6
2022 Power Scaling Law for Optical IRSs and Comparison with Optical Relays
abstract
The line-of-sight (LOS) requirement of free-space optical (FSO) systems can be relaxed by employing optical relays and optical intelligent reflecting surfaces (IRSs). Unlike radio frequency (RF) IRSs, which typically exhibit a quadratic power scaling law, the power reflected from FSO IRSs and collected at the receiver lens may scale quadratically or linearly with the IRS size or may even saturate at a constant value. We analyze the power scaling law for optical IRSs and unveil its dependence on the wavelength, transmitter (Tx)-to-IRS and IRS-to-receiver (Rx) distances, beam waist, and lens size. We compare optical IRSs in different power scaling regimes with optical relays in terms of the outage probability, diversity and coding gains, and optimal placement. Our results show that, at the expense of a higher hardware complexity, relay-assisted FSO links yield a better outage performance at high signal-to-noise-ratios (SNRs), but optical IRSs can achieve a higher performance at low SNRs. Moreover, while it is optimal to place relays equidistant from Tx and Rx, the optimal location of IRSs depends on the power scaling regime they operate in.
Hedieh Ajam, Marzieh Najafi, Vahid Jamali, Robert Schober
GLOBECOM4
2022 Signal Reception With Generic Three-State Receptors in Synaptic MC
abstract
Synaptic communication is studied by communication engineers for two main reasons. One is to enable novel neuroengineering applications that require interfacing with neurons. The other reason is to draw inspiration for the design of synthetic molecular communication systems. Both of these goals require understanding of how the chemical synaptic signal is sensed and transduced at the synaptic receiver (Rx). While signal reception in synaptic molecular communication (SMC) depends heavily on the kinetics of the receptors employed by the synaptic Rxs, existing channel models for SMC either oversimplify the receptor kinetics or employ complex, high-dimensional kinetic schemes limited to specific types of receptors. Both approaches do not facilitate a comparative analysis of different types of natural synapses. In this paper, we propose a novel deterministic channel model for SMC which employs a generic three-state receptor model that captures the characteristics of the most important receptor types in SMC. The model is based on a transfer function expansion of Fick's diffusion equation and accounts for release, diffusion, and degradation of neurotransmitters as well as their reversible binding to finitely many generic postsynaptic receptors. The proposed SMC model is the first that allows studying the impact of the characteristic dynamics of the main postsynaptic receptor types on synaptic signal transmission. Numerical results indicate that the proposed model indeed exhibits a wide range of biologically plausible dynamics when specialized to specific natural receptor types.
Sebastian Lotter, Michael Taynnan Barros, Robert Schober, Maximilian Schäfer
GLOBECOM3
2022 ML Detection without CSI for Constant-Weight Codes in THz Communications with Strong Phase Noise
abstract
To meet the ever-increasing requirements of high-rate data transmission, the significant amount of spectrum available in the TeraHertz (THz) band is considered for future wireless communications. However, the performance of THz communications is limited by strong phase noise (PN) introduced by oscillators and the complexity added by channel state information (CSI) acquisition. To overcome such impediments, we propose a new transmission concept based on constant-weight (CW) codes which enable low-complexity maximum-likelihood (ML) sequence detection at the receiver side in the presence of strong PN without requiring statistical or instantaneous CSI knowledge. In addition, the error rate of the ML receiver for the proposed CW codes is analyzed. Simulation results verify the analytical derivations and illustrate that the proposed transmission scheme outperforms transmission with on-off keying modulation and coherent detection.
Johannes David Koch, Martin Vossiek, Robert Schober, Wolfgang H. Gerstacker
GLOBECOM4
2022 Optimal Resource Allocation and Beamforming for Two-User Miso WPCNS for a Non-Linear Circuit-Based EH Model : (Invited Paper)
abstract
We study two-user multiple-input single-output (MISO) wireless powered communication networks (WPCNs), where the user devices are equipped with non-linear energy harvesting (EH) circuits. We consider time-division duplex (TDD) transmission, where the users harvest power from the signal received in the downlink phase, and then, utilize this harvested power for information transmission in the uplink phase. In contrast to existing works, we adopt a non-linear model of the harvested power based on a precise analysis of the employed EH circuit. We jointly optimize the beamforming vectors in the downlink and the time allocated for downlink and uplink transmission to minimize the average transmit power in the downlink under per-user data rate constraints in the uplink. We provide conditions for the feasibility of the resource allocation problem and the existence of a trivial solution, respectively. For the case where the resource allocation has a non-trivial solution, we show that it is optimal to employ no more than three beamforming vectors for power transfer in the downlink. To determine these beamforming vectors, we develop an iterative algorithm based on semi-definite relaxation (SDR) and successive convex approximation (SCA). Our simulation results reveal that the proposed resource allocation scheme outperforms two baseline schemes based on linear and sigmoidal EH models, respectively.
Nikita Shanin, Moritz Garkisch, Amelie Hagelauer, Robert Schober, Laura Cottatellucci
ICASSP4
2022 Safeguarding UAV Networks through Integrated Sensing, Jamming, and Communications
abstract
This paper proposes an integrated sensing, jamming, and communications (ISJC) framework for securing unmanned aerial vehicle (UAV)-enabled wireless networks. The proposed framework advocates the dual use of artificial noise transmitted by an information UAV for simultaneous jamming and sensing of an eavesdropping UAV. Based on the information sensed in the previous time slot, an optimization problem for online resource allocation design is formulated to maximize the number of securely served users in the current time slot, while taking into account a tracking performance constraint and quality-of-service (QoS) requirements regarding the leakage information rate to the eavesdropper and the downlink data rate to the legitimate users. A channel correlation-based algorithm is proposed to obtain a suboptimal solution for the design problem. Simulation results demonstrate the security benefits of integrating sensing into UAV communication systems.
Zhiqiang Wei 0001, Fan Liu 0005, Derrick Wing Kwan Ng, Robert Schober
ICASSP4
2022 Analysis of Receiver Covered by Heterogeneous Receptors in Molecular Communications
abstract
This paper analyzes the channel impulse response of an absorbing receiver (RX) covered by multiple non-overlapping heterogeneous receptors with different sizes and arbitrary locations in a molecular communication system. In this system, a point transmitter (TX) is assumed to be uniformly located on a virtual sphere at a fixed distance from the RX. Considering molecule degradation during the propagation from the TX to the RX, the expected molecule hitting rate at the RX over varying locations of the TX is analyzed as a function of the size and location of each receptor. Notably, this analytical result is applicable for different numbers, sizes, and locations of receptors, and its accuracy is demonstrated via particle-based simulations. Numerical results show that (i) the expected number of absorbed molecules at the RX increases with an increasing number of receptors, when the total area of receptors on the RX surface is fixed, and (ii) evenly distributed receptors lead to the largest expected number of absorbed molecules.
Xinyu Huang 0005, Yuting Fang, Stuart T. Johnston, Matthew Faria, Nan Yang 0006, Robert Schober
ICC6
2022 Media Modulation in Molecular Communications
abstract
In conventional molecular communication (MC) systems, the signaling molecules used for information transmission are stored, released, and then replenished by a transmitter (TX). However, the replenishment of signaling molecules at the TX is challenging in practice. Furthermore, in most envisioned MC applications, e.g., in the medical field, it is not desirable to insert the TX into the MC system, as this might impair natural biological processes. In this paper, we propose the concept of media modulation based MC where the TX is placed outside the channel and utilizes signaling molecules already existing inside the system. We consider signaling molecules that can be in different states which can be switched by external stimuli. Hence, in media modulation based MC, for information transmission, the TX stimulates the signaling molecules to encode information into their state. In particular, we elaborate media modulation for the group of photochromic molecules, which undergo light-induced reversible transformations, and study the usage of these molecules for information transmission in a three-dimensional duct system. We develop a statistical model for the received signal which depends on the distribution of the signaling molecules in the system, the reliability of the state control mechanism, and the randomness of molecule propagation. Furthermore, we analyze the performance of media modulation based MC in terms of the bit error rate (BER). We show that media modulation enables reliable information transmission, which renders a TX inside the channel unnecessary.
Lukas Brand, Moritz Garkisch, Sebastian Lotter, Maximilian Schäfer, Kathrin Castiglione, Robert Schober
ICC6
2022 Simultaneously Transmitting and Reflecting (STAR)-RISs: A Coupled Phase-Shift Model
abstract
A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided communication system is investigated, where an access point sends information to two users located on each side of the STAR-RIS. Different from current works assuming that the phase-shift coefficients for transmission and reflection can be independently adjusted, which is non-trivial to realize for purely passive STAR-RISs, a coupled transmission and reflection phase-shift model is considered. Based on this model, a power consumption minimization problem is formulated for both non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA). In particular, the amplitude and phase-shift coefficients for transmission and reflection are jointly optimized, subject to the rate constraints of the users. To solve this non-convex problem, an efficient element-wise alternating optimization algorithm is developed to find a high-quality suboptimal solution, whose complexity scales only linearly with the number of STAR elements. Finally, numerical results are provided for both NOMA and OMA to validate the effectiveness of the proposed algorithm by comparing its performance with that of STAR-RISs using the independent phase-shift model and conventional reflecting/transmitting-only RISs.
Yuanwei Liu, Xidong Mu, Robert Schober, H. Vincent Poor
ICC3
2022 Analysis and Optimization of RIS-Aided Massive MIMO with ZF Detectors and Imperfect CSI
abstract
This paper analyzes and optimizes the reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with zero-forcing (ZF) detectors under imperfect channel state information (CSI). We first propose a low-overhead minimum mean square error (MMSE) channel estimator, and then derive and analyze closed-form expressions for the uplink achievable rate. Our analytical results prove that: 1) regardless of the RIS phase shift design, the rate of all users scales at least on the order of $\mathcal{O}\left( {{{\log }_2}(MN)} \right)$, where M and N are the numbers of antennas and reflecting elements, respectively; 2) by aligning the RIS phase shifts to one user, the rate of this user can at most scale on the order of $\mathcal{O}\left( {{{\log }_2}(MN)} \right)$. Furthermore, we propose a low-complexity majorization-minimization (MM)-based algorithm to optimize the sum user rate, where closed-form solutions are obtained in each iteration. Finally, simulation results validate all derived analytical results. Our simulation results also show that the maximum sum rate can be closely approached by simply aligning the RIS phase shifts to an arbitrary user.
Kangda Zhi, Cunhua Pan, Gui Zhou, Hong Ren, Maged Elkashlan, Robert Schober
ICC6
2022 A Chemical Master Equation Model for Synaptic Molecular Communication
abstract
In synaptic molecular communication, the activation of postsynaptic receptors by neurotransmitters (NTs) is governed by a stochastic reaction-diffusion process and, hence, inherently random. It is currently not fully understood how this randomness impacts downstream signaling in the target cell and, ultimately, neural computation and learning. The statistical characterization of the reaction-diffusion process is difficult because the reversible bi-molecular reaction of NTs and receptors renders the system nonlinear. Consequently, existing models for the receptor occupancy in the synaptic cleft rely on simplifying assumptions and approximations which limit their practical applicability. In this work, we propose a novel statistical model for the reaction-diffusion process governing synaptic signal transmission in terms of the chemical master equation (CME). We show how to compute the CME efficiently and verify the accuracy of the obtained results with stochastic particle-based computer simulations (PBSs). Furthermore, we compare the proposed model to two benchmark models proposed in the literature and show that it provides more accurate results when compared to PBSs. Finally, the proposed model is used to study the impact of the system parameters on the statistical dependence between binding events of NTs and receptors. In summary, the proposed model provides a step forward towards a complete statistical characterization of synaptic signal transmission.
Sebastian Lotter, Maximilian Schäfer, Robert Schober
WCNC3
2022 Guest Editorial Special Issue on "Edge-Based Wireless Communications Technologies to Counter Communicable Infectious Diseases"
abstract
The COVID-19 pandemic has resulted in one of the major challenges for humanity in the 21st century. The impact of these challenges has led to a tremendous loss of life, impact on long-term health, well-being as well as personal psychology, and negative societal changes and not to mention its impact on the global economy. Since this is a health issue, similar to other forms of diseases and pandemics, society has largely relied on the fields of medical, virology, immunology, biotechnology, and pharmaceutical science to develop novel therapeutic solutions for treatments. This has resulted in vaccines that have been rolled out to elevate immunity levels that will hopefully allow the majority of the population to reach herd immunity. However, given the technological advancements that we have reached in the 21st century, questions have also risen as to how other disciplines can play a role in solving and obtaining new knowledge of communicable disease pandemics.
Sasitharan Balasubramaniam, Robert Schober, Massimiliano Pierobon, Sudip Misra, Peter J. Thomas 0001
IEEE J. Sel. Areas Commun.2
2022 Special Issue on Next Generation Multiple Access - Part I
abstract
As the long-term evolution (LTE) system is reaching maturity and the fifth-generation (5G) systems are being commercially deployed, researchers have turned their attention to the development of next-generation wireless networks. Compared to current wireless networks, on the one hand, next-generation wireless networks are expected to achieve significantly higher capacity, extremely low latency, ultra-high reliability, as well as massive and ubiquitous connectivity for supporting diverse disruptive applications (e.g., virtual reality (VR), augmented reality (AR), and industry 4.0). On the other hand, the evolution toward next-generation wireless networks requires a paradigm shift from the communication-oriented design to a multi-functional design, including communication, sensing, imaging, computing, and localization. Looking back at the history of wireless communication systems, multiple access (MA) techniques have been key enablers. From the first generation (1G) to the fifth generation (5G), orthogonal multiple access (OMA) schemes are mainly employed, where multiple users are allotted in orthogonal frequency/time/code resources, and the uplink transmission of the code code-division multiple-access (CDMA) uses non-orthogonal code resources. However, given the enormous challenges and diverse services of next-generation wireless networks, which significantly differ from that in current and previous wireless networks, existing MA schemes may not be applicable. As a result, a fundamental issue is the design of next-generation multiple access (NGMA) techniques. The key concept of NGMA is to enable a very large number of users/devices to be efficiently, flexibly, and intelligently connected with the network over the given wireless radio resources to not only satisfy stringent communication requirements but also realize heterogeneous functions. The investigation of NGMA is still in the infancy stage, and extensive research efforts have to be devoted to areas, including but not limited to 1) the development of new MA schemes, such as non-orthogonal multiple access (NOMA) and space division multiple access (SDMA), which are capable of achieving higher bandwidth efficiency and higher connectivity compared with conventional MA schemes; 2) the development of innovative techniques, such as reconfigurable metasurfaces, random access, advanced modulation, and channel coding, which are beneficial to the overall design of NGMA; and 3) the exploitation of advanced machine learning (ML) tools and big data techniques for providing effective solutions to address newly emerging NGMA problems.
Yuanwei Liu, Shuowen Zhang, Zhiguo Ding 0001, Robert Schober, Naofal Al-Dhahir, Ekram Hossain 0001, Xuemin Shen
IEEE J. Sel. Areas Commun.4
2022 Guest Editorial Special Issue on Next Generation Multiple Access - Part II
abstract
As the long-term evolution (LTE) system is reaching maturity and the fifth-generation (5G) systems are being commercially deployed, researchers have turned their attention to the development of next-generation wireless networks. Compared to current wireless networks, on the one hand, next-generation wireless networks are expected to achieve significantly higher capacity, extremely low latency, ultra-high reliability, as well as massive and ubiquitous connectivity for supporting diverse disruptive applications (e.g., virtual reality (VR), augmented reality (AR), and industry 4.0). On the other hand, the evolution toward next-generation wireless networks requires a paradigm shift from the communication-oriented design to a multi-functional design, including communication, sensing, imaging, computing, and localization. Looking back at the history of wireless communication systems, multiple access (MA) techniques have been key enablers. From the first generation (1G) to the fifth generation (5G), orthogonal multiple access (OMA) schemes are mainly employed, where multiple users are allotted in orthogonal frequency/time/code resources, and the uplink transmission of the code code-division multiple-access (CDMA) uses non-orthogonal code resources. However, given the enormous challenges and diverse services of next-generation wireless networks, which significantly differ from that in current and previous wireless networks, existing MA schemes may not be applicable. As a result, a fundamental issue is the design of next-generation multiple access (NGMA) techniques. The key concept of NGMA is to enable a very large number of users/devices to be efficiently, flexibly, and intelligently connected with the network over the given wireless radio resources to not only satisfy stringent communication requirements but also realize heterogeneous functions. The investigation of NGMA is still in the infancy stage, and extensive research efforts have to be devoted to areas, including but not limited to 1) the development of new MA schemes, such as non-orthogonal multiple access (NOMA) and space division multiple access (SDMA), which are capable of achieving higher bandwidth efficiency and higher connectivity compared with conventional MA schemes; 2) the development of innovative techniques, such as reconfigurable metasurfaces, random access, advanced modulation, and channel coding, which are beneficial to the overall design of NGMA; and 3) the exploitation of advanced machine learning (ML) tools and big data techniques for providing effective solutions to address newly emerging NGMA problems.
Yuanwei Liu, Shuowen Zhang, Zhiguo Ding 0001, Robert Schober, Naofal Al-Dhahir, Ekram Hossain 0001, Xuemin Shen
IEEE J. Sel. Areas Commun.4
2022 Evolution of NOMA Toward Next Generation Multiple Access (NGMA) for 6G
abstract
Due to the explosive growth in the number of wireless devices and diverse wireless services, such as virtual/augmented reality and Internet-of-Everything, next generation wireless networks face unprecedented challenges caused by heterogeneous data traffic, massive connectivity, and ultra-high bandwidth efficiency and ultra-low latency requirements. To address these challenges, advanced multiple access schemes are expected to be developed, namely next generation multiple access (NGMA), which are capable of supporting massive numbers of users in a more resource- and complexity-efficient manner than existing multiple access schemes. As the research on NGMA is in a very early stage, in this paper, we explore the evolution of NGMA with a particular focus on non-orthogonal multiple access (NOMA), i.e., the transition from NOMA to NGMA. In particular, we first review the fundamental capacity limits of NOMA, elaborate on the new requirements for NGMA, and discuss several possible candidate techniques. Moreover, given the high compatibility and flexibility of NOMA, we provide an overview of current research efforts on multi-antenna techniques for NOMA, promising future application scenarios of NOMA, and the interplay between NOMA and other emerging physical layer techniques. Furthermore, we discuss advanced mathematical tools for facilitating the design of NOMA communication systems, including conventional optimization approaches and new machine learning techniques. Next, we propose a unified framework for NGMA based on multiple antennas and NOMA, where both downlink and uplink transmissions are considered, thus setting the foundation for this emerging research area. Finally, several practical implementation challenges for NGMA are highlighted as motivation for future work.
Yuanwei Liu, Shuowen Zhang, Xidong Mu, Zhiguo Ding 0001, Robert Schober, Naofal Al-Dhahir, Ekram Hossain 0001, Xuemin Shen
IEEE J. Sel. Areas Commun.5
2022 Is RIS-Aided Massive MIMO Promising With ZF Detectors and Imperfect CSI?
abstract
This paper provides a theoretical framework for understanding the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) with zero-forcing (ZF) detectors under imperfect channel state information (CSI). We first introduce a low-overhead minimum mean square error (MMSE) channel estimator, and then derive and analyze closed-form expressions for the uplink achievable rate. Our analytical results demonstrate that: 1) regardless of the RIS phase shift design, the rate of all users scales at least on the order of$\mathcal {O}\left ({\log _{2}\left ({MN}\right)}\right)$, where$M$and$N$are the numbers of antennas and reflecting elements, respectively; 2) by aligning the RIS phase shifts to one user, the rate of this user can at most scale on the order of$\mathcal {O}\left ({\log _{2}\left ({MN^{2}}\right)}\right)$; 3) either$M$or the transmit power can be reduced inversely proportional to$N$, while maintaining a given rate. Furthermore, we propose two low-complexity majorization-minimization (MM)-based algorithms to optimize the sum user rate and the minimum user rate, respectively, where closed-form solutions are obtained in each iteration. Finally, simulation results validate the accuracy of all derived analytical results. Our simulation results also show that the maximum sum rate can be closely approached by simply aligning the RIS phase shifts to an arbitrary user.
Kangda Zhi, Cunhua Pan, Gui Zhou, Hong Ren, Maged Elkashlan, Robert Schober
IEEE J. Sel. Areas Commun.6
2022 A State-of-the-Art Survey on Reconfigurable Intelligent Surface-Assisted Non-Orthogonal Multiple Access Networks
abstract
Reconfigurable intelligent surfaces (RISs) and nonorthogonal multiple access (NOMA) have been recognized as key enabling techniques for the envisioned sixth generation (6G) of mobile communication networks. The key feature of RISs is to intelligently reconfigure the wireless propagation environment, which was once considered to be fixed and untunable. The key idea of NOMA is to utilize users’ dynamic channel conditions to improve spectral efficiency and user fairness. Naturally, the two communication techniques are complementary to each other and can be integrated to cope with the challenging requirements envisioned for 6G mobile networks. This survey provides a comprehensive overview of the recent progress on the synergistic integration of RISs and NOMA. In particular, the basics of both techniques are introduced first, and then, the fundamentals of RIS-NOMA are discussed for two communication scenarios with different transceiver capabilities. Resource allocation is of paramount importance for the success of RIS-assisted NOMA networks, and various approaches, including artificial intelligence (AI)-empowered designs, are introduced. Security provisioning in RIS-NOMA networks is also discussed as wireless networks are prone to security attacks due to the nature of the shared wireless medium. Finally, the survey is concluded with detailed discussions of the challenges arising in the practical implementation of RIS-NOMA, future research directions, and emerging applications.
Zhiguo Ding 0001, Lu Lv 0001, Fang Fang 0005, Octavia A. Dobre, George K. Karagiannidis, Naofal Al-Dhahir, Robert Schober, H. Vincent Poor
Proc. IEEE7
2022 Resource Allocation for Simultaneous Wireless Information and Power Transfer Systems: A Tutorial Overview
abstract
Over the last decade, simultaneous wireless information and power transfer (SWIPT) has become a practical and promising solution for connecting and recharging battery-limited devices due to significant advances in low-power electronics technology and wireless communications techniques. To realize the promised potentials, advanced resource allocation design plays a decisive role in revealing, understanding, and exploiting the intrinsic rate–energy tradeoff capitalizing on the dual use of radio frequency (RF) signals for wireless charging and communication. In this article, we provide a comprehensive tutorial overview of SWIPT from the perspective of resource allocation design. The fundamental concepts, system architectures, and RF energy harvesting (EH) models are introduced. In particular, three commonly adopted EH models, namely, the linear EH model, the nonlinear saturation EH model, and the nonlinear circuit-based EH model, are characterized and discussed. Then, for a typical wireless system setup, we establish a generalized resource allocation design framework that subsumes conventional resource allocation design problems as special cases. Subsequently, we elaborate on relevant tools from optimization theory and exploit them for solving representative resource allocation design problems for SWIPT systems with and without perfect channel state information (CSI) available at the transmitter, respectively. The associated technical challenges and insights are also highlighted. Furthermore, we discuss several promising and exciting future research directions for resource allocation design for SWIPT systems intertwined with cutting-edge communication technologies, such as intelligent reflecting surfaces, unmanned aerial vehicles, mobile edge computing, federated learning, and machine learning.
Zhiqiang Wei 0001, Xianghao Yu, Derrick Wing Kwan Ng, Robert Schober
Proc. IEEE4
2022 Modeling and Design of IRS-Assisted Multilink FSO Systems
abstract
In this paper, we investigate the modeling and design of intelligent reflecting surface (IRS)-assisted optical communication systems, which can circumvent the line-of-sight (LOS) requirement in multi-link free space optical (FSO) systems. The FSO laser beams incident on the optical IRSs have a Gaussian power intensity profile and a nonlinear phase profile, whereas the plane waves in radio frequency (RF) systems have a uniform power intensity profile and a linear phase profile. Given these substantial differences, the results available for IRS-assisted RF systems are not applicable to IRS-assisted FSO systems. Therefore, we develop a new analytical channel model for point-to-point IRS-assisted FSO systems based on the Huygens-Fresnel principle. Our analytical model captures the impact of the size, position, and orientation of the IRS as well as its phase shift profile on the end-to-end channel. To allow the sharing of the optical IRS by multiple FSO links, we propose three different protocols, namely the time division (TD), IRS-division (IRSD), and IRS homogenization (IRSH) protocols. The proposed protocols address the specific characteristics of FSO systems including the non-uniformity and possible misalignment of the laser beams. Furthermore, to compare the proposed IRS sharing protocols, we analyze the bit error rate (BER) and the outage probability of IRS-assisted multi-link FSO systems in the presence of inter-link interference. Our simulation results validate the accuracy of the proposed analytical channel model for IRS-assisted FSO systems and confirm that this model is applicable for both large and intermediate IRS-receiver lens distances. Furthermore, we show that for the proposed IRSD and IRSH protocols, inter-link interference becomes negligible if the laser beams are properly centered on the IRS and the transceivers are carefully positioned, respectively. Moreover, in the absence of misalignment errors, the IRSD protocol outperforms the other protocols, whereas in the presence of misalignment errors, the IRSH protocol performs significantly better than the IRSD protocol.
Hedieh Ajam, Marzieh Najafi, Vahid Jamali, Bernhard Schmauss, Robert Schober
IEEE Trans. Commun.5
2022 Degrees of Freedom of the K-User Interference Channel Assisted by Active and Passive IRSs
abstract
In this paper, we study the degrees of freedom (DoF) region and sum DoF of the time-selective$K$-user interference channel in the presence of intelligent reflecting surfaces (IRSs). We consider both active and passive IRSs. While both types of IRS can attenuate the amplitude and change the phase of a reflected electromagnetic wave, active IRSs are also capable of amplifying the wave. We derive inner and outer bounds for the DoF region and lower and upper bounds for the sum DoF of the$K$-user interference channel in the presence of an active IRS and prove that the maximum value of$K$for the sum DoF can be achieved if the number of IRS elements exceeds a certain finite value. The analysis framework developed for active IRSs forms the basis for our analysis of passive IRS-assisted systems. In particular, we present probabilistic inner and outer bounds for the DoF region and probabilistic lower and upper bounds for the sum DoF of the$K$-user interference channel in the presence of a passive IRS and prove that the lower bound for the sum DoF asymptotically approaches$K$as the number of IRS elements grows large.
Ali H. Abdollahi Bafghi, Vahid Jamali, Masoumeh Nasiri-Kenari, Robert Schober
IEEE Trans. Commun.4
2022 Media Modulation Based Molecular Communication
abstract
In conventional molecular communication (MC) systems, the signaling molecules used for information transmission are stored, released, and then replenished by a transmitter (TX). However, the replenishment of signaling molecules at the TX is challenging in practice. Furthermore, in most envisioned MC applications, e.g., in the medical field, it is not desirable to insert the TX into the MC system, as this might impair natural biological processes. In this paper, we propose the concept of media modulation based MC where the TX is placed outside the channel and utilizes signaling molecules already present inside the system. The signaling molecules can assume different states which can be switched by external stimuli. Hence, in media modulation based MC, the TX modulates information into the state of the signaling molecules. In particular, we exploit the group of photochromic molecules, which undergo light-induced reversible state transitions, for media modulation. We study the usage of these molecules for information transmission in a three-dimensional duct system, which contains an eraser, a TX, and a receiver for erasing, writing, and reading of information via external light, respectively. We develop a statistical model for the received signal which accounts for the distribution of the signaling molecules in the system, the initial states of the signaling molecules, the reliability of the state control mechanism, the randomness of irrepressible, spontaneous state switching, and the randomness of molecule propagation. We adopt a maximum likelihood detector and show that it can be reduced to a threshold based detector. Furthermore, we derive analytical expressions for the optimal threshold value and the resulting bit error rate (BER), respectively. Both the statistical model and BER results are verified by computer simulations. Our results reveal that media modulation enables reliable information transmission, validating it as a promising alternative to MC based on molecule emitting TXs.
Lukas Brand, Moritz Garkisch, Sebastian Lotter, Maximilian Schäfer, Andreas Burkovski, Heinrich Sticht, Kathrin Castiglione, Robert Schober
IEEE Trans. Commun.8
2022 Channel Estimation for IRS-Assisted Millimeter-Wave MIMO Systems: Sparsity-Inspired Approaches
abstract
Due to their ability to create favorable line-of-sight (LoS) propagation environments, intelligent reflecting surfaces (IRSs) are regarded as promising enablers for future millimeter-wave (mm-wave) wireless communication. In this paper, we investigate channel estimation for IRS-assisted mm-wave multiple-input multiple-output (MIMO) wireless systems. By leveraging the sparsity of mm-wave channels in the angular domain, we formulate the channel estimation problem as an$\ell _{1}$-norm regularized optimization problem with fixed-rank constraints. To tackle the non-convexity of the formulated problem, an efficient algorithm is proposed by capitalizing on alternating minimization and manifold optimization (MO), which yields a locally optimal solution. To further reduce the computational complexity of the estimation algorithm, we propose a compressive sensing- (CS-) based channel estimation approach. In particular, a three-stage estimation protocol is put forward where the subproblem in each stage can be solved via low-complexity CS methods. Furthermore, based on the acquired channel state information (CSI) of the cascaded channel, we design a passive beamforming algorithm for maximization of the spectral efficiency. Simulation results reveal that the proposed MO-based estimation (MO-EST) and beamforming algorithms significantly outperform two benchmark schemes while the CS-based estimation (CS-EST) algorithm strikes a balance between performance and complexity.
Tian Lin 0004, Xianghao Yu, Yu Zhu 0002, Robert Schober
IEEE Trans. Commun.4
2022 Intelligent Reflecting Surface Enabled Multi-Target Sensing
abstract
Besides improving communication performance, intelligent reflecting surfaces (IRSs) are also promising enablers for achieving larger sensing coverage and enhanced sensing quality. Nevertheless, in the absence of a direct path between the base station (BS) and the targets, multi-target sensing is generally very difficult, since IRSs are incapable of proactively transmitting sensing beams or analyzing target information. Moreover, the echoes of different targets reflected via the IRS-assisted virtual links arrive at the BS from the same direction. In this paper, we study a wireless system comprising a multi-antenna BS and an IRS for multi-target sensing, where the beamforming vector and the IRS phase shifts are jointly optimized to improve the sensing performance. To meet the different sensing requirements, such as a minimum received power and a minimum sensing frequency, we propose three novel IRS-assisted sensing schemes: Time division (TD) sensing, signature sequence (SS) sensing, and hybrid TD-SS sensing. For TD sensing, the sensing tasks are performed in sequence over time. In contrast, the novel SS sensing scheme senses all targets simultaneously and establishes a relationship between the target directions and SSs. To strike a flexible balance between the beam pattern gain and sensing efficiency, we also propose a general hybrid TD-SS sensing scheme with target grouping, where targets belonging to the same group are sensed simultaneously via SS sensing, while the targets in different groups are assigned to orthogonal time slots. By controlling the number of groups, hybrid TD-SS sensing can provide a more flexible balance between beam pattern gain and sensing frequency. Moreover, we propose a two-layer penalty-based algorithm to solve the challenging non-convex optimization problem for the joint design of the BS beamformers, IRS phase shifts, and target grouping. Simulation results demonstrate the effectiveness of the proposed hybrid scheme in achieving a flexible trade-off between beam pattern gain and sensing frequency. Our results also reveal that the power leakage in unintended directions is larger for tighter interference constraints.
Kaitao Meng, Qingqing Wu 0001, Robert Schober, Wen Chen 0001
IEEE Trans. Commun.3
2022 Optimal Transmit Strategy for Multi-User MIMO WPT Systems With Non-Linear Energy Harvesters
abstract
In this paper, we study multi-user multi-antenna wireless power transfer (WPT) systems, where each antenna at the energy harvesting (EH) nodes is connected to a dedicated non-linear rectifier. We propose optimal transmit strategies which maximize a weighted sum of the average harvested powers at the EH nodes subject to a constraint on the power budget of the transmitter. First, for multiple-input single-output (MISO) WPT systems, we prove that the optimal strategy employs maximum ratio transmission (MRT) beamforming and scalar symbols with arbitrary phases and discrete amplitudes following a probability density function (pdf) with at most two mass points. Then, we prove that for single-input multiple-output (SIMO) WPT systems, the optimal transmit symbol amplitudes are discrete random variables, whose pdf also has no more than two mass points. For general multi-user MIMO WPT, we show that the optimal transmit strategy employs scalar unit-norm symbols with arbitrary phases and at most two beamforming vectors. To determine these vectors, we formulate a non-convex optimization problem and obtain an optimal solution based on monotonic optimization. Since the computational complexity of the optimal solution is high, we propose a low-complexity iterative algorithm to obtain a suboptimal solution, which achieves near-optimal performance. Our simulation results reveal that the proposed transmit strategy for multi-user MIMO WPT systems outperforms baseline schemes based on a linear EH model and a single beamforming vector. For a given transmit power budget, we show that the harvested power saturates when increasing the number of transmit antennas. Finally, we observe that the harvested power region spanned by multiple EH nodes is convex and the power harvested at one EH node can be traded for a higher harvested power at the other nodes.
Nikita Shanin, Laura Cottatellucci, Robert Schober
IEEE Trans. Commun.3
2022 Optimal Resource Allocation Design for Large IRS-Assisted SWIPT Systems: A Scalable Optimization Framework
abstract
In this paper, we study the optimal resource allocation algorithm design for large intelligent reflecting surface (IRS)-assisted simultaneous wireless information and power transfer (SWIPT) systems. To facilitate efficient system design for large IRSs, instead of jointly optimizing all the IRS elements, we partition the IRS into several tiles and employ a scalable optimization framework comprising an offline design stage and an online optimization stage. In the offline stage, the IRS elements of each tile are jointly designed to support a set of different phase shift configurations, referred to as transmission modes, while the best transmission mode is selected from the set for each tile in the online stage. Given a transmission mode set, we aim to minimize the total base station (BS) transmit power by jointly optimizing the beamforming and the transmission mode selection policy taking into account the quality-of-service requirements of information decoding and non-linear energy harvesting receivers, respectively. Although the resource allocation algorithm design is formulated as a non-convex combinatorial optimization problem, we solve it optimally by applying the branch-and-bound (BnB) approach which entails a high computational complexity. To strike a balance between optimality and computational complexity, we also develop an efficient suboptimal algorithm capitalizing on the penalty method and successive convex approximation. Our simulation results show that the proposed designs enable considerable power savings compared to several baseline schemes. Moreover, our results reveal that by properly adjusting the numbers of tiles and transmission modes, the proposed scalable optimization framework indeed facilitates online design for large IRSs. Besides, our results confirm that the advocated physics-based model and scalable optimization framework enable a flexible trade-off between performance and complexity, which is vital for realizing the performance gains promised by large IRS-assisted communication systems in practice.
Dongfang Xu, Vahid Jamali, Xianghao Yu, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.5
2022 Robust and Secure Resource Allocation for ISAC Systems: A Novel Optimization Framework for Variable-Length Snapshots
abstract
In this paper, we investigate the robust resource allocation design for secure communication in an integrated sensing and communication (ISAC) system. A multi-antenna dual-functional radar-communication (DFRC) base station (BS) serves multiple single-antenna legitimate users and senses for targets simultaneously, where already identified targets are treated as potential single-antenna eavesdroppers. The DFRC BS scans a sector with a sequence of dedicated beams, and the ISAC system takes a snapshot of the environment during the transmission of each beam. Based on the sensing information, the DFRC BS can acquire the channel state information (CSI) of the potential eavesdroppers. Different from existing works that focused on the resource allocation design for a single snapshot, in this paper, we propose a novel optimization framework that jointly optimizes the communication and sensing resources over a sequence of snapshots with adjustable durations. Besides, artificial noise (AN) is exploited by the BS for joint sensing and physical layer security provisioning. To this end, we jointly optimize the duration of each snapshot, the beamforming vector, and the covariance matrix of the AN for maximization of the system sum secrecy rate over a sequence of snapshots while guaranteeing a minimum required average achievable rate and a maximum information leakage constraint for each legitimate user. The resource allocation algorithm design is formulated as a non-convex optimization problem, where we account for the imperfect CSI of both the legitimate users and the potential eavesdroppers. To make the problem tractable, we derive a bound for the uncertainty region of the potential eavesdroppers’ small-scale fading based on a safe approximation, which facilitates the development of a block coordinate descent-based iterative algorithm for obtaining an efficient suboptimal solution. Simulation results illustrate that the proposed scheme can significantly enhance the physical layer security of ISAC systems compared to three baseline schemes. Moreover, compared to the conventional multi-stage approach for ISAC system design, the proposed approach based on variable-length snapshots not only facilitates a highly-directional offline sensing beam design but also allows us to flexibly prioritize communication or sensing depending on the application scenario.
Dongfang Xu, Xianghao Yu, Derrick Wing Kwan Ng, Anke Schmeink, Robert Schober
IEEE Trans. Commun.5
2022 RACE: QoI-Aware Strategic Resource Allocation for Provisioning Se-aaS
abstract
In this paper, the problem of ensuring profitability for multiple sensor-owners in sensor-cloud, while satisfying the service requirements of end-users, is studied. In traditional sensor-cloud, Sensor-Cloud Service Provider (SCSP) solely dictates the service provisioning process. However, the SCSP cannot always ensure high profits for sensor-owners, who incur significant maintenance costs for their sensor-nodes. Contrarily, it is highly essential to meet the Quality-of-Information (QoI) requirements of end-users to ensure their service satisfaction. Existing works proposed a few node allocation schemes which neither consider the cost incurred by sensor-owners nor the QoI of sensed-data in sensor-cloud. To address this problem, a strategic resource allocation scheme, named RACE, is proposed, which introduces the participation of sensor-owners in the node allocation process. First, utility theory is used to calculate the optimum number of nodes to be allocated for a service. Thereafter, single leader multiple followers Stackelberg game is formulated to decide the number of nodes to be contributed by each sensor-owner and the price to be charged. Simulation-based experimental results reveal that, using RACE, the profits of the sensor-owners and those of the SCSP increase by 86.11–89.26 percent and 41.95–80.82 percent, respectively, as compared to the existing benchmark schemes, while considering that each sensor-node is capable of serving multiple applications simultaneously. Moreover, service availability in sensor-cloud increases by 31.70–96.96 percent using RACE.
Sudip Misra, Robert Schober, Aishwariya Chakraborty
IEEE Trans. Serv. Comput.2
2022 Hybrid NOMA Offloading in Multi-User MEC Networks
abstract
Non-orthogonal multiple access (NOMA) assisted mobile edge computing (MEC) has recently attracted significant attention due to its superior capability to reduce the energy consumption and the latency of MEC offloading. In this paper, a general hybrid NOMA-MEC offloading strategy is proposed, which includes conventional orthogonal multiple access (OMA) and pure NOMA based offloading as special cases. A multi-objective optimization problem is formulated to minimize the energy consumption for MEC offloading, and a low-complexity resource allocation solution is derived and shown to be Pareto-optimal. Furthermore, by analyzing the properties of the obtained resource allocation solution, important insights regarding NOMA-MEC offloading are obtained. For example, it is proved that pure NOMA-MEC offloading cannot outperform hybrid NOMA-MEC. In addition, a precise condition under which NOMA-MEC outperforms OMA-MEC is established, and shown to match the one previously developed for the two-user special case. Furthermore, the developed analytical results also establish an interesting analogy between the proposed hybrid NOMA-MEC power allocation scheme and the well-known water-filling strategy.
Zhiguo Ding 0001, Dongfang Xu, Robert Schober, H. Vincent Poor
IEEE Trans. Wirel. Commun.3
2022 Downlink MIMO-RSMA With Successive Null-Space Precoding
abstract
In this paper, we consider the precoder design for an underloaded or critically loaded downlink multi-user multiple-input multiple-output (MIMO) communication system. We propose novel precoding and decoding schemes which enhance system performance based on rate splitting at the transmitter and single-stage successive interference cancellation at the receivers. The proposed successive null-space (SNS) precoding utilizes linear combinations of the null-space basis vectors of the successively augmented MIMO channel matrices of the users as precoding vectors to adjust the inter-user-interference experienced by the receivers. We formulate a non-convex weighted sum rate optimization problem for the precoding vectors and the associated power allocation for the proposed SNS-based MIMO-rate-splitting multiple access (RSMA) scheme. We obtain a suboptimal solution for this problem via successive convex approximation. Moreover, we study the robustness of the proposed precoding scheme to imperfect channel state information (CSI) at the base station via derivative-based sensitivity analysis. Our analysis and simulation results reveal the enhanced performance and robustness of the proposed SNS-based MIMO-RSMA scheme over several baseline multi-user MIMO schemes, especially for imperfect CSI.
Aravindh Krishnamoorthy, Robert Schober
IEEE Trans. Wirel. Commun.2
2022 Deep Learning-Based Resource Allocation for Device-to-Device Communication
abstract
In this paper, a deep learning (DL) framework for the optimization of the resource allocation in multi-channel cellular systems with device-to-device (D2D) communication is proposed. Thereby, the channel assignment and discrete transmit power levels of the D2D users, which are both integer variables, are optimized for maximization of the overall spectral efficiency whilst maintaining the quality-of-service (QoS) of the cellular users. Depending on the availability of channel state information (CSI), two different configurations are considered, namely 1) centralized operation with full CSI and 2) distributed operation with partial CSI, where in the latter case, the CSI is encoded according to the capacity of the feedback channel. Instead of solving the resulting resource allocation problem for each channel realization, a DL framework is proposed, where the optimal resource allocation strategy for arbitrary channel conditions is approximated by deep neural network (DNN) models. Furthermore, we propose a new training strategy that combines supervised and unsupervised learning methods and a local CSI sharing strategy to achieve near-optimal performance while enforcing the QoS constraints of the cellular users and efficiently handling the integer optimization variables based on a few ground-truth labels. Our simulation results confirm that near-optimal performance can be attained with low computation time, which underlines the real-time capability of the proposed scheme. Moreover, our results show that not only the resource allocation strategy but also the CSI encoding strategy can be efficiently determined using a DNN. Furthermore, we show that the proposed DL framework can be easily extended to communication systems with different design objectives.
Woongsup Lee, Robert Schober
IEEE Trans. Wirel. Commun.2
2022 Simultaneously Transmitting and Reflecting (STAR) RIS Aided Wireless Communications
abstract
The novel concept of simultaneously transmitting and reflecting (STAR) reconfigurable intelligent surfaces (RISs) is investigated, where the incident wireless signal is divided into transmitted and reflected signals passing into both sides of the space surrounding the surface, thus facilitating a full-space manipulation of signal propagation. Based on the introduced basic signal model of `STAR', three practical operating protocols for STAR-RISs are proposed, namely energy splitting (ES), mode switching (MS), and time switching (TS). Moreover, a STAR-RIS aided downlink communication system is considered for both unicast and multicast transmission, where a multi-antenna base station (BS) sends information to two users, i.e., one on each side of the STAR-RIS. A power consumption minimization problem for the joint optimization of the active beamforming at the BS and the passive transmission and reflection beamforming at the STAR-RIS is formulated for each of the proposed operating protocols, subject to communication rate constraints of the users. For ES, the resulting highly-coupled non-convex optimization problem is solved by an iterative algorithm, which exploits the penalty method and successive convex approximation. Then, the proposed penalty-based iterative algorithm is extended to solve the mixed-integer non-convex optimization problem for MS. For TS, the optimization problem is decomposed into two subproblems, which can be consecutively solved using state-of-the-art algorithms and convex optimization techniques. Finally, our numerical results reveal that: 1) the TS and ES operating protocols are generally preferable for unicast and multicast transmission, respectively; and 2) the required power consumption for both scenarios is significantly reduced by employing the proposed STAR-RIS instead of conventional reflecting/transmiting-only RISs.
Xidong Mu, Yuanwei Liu, Li Guo 0004, Jiaru Lin, Robert Schober
IEEE Trans. Wirel. Commun.5
2021 Optimal Transmit Strategy for MIMO WPT Systems With Non-linear Energy Harvesting
abstract
In this paper, we study multiple-input multiple-output (MIMO) wireless power transfer (WPT) systems, where the energy harvesting (EH) node is equipped with multiple nonlinear rectennas. We characterize the optimal transmit strategy by the optimal distribution of the transmit symbol vector that maximizes the average harvested power at the EH node subject to a constraint on the power budget of the transmitter. We show that the optimal transmit strategy employs scalar unit-norm input symbols with arbitrary phase and two beamforming vectors, which are determined as solutions of a non-convex optimization problem. To solve this problem, we propose an iterative algorithm based on a two-dimensional grid search, semi-definite relaxation, and successive convex approximation. Our simulation results reveal that the proposed MIMO WPT design significantly outperforms two baseline schemes based on a linear EH model and a single beamforming vector, respectively. Finally, we show that the average harvested power grows linearly with the number of rectennas at the EH node and saturates for a large number of TX antennas.
Nikita Shanin, Laura Cottatellucci, Robert Schober
DCOSS3
2021 Leader-Follower Dynamics for Diffusion-based Molecular Communication
abstract
Nanomachines are envisioned for a variety of applications in the industry and health sectors operating as sensors and actuators. Considering their potential mobility, it is relevant to study the capability of nanomachines to cooperate in molecular communication scenarios. To this end, we provide new insights into the leader-follower dynamics when a mobile leader node moves randomly in three-dimensional space and emits molecules into a diffusive environment to send information about its position to a follower node. In this paper, we investigate the random distance between the two nodes due to decision errors at the follower and analyze an upper bound for the average distance as a function of time. Simulations are provided to validate our analytical results. Moreover, by comparing to the benchmark scenario of uncoordinated movement of leader and follower, we investigate for which parameters the follower can reliably follow the leader.
Jorge Torres Gómez, Wayan Wicke, Karel Toledo, Robert Schober, Falko Dressler
GLOBECOM4
2021 Channel Modeling for Drug Carrier Matrices
abstract
Molecular communications is a promising frame-work for the design of controlled-release drug delivery systems. In this framework, drug carriers are modeled as transmitters, the diseased cells as absorbing receivers, and the channel between transmitter and receiver as diffusive channel. However, existing works on drug delivery systems consider only simple drug carrier models, which limits their practical applicability. In this paper, we investigate diffusion-based spherical matrix-type drug carriers, which are employed in practice. In a matrix carrier, the drug molecules are dispersed in the matrix and diffuse from the inner to the outer layers of the carrier once immersed in a dissolution medium. We derive the channel response of the matrix carrier transmitter for an absorbing receiver and validate the results through particle-based simulations. Moreover, we show that a transparent spherical transmitter, with the drug molecules uniformly distributed over the entire volume, is as special case of the considered matrix system. For this case, we provide an analytical expression for the channel response. Finally, we compare the channel response of the matrix transmitter with those of point and transparent spherical transmitters to reveal the necessity of considering practical models.
Maximilian Schäfer, Yolanda Salinas, Alexander Ruderer, Franz Enzenhofer, Oliver Brüggemann, Robert Schober, Werner Haselmayr
GLOBECOM6
2021 Receptor Saturation Modeling for Synaptic DMC
abstract
Synaptic communication is a natural Molecular Communication (MC) system which may serve as a blueprint for the design of synthetic MC systems. In particular, it features highly specialized mechanisms to enable inter-symbol interference (ISI)-free and energy efficient communication. The understanding of synaptic MC is furthermore critical for disruptive innovations in the context of brain-machine interfaces. However, the physical modeling of synaptic MC is complicated by the possible saturation of the molecular receiver arising from the competition of postsynaptic receptors for neurotransmitters. Saturation renders the system behavior nonlinear and is commonly neglected in existing analytical models. In this work, we propose a novel model for receptor saturation in terms of a nonlinear, state-dependent boundary condition for Fick’s diffusion equation. We solve the resulting boundary-value problem using an eigenfunction expansion of the Laplace operator and the incorporation of the receiver memory as feedback system into the corresponding state-space description. The presented solution is numerically stable and computationally efficient. Furthermore, the proposed model is validated with particle-based stochastic computer simulations.
Sebastian Lotter, Maximilian Schäfer, Johannes Zeitler, Robert Schober
ICC4
2021 Channel Modeling for IRS-Assisted FSO Systems
abstract
In this paper, we develop an analytical channel model for intelligent reflecting surface (IRS)-assisted free space optical (FSO) systems. Unlike IRS-assisted radio frequency systems, where it is typically assumed that a plane wave is incident on the IRS, in FSO systems, the incident wave is a Gaussian beam with non-uniform power distribution across the IRS. Taking this property into account, we develop an analytical end-to-end channel model for IRS-assisted FSO systems based on the Huygens-Fresnel principle. Our analytical model reveals the impact of the size, position, orientation, and phase-shift configuration of the IRS on the end-to-end channel. Furthermore, we show that results obtained based on geometric optics under the far-field approximation are only valid for a specific range of IRSreceiver lens distances depending on the IRS size, incident beam width, and wavelength. Simulation results validate the accuracy of the proposed analytical results for the FSO beam reflected from the IRS and compare the bit error rate performance obtained for the proposed analytical channel model with that obtained for geometric optics under the far-field approximation.
Hedieh Ajam, Marzieh Najafi, Vahid Jamali, Robert Schober
WCNC4
2021 Joint Beamforming and Phase Shift Optimization for Multicell IRS-aided OFDMA-URLLC Systems
abstract
This paper investigates the resource allocation algorithm design for intelligent reflecting surface (IRS) aided multiple-input single-output (MISO) orthogonal frequency division multiple access (OFDMA) multicell networks, Where a set of base stations cooperate to serve a set of ultra-reliable loiv-latency communication (URLLC) users. The IRS is deployed to enhance the communication channel and increase reliability by creating a virtual line of sight for URLLC users With unfavorable propagation conditions. This is the first study on IRS-enhanced OFDMA-URLLC systems. The resource allocation algorithm design is formulated as an optimization problem for the maximization of the Weighted system sum throughput While guaranteeing the quality of service of the URLLC users. The optimization problem is non-convex and finding the globally optimal solution entails a high computational complexity Which is not desirable for real-time applications. Therefore, a suboptimal iterative algorithm is proposed Which jointly optimizes all optimization variables in each iteration using a new iterative rank minimization approach. The algorithm is guaranteed to converge to a locally optimal solution of the formulated optimization problem. Our simulation results show that the proposed IRS design facilitates URLLC and yields large performance gains compared to two baseline schemes.
Walid R. Ghanem, Vahid Jamali, Robert Schober
WCNC3
2021 Precoder Design and Power Allocation for Downlink MIMO-NOMA via Simultaneous Triangularization
abstract
In this paper, we consider the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. The proposed precoding scheme is based on simultaneous triangularization and decomposes the MIMO-NOMA channels of the two users into multiple single-input single-output NOMA channels, assuming low-complexity self-interference cancellation at the users. In contrast to the precoding schemes based on simultaneous diagonalization (SD), the proposed scheme avoids inverting the MIMO channels of the users, thereby enhancing the ergodic rate performance. Furthermore, we develop a power allocation algorithm based on the convex-concave procedure, and exploit it to obtain the ergodic achievable rate region of the proposed MIMO-NOMA scheme. Our results illustrate that the proposed scheme outperforms baseline precoding schemes based on SD and orthogonal multiple access for a wide range of user rates and performs close to the dirty paper coding upper bound. The ergodic rate region can further be improved by utilizing a hybrid scheme based on time sharing between the proposed MIMO-NOMA scheme and point-to-point MIMO.
Aravindh Krishnamoorthy, Robert Schober
WCNC3
2021 Resource Allocation for Large IRS-Assisted SWIPT Systems with Non-linear Energy Harvesting Model
abstract
In this paper, we investigate resource allocation algorithm design for large intelligent reflecting surface (IRS)assisted simultaneous wireless information and power transfer (SWIPT) systems. To this end, we adopt a physics-based IRS model that, unlike the conventional IRS model, takes into account the impact of the incident and reflection angles of the impinging electromagnetic wave on the reflected signal. To facilitate efficient resource allocation design for large IRSs, we employ a scalable optimization framework, where the IRS is partitioned into several tiles and the phase shift elements of each tile are jointly designed to realize different transmission modes. Then, the beamforming vectors at the base station (BS) and the transmission mode selection of the tiles of the IRS are jointly optimized for minimization of the BS transmit power taking into account the quality-of-service requirements of both non-linear energy harvesting receivers and information decoding receivers. For handling the resulting non-convex optimization problem, we apply a penalty-based method, successive convex approximation, and semidefinite relaxation to develop a computationally efficient algorithm which asymptotically converges to a locally optimal solution of the considered problem. Our simulation results show that the proposed scheme enables considerable power savings compared to two baseline schemes. Moreover, our results also illustrate that the advocated physics-based model and scalable optimization framework for large IRSs allows us to strike a balance between system performance and computational complexity, which is vital for realizing large IRS-assisted communication systems.
Dongfang Xu, Xianghao Yu, Vahid Jamali, Derrick Wing Kwan Ng, Robert Schober
WCNC5
2021 Guest Editorial Massive Access for 5G and Beyond - Part I
Xiaoming Chen 0001, Derrick Wing Kwan Ng, Wei Yu 0001, Erik G. Larsson, Naofal Al-Dhahir, Robert Schober
IEEE J. Sel. Areas Commun.6
2021 Massive Access for 5G and Beyond
abstract
Massive access, also known as massive connectivity or massive machine-type communication (mMTC), is one of the main use cases of the fifth-generation (5G) and beyond 5G (B5G) wireless networks. A typical application of massive access is the cellular Internet of Things (IoT). Different from conventional human-type communication, massive access aims at realizing efficient and reliable communications for a massive number of IoT devices. Hence, the main characteristics of massive access include low power, massive connectivity, and broad coverage, which require new concepts, theories, and paradigms for the design of next-generation cellular networks. This paper presents a comprehensive survey of massive access design for B5G wireless networks. Specifically, we provide a detailed review of massive access from the perspectives of theory, protocols, techniques, coverage, energy, and security. Furthermore, several future research directions and challenges are identified.
Xiaoming Chen 0001, Derrick Wing Kwan Ng, Wei Yu 0001, Erik G. Larsson, Naofal Al-Dhahir, Robert Schober
IEEE J. Sel. Areas Commun.6
2021 Guest Editorial Massive Access for 5G and Beyond - Part II
Xiaoming Chen 0001, Derrick Wing Kwan Ng, Wei Yu 0001, Erik G. Larsson, Naofal Al-Dhahir, Robert Schober
IEEE J. Sel. Areas Commun.6
2021 Guest Editorial Special Issue on UAV Communications in 5G and Beyond Networks - Part I
abstract
Wireless communication is an essential technology to unlock the full potential of unmanned aerial vehicles (UAVs) in numerous applications and has thus received unprecedented attention recently. Although technologies such as direct link, WiFi, and satellite communications are still useful in some remote scenarios where cellular services are unavailable, it is believed that exploiting the thriving 5G and beyond cellular networks to support UAV communications is the most promising and cost-effective approach, especially when the number of UAVs grows dramatically. On the one hand, to guarantee safe and efficient flight operations of multiple UAVs, it is of paramount importance to provide secure and ultra-reliable communication links between the UAVs and their ground pilots or control stations for conveying command and control signals, especially in beyond-visual-line-of-sight (BVLOS) scenarios. On the other hand, because of advances in communication equipment miniaturization as well as UAV manufacturing, mounting compact and lightweight base stations (BSs) or relays on UAVs becomes increasingly feasible. This has led to two promising research paradigms for UAV communications, namely, UAV-assisted cellular communications and cellular-connected UAVs, where UAVs are integrated into cellular networks as aerial communication platforms and aerial users, respectively. As such, integrating UAVs into cellular networks is believed to be a win-win technology for both UAV-related industries and cellular network operators, which not only creates plenty of new business opportunities but also benefits the communication performance of 3-D wireless networks. In addition, UAV related sensing and computing are also helpful for achieving efficient and reliable communication (e.g., in avoiding coverage holes) as well as smart UAV coordination, positioning, and trajectory design. However, 5G and beyond wireless networks with UAVs significantly differs from traditional communication systems, because of the high altitude and high maneuverability of UAVs, the unique UAV-ground channels, the diversified quality of service (QoS) requirements for downlink command and control (C&C) and uplink mission-related data transmission, the stringent constraints imposed by the size, weight, and power (SWAP) limitations of UAVs, as well as the new design degrees of freedom enabled by joint UAV mobility control and communication resource allocation.
Qingqing Wu 0001, Jie Xu 0002, Yong Zeng 0001, Derrick Wing Kwan Ng, Naofal Al-Dhahir, Robert Schober, A. Lee Swindlehurst
IEEE J. Sel. Areas Commun.6
2021 A Comprehensive Overview on 5G-and-Beyond Networks With UAVs: From Communications to Sensing and Intelligence
abstract
Due to the advancements in cellular technologies and the dense deployment of cellular infrastructure, integrating unmanned aerial vehicles (UAVs) into the fifth-generation (5G) and beyond cellular networks is a promising solution to achieve safe UAV operation as well as enabling diversified applications with mission-specific payload data delivery. In particular, 5G networks need to support three typical usage scenarios, namely, enhanced mobile broadband (eMBB), ultra-reliable low-latency communications (URLLC), and massive machine-type communications (mMTC). On the one hand, UAVs can be leveraged as cost-effective aerial platforms to provide ground users with enhanced communication services by exploiting their high cruising altitude and controllable maneuverability in three-dimensional (3D) space. On the other hand, providing such communication services simultaneously for both UAV and ground users poses new challenges due to the need for ubiquitous 3D signal coverage as well as the strong air-ground network interference. Besides the requirement of high-performance wireless communications, the ability to support effective and efficient sensing as well as network intelligence is also essential for 5G-and-beyond 3D heterogeneous wireless networks with coexisting aerial and ground users. In this paper, we provide a comprehensive overview of the latest research efforts on integrating UAVs into cellular networks, with an emphasis on how to exploit advanced techniques (e.g., intelligent reflecting surface, short packet transmission, energy harvesting, joint communication and radar sensing, and edge intelligence) to meet the diversified service requirements of next-generation wireless systems. Moreover, we highlight important directions for further investigation in future work.
Qingqing Wu 0001, Jie Xu 0002, Yong Zeng 0001, Derrick Wing Kwan Ng, Naofal Al-Dhahir, Robert Schober, A. Lee Swindlehurst
IEEE J. Sel. Areas Commun.6
2021 Guest Editorial Special Issue on UAV Communications in 5G and Beyond Networks - Part II
abstract
Wireless communication is an essential technology to unlock the full potential of unmanned aerial vehicles (UAVs) in numerous applications and has thus received unprecedented attention recently. Although technologies such as direct link, WiFi, and satellite communications are still useful in some remote scenarios where cellular services are unavailable, it is believed that exploiting the thriving 5G and beyond cellular networks to support UAV communications is the most promising and cost-effective approach, especially when the number of UAVs grows dramatically. On the one hand, to guarantee safe and efficient flight operations of multiple UAVs, it is of paramount importance to provide secure and ultra-reliable communication links between the UAVs and their ground pilots or control stations for conveying command and control signals, especially in beyond-visual-line-of-sight (BVLOS) scenarios. On the other hand, because of advances in communication equipment miniaturization as well as UAV manufacturing, mounting compact and lightweight base stations (BSs) or relays on UAVs becomes increasingly feasible. This has led to two promising research paradigms for UAV communications, namely, UAV-assisted cellular communications and cellular-connected UAVs, where UAVs are integrated into cellular networks as aerial communication platforms and aerial users, respectively. As such, integrating UAVs into cellular networks is believed to be a win-win technology for both UAV-related industries and cellular network operators, which not only creates plenty of new business opportunities but also benefits the communication performance of 3-D wireless networks. In addition, UAV related sensing and computing are also helpful for achieving efficient and reliable communication (e.g., in avoiding coverage holes) as well as smart UAV coordination, positioning, and trajectory design. However, 5G and beyond wireless networks with UAVs significantly differs from traditional communication systems, because of the high altitude and high maneuverability of UAVs, the unique UAV-ground channels, the diversified quality of service (QoS) requirements for downlink command and control (C&C) and uplink mission-related data transmission, the stringent constraints imposed by the size, weight, and power (SWAP) limitations of UAVs, as well as the new design degrees of freedom enabled by joint UAV mobility control and communication resource allocation.
Qingqing Wu 0001, Jie Xu 0002, Yong Zeng 0001, Derrick Wing Kwan Ng, Naofal Al-Dhahir, Robert Schober, A. Lee Swindlehurst
IEEE J. Sel. Areas Commun.6
2021 No-Pain No-Gain: DRL Assisted Optimization in Energy-Constrained CR-NOMA Networks
abstract
This paper applies machine learning to optimize the transmission policies of cognitive radio inspired non-orthogonal multiple access (CR-NOMA) networks, where time-division multiple access (TDMA) is used to serve multiple primary users and an energy-constrained secondary user is admitted to the primary users' time slots via NOMA. During each time slot, the secondary user performs the two tasks: data transmission and energy harvesting based on the signals received from the primary users. The goal of the paper is to maximize the secondary user's long-term throughput, by optimizing its transmit power and the time-sharing coefficient for its two tasks. The long-term throughput maximization problem is challenging due to the need for making decisions that yield long-term gains but might result in short-term losses. For example, when in a given time slot, a primary user with large channel gains transmits, intuition suggests that the secondary user should not carry out data transmission due to the strong interference from the primary user but perform energy harvesting only, which results in zero data rate for this time slot but yields potential long-term benefits. In this paper, a deep reinforcement learning (DRL) approach is applied to emulate this intuition, where the deep deterministic policy gradient (DDPG) algorithm is employed together with convex optimization. Our simulation results demonstrate that the proposed DRL assisted NOMA transmission scheme can yield significant performance gains over two benchmark schemes.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.2
2021 A New QoS-Guarantee Strategy for NOMA Assisted Semi-Grant-Free Transmission
abstract
Semi-grant-free (SGF) transmission has recently received significant attention due to its capability to accommodate massive connectivity and reduce access delay by admitting grant-free users to channels which would otherwise be solely occupied by grant-based users. In this paper, a new SGF transmission scheme that exploits the flexibility in choosing the decoding order in non-orthogonal multiple access (NOMA) is proposed. Compared to existing SGF schemes, this new scheme can ensure that admitting the grant-free users is completely transparent to the grant-based users, i.e., the grant-based users’ quality-of-service experience is guaranteed to be the same as for orthogonal multiple access. In addition, compared to existing SGF schemes, the proposed SGF scheme can significantly improve the robustness of the grant-free users’ transmissions and effectively avoid outage probability error floors. To facilitate the performance evaluation of the proposed SGF transmission scheme, an exact expression for the outage probability is obtained and an asymptotic analysis is conducted to show that the achievable multi-user diversity gain is proportional to the number of participating grant-free users. Computer simulation results demonstrate the performance of the proposed SGF transmission scheme and verify the accuracy of the developed analytical results.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.2
2021 Precoder Design and Statistical Power Allocation for MIMO-NOMA via User-Assisted Simultaneous Diagonalization
abstract
In this paper, we investigate the downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA). We propose a novel user-assisted (UA) simultaneous diagonalization (SD) based MIMO-NOMA scheme that achieves SD of the MIMO channels of both users through a combination of precoder design and low-complexity self-interference cancellation at the users, thereby considerably lowering the overall decoding complexity compared to joint decoding. The achievable ergodic user rates of the proposed scheme are analyzed for Rayleigh fading channels based on a finite-size random matrix theory framework, which is further exploited to develop a statistical power allocation algorithm. Simulation and numerical results show that the proposed UA-SD MIMO-NOMA scheme significantly outperforms orthogonal multiple access and a benchmark precoder design performing SD via generalized singular value decomposition in terms of the achievable ergodic rate region for most user rates. The ergodic rate region is further enhanced by a hybrid scheme which performs time sharing between the proposed UA-SD MIMO-NOMA scheme and single-user MIMO.
Aravindh Krishnamoorthy, Zhiguo Ding 0001, Robert Schober
IEEE Trans. Commun.3
2021 Synaptic Channel Modeling for DMC: Neurotransmitter Uptake and Spillover in the Tripartite Synapse
abstract
In Diffusive Molecular Communication (DMC), information is transmitted by diffusing molecules. Synaptic signaling, as a natural implementation of this paradigm, encompasses functional components that, once understood, can facilitate the development of synthetic DMC systems. To unleash this potential, however, a thorough understanding of the synaptic communication channel based on biophysical principles is needed. Since synaptic transmission critically depends also on non-neural cells, such understanding requires the consideration of the so-called tripartite synapse. In this paper, we develop a comprehensive channel model of the tripartite synapse encompassing a three-dimensional, finite-size spatial model of the synaptic cleft, molecule uptake at the presynaptic neuron and at glial cells, reversible binding to individual receptors at the postsynaptic neuron, and spillover to the extrasynaptic space. Based on this model, we derive analytical time domain expressions for the channel impulse response (CIR) of the synaptic DMC system and for the number of molecules taken up at the presynaptic neuron and at glial cells, respectively. These expressions provide insight into the impact of macroscopic physical channel parameters on the decay rate of the CIR and the reuptake rate, and reveal fundamental limits for synaptic signal transmission induced by chemical reaction kinetics and the channel geometry. Adapted to realistic parameters, our model produces plausible results when compared to previous experimental and simulation studies and we provide results from particle-based computer simulations to further validate the analytical model. The proposed comprehensive channel model admits a wide range of synaptic configurations making it suitable for the investigation of many practically relevant questions, such as the impact of glial cell uptake and spillover on signal transmission in the tripartite synapse.
Sebastian Lotter, Arman Ahmadzadeh, Robert Schober
IEEE Trans. Commun.3
2021 Physics-Based Modeling and Scalable Optimization of Large Intelligent Reflecting Surfaces
abstract
Intelligent reflecting surfaces (IRSs) have the potential to transform wireless communication channels into smart reconfigurable propagation environments. To realize this new paradigm, the passive IRSs have to be large, especially for communication in far-field scenarios, so that they can compensate for the large end-to-end path-loss, which is caused by the multiplication of the individual path-losses of the transmitter-to-IRS and IRS-to-receiver channels. However, optimizing a large number of sub-wavelength IRS elements imposes a significant challenge for online transmission. To address this issue, in this article, we develop a physics-based model and a scalable optimization framework for large IRSs. The basic idea is to partition the IRS unit cells into several subsets, referred to as tiles, model the impact of each tile on the wireless channel, and then optimize each tile in two stages, namely an offline design stage and an online optimization stage. For physics-based modeling, we borrow concepts from the radar literature, model each tile as an anomalous reflector, and derive its impact on the wireless channel for a given phase shift by solving the corresponding integral equations for the electric and magnetic vector fields. In the offline design stage, the IRS unit cells of each tile are jointly designed for the support of different transmission modes, where each transmission mode effectively corresponds to a given configuration of the phase shifts that the unit cells of the tile apply to an impinging electromagnetic wave. In the online optimization stage, the best transmission mode of each tile is selected such that a desired quality-of-service (QoS) criterion is maximized. We consider an exemplary downlink system and study the minimization of the base station (BS) transmit power subject to QoS constraints for the users. Since the resulting mixed-integer programming problem for joint optimization of the BS beamforming vectors and the tile transmission modes is non-convex, we derive two efficient suboptimal solutions, which are based on alternating optimization and a greedy approach, respectively. We show that the proposed modeling and optimization framework can be used to efficiently optimize large IRSs comprising thousands of unit cells.
Marzieh Najafi, Vahid Jamali, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.3
2021 Intelligent Reflecting Surfaces for Free Space Optical Communication Systems
abstract
In this paper, we investigate the use of intelligent reflecting surfaces (IRSs) to relax the line-of-sight requirement of free space optical (FSO) systems. Considering a Gaussian laser beam, we first design a phase-shift distribution across the IRS that enables the reflection of the incident beam in any desired direction, i.e., realizing the generalized law of reflection. Moreover, for the designed phase-shift profile, we show that there exists an equivalent mirror-assisted FSO system that generates a reflected electric field on a mirror that is identical to that on the IRS in the original system. However, the location of the laser source and the properties of the emitted Gaussian laser beam are different in the original and the equivalent systems. This equivalence allows us to study the mirror-assisted system, employing the image method from geometric optics, instead of directly analyzing the original IRS-assisted system. Based on this analysis, we model the geometric and misalignment losses (GML) and characterize the impact of the physical parameters of the IRS, such as its size, position, and orientation, on the end-to-end FSO channel. Moreover, we develop a statistical model for the GML which accounts for the random movements of IRS, transmitter (Tx), and receiver (Rx) due to building sway. Furthermore, we analyze the outage probability of an IRS-assisted FSO link based on the derived channel model. Our simulation results validate the accuracy of the developed channel model and offer various insights for system design. For instance, both our simulations and theoretical analysis reveal that even if the variances of the fluctuations of the Tx, IRS, and Rx positions caused by building sway are identical, their impact on the end-to-end channel is not necessarily the same and depends on the relative positioning of these three nodes.
Marzieh Najafi, Bernhard Schmauss, Robert Schober
IEEE Trans. Commun.3
2021 Markov Decision Process Based Design of SWIPT Systems: Non-Linear EH Circuits, Memory, and Impedance Mismatch
abstract
In this paper, we study simultaneous wireless information and power transfer (SWIPT) systems employing practical non-linear energy harvester (EH) circuits. Since the voltage across the reactive elements of realistic EH circuits cannot drop or rise instantaneously, EHs have memory which we model with a Markov decision process (MDP). Moreover, since an analytical model that accurately models all non-linear effects and the unavoidable impedance mismatch of EHs is not tractable, we propose a learning based model for the EH circuit. We optimize the input signal distribution for maximization of the harvested power under a constraint on the minimum mutual information between transmitter (TX) and information receiver (IR). We distinguish the cases where the MDP state is known and not known at TX and IR. When the MDP state is known, the formulated optimization problem for the harvested power is convex. In contrast, if TX and IR do not know the MDP state, the resulting optimization problem is non-convex and solved via alternating optimization, which is shown to yield a limit point of the problem. Our simulation results reveal that the rate-power region of the considered SWIPT system depends on the symbol duration, the EH input power level, the EH impedance mismatch, and the type of EH circuit. In particular, a shorter symbol duration enables higher bit rates at the expense of a significant decrease in the average harvested power. Furthermore, whereas half-wave rectifiers outperform full-wave rectifiers in the low and medium input power regimes, full-wave rectifiers are preferable if the input power at the EH is high.
Nikita Shanin, Laura Cottatellucci, Robert Schober
IEEE Trans. Commun.3
2021 IRS-Assisted Green Communication Systems: Provable Convergence and Robust Optimization
abstract
In this paper, we investigate resource allocation for IRS-assisted green multiuser multiple-input single-output (MISO) systems. To minimize the total transmit power, both the beamforming vectors at the access point (AP) and the phase shifts at multiple IRSs are jointly optimized, while taking into account the minimum required quality-of-service (QoS) of multiple users. First, two novel algorithms, namely a penalty-based alternating minimization (AltMin) algorithm and an inner approximation (IA) algorithm, are developed to tackle the non-convexity of the formulated optimization problem when perfect channel state information (CSI) is available. Existing designs employ semidefinite relaxation in AltMin-based algorithms, which, however, cannot ensure convergence. In contrast, the proposed penalty-based AltMin and IA algorithms are guaranteed to converge to a stationary point and a Karush-Kuhn-Tucker (KKT) solution of the design problem, respectively. Second, the impact of imperfect knowledge of the CSI of the channels between the AP and the users is investigated. To this end, a non-convex robust optimization problem is formulated and the penalty-based AltMin algorithm is extended to obtain a stationary solution. Simulation results reveal a key trade-off between the speed of convergence and the achievable total transmit power for the two proposed algorithms. In addition, we show that the proposed algorithms can significantly reduce the total transmit power at the AP compared to various baseline schemes and that the optimal numbers of transmit antennas and IRS reflecting elements, which maximize the system energy efficiency of the considered system, are finite.
Xianghao Yu, Dongfang Xu, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.4
2021 Throughput Optimization for Grant-Free Multiple Access With Multiagent Deep Reinforcement Learning
abstract
Grant-free multiple access (GFMA) is a promising paradigm to efficiently support uplink access of Internet of Things (IoT) devices. In this paper, we propose a deep reinforcement learning (DRL)-based pilot sequence selection scheme for GFMA systems to mitigate potential pilot sequence collisions. We formulate a pilot sequence selection problem for aggregate throughput maximization in GFMA systems with specific throughput constraints as a Markov decision process (MDP). By exploiting multiagent DRL, we train deep neural networks (DNNs) to learn near-optimal pilot sequence selection policies from the transition history of the underlying MDP without requiring information exchange between the users. While the training process takes advantage of global information, we leverage the technique of factorization to ensure that the policies learned by the DNNs can be executed in a distributed manner. Simulation results show that the proposed scheme can achieve an average aggregate throughput that is within 85% of the optimum, and is 31%, 128%, and 162% higher than that of acknowledgement-based GFMA, dynamic access class barring, and random selection GFMA, respectively. Our results also demonstrate the capability of the proposed scheme to support IoT devices with specific throughput requirements.
Rui Huang 0011, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2021 Uplink and Downlink MIMO-NOMA With Simultaneous Triangularization
abstract
In this paper, we consider the uplink and downlink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose novel uplink and downlink precoding and detection schemes that lower the decoding complexity at the receiver by decomposing the MIMO-NOMA channels of the users into multiple single-input single-output (SISO)-NOMA channels via simultaneous triangularization (ST) of the MIMO channels of the users and low-complexity self-interference cancellation at the receivers. The proposed ST MIMO-NOMA schemes avoid channel inversion at transmitter and receiver and take advantage of the null spaces of the MIMO channels of the users, which is beneficial for the ergodic achievable rate performance. We characterize the maximum ergodic achievable rate regions of the proposed uplink and downlink ST MIMO-NOMA schemes, and compare them with respective upper bounds, baseline MIMO-NOMA schemes, and orthogonal multiple access (OMA). Our results illustrate that the proposed schemes significantly outperform the considered baseline MIMO-NOMA schemes and OMA, and have a small gap to the respective upper bounds for most channel conditions and user rates. Moreover, we show that a hybrid scheme, which performs time sharing between the proposed uplink and downlink ST MIMO-NOMA and single-user MIMO, can improve performance even further.
Aravindh Krishnamoorthy, Robert Schober
IEEE Trans. Wirel. Commun.2
2021 Intelligent Reflecting Surface Enhanced Indoor Robot Path Planning: A Radio Map-Based Approach
abstract
Integrating robots into cellular networks creating connected robotic users has emerged as a promising technology for future smart cities and smart factories due to their low cost and high maneuverability. However, the requirement of establishing stable and high-quality communication links to the robotic users greatly restricts their applicability, especially in indoor environments where obstacles may block the wireless link. To tackle this challenge, in this paper, an indoor robot navigation system is investigated, where an intelligent reflecting surface (IRS) is employed to enhance the connectivity between the access point (AP) and robotic users. Both single-user and multiple-user scenarios are considered. In the single-user scenario, one mobile robotic user (MRU) communicates with the AP. In the multiple-user scenario, the AP serves one MRU and one static robotic user (SRU) employing either non-orthogonal multiple access (NOMA) or orthogonal multiple access (OMA) transmission. The considered system is optimized for minimization of the travelling time/distance of the MRU from a given starting point to a predefined final location, while satisfying constraints on the communication quality of the robotic users. To this end, a radio map based approach is proposed to exploit location-dependent channel propagation knowledge. For the single-user scenario, a channel power gain map is constructed, which characterizes the spatial distribution of the maximum expected effective channel power gain of the MRU for the optimal IRS phase shifts. Based on the obtained channel power gain map, the communication-aware robot path planing problem is solved by exploiting graph theory. For the multiple-user scenario, a communication rate map is constructed, which characterizes the spatial distribution of the maximum expected rate of the MRU for the optimal power allocation at the AP and the optimal IRS phase shifts subject to a minimum rate requirement for the SRU. The joint optimization problem is efficiently solved by invoking bisection search and successive convex approximation methods. Then, a graph theory based solution for the robot path planning problem is derived by exploiting the obtained communication rate map. Our numerical results show that: 1) the required travelling distance of the MRU can be significantly reduced by deploying an IRS; 2) NOMA yields a higher communication rate for the MRU than OMA; 3) the IRS performance gain is significantly more pronounced for NOMA than for OMA.
Xidong Mu, Yuanwei Liu, Li Guo 0004, Jiaru Lin, Robert Schober
IEEE Trans. Wirel. Commun.5
2021 Joint Deployment and Multiple Access Design for Intelligent Reflecting Surface Assisted Networks
abstract
The fundamental intelligent reflecting surface (IRS) deployment problem is investigated for IRS-assisted networks, where one IRS is arranged to be deployed in a specific region for assisting the communication between an access point (AP) and multiple users. Specifically, three multiple access schemes are considered, namely non-orthogonal multiple access (NOMA), frequency division multiple access (FDMA), and time division multiple access (TDMA). The weighted sum rate maximization problem for joint optimization of the deployment location and the reflection coefficients of the IRS as well as the power allocation at the AP is formulated. The non-convex optimization problems obtained for NOMA and FDMA are solved by employing monotonic optimization and semidefinite relaxation to find a performance upper bound. The problem obtained for TDMA is optimally solved by leveraging thetime-selectivenature of the IRS. Furthermore, for all three multiple access schemes, low-complexity suboptimal algorithms are developed by exploiting alternating optimization and successive convex approximation techniques, where alocal region optimizationmethod is applied for optimizing the IRS deployment location. Numerical results are provided to show that: 1) near-optimal performance can be achieved by the proposed suboptimal algorithms; 2)asymmetricandsymmetricIRS deployment strategies are preferable for NOMA and FDMA/TDMA, respectively; 3) the performance gain achieved with IRS can be significantly improved by optimizing the deployment location.
Xidong Mu, Yuanwei Liu, Li Guo 0004, Jiaru Lin, Robert Schober
IEEE Trans. Wirel. Commun.5
2021 A Minimum Error Probability NOMA Design
abstract
Non-orthogonal multiple access (NOMA) enables massive connectivity and achieves high spectral efficiency. The vast majority of the NOMA literature has adopted the ideal information rate as performance metric assuming perfect successive interference cancellation (SIC) without any error propagation, which, however, may lead to NOMA designs adverse to SIC. In this paper, we take into account imperfect SIC and practical modulation schemes for power-domain NOMA design. To characterize the error propagation, we derive the bit error rates (BERs) of the users for arbitrary-order quadrature amplitude modulation (QAM) schemes. Then, we propose a minimum error probability NOMA (MEP-NOMA) design, minimizing the average BER of the users via power allocation. Considering the complicated error probability expressions of the MEP-NOMA design, we derive lower and upper bounds on the average BER, based on which a simple closed-form power allocation is obtained. We show that the proposed power allocation minimizes both the lower and upper bounds on the average BER for a sufficiently large power budget and provides near-optimal error performance. On this basis, we theoretically prove the superiority of MEP-NOMA over existing OMA and NOMA schemes in terms of error performance. Comprehensive numerical results are provided to verify the accuracy of the error probability analysis of the considered practical NOMA scheme with imperfect SIC and to demonstrate the efficacy of the proposed MEP-NOMA design.
Yuan Wang 0016, Jiaheng Wang 0001, Derrick Wing Kwan Ng, Robert Schober, Xiqi Gao 0001
IEEE Trans. Wirel. Commun.4
2020 Joint Uplink-Downlink Resource Allocation for OFDMA-URLLC MEC Systems
abstract
In this paper, we study resource allocation algorithm design for multiuser orthogonal frequency division multiple access (OFDMA) ultra-reliable low latency communication (URLLC) in mobile edge computing (MEC) systems. To achieve the stringent end-to-end delay and reliability requirements of URLLC MEC systems, we propose joint uplink-downlink resource allocation and finite blocklength transmission. Furthermore, we propose a partial time overlap between the uplink and downlink frames to minimize the end-to-end delay, which introduces new time causality constraints. Then, the proposed resource allocation algorithm is formulated as an optimization problem for minimization of the total weighted transmit power of the network under constraints on the minimum quality-of-service regarding the number of computed URLLC user bits within the maximum allowable computing time, i.e., the end-to-end delay of a computation task. Due to the non-convexity of the optimization problem, finding the globally optimal solution entails a high computational complexity which is not tolerable for real-time applications. Therefore, a low-complexity algorithm based on successive convex approximation is proposed to find a high-quality sub-optimal solution. Our simulation results show that the proposed resource allocation algorithm design facilitates the application of URLLC in MEC systems, and yields significant power savings compared to a benchmark scheme.
Walid R. Ghanem, Vahid Jamali, Robert Schober
GLOBECOM4
2020 Channel Estimation for Intelligent Reflecting Surface-Assisted Millimeter Wave MIMO Systems
abstract
Intelligent reflecting surfaces (IRSs) are regarded as promising enablers for future millimeter wave (mmWave) wireless communication, due to their ability to create favorable line-of-sight (LoS) propagation environments. In this paper, we investigate channel estimation in downlink IRS-assisted mmWave multiple-input multiple-output (MIMO) systems. By leveraging the sparsity of mmWave channels, we formulate the channel estimation problem as a fixed-rank constrained non-convex optimization problem. To tackle the non-convexity, an efficient algorithm is proposed by capitalizing on alternating minimization and manifold optimization (MO), which yields a locally optimal solution. Simulation results show that the proposed MObased estimation (MO-EST) algorithm significantly outperforms two benchmark schemes and demonstrate the robustness of the MO-EST algorithm with respect to imperfect knowledge of the sparsity level of the channels in practical implementations.
Tian Lin 0004, Xianghao Yu, Yu Zhu 0002, Robert Schober
GLOBECOM4
2020 Power-Efficient Resource Allocation for Multiuser MISO Systems via Intelligent Reflecting Surfaces
abstract
Intelligent reflecting surfaces (IRSs) are regarded as key enablers of next-generation wireless communications, due to their capability of customizing the wireless propagation environment. In this paper, we investigate power-efficient resource allocation for IRS-assisted multiuser multiple-input single-output (MISO) systems. To minimize the transmit power, both the beamforming vectors at the access point (AP) and phase shifts at the IRS are jointly optimized while taking into account the minimum required quality-of-service (QoS) of the users. To tackle the non-convexity of the formulated optimization problem, an inner approximation (IA) algorithm is developed. Unlike existing designs, which cannot guarantee local optimality, the proposed algorithm is guaranteed to converge to a Karush-Kuhn-Tucker (KKT) solution. Our simulation results show the effectiveness of the proposed algorithm compared to baseline schemes and reveal that deploying IRSs is more promising than leveraging multiple antennas at the AP in terms of energy efficiency.
Xianghao Yu, Dongfang Xu, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM4
2020 Optimization of Multi-UAV-BS Aided Millimeter-Wave Massive MIMO Networks
abstract
In this paper, we investigate millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) networks with multiple unmanned aerial vehicle (UAV) mounted base stations (BSs). Uniform planar arrays are equipped at the UAV-BSs to perform hybrid analog-digital beamforming (BF) for compensation of the high path loss of mmWave channels and for mitigation of intra-cell and/or inter-cell interference. We jointly optimize the UAV-BS positioning, user assignment, and hybrid BF for maximization of the achievable sum rate (ASR) of the users, subject to a minimum rate constraint for each user. A sub-optimal solution for the resulting high-dimensional and non-convex problem is developed by exploiting alternating optimization, successive convex optimization, and combinatorial optimization. Our simulation results verify the convergence of the proposed algorithm and demonstrate significant performance gains compared to two benchmark schemes in terms of the ASR.
Lipeng Zhu 0001, Jun Zhang 0007, Zhenyu Xiao, Robert Schober
GLOBECOM4
2020 A Single-RF Architecture for Multiuser Massive MIMO Via Reflecting Surfaces
abstract
In this work, we propose a new single-RF MIMO architecture which enjoys high scalability and energy-efficiency. The transmitter in this proposal consists of a single RF illuminator radiating towards a reflecting surface. Each element on the reflecting surface re-transmits its received signal after applying a phase-shift, such that a desired beamforming pattern is obtained. For this architecture, the problem of beamforming is interpreted as linear regression and a solution is derived via the method of least-squares. Using this formulation, a fast iterative algorithm for tuning of the reflecting surface is developed. Numerical results demonstrate that the proposed architecture is fully compatible with current designs of reflecting surfaces.
Ali Bereyhi, Vahid Jamali, Ralf R. Müller, Antonia M. Tulino, Georg Fischer 0001, Robert Schober
ICASSP6
2020 Resource Allocation for Secure Multi-User Downlink MISO-URLLC Systems
abstract
In this paper, we study resource allocation algorithm design for secure multi-user downlink ultra-reliable low latency communication (URLLC). To enhance physical layer security (PLS), the base station (BS) is equipped with multiple antennas and artificial noise (AN) is injected by the BS to impair the eavesdroppers' channels. To meet the stringent delay requirements in secure URLLC systems, short packet transmission (SPT) is adopted and taken into consideration for resource allocation design. The resource allocation algorithm design is formulated as an optimization problem for minimization of the total transmit power, while guaranteeing quality-of-service (QoS) constraints regarding the URLLC users' number of transmitted bits, packet error probability, information leakage, and delay. Due to the non-convexity of the optimization problem, finding a global solution entails a high computational complexity. Thus, we propose a low-complexity algorithm based successive convex approximation (SCA) to find a sub-optimal solution. Our simulation results show that the proposed resource allocation algorithm design ensures the secrecy of the URLLC users' transmissions, and yields significant power savings compared to a baseline scheme.
Walid R. Ghanem, Vahid Jamali, Robert Schober
ICC3
2020 Channel Modeling for Synaptic Molecular Communication With Re-uptake and Reversible Receptor Binding
abstract
In Diffusive Molecular Communication (DMC), information is transmitted by diffusing molecules. Synaptic signaling is a natural implementation of this paradigm. It is responsible for relaying information from one neuron to another, but also provides support for complex functionalities, such as learning and memory. Many of its features are not yet understood, some are, however, known to be critical for robust, reliable neural communication. In particular, some synapses feature a re-uptake mechanism at the presynaptic neuron, which provides a means for removing neurotransmitters from the synaptic cleft and for recycling them for future reuse. In this paper, we develop a comprehensive channel model for synaptic DMC encompassing a spatial model of the synaptic cleft, molecule re-uptake at the presynaptic neuron, and reversible binding to individual receptors at the postsynaptic neuron. Based on this model, we derive an analytical time domain expression for the channel impulse response (CIR) of the synaptic DMC system. Our model explicitly incorporates macroscopic physical channel parameters and can be used to evaluate the impact of re-uptake, receptor density, and channel width on the CIR of the synaptic DMC system. Furthermore, we provide results from particlebased computer simulation, which validate the analytical model. The proposed comprehensive channel model for synaptic DMC systems can be exploited for the investigation of challenging problems, like the quantification of the inter-symbol interference between successive synaptic signals and the design of synthetic neural communication systems.
Sebastian Lotter, Arman Ahmadzadeh, Robert Schober
ICC3
2020 Spherical Diffusion Model with Semi-Permeable Boundary: A Transfer Function Approach
abstract
The derivation of suitable analytical models is an important step for the design and analysis of molecular communication systems. However, many existing models have limited applicability in practical scenarios due to various simplifications (e.g., assumption of an unbounded environment). In this paper, we develop a realistic model for particle diffusion in a bounded sphere and particle transport through a semi-permeable boundary. This model can be used for various applications, such as modeling of inter-/intra-cell communication or the release process of drug carriers. The proposed analytical model is based on a transfer function approach, which allows for fast numerical evaluation and provides insights into the impact of the relevant molecular communication system parameters. The proposed solution of the bounded spherical diffusion problem is formulated in terms of a state-space description and the semi-permeable boundary is accounted for by a feedback loop. Particle-based simulations verify the proposed modeling approach.
Maximilian Schäfer, Wayan Wicke, Werner Haselmayr, Rudolf Rabenstein, Robert Schober
ICC5
2020 Rate-Power Region of SWIPT Systems Employing Nonlinear Energy Harvester Circuits with Memory
abstract
In this paper, we study the rate-power region of a simultaneous wireless information and power transfer (SWIPT) system where a transmitter (TX) broadcasts a common signal to an information receiver (IR) and an energy harvester (EH). Since practical EH circuits include a reactive element as part of their signal rectifier and the voltage on this element cannot drop or rise instantaneously, the EH circuit has memory. We model the memory effect of the EH by a Markov reward chain. Furthermore, since an analytical model that includes all nonlinear and memory effects of the EH circuit is not available, we employ a deep neural network (DNN) to model the Markov chain. We formulate an optimization problem to determine the rate-power region of the considered SWIPT system and propose an iterative algorithm based on sequential quadratic programming (SQP) to solve it. Our numerical results show that the optimal input distribution and the rate-power region depend on both the input power level at the EH and the symbol duration.
Nikita Shanin, Laura Cottatellucci, Robert Schober
ICC3
2020 Chemical Reactions-based Detection Mechanism for Molecular Communications
abstract
In molecular communications, the direct detection of signaling molecules may be challenging due to the lack of suitable sensors and interference from co-existing substances in the environment. Motivated by examples in nature, we investigate an indirect detection mechanism using chemical reactions between the signaling molecules and a molecular probe to produce an easy-to-measure product at the receiver. The underlying reaction-diffusion equations that describe the concentrations of the reactant and product molecules in the system are non-linear and coupled, and cannot be solved in closed-form. To analyze these molecule concentrations, we develop an efficient iterative algorithm by discretizing the time variable and solving for the space variables in each time step. We also derive insightful closed-form solutions for a special case. The accuracy of the proposed algorithm is verified by particle-based simulations. Our results show that the concentration of the product molecules has a similar characteristic over time as the concentration of the signaling molecules. We analyze the bit error rate (BER) for a threshold detector and highlight that significant improvements in the BER can be achieved by carefully choosing the molecular probe and optimizing the detection threshold.
Trang Ngoc Cao, Vahid Jamali, Wayan Wicke, Phee Lep Yeoh, Nikola Zlatanov, Jamie S. Evans, Robert Schober
WCNC7
2020 Towards Power-Efficient Aerial Communications via Dynamic Multi-UAV Cooperation
abstract
Aerial base stations (BSs) attached to unmanned aerial vehicles (UAVs) constitute a new paradigm for next-generation cellular communications. However, the flight range and communication capacity of aerial BSs are usually limited due to the UAVs' size, weight, and power (SWAP) constraints. To address this challenge, in this paper, we consider dynamic cooperative transmission among multiple aerial BSs for power-efficient aerial communications. Thereby, a central controller intelligently selects the aerial BSs navigating in the air for cooperation. Consequently, the large virtual array of moving antennas formed by the cooperating aerial BSs can be exploited for low-power information transmission and navigation, taking into account the channel conditions, energy availability, and user demands. Considering both the fronthauling and the data transmission links, we jointly optimize the trajectories, cooperation decisions, and transmit beamformers of the aerial BSs for minimization of the weighted sum of the power consumptions required by all BSs. Since obtaining the global optimal solution of the formulated problem is difficult, we propose a low-complexity iterative algorithm that can efficiently find a Karush-Kuhn-Tucker (KKT) solution to the problem. Simulation results show that, compared with several baseline schemes, dynamic multi-UAV cooperation can significantly reduce the communication and navigation powers of the UAVs to overcome the SWAP limitations, while requiring only a small increase of the transmit power over the fronthauling links.
Lin Xiang 0001, Lei Lei 0001, Symeon Chatzinotas, Björn Ottersten 0001, Robert Schober
WCNC5
2020 Robust and Secure Wireless Communications via Intelligent Reflecting Surfaces
abstract
In this paper, intelligent reflecting surfaces (IRSs) are employed to enhance the physical layer security in a challenging radio environment. In particular, a multi-antenna access point (AP) has to serve multiple single-antenna legitimate users, which do not have line-of-sight communication links, in the presence of multiple multi-antenna potential eavesdroppers whose channel state information (CSI) is not perfectly known. Artificial noise (AN) is transmitted from the AP to deliberately impair the eavesdropping channels for security provisioning. We investigate the joint design of the beamformers and AN covariance matrix at the AP and the phase shifters at the IRSs for maximization of the system sum-rate while limiting the maximum information leakage to the potential eavesdroppers. To this end, we formulate a robust non-convex optimization problem taking into account the impact of the imperfect CSI of the eavesdropping channels. To address the non-convexity of the optimization problem, an efficient algorithm is developed by capitalizing on alternating optimization, a penalty-based approach, successive convex approximation, and semidefinite relaxation. Simulation results show that IRSs can significantly improve the system secrecy performance compared to conventional architectures without IRS. Furthermore, our results unveil that, for physical layer security, uniformly distributing the reflecting elements among multiple IRSs is preferable over deploying them at a single IRS.
Xianghao Yu, Dongfang Xu, Ying Sun 0003, Derrick Wing Kwan Ng, Robert Schober
IEEE J. Sel. Areas Commun.5
2020 Millimeter-Wave Full-Duplex UAV Relay: Joint Positioning, Beamforming, and Power Control
abstract
In this paper, a full-duplex unmanned aerial vehicle (FD-UAV) relay is employed to increase the communication capacity of millimeter-wave (mmWave) networks. Large antenna arrays are equipped at the source node (SN), destination node (DN), and FD-UAV relay to overcome the high path loss of mmWave channels and to help mitigate the self-interference at the FD-UAV relay. Specifically, we formulate a problem for maximization of the achievable rate from the SN to the DN, where the UAV position, analog beamforming, and power control are jointly optimized. Since the problem is highly non-convex and involves high-dimensional, highly coupled variable vectors, we first obtain the conditional optimal position of the FD-UAV relay for maximization of an approximate upper bound on the achievable rate in closed form, under the assumption of a line-of-sight (LoS) environment and ideal beamforming. Then, the UAV is deployed to the position which is closest to the conditional optimal position and yields LoS paths for both air-to-ground links. Subsequently, we propose an alternating interference suppression (AIS) algorithm for the joint design of the beamforming vectors and the power control variables. In each iteration, the beamforming vectors are optimized for maximization of the beamforming gains of the target signals and the successive reduction of the interference, where the optimal power control variables are obtained in closed form. Our simulation results confirm the superiority of the proposed positioning, beamforming, and power control method compared to three benchmark schemes. Furthermore, our results show that the proposed solution closely approaches a performance upper bound for mmWave FD-UAV systems.
Lipeng Zhu 0001, Jun Zhang 0007, Zhenyu Xiao, Xianbin Cao 0001, Xiang-Gen Xia 0001, Robert Schober
IEEE J. Sel. Areas Commun.6
2020 Resource Allocation for Multi-User Downlink MISO OFDMA-URLLC Systems
abstract
This article considers the resource allocation algorithm design for downlink multiple-input single-output (MISO) orthogonal frequency division multiple access (OFDMA) ultra-reliable low latency communication (URLLC) systems. To meet the stringent delay requirements of URLLC, short packet transmission is adopted and taken into account for resource allocation algorithm design. The resource allocation is optimized for maximization of the weighted system sum throughput subject to quality-of-service (QoS) constraints regarding the URLLC users' number of transmitted bits, packet error probability, and delay. Despite the non-convexity of the resulting optimization problem, the optimal solution is found via monotonic optimization. The corresponding optimal resource allocation policy can serve as a performance upper bound for sub-optimal low-complexity solutions. We develop such a low-complexity sub-optimal resource allocation algorithm based on successive convex approximation and difference of convex programming. Our simulation results reveal the importance of using multiple antennas for reducing the latency and improving the reliability of URLLC systems. Moreover, the proposed sub-optimal algorithm is shown to closely approach the performance of the proposed optimal algorithm and outperforms two baseline schemes by a considerable margin, especially when the users have heterogeneous delay requirements. Finally, conventional resource allocation designs based on Shannon's capacity formula are shown to be not applicable in MISO OFDMA-URLLC systems as they are not able to guarantee the users' delay constraints.
Walid R. Ghanem, Vahid Jamali, Yan Sun 0003, Robert Schober
IEEE Trans. Commun.4
2020 Cooperative Internet of UAVs: Distributed Trajectory Design by Multi-Agent Deep Reinforcement Learning
abstract
Due to the advantages of flexible deployment and extensive coverage, unmanned aerial vehicles (UAVs) have significant potential for sensing applications in the next generation of cellular networks, which will give rise to a cellular Internet of UAVs. In this article, we consider a cellular Internet of UAVs, where the UAVs execute sensing tasks through cooperative sensing and transmission to minimize the age of information (AoI). However, the cooperative sensing and transmission is tightly coupled with the UAVs' trajectories, which makes the trajectory design challenging. To tackle this challenge, we propose a distributed sense-and-send protocol, where the UAVs determine the trajectories by selecting from a discrete set of tasks and a continuous set of locations for sensing and transmission. Based on this protocol, we formulate the trajectory design problem for AoI minimization and propose a compound-action actor-critic (CA2C) algorithm to solve it based on deep reinforcement learning. The CA2C algorithm can learn the optimal policies for actions involving both continuous and discrete variables and is suited for the trajectory design. Our simulation results show that the CA2C algorithm outperforms four baseline algorithms. Also, we show that by dividing the tasks, cooperative UAVs can achieve a lower AoI compared to non-cooperative UAVs.
Jingzhi Hu, Hongliang Zhang 0001, Lingyang Song, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.4
2020 Conditional Capacity and Transmit Signal Design for SWIPT Systems With Multiple Nonlinear Energy Harvesting Receivers
abstract
In this paper, we study information-theoretic limits for simultaneous wireless information and power transfer (SWIPT) systems employing practical nonlinear radio frequency (RF) energy harvesting (EH) receivers (Rxs). In particular, we consider a SWIPT system with one transmitter that broadcasts a common signal to an information decoding (ID) Rx and multiple EH Rxs. Owing to the nonlinearity of the EH Rxs' circuitry, the efficiency of wireless power transfer depends on the waveform of the transmitted signal. We aim to answer the following fundamental question: What is the optimal input distribution of the transmit signal waveform that maximizes the information transfer rate at the ID Rx conditioned on individual minimum required direct-current (DC) powers to be harvested at the EH Rxs? Specifically, we study the conditional capacity problem of a SWIPT system impaired by additive white Gaussian noise subject to average-power (AP) and peak-power (PP) constraints at the transmitter and nonlinear EH constraints at the EH Rxs. To this end, we develop a novel nonlinear EH model that captures the saturation of the harvested DC power by taking into account not only the forward current of the rectifying diode but also the reverse breakdown current. Then, we derive a novel semi-closed-form expression for the harvested DC power, which simplifies to closed form for low input RF powers. The derived analytical expressions are shown to closely match circuit simulation results. We solve the conditional capacity problem for real- and complex-valued signalling and prove that the optimal input distribution that maximizes the rate-energy (R-E) region is unique and discrete with a finite number of mass points. Furthermore, we show that, for the considered nonlinear EH model and a given AP constraint, the boundary of the R-E region saturates for high PP constraints due to the saturation of the harvested DC power for high input RF powers. In addition, we devise a suboptimal input distribution whose R-E tradeoff performance is close to optimal. All theoretical findings are verified by numerical evaluations.
Rania Morsi, Vahid Jamali, Amelie Hagelauer, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.5
2020 Statistical Modeling of the FSO Fronthaul Channel for UAV-Based Communications
abstract
In this paper, we investigate the statistics of the free space optics (FSO) communication channel between a hovering unmanned aerial vehicle (UAV) and a central unit. Two unique characteristics make UAV-based FSO systems significantly different from conventional FSO systems with static transceivers. First, for UAV-based FSO systems, the incident laser beam is not always orthogonal to the receiver lens plane. Second, both position and orientation of the UAV fluctuate over time due to dynamic wind load, inherent random air fluctuations in the atmosphere around the UAV, and internal vibrations of the UAV. On the contrary, for conventional FSO systems, the laser beam is always perpendicular to the receiver lens plane and the relative movement of the transceivers is limited. In this paper, we develop a novel channel model for UAV-based FSO systems by quantifying the corresponding geometric and misalignment losses (GML), while taking into account the non-orthogonality of the laser beam and the random fluctuations of the position and orientation of the UAV. In particular, for diverse weather conditions, we propose different fluctuation models for the position and orientation of the UAV and derive corresponding statistical models for the GML. We further analyze the performance of a UAV-based FSO link in terms of outage probability and ergodic rate and simplify the resulting analytical expressions for the high signal-to-noise ratio (SNR) regime. Finally, simulations validate the accuracy of the presented analysis and provide important insights for system design. For instance, we show that for a given variance of the fluctuations, the beam width should be properly adjusted to minimize the outage probability.
Marzieh Najafi, Hedieh Ajam, Vahid Jamali, Panagiotis D. Diamantoulakis, George K. Karagiannidis, Robert Schober
IEEE Trans. Commun.6
2020 Multiuser MISO UAV Communications in Uncertain Environments With No-Fly Zones: Robust Trajectory and Resource Allocation Design
abstract
In this paper, we investigate robust resource allocation algorithm design for multiuser downlink multiple-input single-output (MISO) unmanned aerial vehicle (UAV) communication systems, where we account for the various uncertainties that are unavoidable in such systems and, if left unattended, may severely degrade system performance. We jointly optimize the two-dimensional (2-D) trajectory and the transmit beamforming vector of the UAV for minimization of the total power consumption. The algorithm design is formulated as a non-convex optimization problem taking into account the imperfect knowledge of the angle of departure (AoD) caused by UAV jittering, user location uncertainty, wind speed uncertainty, and polygonal no-fly zones (NFZs). Despite the non-convexity of the optimization problem, we solve it optimally by employing monotonic optimization theory and semidefinite programming relaxation which yields the optimal 2-D trajectory and beamforming policy. Since the developed optimal resource allocation algorithm entails a high computational complexity, we also propose a suboptimal iterative low-complexity scheme based on successive convex approximation to strike a balance between optimality and computational complexity. Our simulation results reveal not only the significant power savings enabled by the proposed algorithms compared to two baseline schemes, but also confirm their robustness with respect to UAV jittering, wind speed uncertainty, and user location uncertainty. Moreover, our results unveil that the joint presence of wind speed uncertainty and NFZs has a considerable impact on the UAV trajectory. Nevertheless, by counteracting the wind speed uncertainty with the proposed robust design, we can simultaneously minimize the total UAV power consumption and ensure a secure trajectory that does not trespass any NFZ.
Dongfang Xu, Yan Sun 0003, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.4
2020 Resource Allocation for IRS-Assisted Full-Duplex Cognitive Radio Systems
abstract
In this article, we investigate the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems. In particular, a secondary network employs an FD base station (BS) for serving multiple half-duplex downlink (DL) and uplink (UL) users simultaneously. An IRS is deployed to enhance the performance of the secondary network while helping to mitigate the interference caused to the primary users (PUs). The DL transmit beamforming vectors and the UL receive beamforming vectors at the FD BS, the transmit power of the UL users, and the phase shift matrix at the IRS are jointly optimized for maximization of the total spectral efficiency of the secondary system. The design task is formulated as a non-convex optimization problem taking into account the imperfect knowledge of the PUs' channel state information (CSI) and their maximum interference tolerance. Since the maximum interference tolerance constraint is intractable, we apply a safe approximation to transform it into a convex constraint. To efficiently handle the resulting approximated optimization problem, which is still non-convex, we develop an iterative block coordinate descent (BCD)-based algorithm. This algorithm exploits semidefinite relaxation, a penalty method, and successive convex approximation and is guaranteed to converge to a stationary point of the approximated optimization problem. Our simulation results do not only reveal that the proposed scheme yields a substantially higher system spectral efficiency for the secondary system than several baseline schemes, but also confirm its robustness against CSI uncertainty. Besides, our results illustrate the tremendous potential of IRS for managing the various types of interference arising in FD cognitive radio networks.
Dongfang Xu, Xianghao Yu, Yan Sun 0003, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.5
2020 Joint Data Compression and Computation Offloading in Hierarchical Fog-Cloud Systems
abstract
Data compression (DC) has the potential to significantly improve the computation offloading performance in hierarchical fog-cloud systems. However, it remains unknown how to optimally determine the compression ratio jointly with the computation offloading decisions and the resource allocation. This optimization problem is studied in this paper where we aim to minimize the maximum weighted energy and service delay cost (WEDC) of all users. First, we consider a scenario where DC is performed only at the mobile users. We prove that the optimal offloading decisions have a threshold structure. Moreover, a novel three-step approach employing convexification techniques is developed to optimize the compression ratios and the resource allocation. Then, we address the more general design where DC is performed at both the mobile users and the fog server. We propose three algorithms to overcome the strong coupling between the offloading decisions and the resource allocation. Numerical results show that the proposed optimal algorithm for DC at only the mobile users can reduce the WEDC by up to 65% compared to computation offloading strategies that do not leverage DC or use sub-optimal optimization approaches. The proposed algorithms with additional DC at the fog server lead to a further reduction of the WEDC.
Nguyen Ti Ti, Vu Nguyen Ha, Long Bao Le, Robert Schober
IEEE Trans. Wirel. Commun.4
2020 Power-Efficient Beam Designs for Millimeter Wave Communication Systems
abstract
The use of the millimeter wave (mmwave) spectrum for next generation mobile communication systems has gained significant attention recently. Large antenna arrays along with beamforming techniques are required to combat the large path-loss at mmwave frequencies. However, the existing beam designs often cause a large peak to average power ratio, and thus require power-inefficient power amplifiers (PAs). In this paper, we propose power-efficient beam design methods that facilitate the use of power-efficient PAs. Specifically, we design digital and hybrid analog-digital mmwave beams that possess a per-antenna constant envelope (PACE) and thus are highly power-efficient. Meanwhile, we also minimize the ripples in the mainlobe and sidelobe of the beams and consider both infinite and finite resolution phase shifters. To this end, we first propose an efficient feasible point search method to provide a feasible solution for the considered difficult beam design problem. Then, a novel hybrid analog-digital mapping algorithm is developed to map a designed digital beam to a hybrid analog-digital beam. To achieve better performance, we propose an improved hybrid analog-digital beam design method employing further optimization based on the feasible point. The proposed method is applicable to both infinite-resolution and finite-resolution phase shifters. Comprehensive simulation results are provided to demonstrate the effectiveness and superiority of the proposed beam designs.
Jianjun Zhang 0008, Yongming Huang 0001, Jiaheng Wang 0001, Robert Schober, Luxi Yang
IEEE Trans. Wirel. Commun.4
2019 Throughput Optimization in Grant-Free NOMA with Deep Reinforcement Learning
abstract
Grant-free non-orthogonal multiple access (GF- NOMA) is a promising paradigm for reducing the access delay and improving the spectrum efficiency. As the signals of multiple users are superimposed in GF-NOMA systems, each user is required to select a user-specific pilot sequence to distinguish its own signal from the signals of other users. Packet collisions in the uplink occur when multiple users select the same pilot sequence. In this paper, we first formulate a pilot sequence selection problem for aggregate throughput maximization in GF-NOMA systems. We then design a deep reinforcement learning (DRL)- based distributed algorithm for each user to select its pilot sequence via learning from the past pilot sequence selections. The proposed algorithm does not rely on information exchange between the users and does not require centralized scheduling by the base station. Packet-level simulations show that, for the considered system parameters, the proposed DRL distributed algorithm can achieve an average aggregate throughput which is within 90% of the optimal value, and has a better performance than both acknowledgement-based and random selection GF-NOMA schemes.
Rui Huang 0011, Vincent W. S. Wong 0001, Robert Schober
GLOBECOM3
2019 Precoder Design for Two-User Uplink MIMO-NOMA with Simultaneous Triangularization
abstract
In this paper, we consider the uplink precoder design for two-user power-domain multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) systems. We propose a novel precoding scheme which utilizes simultaneous triangularization to decompose the MIMO-NOMA channels of the two users into multiple single-input single-output (SISO)-NOMA channels assuming low-complexity self-interference cancellation at the base station, thereby reducing the decoding complexity. The proposed scheme takes advantage of the available excess degrees of freedom at the base station to enhance the ergodic achievable rate. The ergodic achievable rate region of the proposed scheme is characterized using finite-size random matrix theory (RMT). Our results illustrate that the proposed scheme significantly outperforms traditional MIMO-OMA and zero forcing based MIMO-NOMA schemes, and has a small performance gap to the achievable rate region of MIMO-NOMA.
Aravindh Krishnamoorthy, Robert Schober
GLOBECOM2
2019 Optimal Frequency-Selective Energy Beamforming with Joint Total and Individual Power Constraints
abstract
This paper analyzes the optimal energy beamforming solution for a multiple-input single-output wireless power transfer (WPT) system over frequency-selective fading channels with joint total and individual antenna power constraints. To maximize the total harvested energy, we derive the optimal co-phasing power allocation rule which reveals that all K antennas will participate in energy beamforming with T<; K antennas transmitting with their maximum individual powers due to the total power constraint. We prove that optimally no more than T+1 subchannels are selected for power allocation. We highlight that the optimal power allocation solution can be efficiently obtained based on the corresponding low- complexity dual problem. Our proposed power allocation algorithm generalizes previous solutions considering only total or individual power constraints. Numerical examples verify our theoretical results and show the impact of the joint total and individual power constraints on the average harvested power.
Bing Luo 0002, Phee Lep Yeoh, Robert Schober, Brian S. Krongold
GLOBECOM3
2019 Intelligent Reflecting Surfaces for Free Space Optical Communications
abstract
In this paper, we investigate the use of intelligent reflecting surfaces (IRSs) (i.e., smart mirrors) to relax the line-of-sight requirement of free space optical (FSO) systems. We characterize the impact of the physical parameters of the IRS, such as its size, position, and orientation, on the quality of the end-to-end FSO channel. In addition, we develop a statistical channel model for the geometric and the misalignment losses which accounts for the random movements of the IRS, transmitter, and receiver due to building sway. This model can be used for performance analysis of IRS-based FSO systems. Our analytical results shows that depending on the angle between the beam direction and the IRS plane, building sway for the IRS has either a smaller or larger impact on the quality of the end-to-end FSO channel than building sway for the transmitter and receiver. Furthermore, our simulation results validate the accuracy of the developed channel model and offer insight for system design.
Marzieh Najafi, Robert Schober
GLOBECOM2
2019 Enabling Secure Wireless Communications via Intelligent Reflecting Surfaces
abstract
In this paper, we propose to utilize intelligent reflecting surfaces (IRSs) for enhancing the physical layer security of wireless communications systems. In particular, an IRS-assisted secure wireless system is considered, where a multi-antenna transmitter communicates with a single-antenna receiver in the presence of an eavesdropper. To maximize the secrecy rate, both the beamformer at the transmitter and the IRS phase shifts are jointly optimized. Based on the block coordinate descent (BCD) and minorization maximization (MM) techniques, two efficient algorithms are developed to solve the resulting non-convex optimization problem for small- and large-scale IRSs, respectively. Simulation results show that IRSs can significantly improve physical layer security if the proposed algorithms are employed. Furthermore, we reveal that deploying large-scale IRSs is more efficient than enlarging the antenna array size of the transmitter for both boosting the secrecy rate and enhancing the energy efficiency.
Xianghao Yu, Dongfang Xu, Robert Schober
GLOBECOM3
2019 Diffusive Mobile MC for Controlled-Release Drug Delivery with Absorbing Receiver
abstract
Nanoparticle drug carriers play an important role in facilitating efficient targeted drug delivery, i.e., improving treatment success and reducing drug costs and side effects. However, the mobility of nanoparticle drug carriers poses a challenge in designing drug delivery systems. Moreover, healing results critically depend on the rate and time duration of drug absorption. Therefore, in this paper, we aim to design a controlled-release drug delivery system with a mobile drug carrier that minimizes the total amount of released drugs while ensuring a desired rate of drug absorption during a prescribed time period. We model the mobile drug carrier as a mobile transmitter, the targeted diseased cells as an absorbing receiver, and the channel between the transceivers as a time-variant channel since the carrier mobility results in a time-variant absorption rate of the drug molecules. Based on this, we develop a molecular communication (MC) framework to design the controlled-release drug delivery system. In particular, we develop new analytical expressions for the mean, variance, probability density function, and cumulative distribution function of the channel impulse response (CIR). Equipped with the statistical analysis of the CIR, we design and evaluate the performance of the controlled-release drug delivery system. Numerical results show significant savings in the amount of released drugs compared to a constant-release rate design and reveal the necessity of accounting for drug carrier mobility for reliable drug delivery.
Trang Ngoc Cao, Arman Ahmadzadeh, Vahid Jamali, Wayan Wicke, Phee Lep Yeoh, Jamie S. Evans, Robert Schober
ICC7
2019 Scalable and Energy-Efficient Millimeter Massive MIMO Architectures: Reflect-Array and Transmit-Array Antennas
abstract
Hybrid analog-digital architectures are considered as promising candidates for implementing millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems since they enable a considerable reduction of the required number of costly radio frequency (RF) chains by moving some of the signal processing operations into the analog domain. However, the analog feed network, comprising RF dividers, combiners, phase shifters, and line connections, of hybrid MIMO architectures is not scalable due to its prohibitively high power consumption for large numbers of transmit antennas. Motivated by this limitation, in this paper, we study novel massive MIMO architectures, namely reflect-array (RA) and transmit-array (TA) antennas. We show that the precoders for RA and TA antennas have to meet different constraints compared to those for conventional MIMO architectures. Taking these constraints into account and exploiting the sparsity of mmWave channels, we design an efficient precoder for RA and TA antennas based on the orthogonal matching pursuit algorithm. Furthermore, in order to fairly compare the performance of RA and TA antennas with conventional fully-digital and hybrid MIMO architectures, we develop a unified power consumption model. Our simulation results show that unlike conventional MIMO architectures, RA and TA antennas are highly energy efficient and fully scalable in terms of the number of transmit antennas.
Vahid Jamali, Antonia M. Tulino, Georg Fischer 0001, Ralf R. Müller, Robert Schober
ICC5
2019 Optimal Energy Beamforming for Distributed Wireless Power Transfer Over Frequency-Selective Channels
abstract
This paper analyzes the optimal transmission strategy and power allocation for a distributed wireless power transfer (WPT) system operating over frequency-selective fading channels. We consider K coordinated energy transmitters (CETs) coherently transmitting energy to a single user over N > K subchannels with individual power constraints. To maximize the total harvested energy, we derive the optimal co-phasing power allocation rule which has the following properties: 1) For any given subchannel, if the optimal power allocation of one CET is zero, then the power allocated by all the other K - 1 CETs to that subchannel is also zero (i.e., the subchannel is inactive); 2) For the non-zero power subchannels, the optimal power allocation obeys a proportionality principle that establishes a relationship between the powers allocated by all K CETs to all active subchannels. Based on this property, we prove that the optimal distributed WPT strategy is for all CETs to select no more than K subchannels. This is in sharp contrast to wireless information transmission where more than K subchannels may be used for capacity maximization. Numerical examples verify our theoretical results and show the performance gains of our proposed scheme compared to two benchmark schemes.
Bing Luo 0002, Phee Lep Yeoh, Robert Schober, Brian S. Krongold
ICC3
2019 Analytical Models for Particle Diffusion and Flow in a Horizontal Cylinder with a Vertical Force
abstract
This paper considers particle propagation in a cylindrical molecular communication channel, e.g. a simplified model of a blood vessel. Emitted particles are influenced by diffusion, flow, and a vertical force induced e.g. by gravity or magnetism. The dynamics of the diffusion process are modeled by multi dimensional transfer functions in a spatio-temporal frequency domain. Realistic boundary conditions are incorporated by the design of a feedback loop. The result is a discrete-time semi-analytical model for the particle concentration in the channel. The model is validated by comparison to particle-based simulations. These numerical experiments reveal that the particle concentration of the proposed semi-analytical model and the particle-based model are in excellent agreement. The analytical form of the proposed solution provides several benefits over purely numerical models, e.g. high flexibility, existence of low run-time algorithms, extendability to several kinds of boundary conditions, and analytical connection to parameters from communication theory.
Maximilian Schäfer, Wayan Wicke, Rudolf Rabenstein, Robert Schober
ICC4
2019 Cache-Aided Massive MIMO: Linear Precoding Design and Performance Analysis
abstract
In this paper, we propose a novel joint caching and massive multiple-input multiple-output (MIMO) transmission scheme, referred to as cache-aided massive MIMO, for advanced downlink cellular communications. In addition to reaping the conventional advantages of caching and massive MIMO, the proposed scheme also exploits the side information provided by cached files for interference cancellation at the receivers. This interference cancellation increases the degrees of freedom available for precoding design. In addition, the power freed by the cache-enabled offloading can benefit the transmissions to the users requesting non-cached files. The resulting performance gains are not possible if caching and massive MIMO are designed separately. We analyze the performance of cache-aided massive MIMO for cache-dependent maximum-ratio transmission (MRT), zero-forcing (ZF) precoding, and regularized zero-forcing (RZF) precoding. Lower bounds on the ergodic achievable rates are derived in closed form for MRT and ZF precoding. The ergodic achievable rate of RZF precoding is obtained for the case when the numbers of transmit antennas and users are large but their ratio is fixed. Compared to conventional massive MIMO, the proposed cache-aided massive MIMO scheme achieves a significantly higher ergodic rate especially when the number of users approaches the number of transmit antennas.
Lin Xiang 0001, Laura Cottatellucci, Tao Jiang 0002, Robert Schober
ICC5
2019 Feedback-Aware Precoding for Millimeter Wave Massive MIMO Systems
abstract
Millimeter wave (mmWave) communication is a promising solution for coping with the ever-increasing mobile data traffic because of its large bandwidth. To enable a suffi-cient link margin, a large antenna array employing directional beamforming, which is enabled by the availability of channel state information at the transmitter (CSIT), is required. However, CSIT acquisition for mmWave channels introduces a huge feedback overhead due to the typically large number of transmit and receive antennas. Leveraging properties of mmWave channels, this paper proposes a precoding strategy which enables a flexible adjustment of the feedback overhead. In particular, the optimal unconstrained precoder is approximated by selecting a variable number of elements from a basis that is constructed as a function of the transmitter array response, where the number of selected basis elements can be chosen according to the feedback constraint. Simulation results show that the proposed precoding scheme can provide a near-optimal solution if a higher feedback overhead can be afforded. For a low overhead, it can still provide a good approximation of the optimal precoder.
Reza Ghanaatian, Vahid Jamali, Andreas Peter Burg, Robert Schober
PIMRC4
2019 Guest Editorial Wireless Transmission of Information and Power - Part I
abstract
Wireless transmission of information and power has received growing attention in the research community in the past few years. In two consecutive special issues, a total of thirty papers present state-of-the-art results in the broad area of wireless transmission of information and power.
Bruno Clerckx, Rui Zhang 0006, Robert Schober, Derrick Wing Kwan Ng, Dong In Kim 0001, H. Vincent Poor
IEEE J. Sel. Areas Commun.3
2019 Fundamentals of Wireless Information and Power Transfer: From RF Energy Harvester Models to Signal and System Designs
abstract
Radio waves carry both energy and information simultaneously. Nevertheless, radio-frequency (RF) transmissions of these quantities have traditionally been treated separately. Currently, the community is experiencing a paradigm shift in wireless network design, namely, unifying wireless transmission of information and power so as to make the best use of the RF spectrum and radiation as well as the network infrastructure for the dual purpose of communicating and energizing. In this paper, we review and discuss recent progress in laying the foundations of the envisioned dual purpose networks by establishing a signal theory and design for wireless information and power transmission (WIPT) and identifying the fundamental tradeoff between conveying information and power wirelessly. We start with an overview of WIPT challenges and technologies, namely, simultaneous WIPT (SWIPT), wirelessly powered communication networks (WPCNs), and wirelessly powered backscatter communication (WPBC). We then characterize energy harvesters and show how WIPT signal and system designs crucially revolve around the underlying energy harvester model. To that end, we highlight three different energy harvester models, namely, one linear model and two nonlinear models, and show how WIPT designs differ for each of them in single-user and multi-user deployments. Topics discussed include rate-energy region characterization, transmitter and receiver architectures, waveform design, modulation, beamforming and input distribution optimizations, resource allocation, and RF spectrum use. We discuss and check the validity of the different energy harvester models and the resulting signal theory and design based on circuit simulations, prototyping, and experimentation. We also point out numerous directions that are promising for future research.
Bruno Clerckx, Rui Zhang 0006, Robert Schober, Derrick Wing Kwan Ng, Dong In Kim 0001, H. Vincent Poor
IEEE J. Sel. Areas Commun.3
2019 Guest Editorial Wireless Transmission of Information and Power - Part II
abstract
This second of the two issues on wireless transmission of information and power starts with some works on Simultaneous Wireless Information and Power Transfer (SWIPT), then switches to Wirelessly Powered Communication Networks (WPCNs), and finishes with a few works on Wirelessly Powered Backscatter Communication (WPBC).
Bruno Clerckx, Rui Zhang 0006, Robert Schober, Derrick Wing Kwan Ng, Dong In Kim 0001, H. Vincent Poor
IEEE J. Sel. Areas Commun.3
2019 Channel Modeling for Diffusive Molecular Communication - A Tutorial Review
abstract
Molecular communication (MC) is a new communication engineering paradigm where molecules are employed as information carriers. MC systems are expected to enable new revolutionary applications, such as sensing of target substances in biotechnology, smart drug delivery in medicine, and monitoring of oil pipelines or chemical reactors in industrial settings. As for any other kind of communication, simple yet sufficiently accurate channel models are needed for the design, analysis, and efficient operation of MC systems. In this paper, we provide a tutorial review on mathematical channel modeling for diffusive MC systems. The considered end-to-end MC channel models incorporate the effects of the release mechanism, the MC environment, and the reception mechanism on the observed information molecules. Thereby, the various existing models for the different components of an MC system are presented under a common framework and the underlying biological, chemical, and physical phenomena are discussed. Deterministic models characterizing the expected number of molecules observed at the receiver and statistical models characterizing the actual number of observed molecules are developed. In addition, we provide the channel models for time-varying MC systems with moving transmitters and receivers, which are relevant for advanced applications such as smart drug delivery with mobile nanomachines. For complex scenarios, where simple MC channel models cannot be obtained from first principles, we investigate the simulation- and experiment-driven channel models. Finally, we provide a detailed discussion of potential challenges, open research problems, and future directions in channel modeling for diffusive MC systems.
Vahid Jamali, Arman Ahmadzadeh, Wayan Wicke, Adam Noel, Robert Schober
Proc. IEEE5
2019 Simple Semi-Grant-Free Transmission Strategies Assisted by Non-Orthogonal Multiple Access
abstract
Grant-free transmission is an important feature to be supported by future wireless networks since it reduces the signaling overhead caused by conventional grant-based schemes. However, for grant-free transmission, the number of users admitted to the same channel is not capped, which can lead to a failure of multi-user detection. This paper proposes non-orthogonal multiple-access (NOMA) assisted semi-grant-free (SGF) transmission, which is a compromise between grant-free and grant-based schemes. In particular, instead of reserving channels either for grant-based users or grant-free users, the focus here is on an SGF communication scenario, where users are admitted to the same channel via a combination of grant-based and grant-free protocols. As a result, a channel reserved by a grant-based user can be shared by grant-free users, which improves both connectivity and spectral efficiency. Two NOMA assisted SGF contention control mechanisms are developed to ensure that, with a small amount of signaling overhead, the number of admitted grant-free users is carefully controlled and the interference from the grant-free users to the grant-based users is effectively suppressed. Analytical results are provided to demonstrate that the two proposed SGF mechanisms employing different successive interference cancelation decoding orders are applicable to different practical network scenarios.
Zhiguo Ding 0001, Robert Schober, Pingzhi Fan, H. Vincent Poor
IEEE Trans. Commun.2
2019 OTFS-NOMA: An Efficient Approach for Exploiting Heterogenous User Mobility Profiles
abstract
This paper considers a challenging communication scenario, in which users have heterogenous mobility profiles, e.g., some users are moving at high speeds and some users are static. A new non-orthogonal multiple-access (NOMA) transmission protocol that incorporates orthogonal time frequency space (OTFS) modulation is proposed. Thereby, users with different mobility profiles are grouped together for the implementation of NOMA. The proposed OTFS-NOMA protocol is shown to be applicable to both uplink and downlink transmission, where sophisticated transmit and receive strategies are developed to remove inter-symbol interference and harvest both multi-path and multi-user diversity. Analytical results demonstrate that both the high-mobility and the low-mobility users benefit from the application of OTFS-NOMA. In particular, the use of NOMA allows the spreading of the high-mobility users’ signals over a large amount of time-frequency resources, which enhances the OTFS resolution and improves the detection reliability. In addition, OTFS-NOMA ensures that low-mobility users have access to bandwidth resources which in conventional OTFS-orthogonal multiple access (OTFS-OMA) would be solely occupied by the high-mobility users. Thus, OTFS-NOMA improves the spectral efficiency and reduces latency.
Zhiguo Ding 0001, Robert Schober, Pingzhi Fan, H. Vincent Poor
IEEE Trans. Commun.2
2019 C-RAN With Hybrid RF/FSO Fronthaul Links: Joint Optimization of Fronthaul Compression and RF Time Allocation
abstract
This paper considers the uplink of a cloud radio access network (C-RAN) comprised of several multi-antenna remote radio units (RUs) which compress the signals that they receive from multiple mobile users (MUs) and forward them to a CU via wireless fronthaul links. To enable reliable high rate fronthaul links, we employ a hybrid radio frequency (RF)/free space optical (FSO) system for fronthauling. Moreover, to strike a balance between complexity and performance, we consider three different quantization schemes at the RUs, namely per-antenna vector quantization (AVQ), per-RU vector quantization (RVQ), and distributed source coding (DSC), two different RF fronthaul transmission modes, namely orthogonal transmission and non-orthogonal transmission, and two different detectors at the CU, namely the linear minimum mean square error detector and the optimal successive interference cancellation detector. For this network architecture, we investigate the joint optimization of the quantization noise covariance matrices at the RUs and the RF time allocation to the multiple-access and fronthaul links for rate region maximization. To this end, we formulate a unified weighted sum rate maximization problem valid for each possible combination of the considered quantization, RF fronthaul transmission, and detection schemes. To handle the non-convexity of the unified problem, we transform it into a bi-convex problem which facilitates the derivation of an efficient suboptimal solution using alternating convex optimization and golden section search. Moreover, by introducing a backoff parameter to reduce the probability of infeasibility, we generalize the proposed optimization framework to account for imperfect channel estimation. Our simulation results show that for each combination of the considered quantization, RF fronthaul transmission, and detection schemes, C-RAN with hybrid RF/FSO fronthauling can achieve a considerable sum rate gain compared to conventional systems employing pure FSO fronthauling, especially under unfavorable atmospheric conditions. In addition, employing a more sophisticated quantization scheme can significantly improve the system performance under adverse atmospheric conditions. In contrast, in clear weather conditions, when the FSO link capacity is high, the simple AVQ scheme performs close to the optimal DSC scheme. Furthermore, our simulation results suggest that the proposed algorithm can be adapted to the quality of the channel estimates by tuning the backoff parameter.
Marzieh Najafi, Vahid Jamali, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Commun.4
2019 Optimal 3D-Trajectory Design and Resource Allocation for Solar-Powered UAV Communication Systems
abstract
In this paper, we investigate the resource allocation algorithm design for multicarrier solar-powered unmanned aerial vehicle (UAV) communication systems. In particular, the UAV is powered by the solar energy enabling sustainable communication services to multiple ground users. We study the joint design of the 3D aerial trajectory and the wireless resource allocation for maximization of the system sum throughput over a given time period. As a performance benchmark, we first consider an off-line resource allocation design assuming non-causal knowledge of the channel gains. The algorithm design is formulated as a mixed-integer non-convex optimization problem taking into account the aerodynamic power consumption, solar energy harvesting, a finite energy storage capacity, and the quality-of-service requirements of the users. Despite the non-convexity of the optimization problem, we solve it optimally by applying monotonic optimization to obtain the optimal 3D-trajectory and the optimal power and subcarrier allocation policy. Subsequently, we focus on the online algorithm design that only requires real-time and statistical knowledge of the channel gains. The optimal online resource allocation algorithm is motivated by the off-line scheme and entails a high computational complexity. Hence, we also propose a low-complexity iterative suboptimal online scheme based on the successive convex approximation. Our simulation results reveal that both the proposed online schemes closely approach the performance of the benchmark off-line scheme and substantially outperform two baseline schemes. Furthermore, our results unveil the tradeoff between solar energy harvesting and power-efficient communication. In particular, the solar-powered UAV first climbs up to a high altitude to harvest a sufficient amount of solar energy and then descends again to a lower altitude to reduce the path loss of the communication links to the users it serves.
Yan Sun 0003, Dongfang Xu, Derrick Wing Kwan Ng, Linglong Dai, Robert Schober
IEEE Trans. Commun.5
2019 Data-Aided Secure Massive MIMO Transmission Under the Pilot Contamination Attack
abstract
In this paper, we study the design of secure communication for time-division duplex multi-cell multi-user massive multiple-input-multiple-output (MIMO) systems with active eavesdropping. We assume that the eavesdropper actively attacks the uplink pilot transmission and the uplink data transmission before eavesdropping the downlink data transmission of the users. We exploit both the received pilot's and the received data signals for uplink channel estimation. We show analytically that when both the number of transmit antennas and the length of the data vector tend to infinity, the signals of the desired user and the eavesdropper lie in different eigenspaces of the received signal matrix at the base station, provided their signal powers are different. This finding reveals that decreasing (instead of increasing) the desired user's signal power might be an effective approach to combat a strong active attack from an eavesdropper. Inspired by this observation, we propose a data-aided secure downlink transmission scheme and derive an asymptotic achievable secrecy sum-rate expression for the proposed design. For the special case of a single-cell single-user system with independent and identically distributed fading, the obtained expression reveals that the secrecy rate scales logarithmically with the number of transmit antennas. This is the same scaling law as for the achievable rate of a single-user massive MIMO system in the absence of eavesdroppers. The numerical results indicate that the proposed scheme achieves significant secrecy rate gains compared with alternative approaches based on matched filter precoding with artificial noise generation and null space transmission.
Yongpeng Wu 0001, Chao-Kai Wen, Wen Chen 0001, Shi Jin 0002, Robert Schober, Giuseppe Caire
IEEE Trans. Commun.5
2019 Asymptotic Performance Analysis of GSVD-NOMA Systems With a Large-Scale Antenna Array
abstract
This paper considers a multiple-input multipleoutput (MIMO) downlink communication scenario with one base station and two users, where each user is equipped with m antennas and the base station is equipped with n antennas. To efficiently exploit the spectrum resources, we propose a transmission protocol which combines generalized singular value decomposition (GSVD) and non-orthogonal multiple access (NOMA). The expected data rates achieved by the two users are adopted as performance metrics for the evaluation of the proposed GSVD-NOMA scheme. In particular, we first characterize the limiting distribution of the squared generalized singular values of the two users' channel matrices for the asymptotic case, where the numbers of transmit and receive antennas approach infinity. Then, we calculate the expected normalized individual rates of the users in the considered asymptotic regime. Furthermore, we extend the proposed GSVD-NOMA scheme to the general MIMO downlink communication scenario with more than two users. To this end, we propose a hybrid multiple access approach, where the base station divides the users into different groups, the proposed GSVD-NOMA scheme is implemented within each group, and different groups are allocated orthogonal bandwidth resources. Finally, numerical results are provided to validate the effectiveness of the proposed GSVD-NOMA protocol and the accuracy of the developed analytical results.
Zhuo Chen 0002, Zhiguo Ding 0001, Xuchu Dai, Robert Schober
IEEE Trans. Wirel. Commun.4
2019 Hybrid Precoder Design for Cache-Enabled Millimeter-Wave Radio Access Networks
abstract
In this paper, we study the design of a hybrid precoder, consisting of an analog and a digital precoder, for the delivery phase of downlink cache-enabled millimeter-wave (mm-wave) radio access networks (CeMm-RANs). In CeMm-RANs, enhanced remote radio heads (eRRHs), which are equipped with local cache and baseband signal processing capabilities in addition to the basic functionalities of conventional RRHs, are connected to the baseband processing unit via fronthaul links. Two different fronthaul information transfer strategies are considered, namely, hard fronthaul information transfer, where hard information of uncached requested files is transmitted via the fronthaul links to a subset of eRRHs, and soft fronthaul information transfer, where the fronthaul links are used to transmit quantized baseband signals of uncached requested files. The hybrid precoder is optimized for maximization of the minimum user rate under a fronthaul capacity constraint, an eRRH transmit power constraint, and a constant-modulus constraint on the analog precoder. The resulting optimization problem is non-convex, and hence, the global optimal solution is difficult to obtain. Therefore, convex approximation methods are employed to tackle the non-convexity of the achievable user rate, the fronthaul capacity constraint, and the constant modulus constraint on the analog precoder. Then, an effective algorithm with provable convergence is developed to solve the approximated optimization problem. The simulation results are provided to evaluate the performance of the proposed algorithms, where fully digital precoding is used as the benchmark. The results reveal that except for the case of a large fronthaul link capacity, soft fronthaul information transfer is preferable for CeMm-RANs. Furthermore, surprisingly, hybrid precoding outperforms fully digital precoding with soft fronthaul information transfer for medium-to-large file sizes and fronthaul capacity limited mm-wave cloud RANs.
Shiwen He, Yongpeng Wu 0001, Ju Ren 0001, Yongming Huang 0001, Robert Schober, Yaoxue Zhang
IEEE Trans. Wirel. Commun.5
2018 Advanced Target Detection via Molecular Communication
abstract
In this paper, we consider target detection in suspicious tissue via diffusive molecular communications (MCs). If a target is present, it continuously and with a constant rate secretes molecules of a specific type, so-called biomarkers, into the medium, which are symptomatic for the presence of the target. Detection of these biomarkers is challenging since due to the diffusion and degradation, the biomarkers are only detectable in the vicinity of the target. In addition, the exact location of the target within the tissue is not known. In this paper, we propose to distribute several reactive nanosensors (NSs) across the tissue such that at least some of them are expected to come in contact with biomarkers, which cause them to become activated. Upon activation, an NS releases a certain number of molecules of a secondary type into the medium to alert a fusion center (FC), where the final decision regarding the presence of the target is made. In particular, we consider a composite hypothesis testing framework where it is assumed that the location of the target and the biomarker secretion rate are unknown, whereas the locations of the NSs are known. We derive the uniformly most powerful (UMP) test for the detection at the NSs. For the final decision at the FC, we show that the UMP test does not exist. Hence, we derive a genie-aided detector as an upper bound on performance. We then propose two sub-optimal detectors and evaluate their performance via simulations.
Reza Mosayebi, Wayan Wicke, Vahid Jamali, Arman Ahmadzadeh, Robert Schober, Masoumeh Nasiri-Kenari
GLOBECOM5
2018 Aggregate Preamble Sequence Design for Massive Machine-Type Communications in 5G Networks
abstract
Massive machine-type communications (mMTC) is a major use case in the fifth generation (5G) wireless networks. mMTC aims at supporting a large number of Internet of Things (IoT) connections within a coverage area. The current random access procedure in the Long Term Evolution (LTE) networks may not be able to handle a large number of simultaneous connection requests due to the limited number of random access preambles. Hence, it is essential to modify the random access procedure to support mMTC. In this paper, we propose a new preamble sequence design in which two Zadoff-Chu preamble sequences are aggregated together. This design enables us to have a larger set of random access preambles consisting of all combinations of pairing two Zadoff-Chu preamble sequences. Moreover, we consider a subset of all combinations that satisfy a certain maximum peak-to-average-power-ratio (PAPR) threshold criterion to reduce the energy consumption of the IoT devices. The proposed design requires only minor changes in the conventional transmitter and receiver design for generating and decoding the aggregated preamble sequences, respectively. Results show that the proposed design reduces the probability of preamble collision to less than 10-4, which is lower than LTE. Furthermore, it outperforms other collision avoidance techniques such as access class barring (ACB) in terms of a lower average total service time. The modified receiver detects the aggregated preambles successfully and avoids detecting false preambles. Both the probabilities of misdetection and false alarm are less than 10-3when the signal-to-noise ratio (SNR) is larger than -7 dB.
Ahmed Elhamy Mostafa, Vincent W. S. Wong 0001, Shuri Liao, Robert Schober, Mengying Ding, Fan Wang 0015
GLOBECOM4
2018 Modeling Duct Flow for Molecular Communication
abstract
Active transport such as fluid flow is sought in molecular communication to extend coverage, improve reliability, and mitigate interference. Flow models are often over-simplified, assuming one-dimensional diffusion with constant drift. However, diffusion and flow are usually encountered in three-dimensional bounded environments where the flow is highly non-uniform such as in blood vessels or microfluidic channels. For a qualitative understanding of the relevant physical effects inherent to these channels, based on the Péclet number and the transmitter-receiver distance, we study when simplified models of uniform flow and advection-only transport are applicable. For these two regimes, analytical expressions for the channel impulse response are derived and validated by particle-based simulation. Furthermore, as advection-only transport is typically overlooked and hence not analyzed in the molecular communication literature, we evaluate the symbol error rate for exemplary on-off keying as performance metric.
Wayan Wicke, Tobias Schwering, Arman Ahmadzadeh, Vahid Jamali, Adam Noel, Robert Schober
GLOBECOM6
2018 On the Application of NOMA to Wireless Caching
abstract
This paper investigates the impact of non-orthogonal multiple access (NOMA) on wireless caching. Two NOMA caching strategies are developed, namely the push-then- deliver strategy and the push-and-deliver strategy, with the objective to improve the spectral efficiency of the two caching phases, content pushing and content delivery, compared to the conventional orthogonal multiple-access (OMA) based strategy. Both analytical and computer simulation results are provided to demonstrate the performance of the proposed caching strategies and verify the accuracy of the developed analytical results.
Zhiguo Ding 0001, Pingzhi Fan, George K. Karagiannidis, Robert Schober, H. Vincent Poor
ICC4
2018 Diffusive Molecular Communications with Reactive Signaling
abstract
This paper focuses on molecular communication (MC) systems where the signaling molecules may participate in a reversible bimolecular reaction in the channel. The motivation for studying these MC systems is that they can realize the concept of constructive and destructive signal superposition, which leads to favorable properties such as inter-symbol interference (ISI) reduction and avoiding environmental contamination due to continuous release of molecules into the channel. This work first derives the maximum likelihood (ML) detector for a binary MC system with reactive signaling molecules under the assumption that the detector has perfect knowledge of the ISI. The performance of this genie-aided ML detector yields an upper bound on the performance of any practical detector. In addition, two suboptimal detectors of different complexity are proposed. The proposed ML detector as well as one of the suboptimal detectors require the channel response (CR) of the considered MC system. Moreover, the CR is needed for the performance evaluation of all proposed detectors. However, analyzing MC with reactive signaling is challenging since the underlying partial differential equations that describe the reaction-diffusion mechanism are coupled and non-linear. Therefore, an algorithm is developed in this paper for efficient computation of the CR to any arbitrary transmit symbol sequence. The accuracy of this algorithm is validated via particle-based simulation. Simulation results using the developed CR algorithm show that the performance of the proposed suboptimal detectors can approach that of the genie-aided ML detector. Moreover, these results show that MC systems with reactive signaling have superior performance relative to those with non-reactive signaling due to the reduction of ISI enabled by the chemical reactions.
Vahid Jamali, Nariman Farsad, Robert Schober, Andrea J. Goldsmith
ICC3
2018 On the Capacity of SWIPT Systems with a Nonlinear Energy Harvesting Circuit
abstract
In this paper, we study information-theoretic limits for simultaneous wireless information and power transfer (SWIPT) systems employing a practical nonlinear radio frequency (RF) energy harvesting (EH) receiver. In particular, we consider a three-node system with one transmitter that broadcasts a common signal to separated information decoding (ID) and EH receivers. Owing to the nonlinearity of the EH receiver circuit, the efficiency of wireless power transfer depends significantly on the waveform of the transmitted signal. In this paper, we aim to answer the following fundamental question: What is the optimal input distribution of the transmit waveform that maximizes the rate of the ID receiver for a given required harvested power at the EH receiver? In particular, we study the capacity of a SWIPT system impaired by additive white Gaussian noise (AWGN) under average-power (AP) and peak-power (PP) constraints at the transmitter and an EH constraint at the EH receiver. Using Hermite polynomial bases, we prove that the optimal capacity achieving input distribution that maximizes the rate-energy region is unique and discrete with a finite number of mass points. Our numerical results show that the rate-energy region is enlarged for a larger PP constraint and that the rate loss of the considered SWIPT system compared to the AWGN channel without EH receiver is reduced by increasing the AP budget.
Rania Morsi, Vahid Jamali, Derrick Wing Kwan Ng, Robert Schober
ICC4
2018 Statistical Modeling of FSO Fronthaul Channel for Drone-Based Networks
abstract
We consider a drone-based communication network, where several drones hover above an area and serve as mobile remote radio heads for a large number of mobile users. We assume that the drones employ free space optical (FSO) links for fronthauling of the users' data to a central unit. The main focus of this paper is to quantify the geometric loss of the FSO channel arising from random fluctuation of the position and orientation of the drones. In particular, we derive upper and lower bounds, corresponding approximate expressions, and a closed-form statistical model for the geometric loss. Simulation results validate our derivations and quantify the FSO channel quality as a function of the drone's instability, i.e., the variation of its position and orientation.
Marzieh Najafi, Hedieh Ajam, Vahid Jamali, Panagiotis D. Diamantoulakis, George K. Karagiannidis, Robert Schober
ICC6
2018 Data-Aided Secure Massive MIMO Transmission with Active Eavesdropping
abstract
In this paper, we study the design of secure communication for time division duplexing multi-cell multi-user massive multiple-input multiple-output (MIMO) systems with active eavesdropping. We assume that the eavesdropper actively attacks the uplink pilot transmission and the uplink data transmission before eavesdropping the downlink data transmission phase of the desired users. We exploit both the received pilots and data signals for uplink channel estimation. We show analytically that when the number of transmit antennas and the length of the data vector both tend to infinity, the signals of the desired user and the eavesdropper lie in different eigenspaces of the received signal matrix at the base station if their signal powers are different. This finding reveals that decreasing (instead of increasing) the desire user's signal power might be an effective approach to combat a strong active attack from an eavesdropper. Inspired by this result, we propose a data-aided secure downlink transmission scheme and derive an asymptotic achievable secrecy sum-rate expression for the proposed design. Numerical results indicate that under strong active attacks, the proposed design achieves significant secrecy rate gains compared to the conventional design employing matched filter precoding and artificial noise generation.
Yongpeng Wu 0001, Chao-Kai Wen, Wen Chen 0001, Shi Jin 0002, Robert Schober, Giuseppe Caire
ICC5
2018 Cache-Aided Non-Orthogonal Multiple Access
abstract
In this paper, we propose a novel joint caching and non-orthogonal multiple access (NOMA) scheme to facilitate advanced downlink transmission for next generation cellular networks. In addition to reaping the conventional advantages of caching and NOMA transmission, the proposed cache-aided NOMA scheme also exploits cached data for interference cancellation which is not possible with separate caching and NOMA transmission designs. Furthermore, as caching can help to reduce the residual interference power, several decoding orders are feasible at the receivers, and these decoding orders can be flexibly selected for performance optimization. We characterize the achievable rate region of cache-aided NOMA and investigate its benefits for minimizing the time required to complete video file delivery. Our simulation results reveal that, compared to several baseline schemes, the proposed cache-aided NOMA scheme significantly expands the achievable rate region for downlink transmission, which translates into substantially reduced file delivery times.
Lin Xiang 0001, Derrick Wing Kwan Ng, Xiaohu Ge, Zhiguo Ding 0001, Vincent W. S. Wong 0001, Robert Schober
ICC6
2018 Performance Analysis of Millimeter Wave NOMA Networks with Beam Misalignment
abstract
Non-orthogonal multiple access (NOMA) and millimeter wave (mmWave) are two key enabling technologies for the fifth generation (5G) wireless networks. In this paper, we develop a general performance analysis framework for mmWave-NOMA networks with spatially random users taking into account link blockage and directional beamforming. To facilitate NOMA transmission in mmWave networks, we propose an angle-based user pairing strategy. Specifically, the base station first randomly selects one user and then pairs it with the line-of-sight user that has the minimum relative angle difference. NOMA is enabled when the beamwidth of the main lobe created by directional beamforming is not smaller than the angle difference between the paired NOMA users. Tools from stochastic geometry are utilized to derive the coverage probability and the sum rate of the proposed NOMA scheme, where beam misalignment at both the base station and the users is taken into account. Simulations validate the performance analysis and show that the proposed NOMA scheme achieves a larger coverage probability and a higher sum rate than conventional NOMA with distance-based user pairing and orthogonal multiple access.
Yong Zhou 0006, Vincent W. S. Wong 0001, Robert Schober
ICC3
2018 Non-orthogonal multiple access for FSO backhauling
abstract
We consider a free space optical (FSO) backhauling system which consists of two base stations (BSs) and one central unit (CU). We propose to employ non-orthogonal multiple access (NOMA) for FSO backhauling where both BSs transmit at the same time and in the same frequency band to the same photodetector at the CU. We develop a dynamic NOMA scheme which determines the optimal decoding order as a function of the channel state information at the CU and the quality of service requirements of the BSs, such that the outage probabilities of both BSs are jointly minimized. Moreover, we analyze the performance of the proposed NOMA scheme in terms of the outage probability over Gamma-Gamma FSO turbulence channels. We further derive closed-form expressions for the outage probability for the high signal-to-noise ratio regime. Our simulation results confirm the analytical derivations and reveal that the proposed dynamic NOMA scheme significantly outperforms orthogonal transmission and existing NOMA schemes.
Marzieh Najafi, Vahid Jamali, Panagiotis D. Diamantoulakis, George K. Karagiannidis, Robert Schober
WCNC5
2018 Molecular communication using magnetic nanoparticles
abstract
In this paper, we propose to use magnetic nanoparticles as information carriers for molecular communication. This enables the use of an external magnetic field to guide information-carrying particles towards the receiver. We show that the particle movement can be mathematically modeled as diffusion with drift. Thereby, we reveal that the key parameters determining the magnetic force are particle size and magnetic field gradient. As an example, we consider magnetic nanoparticle based communication in a bounded two-dimensional environment. For this model, we derive an analytical expression for the channel impulse response subject to fluid flow and magnetic drift. Numerical results, obtained by particle-based simulation, validate the accuracy of the derived analytical expressions. Furthermore, adopting the symbol error rate as performance metric, we show that using magnetic nanoparticles facilitates reliable communication, even in the presence of fluid flow.
Wayan Wicke, Arman Ahmadzadeh, Vahid Jamali, Robert Schober, Harald Unterweger, Christoph Alexiou
WCNC4
2018 Resource Management for Device-to-Device Communication: A Physical Layer Security Perspective
abstract
As a promising technology for 5G networks, device-to-device (D2D) communication can improve spectrum utilization by sharing the resources of cellular users (CUs). However, this is at the cost of generating interference to the CUs. While most existing works focused on eliminating or suppressing the interference between the D2D links and the CUs, such interference could in fact be beneficial for improving the security of cellular communication. Specifically, D2D links may, in return for reusing cellular resources to achieve high spectral efficiency, act as friendly jammers and help the CUs against malicious wiretapping. To reach this win-win situation, D2D resource management has to be designed from a physical layer security perspective. In this paper, we consider the joint optimization of power allocation and channel assignment of the D2D links and the CUs with the aim to provide security to the CUs and improve the spectral efficiency of the D2D links simultaneously. We focus on the challenging downlink resource sharing problem and investigate both single-channel and multi-channel D2D communications. The resulting resource management design problems turn out to be difficult nonlinear mixed integer problems. Nevertheless, by exploiting the inherent properties of the formulated optimization problems, we are able to analytically characterize the optimal power allocation of the CUs and D2D links, and develop efficient methods for joint optimization of their channel assignments. Simulation results show that the proposed resource management policies outperform several baseline schemes and can indeed achieve the desired twofold objective.
Jiaheng Wang 0001, Yongming Huang 0001, Shi Jin 0002, Robert Schober, Xiaohu You 0001, Chunming Zhao 0001
IEEE J. Sel. Areas Commun.4
2018 Delay Minimization for NOMA-MEC Offloading
abstract
This letter considers the minimization of the offloading delay for nonorthogonal multiple access assisted mobile edge computing (NOMA-MEC). By transforming the delay minimization problem into a form of fractional programming, two iterative algorithms based on, respectively, Dinkelbach's method and Newton's method are proposed. The optimality of both methods is proved and their convergence is compared. Furthermore, criteria for choosing between three possible modes, namely orthogonal multiple access, pure NOMA, and hybrid NOMA, for MEC offloading are established.
Zhiguo Ding 0001, Derrick Wing Kwan Ng, Robert Schober, H. Vincent Poor
IEEE Signal Process. Lett.3
2018 Robust and Secure Resource Allocation for Full-Duplex MISO Multicarrier NOMA Systems
abstract
In this paper, we study the resource allocation algorithm design for multiple-input single-output (MISO) multicarrier non-orthogonal multiple access (MC-NOMA) systems, in which a full-duplex base station serves multiple half-duplex uplink and downlink users on the same subcarrier simultaneously. The resource allocation is optimized for maximization of the weighted system throughput while the information leakage is constrained and artificial noise is injected to guarantee secure communication in the presence of multiple potential eavesdroppers. To this end, we formulate a robust non-convex optimization problem taking into account the imperfect channel state information of the eavesdropping channels and the quality-of-service requirements of the legitimate users. Despite the non-convexity of the optimization problem, we solve it optimally by applying monotonic optimization which yields the optimal beamforming, artificial noise design, subcarrier allocation, and power allocation policy. The optimal resource allocation policy serves as a performance benchmark since the corresponding monotonic optimization-based algorithm entails a high computational complexity. Hence, we also develop a low-complexity suboptimal resource allocation algorithm which converges to a locally optimal solution. Our simulation results reveal that the performance of the suboptimal algorithm closely approaches that of the optimal algorithm. Besides, the proposed optimal MISO NOMA system can not only ensure downlink and uplink communication security simultaneously but also provides a significant system secrecy rate improvement compared with the traditional MISO orthogonal multiple access systems and two other baseline schemes.
Yan Sun 0003, Derrick Wing Kwan Ng, Jun Zhu 0005, Robert Schober
IEEE Trans. Commun.4
2018 Stochastic Channel Modeling for Diffusive Mobile Molecular Communication Systems
abstract
In this paper, we consider mobile molecular communication (MC) systems which are expected to find application in several fields including targeted drug delivery and health monitoring. We develop a mathematical framework for modeling the time-variant stochastic channels of diffusive mobile MC systems. In particular, we consider a diffusive mobile MC system consisting of a pair of transmitter and receiver nano-machines suspended in a fluid medium with a uniform bulk flow, where we assume that either the transmitter or the receiver or both are mobile, and we model the mobility by Brownian motion. The transmitter and receiver nano-machines exchange information via diffusive signaling molecules. Due to the random movements of the transmitter and receiver nano-machines, the statistics of the channel impulse response (CIR) change over time. We derive closed-form expressions for the mean, the autocorrelation function (ACF), the cumulative distribution function (CDF), and the probability density function (PDF) of the time-variant CIR. Exploiting the ACF, we define the coherence time of the time-variant MC channel as a metric for characterization of the variations of the CIR. The derived CDF is employed for calculation of the outage probability of the system. We also show that under certain conditions, the PDF of the CIR can be accurately approximated by a Log-normal distribution. Based on this approximation, we derive a simple model for outdated channel state information (CSI). Moreover, we derive an analytical expression for the evaluation of the expected error probability of a simple detector for the considered MC system. In order to investigate the impact of CIR decorrelation over time, we compare the performances of a detector with perfect CSI knowledge and a detector with outdated CSI knowledge. The accuracy of the proposed analytical expressions is verified via particle-based simulation of the Brownian motion.
Arman Ahmadzadeh, Vahid Jamali, Robert Schober
IEEE Trans. Commun.3
2018 Power-Efficient and Secure WPCNs With Hardware Impairments and Non-Linear EH Circuit
abstract
In this paper, we design a robust resource allocation algorithm for a wireless-powered communication network (WPCN) taking into account residual hardware impairments (HWIs) at the transceivers, the imperfectness of the channel state information, and the non-linearity of practical radio frequency energy harvesting circuits. In order to ensure power-efficient secure communication, physical layer security techniques are exploited to deliberately degrade the channel quality of a multiple-antenna eavesdropper. The resource allocation algorithm design is formulated as a non-convex optimization problem for minimization of the total power consumption in the network, while guaranteeing the quality of service of the information receivers in terms of secrecy rate. The globally optimal solution of the optimization problem is obtained via a 2-D search and semidefinite programming relaxation. To strike a balance between computational complexity and system performance, a low-complexity iterative suboptimal resource allocation algorithm is also proposed. Numerical results demonstrate that both the proposed optimal and suboptimal schemes can significantly reduce the total system power consumption required for guaranteeing secure communication, and unveil the impact of HWIs on the system performance: 1) residual HWIs create a system performance bottleneck in WPCN in the high transmit/receive power regimes; 2) increasing the number of transmit antennas can effectively reduce the power consumption of wireless power transfer and alleviate the performance degradation due to residual HWIs; and 3) imperfect CSI exacerbates the impact of residual HWIs, which increases the power consumption of both wireless power and wireless information transfer.
Elena Boshkovska, Derrick Wing Kwan Ng, Linglong Dai, Robert Schober
IEEE Trans. Commun.4
2018 NOMA Assisted Wireless Caching: Strategies and Performance Analysis
abstract
Conventional wireless caching assumes that content can be pushed to local caching infrastructure during off-peak hours in an error-free manner; however, this assumption is not applicable if local caches need to be frequently updated via wireless transmission. This paper investigates a new approach to wireless caching for situations in which the cache content has to be updated during on-peak hours. Two non-orthogonal multiple access (NOMA)-assisted caching strategies are developed, namely, the push-then-deliver strategy and the push-and-deliver strategy. In the push-then-deliver strategy, the NOMA principle is applied to push more content files to the content servers during a short time interval reserved for content pushing during on-peak hours and to provide more connectivity for content delivery, compared with the conventional orthogonal multiple access (OMA) strategy. The push-and-deliver strategy is motivated by the fact that some users’ requests cannot be accommodated locally and the base station has to serve them directly. These events during the content delivery phase are exploited as opportunities for content pushing, which further facilitates the frequent update of the files cached at the content servers. It is also shown that this strategy can be straightforwardly extended to device-to-device caching, and various analytical results are developed to illustrate the superiority of the proposed caching strategies compared with OMA based schemes.
Zhiguo Ding 0001, Pingzhi Fan, George K. Karagiannidis, Robert Schober, H. Vincent Poor
IEEE Trans. Commun.4
2018 Constant-Composition Codes for Maximum Likelihood Detection Without CSI in Diffusive Molecular Communications
abstract
Instantaneous or statistical channel state information (CSI) is needed for most detection schemes developed for molecular communication (MC) systems. Since the MC channel changes over time, e.g., due to variations in the velocity of flow, the temperature, or the distance between transmitter and receiver, CSI acquisition has to be conducted repeatedly to keep track of CSI variations. Frequent CSI acquisition may entail a large overhead whereas infrequent CSI acquisition may result in a low CSI estimation accuracy. To overcome these challenges, we design codes which enable maximum likelihood sequence detection at the receiver without instantaneous or statistical CSI. In particular, assuming concentration shift keying modulation, we show that a class of codes, known as constant-composition (CC) codes, enables optimal CSI-free sequence detection at the expense of a decrease in data rate. We analyze the code rate, the error rate, and the average number of released molecules for the adopted CC codes. In addition, we study the properties of binary CC codes and balanced CC codes in further detail. Simulation results verify our analytical derivations and reveal that CC codes with CSI-free detection outperform uncoded transmission with optimal coherent and noncoherent detection.
Vahid Jamali, Arman Ahmadzadeh, Nariman Farsad, Robert Schober
IEEE Trans. Commun.4
2018 Non-Coherent Detection for Diffusive Molecular Communication Systems
abstract
We study non-coherent detection schemes for molecular communication (MC) systems with negligible inter-symbol interference that do not require knowledge of the channel state information (CSI). In particular, we first derive the optimal maximum likelihood (ML) multiple-symbol (MS) detector for MC systems. As a special case of the optimal MS detector, we show that the optimal ML symbol-by-symbol (SS) detector can be equivalently written in the form of a threshold-based detector, where the optimal decision threshold is constant and depends only on the statistics of the MC channel. The main challenge of the MS detector is the complexity associated with the calculation of the optimal detection metric. To overcome this issue, we propose an approximate MS detection metric that can be expressed in closed form. In addition, we develop a non-coherent decision-feedback detector, which introduces a lower detection delay compared with the optimal MS detector, and a suboptimal blind detector, which has a significantly lower complexity than the optimal MS detector. Finally, we derive analytical expressions for the bit error rate (BER) of the optimal SS detector, as well as upper and lower bounds for the BER of the optimal MS detector. Simulation results confirm the analysis and reveal the effectiveness of the proposed optimal and suboptimal detection schemes compared with the benchmark scheme that assumes perfect CSI knowledge, particularly, when the number of observations used for detection is sufficiently large. Simulation results are also presented that show the performance of the proposed detectors, when inter-symbol interference is non-negligible.
Vahid Jamali, Nariman Farsad, Robert Schober, Andrea J. Goldsmith
IEEE Trans. Commun.3
2018 Pilot Spoofing Attack by Multiple Eavesdroppers
abstract
In this paper, we investigate the design of a pilot spoofing attack (PSA) carried out by multiple single-antenna eavesdroppers (Eves) in a downlink time-division duplex system, where a multiple antenna base station (BS) transmits confidential information to a single-antenna legitimate user. During the uplink channel training phase, multiple Eves collaboratively impair the channel acquisition of the legitimate link, aimed at maximizing the wiretapping signal-to-noise ratio (SNR) in the subsequent downlink data transmission phase. Two different scenarios are investigated: 1) the BS is unaware of the PSA and 2) the BS attempts to detect the presence of the PSA. For both scenarios, we formulate wiretapping SNR maximization problems. For the second scenario, we also investigate the probability of successful detection and constrain it to remain below a pre-designed threshold. The two resulting optimization problems can be unified into a more general non-convex optimization problem, and we propose an efficient algorithm based on the minorization-maximization (MM) method and the alternating direction method of multipliers (ADMM) to solve it. The proposed MM-ADMM algorithm is shown to converge to a stationary point of the general problem. In addition, we propose a semi-definite relaxation (SDR) method as a benchmark to evaluate the efficiency of the MM-ADMM algorithm. Numerical results show that the MM-ADMM algorithm achieves near-optimal performance and is computationally more efficient than the SDR-based method.
Ke-Wen Huang, Hui-Ming Wang 0001, Yongpeng Wu 0001, Robert Schober
IEEE Trans. Wirel. Commun.4
2018 Performance Analysis of Near-Optimal Energy Buffer Aided Wireless Powered Communication
abstract
In this paper, we consider a wireless powered communication system, where an energy harvesting (EH) node harvests energy from a radio frequency (RF) signal broadcasted by an access point (AP) in the downlink (DL). The node stores the harvested energy in an energy buffer and uses the stored energy to transmit data to the AP in the uplink (UL). We investigate two simple online transmission policies for the EH node, namely a best-effort policy and an on-off policy, which do not require knowledge of the EH profile nor channel knowledge. In particular, for both policies, the EH node transmits in each time slot with a constant desired power if sufficient energy is available in its energy buffer. Otherwise, the node transmits with the maximum possible power in the best-effort policy and remains silent in the on-off policy. For both policies, we use the theory of discrete-time continuous-state Markov chains to analyze the limiting distribution of the stored energy for finite- and infinite-size energy buffers. We provide this limiting distribution in closed form for a Nakagami-m fading DL channel and analyze the outage probability for a Nakagami-m fading UL channel. All derived analytical results are not limited to EH via RF WPT but are applicable for any independent and identically distributed EH process from e.g. solar and wind energy. Our results reveal that, for low-to-medium outage probabilities, the best-effort policy is superior to the on-off policy and the optimal UL transmit power of the EH node that minimizes the outage probability is always less than the average harvested power. The opposite behaviour is observed for high outage probabilities. Furthermore, we show that the minimum outage probability of the two proposed policies is near-optimal.
Rania Morsi, Diomidis S. Michalopoulos, Robert Schober
IEEE Trans. Wirel. Commun.3
2018 Cache-Enabled Physical Layer Security for Video Streaming in Backhaul-Limited Cellular Networks
abstract
In this paper, we propose a novel wireless caching scheme to enhance the physical layer security of video streaming in cellular networks with limited backhaul capacity. By proactively sharing video data across a subset of base stations (BSs) through both caching and backhaul loading, secure cooperative joint transmission of several BSs can be dynamically enabled in accordance with the cache status, the channel conditions, and the backhaul capacity. Assuming imperfect channel state information (CSI) at the transmitters, we formulate a two-stage non-convex mixed-integer robust optimization problem for minimizing the total transmit power while providing the quality of service and guaranteeing communication secrecy during video delivery, where the caching and the cooperative transmission policy are optimized in an offline video caching stage and an online video delivery stage, respectively. Although the formulated optimization problem turns out to be NP-hard, low-complexity polynomial-time algorithms, whose solutions are globally optimal under certain conditions, are proposed for cache training and video delivery control. Caching is shown to be beneficial as it reduces the data sharing overhead imposed on the capacity-constrained backhaul links, introduces additional secure degrees of freedom, and enables a power-efficient communication system design. Simulation results confirm that the proposed caching scheme achieves simultaneously a low secrecy outage probability and a high power efficiency. Furthermore, due to the proposed robust optimization, the performance loss caused by imperfect CSI knowledge can be significantly reduced when the cache capacity becomes large.
Lin Xiang 0001, Derrick Wing Kwan Ng, Robert Schober, Vincent W. S. Wong 0001
IEEE Trans. Wirel. Commun.3
2018 Secure Video Streaming in Heterogeneous Small Cell Networks With Untrusted Cache Helpers
abstract
This paper studies secure video streaming in cache-enabled small cell networks, where some of the cache-enabled small cell base stations (BSs) helping in video delivery are untrusted. Unfavorably, caching improves the eavesdropping capability of these untrusted helpers as they may intercept both the cached and the delivered video files. To address this issue, we propose joint caching and scalable video coding of video files to enable secure cooperative multiple-input multiple-output transmission and, at the same time, exploit the cache memory of both the trusted and untrusted BSs for improving the system performance. Considering imperfect channel state information at the transmitters, we formulate a two-timescale non-convex mixed-integer robust optimization problem to minimize the total transmit power required for guaranteeing the quality of service and secrecy during video streaming. We develop an iterative algorithm based on a modified generalized Benders decomposition to solve the problem optimally, where the caching and the cooperative transmission policies are determined via offline (long-timescale) and online (short-timescale) optimization, respectively. Furthermore, inspired by the optimal algorithm, a low-complexity suboptimal algorithm based on a greedy heuristic is proposed. Simulation results show that the proposed schemes achieve significant gains in power efficiency and secrecy performance compared to several baseline schemes.
Lin Xiang 0001, Derrick Wing Kwan Ng, Robert Schober, Vincent W. S. Wong 0001
IEEE Trans. Wirel. Commun.3
2018 Robust MSE-Balancing Hierarchical Linear/Tomlinson-Harashima Precoding for Downlink Massive MU-MIMO Systems
abstract
In this paper, we propose a robust minimum maximum mean square error Tomlinson-Harashima precoding (Min-Max-MSE THP) scheme and a low-complexity robust Min-Max-MSE hierarchical linear/THP (HL-THP) scheme for downlink massive multiuser multiple-input-multiple-output (MU-MIMO) systems with imperfect channel state information (CSI) at the transmitter. The proposed robust Min-Max-MSE HL-THP scheme comprises an inner linear beamformer (BF), which is designed based on second-order CSI statistics, and outer THP modules, which exploit the instantaneous overall CSI of the cascade of the actual channel and the inner BF. Thereby, the user terminals are divided into groups, where for each group a THP module successively mitigates the intra-group interference, whereas the inter-group interference is canceled by the inner BF. To ensure fairness, we adopt the maximization of the asymptotic signal-to-leakage-plus-noise ratio in the large system limit and the Min-Max-MSE as an optimization criterion for designing the inner BF and the per-group THP modules, respectively. Our analytical and simulation results show that the proposed robust Min-Max-MSE HL-THP scheme achieves a substantially improved performance in terms of the Max-MSE, maximum bit error rate, and minimum rate compared to linear regularized zero-forcing precoding. Moreover, the performance loss of the proposed robust Min-Max-MSE HL-THP scheme compared to the robust Min-Max-MSE THP scheme is small. In addition, our complexity analysis reveals that the proposed robust Min-Max-MSE HL-THP scheme has a much lower computational complexity than the Min-Max-MSE THP scheme. Hence, the robust Min-Max-MSE HL-THP scheme provides a favorable tradeoff between complexity and performance.
Shahram Zarei, Wolfgang H. Gerstacker, Robert Weigel, Martin Vossiek, Robert Schober
IEEE Trans. Wirel. Commun.5
2018 Dynamic Decode-and-Forward Based Cooperative NOMA With Spatially Random Users
abstract
Non-orthogonal multiple access (NOMA) is a promising spectrally-efficient multiple access technique for the fifth generation (5G) wireless networks. In this paper, we propose a dynamic decode-and-forward (DDF) based cooperative NOMA scheme for downlink transmission with spatially random users. In DDF-based cooperative NOMA, the base station transmits the superposition of the signals intended for the paired NOMA users. The user closer to the base station forwards the signal intended for the far user as soon as it can successfully decode its own signal and the signal intended for the far user. We consider two user pairing strategies, namely random and distance-based user pairing, which require one-bit feedback and the users' distance information, respectively. For each user pairing strategy, we derive the outage probability of the proposed NOMA scheme by using tools from stochastic geometry. Furthermore, based on the obtained outage probability, we derive the diversity order and the sum rate of the paired NOMA users. Simulation results validate the analytical results and demonstrate that the proposed DDF-based cooperative NOMA scheme achieves a lower outage probability and a higher sum rate than orthogonal multiple access, conventional NOMA, and cooperative NOMA.
Yong Zhou 0006, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2018 Stable Throughput Regions of Opportunistic NOMA and Cooperative NOMA With Full-Duplex Relaying
abstract
In this paper, we consider downlink non-orthogonal multiple access (NOMA) transmission with dynamic traffic arrival for spatially random users of different priorities. By exploiting limited channel state information, we propose an opportunistic NOMA scheme to enable NOMA for high- and low-priority users when high-priority users experience good channel conditions. Opportunistic NOMA improves the transmission opportunities of low-priority users while reducing the adverse effect of NOMA on high-priority users. Moreover, we propose a cooperative NOMA scheme with full-duplex relaying, where low-priority users act as full-duplex relays to assist the high-priority users. The high-priority user constructively combines the signal and its delayed version transmitted by the base station and a selected relay, respectively. The adopted relay selection scheme takes into account the users' spatial distribution, queue status, and channel conditions. By using tools from queueing theory and stochastic geometry, we derive the stable throughput regions of both proposed schemes. Furthermore, we derive the conditions under which the proposed NOMA schemes achieve larger stable throughput regions than orthogonal multiple access (OMA). At the expense of a higher implementation complexity and with appropriate parameter setting, cooperative NOMA with full-duplex relaying achieves a larger stable throughput region than opportunistic NOMA, which in turn outperforms OMA.
Yong Zhou 0006, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2018 Coverage and Rate Analysis of Millimeter Wave NOMA Networks With Beam Misalignment
abstract
Non-orthogonal multiple access (NOMA) and millimeter wave (mm-wave) are two key enabling technologies for fifth generation (5G) wireless networks. In this paper, we develop a general performance analysis framework for downlink NOMA transmission in mm-wave networks with spatially random users taking into account link blockages and directional beamforming. To facilitate NOMA transmission in mm-wave networks, we propose an angle-based user pairing strategy, where the base station first randomly selects one user and then pairs it with the line-of-sight user that has the minimum relative angle difference. The proposed strategy increases the probability that both NOMA users are covered by the main lobe created by directional beamforming. To account for the randomness of link blockages and user locations, we consider dynamic user ordering among the paired NOMA users. Tools from stochastic geometry are utilized to derive the coverage probability, outage sum rate, and ergodic sum rate of the proposed NOMA scheme, where beam misalignment at both the base station and users is taken into account. Simulations validate the performance analysis and show that the proposed NOMA scheme achieves a larger coverage probability and higher outage and ergodic sum rates than conventional NOMA with distance-based user pairing and orthogonal multiple access.
Yong Zhou 0006, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2017 Statistical Analysis of Time-Variant Channels in Diffusive Mobile Molecular Communications
abstract
In this paper, we consider a diffusive mobile molecular communication (MC) system consisting of a pair of mobile transmitter and receiver nano- machines suspended in a fluid medium, where we model the mobility of the nano-machines by Brownian motion. The transmitter and receiver nano-machines exchange information via diffusive signaling molecules. Due to the random movements of the transmitter and receiver nano-machines, the statistics of the channel impulse response (CIR) change over time. We introduce a statistical framework for characterization of the impulse response of time-variant MC channels. In particular, we derive closed-form analytical expressions for the mean and the autocorrelation function of the impulse response of the channel. Given the autocorrelation function, we define the coherence time of the time-variant MC channel as a metric that characterizes the variations of the impulse response. Furthermore, we derive an analytical expression for evaluation of the expected error probability of a simple detector for the considered system. In order to investigate the impact of CIR decorrelation over time, we compare the performances of a detector with perfect channel state information (CSI) knowledge and a detector with outdated CSI knowledge. The accuracy of the proposed analytical expression is verified via particle-based simulation of the Brownian motion.
Arman Ahmadzadeh, Vahid Jamali, Robert Schober
GLOBECOM3
2017 Power-Efficient and Secure WPCNs with Residual Hardware Impairments and a Non-Linear EH Model
abstract
In this paper, we design a resource allocation algorithm for a wireless-powered communication network (WPCN) taking into account residual hardware impairments (HWIs) at the transceivers and the non-linearity of radio frequency (RF) energy harvesting (EH) circuits. In order to ensure communication secrecy, physical layer (PHY) security techniques are exploited to deliberately degrade the channel quality of a multiple-antenna eavesdropper. The resource allocation algorithm design is formulated as a non-convex optimization problem for the minimization of the total consumed power in the network, while guaranteeing the quality of service (QoS) of the information receivers (IRs). The globally optimal solution of the optimization problem is obtained via a one-dimensional search and semidefinite programming (SDP) relaxation. Numerical results demonstrate that the proposed scheme can significantly reduce the power consumption of the system compared to a baseline scheme, which assumes ideal hardware.
Elena Boshkovska, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM3
2017 C-RAN with Hybrid RF/FSO Fronthaul Links: Joint Optimization of RF Time Allocation and Fronthaul Compression
abstract
This paper considers the uplink of a cloud radio access network (C-RAN) comprised of several multi-antenna remote radio units (RUs) which send the data that they received from multiple mobile users (MUs) to a central unit (CU) via a wireless fronthaul link. One of the fundamental challenges in implementing C-RAN is the huge data rate required for fronthauling. To address this issue, we employ hybrid radio frequency (RF)/free space optical (FSO) systems for the fronthaul links as they benefit from both the large data rates of FSO links and the reliability of RF links. To efficiently exploit the fronthaul capacity, the RUs employ vector quantization to jointly compress the signals received at their antennas. Moreover, due to the limited available RF spectrum, we assume that the RF multiple-access and fronthaul links employ the same RF resources. Thereby, we propose an adaptive protocol which allocates transmission time to the RF multiple-access and fronthaul links in a time division duplex (TDD) manner and optimizes the quantization noise covariance matrix at each RU such that the sum rate is maximized. Our simulation results reveal that a considerable gain in terms of sum rate can be achieved by the proposed protocol in comparison with benchmark schemes from the literature, especially when the FSO links experience unfavorable atmospheric conditions.
Marzieh Najafi, Vahid Jamali, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM4
2017 Large-Scale MIMO Secure Transmission with Finite Alphabet Inputs
abstract
In this paper, we investigate secure transmission over the large-scale multiple-antenna wiretap channel with finite alphabet inputs. First, we show analytically that a generalized singular value decomposition (GSVD) based design, which is optimal for Gaussian inputs, may exhibit a severe performance loss for finite alphabet inputs in the high signal-to-noise ratio (SNR) regime. In light of this, we propose a novel Per-Group-GSVD (PG-GSVD) design which can effectively compensate the performance loss caused by the GSVD design. More importantly, the computational complexity of the PG-GSVD design is by orders of magnitude lower than that of the existing design for finite alphabet inputs in \cite{Wu2012TVT} while the resulting performance loss is minimal. Numerical results indicate that the proposed PG-GSVD design can be efficiently implemented in large-scale multiple-antenna systems and achieves significant performance gains compared to the GSVD design.
Yongpeng Wu 0001, Jun-Bo Wang 0001, Jue Wang 0006, Robert Schober, Chengshan Xiao
GLOBECOM4
2017 Secure Video Streaming in Heterogeneous Small Cell Networks with Untrusted Cache Helpers
abstract
This paper studies secure video streaming in cache-enabled small cell networks, where some of the cache-enabled small cell base stations (BSs) helping in video delivery are untrusted. Unfavorably, caching improves the eavesdropping capability of these untrusted helpers as they may intercept both the cached and the delivered video files. To address this issue, we propose joint caching and scalable video coding (SVC) of video files to enable secure cooperative multiple-input multiple-output (MIMO) transmission and exploit the cache memory of all BSs for improving system performance. The caching and delivery design is formulated as a non-convex mixed-integer optimization problem to minimize the total BS transmit power required for secure video streaming. We develop an algorithm based on the modified generalized Benders decomposition (GBD) to solve the problem optimally. Inspired by the optimal algorithm, a low-complexity suboptimal algorithm is also proposed. Simulation results show that the proposed schemes achieve significant gains in power efficiency and secrecy performance compared to three baseline schemes.
Lin Xiang 0001, Derrick Wing Kwan Ng, Robert Schober, Vincent W. S. Wong 0001
GLOBECOM3
2017 Performance Analysis of Cooperative NOMA with Dynamic Decode-and-Forward Relaying
abstract
Non-orthogonal multiple access (NOMA) is a promising multiple access technique, which exploits the power domain to enhance the spectral efficiency of the fifth generation (5G) wireless networks. In this paper, we propose a dynamic decode-and-forward (DDF) based cooperative NOMA scheme for downlink transmission to enhance the reception reliability of spatially random users. In DDF-based cooperative NOMA, the user closer to the base station decodes the superimposed mixture of the users' signals received from the base station based on partial reception, and then forwards the signal intended for the far user. To avoid the need for instantaneous channel state information at the base station, we consider random user pairing, where the users are randomly paired for NOMA transmission. Tools from point process theory are utilized to derive the outage probability of the proposed DDF-based cooperative NOMA scheme. Simulation results validate the performance analysis and demonstrate the performance gains of the proposed DDF-based cooperative NOMA scheme over conventional NOMA and cooperative NOMA.
Yong Zhou 0006, Vincent W. S. Wong 0001, Robert Schober
GLOBECOM3
2017 Joint power and subcarrier allocation for multicarrier full-duplex systems
abstract
In this paper, we investigate resource allocation for multicarrier communication systems employing a full-duplex base station for serving multiple half-duplex downlink and uplink users simultaneously. We study the joint power and subcarrier allocation design for the maximization of the weighted sum throughput of the system. The algorithm design is formulated as a mixed combinatorial non-convex optimization problem and obtaining the globally optimal solution may require prohibitively high computational complexity. Therefore, a low computational complexity suboptimal iterative algorithm exploiting successive convex approximation is proposed to obtain a locally optimal solution. Simulation results confirm that the proposed suboptimal algorithm obtains a substantial improvement in system throughput compared to various existing baseline schemes.
Yan Sun 0003, Derrick Wing Kwan Ng, Robert Schober
ICASSP3
2017 Symbol synchronization for diffusive molecular communication systems
abstract
Symbol synchronization refers to the estimation of the start of a symbol interval and is needed for reliable detection. In this paper, we develop a symbol synchronization framework for molecular communication (MC) systems where we consider some practical challenges which have not been addressed in the literature yet. In particular, we take into account that in MC systems, the transmitter may not be equipped with an internal clock and may not be able to emit molecules with a fixed release frequency. Such restrictions hold for practical nanotransmitters, e.g. modified cells, where the lengths of the symbol intervals may vary due to the inherent randomness in the availability of food and energy for molecule generation, the process for molecule production, and the release process. To address this issue, we propose to employ two types of molecules, one for synchronization and one for data transmission. We derive the optimal maximum likelihood (ML) symbol synchronization scheme as a performance upper bound. Since ML synchronization entails high complexity, we also propose two low-complexity synchronization schemes, namely a peak observation-based scheme and a threshold-trigger scheme, which are suitable for MC systems with limited computational capabilities. Our simulation results reveal the effectiveness of the proposed synchronization schemes and suggest that the end-to-end performance of MC systems significantly depends on the accuracy of symbol synchronization.
Vahid Jamali, Arman Ahmadzadeh, Robert Schober
ICC3
2017 Optimal resource allocation for multicarrier MISO-NOMA systems
abstract
In this paper, we investigate optimal resource allocation for multicarrier (MC) multiple-input single-output non-orthogonal multiple access (MISO-NOMA) downlink systems. The resource allocation design for the maximization of the weighted system throughput is formulated as a non-convex optimization problem taking into account the quality-of-service requirements of the downlink receivers. We employ monotonic optimization to solve the formulated problem and to obtain the optimal joint precoding and subcarrier allocation policy. The optimal resource allocation policy serves as a performance benchmark due to its high computational complexity. Furthermore, a low-complexity suboptimal resource allocation algorithm is developed and shown to find a locally optimal solution. Our simulation results reveal that the suboptimal algorithm closely approaches the optimal performance. Besides, our results show that MC MISO-NOMA significantly improves the system throughput compared to conventional MC MISO orthogonal multiple access.
Yan Sun 0003, Derrick Wing Kwan Ng, Robert Schober
ICC3
2017 SCW codes for optimal CSI-free detection in diffusive molecular communications
abstract
Instantaneous or statistical channel state information (CSI) is needed for most detection schemes developed in the molecular communication (MC) literature. Since the MC channel changes, e.g., due to variations in the velocity of flow, the temperature, or the distance between transmitter and receiver, CSI acquisition has to be conducted repeatedly to keep track of CSI variations. Frequent CSI acquisition may entail a large overhead whereas infrequent CSI acquisition may result in a low CSI estimation quality. To cope with these issues, we design codes which facilitate maximum likelihood sequence detection at the receiver without instantaneous or statistical CSI. In particular, assuming concentration shift keying modulation, we show that a class of codes, referred to as strongly constant-weight (SCW) codes, enables optimal CSI-free sequence detection at the cost of decreasing the data rate. For the proposed SCW codes, we analyze the code rate and the error rate. Simulation results verify our analytical derivations and reveal that the proposed CSI-free detector for SCW codes outperforms the baseline coherent and non-coherent detectors for uncoded transmission.
Vahid Jamali, Arman Ahmadzadeh, Nariman Farsad, Robert Schober
ISIT4
2017 Max-Min Fair Beamforming for SWIPT Systems with Non-Linear EH Model
abstract
We study the beamforming design for multiuser systems with simultaneous wireless information and power transfer (SWIPT). Employing a practical non-linear energy harvesting (EH) model, the design is formulated as a non-convex optimization problem for the maximization of the minimum harvested power across several energy harvesting receivers. The proposed problem formulation takes into account imperfect channel state information (CSI) and a minimum required signal-to-interference-plus-noise ratio (SINR). The globally optimal solution of the design problem is obtained via the semidefinite programming (SDP) relaxation approach. Interestingly, we can show that at most one dedicated energy beam is needed to achieve optimality. Numerical results demonstrate that with the proposed design a significant performance gain and improved fairness can be provided to the users compared to two baseline schemes.
Elena Boshkovska, Xiaoming Chen 0001, Linglong Dai, Derrick Wing Kwan Ng, Robert Schober
VTC Fall5
2017 Resource Allocation for Outdoor-to-Indoor Compress-and-Forward SUDAS with Independent Relay Processing
abstract
In this paper, we consider resource allocation for an outdoor-to-indoor shared user-equipment (UE)- side distributed antenna system (SUDAS) employing multiple independently operating compress-and- forward (CF) relays which utilize both licensed and unlicensed frequency bands to enhance indoor data throughput. First, a non-convex matrix-valued resource allocation problem for maximization of the weighted sum rate is formulated. Next, the non-convex problem is simplified to obtain a low- complexity suboptimal resource allocation algorithm based on sequential quadratic programming (SQP). The proposed algorithm is shown to provide excellent performance in practical scenarios. Furthermore, the algorithm has a low channel state information (CSI) feedback requirement and can accommodate arbitrary communication bands and technologies for indoor relaying. Therefore, the proposed CF-SUDAS scheme can help achieve high outdoor-to-indoor data throughput at low complexity, a crucial requirement for next generation wireless communication systems.
Aravindh Krishnamoorthy, Robert Schober, Marco Breiling
VTC Fall2
2017 A Survey on Non-Orthogonal Multiple Access for 5G Networks: Research Challenges and Future Trends
abstract
Non-orthogonal multiple access (NOMA) is an essential enabling technology for the fifth-generation (5G) wireless networks to meet the heterogeneous demands on low latency, high reliability, massive connectivity, improved fairness, and high throughput. The key idea behind NOMA is to serve multiple users in the same resource block, such as a time slot, subcarrier, or spreading code. The NOMA principle is a general framework, and several recently proposed 5G multiple access schemes can be viewed as special cases. This survey provides an overview of the latest NOMA research and innovations as well as their applications. Thereby, the papers published in this special issue are put into the context of the existing literature. Future research challenges regarding NOMA in 5G and beyond are also discussed.
Zhiguo Ding 0001, Xianfu Lei, George K. Karagiannidis, Robert Schober, Jinhong Yuan, Vijay K. Bhargava
IEEE J. Sel. Areas Commun.4
2017 Distributed Optimization of Hierarchical Small Cell Networks: A GNEP Framework
abstract
Deployment of small cell base stations (SBSs) overlaying the coverage area of a macrocell BS (MBS) results in a two-tier hierarchical small cell network. Cross-tier and inter-tier interference not only jeopardize primary macrocell communication but also limit the spectral efficiency of small cell communication. This paper focuses on distributed interference management for downlink small cell networks. We address the optimization of transmit strategies from both the game theoretical and the network utility maximization (NUM) perspectives and show that they can be unified in a generalized Nash equilibrium problem (GNEP) framework. Specifically, the small cell network design is first formulated as a GNEP, where the SBSs and MBS compete for the spectral resources by maximizing their own rates while satisfying global quality of service (QoS) constraints. We analyze the GNEP via variational inequality theory and propose distributed algorithms, which only require the broadcasting of some pricing information, to achieve a generalized Nash equilibrium (GNE). Then, we also consider a nonconvex NUM problem that aims to maximize the sum rate of all BSs subject to global QoS constraints. We establish the connection between the NUM problem and a penalized GNEP and show that its stationary solution can be obtained via a fixed point iteration of the GNE. We propose GNEP-based distributed algorithms that achieve a stationary solution of the NUM problem at the expense of additional signaling overhead and complexity. The convergence of the proposed algorithms is proved and guaranteed for properly chosen algorithm parameters. The proposed GNEP framework can scale from a QoS constrained game to an NUM design for small cell networks by trading off signaling overhead and complexity.
Jiaheng Wang 0001, Yongming Huang 0001, Robert Schober, Xiaohu You 0001
IEEE J. Sel. Areas Commun.4
2017 Max-Min Multicell-Aware Precoding and Power Allocation for Downlink Massive MIMO Systems
abstract
We propose a max-min multicell-aware regularized zero-forcing (MCA-RZF) precoding and power allocation scheme for downlink multicell massive multiple-input multiple-output systems. A general correlated channel model is considered, and the adopted channel state information (CSI) acquisition model includes the effects of estimation errors and pilot contamination. We use results from random matrix theory to derive deterministic equivalents for the proposed max-min power allocation in the large system limit, which solely depend on statistical CSI, but not on individual channel realizations. Our numerical results show that the proposed max-min MCA-RZF precoder achieves a substantially higher network-wide minimum rate than the MCA-RZF and the conventional RZF precoders with uniform power allocation, respectively, as well as the conventional RZF precoder with max-min power allocation.
Shahram Zarei, Jocelyn Aulin, Wolfgang H. Gerstacker, Robert Schober
IEEE Signal Process. Lett.4
2017 Robust Resource Allocation for MIMO Wireless Powered Communication Networks Based on a Non-Linear EH Model
abstract
In this paper, we consider a multiple-input multiple-output wireless powered communication network, where multiple users harvest energy from a dedicated power station in order to be able to transmit their information signals to an information receiving station. Employing a practical non-linear energy harvesting (EH) model, we propose a joint time allocation and power control scheme, which takes into account the uncertainty regarding the channel state information (CSI) and provides robustness against imperfect CSI knowledge. In particular, we formulate two non-convex optimization problems for different objectives, namely system sum throughput maximization and the maximization of the minimum individual throughput across all wireless powered users. To overcome the non-convexity, we apply several transformations along with a one-dimensional search to obtain an efficient resource allocation algorithm. Numerical results reveal that a significant performance gain can be achieved when the resource allocation is designed based on the adopted non-linear EH model instead of the conventional linear EH model. Besides, unlike a non-robust baseline scheme designed for perfect CSI, the proposed resource allocation schemes are shown to be robust against imperfect CSI knowledge.
Elena Boshkovska, Derrick Wing Kwan Ng, Nikola Zlatanov, Alexander Koelpin, Robert Schober
IEEE Trans. Commun.5
2017 Optimal Relay Selection for the Parallel Hybrid RF/FSO Relay Channel: Non-Buffer-Aided and Buffer-Aided Designs
abstract
Hybrid radio frequency (RF)/free space optical (FSO) systems are among the candidate enabling technologies for the next generation of wireless networks, since they benefit from both the high data rates of the FSO subsystem and the high reliability of the RF subsystem. In this paper, we focus on the problem of throughput maximization in the parallel hybrid RF/FSO relay channel. In the parallel hybrid RF/FSO relay channel, a source node sends its data to a destination node with the help of multiple relay nodes. Thereby, for a given relay, the source-relay and the relay-destination FSO links are orthogonal with respect to each other due to the narrow beam employed for FSO transmission, whereas due to the broadcast nature of the RF channel, half-duplex operation is required for the RF links if self-interference is to be avoided. Moreover, we consider the two cases where the relays are and are not equipped with buffers. For both cases, we derive the optimal relay selection policies for the RF and FSO links and the optimal time allocation policy for transmission and reception for the RF links. The proposed optimal protocols provide important insights for an optimal system design. Since the optimal buffer-aided policy introduces an unbounded delay, we also propose a suboptimal buffer-aided policy, which ensures certain target average delays. Moreover, we present distributed implementations for both the proposed optimal protocols. Simulation results demonstrate that a considerable gain can be achieved by the proposed adaptive protocols in comparison with benchmark schemes from the literature.
Marzieh Najafi, Vahid Jamali, Robert Schober
IEEE Trans. Commun.3
2017 Optimal Joint Power and Subcarrier Allocation for Full-Duplex Multicarrier Non-Orthogonal Multiple Access Systems
abstract
In this paper, we investigate resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems employing a full-duplex (FD) base station for serving multiple half-duplex (HD) downlink and uplink users simultaneously. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted sum system throughput. We apply monotonic optimization to develop an optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a system performance benchmark due to its high computational complexity. Furthermore, a suboptimal iterative scheme based on successive convex approximation is proposed to strike a balance between computational complexity and optimality. Our simulation results reveal that the proposed suboptimal algorithm achieves a close-to-optimal performance. In addition, FD MC-NOMA systems employing the proposed resource allocation algorithms provide a substantial system throughput improvement compared with conventional HD multicarrier orthogonal multiple access (MC-OMA) systems and other baseline schemes. In addition, our results unveil that FD MC-NOMA systems enable a fairer resource allocation compared with traditional HD MC-OMA systems.
Yan Sun 0003, Derrick Wing Kwan Ng, Zhiguo Ding 0001, Robert Schober
IEEE Trans. Commun.4
2017 Secure Transmission With Large Numbers of Antennas and Finite Alphabet Inputs
abstract
In this paper, we investigate secure transmission over the large-scale multiple-antenna wiretap channel with finite alphabet inputs. First, we investigate the case where instantaneous channel state information (CSI) of the eavesdropper is known at the transmitter. We show analytically that a generalized singular value decomposition (GSVD)-based design, which is optimal for Gaussian inputs, may exhibit a severe performance loss for finite alphabet inputs in the high signal-to-noise ratio regime. In light of this, we propose a novel Per-Group-GSVD (PG-GSVD) design, which can effectively compensate the performance loss caused by the GSVD design. More importantly, the computational complexity of the PG-GSVD design is by orders of magnitude lower than that of the existing design for finite alphabet inputs while the resulting performance loss is minimal. Then, we extend the PG-GSVD design to the case where only statistical CSI of the eavesdropper is available at the transmitter. Numerical results indicate that the proposed PG-GSVD design can be efficiently implemented in large-scale multiple-antenna systems and achieves significant performance gains compared with the GSVD design.
Yongpeng Wu 0001, Jun-Bo Wang 0001, Jue Wang 0006, Robert Schober, Chengshan Xiao
IEEE Trans. Commun.4
2017 Capacity of the Gaussian Two-Hop Full-Duplex Relay Channel With Residual Self-Interference
abstract
In this paper, we investigate the capacity of the Gaussian two-hop full-duplex (FD) relay channel with residual self-interference. This channel is comprised of a source, an FD relay, and a destination, where a direct source-destination link does not exist and the FD relay is impaired by residual self-interference. We adopt the worst case linear self-interference model with respect to the channel capacity, and model the residual self-interference as a Gaussian random variable whose variance depends on the amplitude of the transmit symbol of the relay. For this channel, we derive the capacity and propose an explicit capacity-achieving coding scheme. Thereby, we show that the optimal input distribution at the source is Gaussian and its variance depends on the amplitude of the transmit symbol of the relay. On the other hand, the optimal input distribution at the relay is discrete or Gaussian, where the latter case occurs only when the relay-destination link is the bottleneck link. The derived capacity converges to the capacity of the two-hop ideal FD relay channel without self-interference and to the capacity of the two-hop half-duplex (HD) relay channel in the limiting cases when the residual self-interference is zero and infinite, respectively. Our numerical results show that significant performance gains are achieved with the proposed capacity-achieving coding scheme compared with the achievable rates of conventional HD relaying and/or conventional FD relaying.
Nikola Zlatanov, Erik Sippel, Vahid Jamali, Robert Schober
IEEE Trans. Commun.4
2017 Nonlinear Equalization Approaches for Physical Layer Network Coding
abstract
We consider a two-way relaying system employing physical layer network coding in channels suffering from frequency-selective fading. We study decision-feedback equalization (DFE), a technique based on delayed decision-feedback sequence estimation (DDFSE), and Tomlinson-Harashima precoding (THP) approaches for mitigating the distortions introduced by the channel. For DFE, we introduce transmit filtering schemes that generate identical overall source-to-relay channel impulse responses for both source nodes, while achieving the maximum signal-to-noise ratio after equalization for the zero-forcing and the minimum mean-squared error criterion, respectively. The advocated DDFSE approach also relies on transmit filtering at the source nodes. For the THP scheme, we derive the optimal precoding filters that guarantee an intersymbol interference free source-to-relay transmission. In order to obtain a two-way relaying system, which uses the same equalization techniques in both transmission directions, we design a THP-based compromise precoding scheme for the relay-to-destination transmission. The performance of the proposed techniques is compared with that of benchmark schemes with simpler filtering/precoding, where identical overall source-to-relay channel impulse responses are enforced by straightforward but suboptimum choices for the transmit filters. Our results reveal that the developed schemes enable significant gains compared with the benchmark schemes.
Armin Schmidt, Robert Schober, Wolfgang H. Gerstacker
IEEE Trans. Wirel. Commun.2
2017 Joint Optimal Pricing and Task Scheduling in Mobile Cloud Computing Systems
abstract
The evolving mobile cloud computing (MCC) paradigm enables mobile users to offload their computing tasks to cloud servers. In this paper, we study the following problems in MCC systems: 1) which tasks should be offloaded to cloud servers? 2) and what is the optimal price of cloud services? We jointly address these issues by formulating two levels of optimization problems. On the mobile users side, we formulate a utility maximization problem that takes the energy consumption, delay, and price of cloud services into account and obtain the optimal scheduling for both delay-sensitive and delay-tolerant applications. On the cloud service provider (CSP) side, we determine the optimal pricing strategy by formulating a profit maximization problem, which is non-convex in general. We further propose an algorithm using convexification and primal-dual methods to mitigate the non-convexity. Through numerical studies, we investigate the mobile users' behavior and the CSP's pricing strategy. Our results reveal that the proposed scheduler effectively balances the tradeoff between the energy consumption and delay in comparison with different schedulers proposed in the literature. Furthermore, we show that with the proposed pricing algorithm, the CSP can improve its profit by up to 25% compared with static and dynamic pricing strategies.
Hamed Shah-Mansouri, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2017 Robust Beamforming Design in C-RAN With Sigmoidal Utility and Capacity-Limited Backhaul
abstract
In this paper, we study the robust beamforming design in cloud radio access networks, where remote radio heads (RRHs) are connected to a cloud server that performs signal processing and resource allocation in a centralized manner. Different from traditional approaches adopting a concave increasing function to model the utility of a user, we model the utility by a sigmoidal function of the signal-to-interference-plus-noise ratio (SINR) to capture the diminishing utility returns for very small and very large SINRs in real-time applications (e.g., video streaming). Our objective is to maximize the aggregate utility of the users while considering the imperfection of channel state information (CSI), limited backhaul capacity, and minimum quality of service requirements. Because of the sigmoidal utility function and some of the constraints, the formulated problem is non-convex. To efficiently solve the problem, we introduce a maximum interference constraint, transform the CSI uncertainty constraints into linear matrix inequalities, employ convex relaxation to handle the backhaul capacity constraints, and exploit the sum-of-ratios form of the objective function. This leads to an efficient resource allocation algorithm, which outperforms several baseline schemes, and closely approaches a performance upper bound for large CSI uncertainty or large number of RRHs.
Zehua Wang 0001, Derrick Wing Kwan Ng, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.4
2017 Buffer-Aided Relaying With Discrete Transmission Rates for the Two-Hop Half-Duplex Relay Network
abstract
We consider the two-hop half-duplex (HD) relay network, where the source-to-relay and relay-to-destination links are impaired by block fading. The relay is equipped with a buffer, which enables the relay to receive or transmit in each time slot independent of previous time slots. As a practical constraint, source and relay can transmit only at rates taken from predefined and finite sets. Thereby, it is assumed that for each time slot, the instantaneous qualities of the two links are available. For this network, we derive the optimal scheduling of reception and transmission at the relay and the optimal rate selection at source and relay, such that the throughput is maximized. Since the optimal protocol introduces unbounded delay, we also propose a buffer-aided protocol, which limits the delay. For this delay-limited protocol, we study the achieved delay and throughput by modeling the queue at the buffer as a Markov chain. Our numerical results show that the throughputs achieved with the proposed buffer-aided protocols for discrete transmission rates are significantly larger than the throughputs achieved with conventional relaying protocols where the HD relay switches between reception and transmission in a strictly alternating manner.
Wayan Wicke, Nikola Zlatanov, Vahid Jamali, Robert Schober
IEEE Trans. Wirel. Commun.4
2017 Low-Complexity MIMO Precoding for Finite-Alphabet Signals
abstract
This paper investigates the design of precoders for single-user multiple-input multiple-output (MIMO) channels, and, in particular, for finite-alphabet signals. Based on an asymptotic expression for the mutual information of channels exhibiting line-of-sight components and rather general antenna correlations, precoding structures that decompose the general channel into a set of parallel subchannel pairs are proposed. Then, a low-complexity iterative algorithm is devised to maximize the sum mutual information of all pairs. The proposed algorithm significantly reduces the computational load of existing approaches with only minimal loss in performance. The complexity savings increase with the number of transmit antennas and with the cardinality of the signal alphabet, making it possible to support values thereof that were unmanageable with existing solutions. Most importantly, the proposed solution does not require instantaneous channel state information (CSI) at the transmitter, but only statistical CSI.
Yongpeng Wu 0001, Derrick Wing Kwan Ng, Chao-Kai Wen, Robert Schober, Angel Lozano
IEEE Trans. Wirel. Commun.4
2017 Multi-Cell Massive MIMO Systems With Hardware Impairments: Uplink-Downlink Duality and Downlink Precoding
abstract
In this paper, we propose a new framework for uplink-downlink duality in multi-cell multi-user multiple-input multiple-output systems suffering from residual hardware impairments (HWIs) at the base stations and the user terminals. We apply the proposed uplink-downlink duality framework to derive a multi-cell interference and HWI aware minimum mean square error (MCHA-MMSE) precoder which also takes channel state information estimation errors into account. We use results from random matrix theory to derive an analytical expression for the downlink power allocation for the proposed MCHA-MMSE precoder in the large system limit, which only depends on the channel's second order statistics. In contrast to the conventional MMSE precoder, the proposed MCHA-MMSE precoder takes inter-cell interference, pilot contamination, and residual HWIs into account and therefore achieves substantially higher sum rates. The proposed MCHA-MMSE precoder exploits statistical channel knowledge, but does not require data exchange between base stations via backhaul links. In order to reduce the computational complexity, the matrix inversion required for the computation of the MCHA-MMSE precoder is approximated by a matrix polynomial leading to a new polynomial-expansion MCHA-MMSE precoder. Using results from the random matrix theory, we derive closed-form expressions for the asymptotically optimal coefficients of the matrix polynomial, which only depend on the channel's second order statistics.
Shahram Zarei, Wolfgang H. Gerstacker, Jocelyn Aulin, Robert Schober
IEEE Trans. Wirel. Commun.4
2017 Analysis and Design of Secure Massive MIMO Systems in the Presence of Hardware Impairments
abstract
To keep the hardware costs of future communications systems manageable, the use of low-cost hardware components is desirable. This is particularly true for the emerging massive multiple-input multiple-output (MIMO) systems which equip base stations (BSs) with a large number of antenna elements. However, low-cost transceiver designs will further accentuate the hardware impairments, which are present in any practical communication system. In this paper, we investigate the impact of hardware impairments on the secrecy performance of downlink massive MIMO systems in the presence of a passive multiple-antenna eavesdropper. Thereby, for the BS and the legitimate users, the joint effects of multiplicative phase noise, additive distortion noise, and amplified receiver noise are taken into account, whereas the eavesdropper is assumed to employ ideal hardware. We derive a lower bound for the ergodic secrecy rate of a given user when matched filter data precoding and artificial noise (AN) transmission are employed at the BS. Based on the derived analytical expression, we investigate the impact of the various system parameters on the secrecy rate and optimize both the pilot sets used for uplink training and the AN precoding. Our analytical and simulation results reveal that: 1) the additive distortion noise at the BS may be beneficial for the secrecy performance, especially if the power assigned for AN emission is not sufficient; 2) all other hardware impairments have a negative impact on the secrecy performance; 3) despite their susceptibility to pilot interference in the presence of phase noise, so-called spatially orthogonal pilot sequences are preferable unless the phase noise is very strong; and 4) the proposed generalized null-space AN precoding method can efficiently mitigate the negative effects of phase noise.
Jun Zhu 0005, Derrick Wing Kwan Ng, Ning Wang 0004, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.4
2017 Capacity of the Two-Hop Relay Channel With Wireless Energy Transfer From Relay to Source and Energy Transmission Cost
abstract
In this paper, we investigate a communication system comprised of an energy harvesting (EH) source, which harvests radio frequency (RF) energy from an out-of-band full-duplex relay node and exploits this energy to transmit data to a destination node via the relay node. We assume two scenarios for the battery of the EH source. In the first scenario, we assume that the EH source is not equipped with a battery and thereby cannot store energy. As a result, the RF energy harvested during one symbol interval can only be used in the following symbol interval. In the second scenario, we assume that the EH source is equipped with a battery having unlimited storage capacity in which it can store the harvested RF energy. As a result, the RF energy harvested during one symbol interval can be used in any of the following symbol intervals. For both system models, we derive the channel capacity subject to an average power constraint at the relay and an additional energy transmission cost at the EH source. We compare the derived capacities to the achievable rates of several benchmark schemes. Our results show that using the optimal input distributions at both the EH source and the relay is essential for high performance. Moreover, we demonstrate that neglecting the energy transmission cost at the source can result in a severe overestimation of the achievable performance.
Nikola Zlatanov, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.3
2016 Robust Optimization with Probabilistic Constraints for Power-Efficient and Secure SWIPT
abstract
In this paper, we propose beamforming schemes to simultaneously transmit data to multiple information receivers (IRs) while transfering power wirelessly to multiple energy-harvesting receivers (ERs). Taking into account the imperfection of the instantaneous channel state information, we introduce a probabilistic-constrained optimization problem to minimize the total transmit power while guaranteeing data transmission reliability, secure data transmission, and power transfer reliability. As the proposed optimization problem is non-convex and has an infinite number of constraints, we propose two robust reformulations of the original problem adopting safe-convex-approximation techniques. The derived robust formulations are in semidefinite programming forms, hence, they can be effectively solved by standard convex optimization packages. Simulation results confirm the superiority of the proposed approaches to a baseline scheme in guaranteeing transmission security.
Tuan Anh Le 0002, Quoc-Tuan Vien, Huan Xuan Nguyen, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM5
2016 Optimal Joint Power and Subcarrier Allocation for MC-NOMA Systems
abstract
In this paper, we investigate the resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted system throughput. We employ monotonic optimization to develop the optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a performance benchmark due to its high complexity. Furthermore, to strike a balance between computational complexity and optimality, a suboptimal scheme with low computational complexity is proposed. Our simulation results reveal that the suboptimal algorithm achieves a close-to-optimal performance and MC-NOMA employing the proposed resource allocation algorithm provides a substantial system throughput improvement compared to conventional multicarrier orthogonal multiple access (MC-OMA).
Yan Sun 0003, Derrick Wing Kwan Ng, Zhiguo Ding 0001, Robert Schober
GLOBECOM4
2016 Capacity of the Gaussian Two-Hop Full-Duplex Relay Channel with Self-Interference
abstract
In this paper, we investigate the capacity of the Gaussian two-hop full-duplex (FD) relay channel with self-interference. This channel is comprised of a source, an FD relay, and a destination, where a direct source-destination link does not exist and the FD relay is impaired by self- interference. We model the self-interference as an additive Gaussian random variable whose variance is proportional to the amplitude of the transmit symbol at the relay. For this channel, we derive the capacity and propose an explicit capacity- achieving coding scheme. Thereby, we show that the optimal input distribution at the source is Gaussian and its variance depends on the amplitude of the transmit symbol at the relay. On the other hand, the optimal input distribution at the relay is discrete or Gaussian, where the latter case occurs only when the relay- destination link is the bottleneck link. The derived capacity converges to the capacity of the two-hop ideal FD relay channel without self- interference and to the capacity of the two-hop half-duplex (HD) relay channel in the limiting cases when the self-interference is zero and infinite, respectively. Our numerical results show that significant performance gains are achieved using the proposed capacity-achieving coding scheme compared to the achievable rates of conventional FD relaying and HD relaying.
Nikola Zlatanov, Erik Sippel, Vahid Jamali, Robert Schober
GLOBECOM4
2016 Reactive receiver modeling for diffusive molecular communication systems with molecule degradation
abstract
In this paper, we consider the diffusive molecular communication channel between a transmitter nano-machine and a receiver nano-machine in a fluid environment. The information molecules released by the transmitter nano-machine into the environment can degrade in the channel via a first-order degradation reaction and those that reach the receiver nano-machine can participate in a reversible bimolecular-reaction with receiver receptor proteins. We derive a closed-form analytical expression for the expected received signal at the receiver, i.e., the expected number of activated receptors on the surface of the receiver. The accuracy of the derived analytical result is verified with a Brownian motion particle-based simulation of the environment.
Arman Ahmadzadeh, Hamidreza Arjmandi, Andreas Burkovski, Robert Schober
ICC4
2016 Power allocation and scheduling for SWIPT systems with non-linear energy harvesting model
abstract
In this paper, we design a resource allocation algorithm for multiuser simultaneous wireless information and power transfer systems for a realistic non-linear energy harvesting (EH) model. In particular, the algorithm design is formulated as a non-convex optimization problem for the maximization of the long-term average total harvested power at EH receivers subject to quality of service requirements for information decoding receivers. To obtain a tractable solution, we transform the corresponding non-convex sum-of-ratios objective function into an equivalent objective function in parametric subtractive form. This leads to a computationally efficient iterative resource allocation algorithm. Numerical results reveal a significant performance gain that can be achieved if the resource allocation algorithm design is based on the non-linear EH model instead of the traditional linear model.
Elena Boshkovska, Rania Morsi, Derrick Wing Kwan Ng, Robert Schober
ICC4
2016 On the design of MIMO-NOMA downlink and uplink transmission
abstract
In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, such as fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
ICC2
2016 Channel estimation techniques for diffusion-based molecular communications
abstract
In molecular communication (MC) systems, the expected number of molecules observed at the receiver over time after the instantaneous release of molecules by the transmitter is referred to as the channel impulse response (CIR). Knowledge of the CIR is needed for the design of detection and equalization schemes. In this paper, we present a training-based CIR estimation framework for MC systems which aims at estimating the CIR based on the observed number of molecules at the receiver due to emission of a sequence of known numbers of molecules by the transmitter. In particular, we derive maximum likelihood (ML) and least sum of square errors (LSSE) estimators. We also study the Cramer Rao (CR) lower bound and training sequence design for the considered system. Simulation results confirm the analysis and compare the performance of the proposed estimation techniques with the CR lower bound.
Vahid Jamali, Arman Ahmadzadeh, Christophe Jardin, Heinrich Sticht, Robert Schober
ICC5
2016 Multi-objective resource allocation in full-duplex SWIPT systems
abstract
In this paper, we investigate the resource allocation algorithm design for full-duplex simultaneous wireless information and power transfer (FD-SWIPT) systems. The considered system comprises a FD radio base station, multiple single-antenna half-duplex (HD) users, and multiple energy harvesters equipped with multiple antennas. We propose a multi-objective optimization framework to study the trade-off between uplink transmit power minimization, downlink transmit power minimization, and total harvested energy maximization. The considered optimization framework takes into account heterogeneous quality of service requirements for uplink and downlink communication and wireless power transfer. The non-convex multi-objective optimization problem is transformed into an equivalent rank-constrained semidefinite program (SDP) and solved optimally by SDP relaxation under certain general conditions. The solution of the proposed framework results in a set of Pareto optimal resource allocation policies. Numerical results unveil an interesting trade-off between the considered conflicting system design objectives and reveal the improved power efficiency facilitated by FD in SWIPT systems compared to traditional HD systems.
Shiyang Leng, Derrick Wing Kwan Ng, Nikola Zlatanov, Robert Schober
ICC4
2016 Adaptive relay selection protocol for the parallel hybrid RF/FSO relay channel
abstract
Hybrid radio frequency (RF)/free space optical (FSO) systems are among the candidate enabling technologies for the next generation of wireless networks since they benefit from the advantages of both the FSO subsystem, e.g. high data rates, and the RF subsystem, e.g. high reliability in terms of link connectivity. In this paper, we focus on the problem of throughput maximization in the parallel hybrid RF/FSO relay channel. In the parallel hybrid RF/FSO relay channel, a source node sends its data to a destination node with the help of multiple relay nodes. Thereby, the source-relay and the relay-destination FSO links are orthogonal with respect to each other due to the narrow beam employed for FSO transmission whereas the RF links are half duplex with respect to each other due to the broadcast nature of RF signals. We derive the optimal relay selection policies for transmission and reception for the RF and FSO links and the optimal time allocation policy to the RF relay reception and transmission links. Simulation results demonstrate that a considerable gain can be achieved by the proposed adaptive protocol in comparison with benchmark schemes from the literature.
Marzieh Najafi, Vahid Jamali, Robert Schober
ICC3
2016 Transmit beamforming for QoE improvement in C-RAN with mobile virtual network operators
abstract
Network slicing enables mobile virtual network operators (MVNOs) to lease network resources from a mobile network operator (MNO). The cloud radio access network (CRAN) architecture reduces the capital and operational expenditures for the MNO and also facilitates MVNOs running virtual machines on the cloud server. In this paper, we propose a beamforming scheme that coordinates multiple remote radio heads (RRHs) in C-RAN to improve the quality of experience (QoE) of users by maximizing their aggregate weighted quality of service (QoS). We model the QoS of each mobile user by a sigmoidal function and formulate the beamforming design as a non-convex optimization problem. By introducing an interference threshold, we first develop an iterative algorithm to determine a suboptimal solution of the original problem. Based on simulation results, we then show that a suitable interference threshold can be obtained in an off-line manner such that the suboptimal solution is a close-to-optimal solution of the original non-convex problem. Simulation results also show that the proposed scheme can significantly improve the aggregate weighted QoS of the mobile users compared to the traditional design where the weighted system sum rate is maximized.
Zehua Wang 0001, Derrick Wing Kwan Ng, Vincent W. S. Wong 0001, Robert Schober
ICC4
2016 Low-complexity MIMO precoding with discrete signals and statistical CSI
abstract
In this paper, we investigate the design of multiple-input multiple-output single-user precoders for finite-alphabet signals under the premise of statistical channel-state information at the transmitter. Based on an asymptotic expression for the mutual information of channels exhibiting antenna correlations, we propose a low-complexity iterative algorithm that radically reduces the computational load of existing approaches by orders of magnitude with only minimal losses in performance. The complexity savings increase with the number of transmit antennas and with the cardinality of the signal alphabet, making it possible to support values thereof that were unwieldy in existing solutions.
Yongpeng Wu 0001, Chao-Kai Wen, Derrick Wing Kwan Ng, Robert Schober, Angel Lozano
ICC4
2016 Uplink/downlink duality in massive MIMO systems with hardware impairments
abstract
In this paper, we provide a new framework for the uplink/downlink duality in single-cell massive multiple-input multiple-output (MIMO) systems suffering from residual hardware impairments (HWIs) at the base station and the user terminals. Using the proposed duality, complex downlink optimization problems can be converted to equivalent dual uplink problems, which are easier to solve. As an example, we apply the proposed uplink/downlink duality to derive an HWI aware minimum mean square error (HWIA-MMSE) precoder, which minimizes the sum mean square error under a sum power constraint in a single-cell massive MIMO system with residual HWIs. Thereby, we use results from random matrix theory to derive an asymptotic expression for the downlink power allocation for large numbers of antennas, which only depends on the channel statistics and not on the individual channel realizations. Analytical results for the asymptotic achievable sum rate of the proposed HWIA-MMSE precoder for a large number of BS antennas are also provided. Our simulation and analytical results show that the proposed HWIA-MMSE precoder achieves a higher sum rate than the conventional regularized zero-forcing precoder for moderately large numbers of base station antennas.
Shahram Zarei, Wolfgang H. Gerstacker, Robert Schober
ICC3
2016 Novel protocol with improved outage probability performance for the fading two-hop half-duplex relay channel
Nikola Zlatanov, Vahid Jamali, Derrick Wing Kwan Ng, Robert Schober
ICC4
2016 Capacity of the two-hop full-duplex relay channel with wireless power transfer from relay to battery-less source
abstract
In this paper, we investigate a communication system comprised of a wireless sensor which harvests radio frequency (RF) energy from a full-duplex relay node and exploits this energy to transmit data to a destination node via the relay node. Thereby, the relay has two functions. Namely, it transfers RF energy to the sensor via wireless power transfer and relays the information received from the sensor to the destination. Moreover, we assume that the sensor is too small to be equipped with a battery. As a result, the energy of each symbol transmitted by the sensor is limited by the energy harvested during the previous symbol interval. For this system model, we derive the capacity for an average power constraint at the relay. Thereby, we show that in order to achieve the capacity, the sensor has to harvest the RF energy that reaches the sensor when the relay transmits information to the destination. As a result, the relay does not need to dedicate energy strictly for energy harvesting since the energy spent by the relay for information transfer can also be used by the sensor to harvest energy. In a numerical example, we compare the derived capacity to the rates of two benchmark schemes. Our results show that using the optimal input distributions at both the sensor and the relay is essential for high performance.
Nikola Zlatanov, Derrick Wing Kwan Ng, Robert Schober
ICC3
2016 Security Enhancement via Device-to-Device Communication in Cellular Networks
abstract
Device-to-device (D2D) communication underlaying cellular networks improves spectral efficiency but causes interference to cellular users (CUs). Such interference can be utilized to help CUs prevent wiretapping. This paper aims to achieve the twofold goal of security provisioning for CUs and spectral efficiency enhancement for D2D links by optimizing the resource sharing of CUs and D2D links. We first provide the necessary and sufficient conditions for the accessibility of a CU channel by a D2D link. Then, we derive the jointly optimal resource sharing strategy, including the closed-form power control and the optimal channel pairing of CUs and D2D links. Numerical results show that the proposed strategy can improve both the CUs' security and D2D spectral efficiency.
Jiaheng Wang 0001, Chungang Yang, Robert Schober, Jing Li 0011
IEEE Signal Process. Lett.4
2016 Channel Estimation for Diffusive Molecular Communications
abstract
In molecular communication (MC) systems, the expected number of molecules observed at the receiver over time after the instantaneous release of molecules by the transmitter is referred to as the channel impulse response (CIR). Knowledge of the CIR is needed for the design of detection and equalization schemes. In this paper, we present a training-based CIR estimation framework for MC systems, which aims at estimating the CIR based on the observed number of molecules at the receiver due to emission of a sequence of known numbers of molecules by the transmitter. Thereby, we distinguish two scenarios depending on whether or not statistical channel knowledge is available. In particular, we derive maximum likelihood and least sum of square errors estimators, which do not require any knowledge of the channel statistics. For the case, when statistical channel knowledge is available, the corresponding maximum a posteriori and linear minimum mean square error estimators are provided. As performance bound, we derive the classical Cramer Rao (CR) lower bound, valid for any unbiased estimator, which does not exploit statistical channel knowledge, and the Bayesian CR lower bound, valid for any unbiased estimator, which exploits statistical channel knowledge. Finally, we propose the optimal and suboptimal training sequence designs for the considered MC system. Simulation results confirm the analysis and compare the performance of the proposed estimation techniques with the respective CR lower bounds.
Vahid Jamali, Arman Ahmadzadeh, Christophe Jardin, Heinrich Sticht, Robert Schober
IEEE Trans. Commun.5
2016 Secure Massive MIMO Transmission With an Active Eavesdropper
abstract
In this paper, we investigate secure and reliable transmission strategies for multi-cell multi-user massive multiple-input multiple-output systems with a multi-antenna active eavesdropper. We consider a time-division duplex system where uplink training is required and an active eavesdropper can attack the training phase to cause pilot contamination at the transmitter. This forces the precoder used in the subsequent downlink transmission phase to implicitly beamform toward the eavesdropper, thus increasing its received signal power. Assuming matched filter precoding and artificial noise (AN) generation at the transmitter, we derive an asymptotic achievable secrecy rate when the number of transmit antennas approaches infinity. For the case of a single-antenna active eavesdropper, we obtain a closed-form expression for the optimal power allocation policy for the transmit signal and the AN, and find the minimum transmit power required to ensure reliable secure communication. Furthermore, we show that the transmit antenna correlation diversity of the intended users and the eavesdropper can be exploited in order to improve the secrecy rate. In fact, under certain orthogonality conditions of the channel covariance matrices, the secrecy rate loss introduced by the eavesdropper can be completely mitigated.
Yongpeng Wu 0001, Robert Schober, Derrick Wing Kwan Ng, Chengshan Xiao, Giuseppe Caire
IEEE Trans. Inf. Theory2
2016 I/Q-Imbalance Self-Interference Coordination
abstract
In this paper, we present a novel low-complexity technique, which improves the performance of single-antenna multi-carrier communication systems, suffering from in-phase and quadrature (I/Q)-imbalance (IQI) at the receiver. We refer to the proposed scheme as I/Q-imbalance self-interference coordination (IQSC). This technique not only mitigates the detrimental effects of IQI, but, through appropriate signal processing, also coordinates the self-interference terms produced by IQI in order to achieve second-order frequency diversity. However, these benefits come at the expense of a reduction in transmission rate. More specifically, IQSC is a simple transmit diversity scheme that improves the signal quality at the receiver by elementary signal processing operations across symmetric (mirror) pairs of subcarriers. Thereby, the proposed transmission protocol has a similar complexity as Alamouti's space-time block coding scheme and does not require extra transmit power nor any feedback. To evaluate the performance of IQSC, we derive closed-form expressions for the resulting outage probability and symbol-error rate. Interestingly, IQSC outperforms not only existing IQI compensation schemes but also the ideal system without IQI for the same spectral efficiency and practical target error rates, while it achieves almost the same performance as ideal (i.e., IQI-free) equal-rate repetition coding. Our findings reveal that IQSC is a promising low-complexity technique for significantly increasing the reliability of low-cost devices that suffer from high levels of IQI.
Alexandros-Apostolos A. Boulogeorgos, Vasilios M. Kapinas, Robert Schober, George K. Karagiannidis
IEEE Trans. Wirel. Commun.3
2016 A General MIMO Framework for NOMA Downlink and Uplink Transmission Based on Signal Alignment
abstract
The application of multiple-input multiple-output (MIMO) techniques to nonorthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, namely fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results.
Zhiguo Ding 0001, Robert Schober, H. Vincent Poor
IEEE Trans. Wirel. Commun.2
2016 Buffer-Aided Relaying With Outdated CSI
abstract
Adaptive link selection for buffer-aided relaying can provide significant performance gains compared to conventional relaying with fixed transmission schedule, when perfect channel state information (CSI) is available for link selection. However, in practice, link selection may have to be performed based on outdated CSI, because of infrequent feedback of CSI and/or feedback delay. In this paper, we study the effect of outdated CSI on the error rate performance of adaptive link selection for a three node decode-and-forward (DF) relay network with fixed-rate transmission. In particular, we propose two protocols for link selection based on whether the reliability of the CSI estimates is known or not. For both protocols, we provide a unified error-rate analysis in terms of a decision threshold β, which can be adjusted to maintain buffer stability, and derive asymptotic approximations, which reveal the diversity and coding gains. Since packet transmission delay is unavoidable for opportunistic link selection, we analyze the average delay and throughput considering both finite and infinite buffer size. The average delay and throughput are functions of the decision threshold β, which can be optimized to minimize the error rate while satisfying average delay and/or throughput constraints. Numerical results manifest that even with outdated CSI, adaptive link selection provides a significant coding gain advantage over conventional DF relaying. Furthermore, we show that a diversity gain of two can be achieved for perfect CSI and the optimum error rate can be approached with small delay and/or high throughput.
Toufiqul Islam, Diomidis S. Michalopoulos, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.3
2016 Link Allocation for Multiuser Systems With Hybrid RF/FSO Backhaul: Delay-Limited and Delay-Tolerant Designs
abstract
In this paper, we consider a cascaded radio frequency (RF) and hybrid RF/free space optical (FSO) system where several mobile users transmit their data over an RF link to a decode-and-forward relay node (e.g., a small cell base station) and the relay forwards the information to a destination (e.g., a macro-cell base station) over a hybrid RF/FSO backhaul link. The relay and the destination employ multiple antennas for transmission and reception over the RF links while each mobile user has a single antenna. The RF links are orthogonal to the FSO link but half-duplex with respect to each other, i.e., either the user-relay RF link or the relay-destination RF link is active. For this communication setup, we derive the optimal fixed and adaptive link allocation policies for sharing the transmission time between the RF links based on the statistical and instantaneous channel state information (CSI) of the RF and FSO links, respectively. Thereby, we consider the following two scenarios depending on the delay requirements: 1) delay-limited transmission where the relay has to immediately forward the packets received from the users to the destination, and 2) delay-tolerant transmission where the relay is allowed to store the packets received from the users in its buffer and forward them to the destination when the quality of the relay-destination RF link is favorable. Our numerical results illustrate the effectiveness of the proposed communication architecture and link allocation policies, and their superiority compared to existing schemes, which employ only one type of backhaul link.
Vahid Jamali, Diomidis S. Michalopoulos, Murat Uysal, Robert Schober
IEEE Trans. Wirel. Commun.4
2016 Energy-Efficient 5G Outdoor-to-Indoor Communication: SUDAS Over Licensed and Unlicensed Spectrum
abstract
In this paper, we study the design of the user selection, the time allocation to uplink and downlink, and the transceiver processing matrix for uplink and downlink multicarrier transmission employing a shared user equipment (UE)-side distributed antenna system (SUDAS). The proposed SUDAS simultaneously utilizes licensed frequency bands and unlicensed frequency bands with large available bandwidths (e.g. the millimeter wave bands) to enable a spatial multiplexing gain for single-antenna UEs to improve the energy efficiency and throughput of 5th generation (5G) outdoor-to-indoor communication. The resource allocation algorithm design is formulated as a nonconvex optimization problem for the maximization of the end-to-end system energy efficiency (bits/Joule). The nonconvex matrix optimization problem is converted to an equivalent nonconvex scalar optimization problem for multiple parallel channels, which is solved by an asymptotically globally optimal iterative algorithm. Besides, we propose a suboptimal algorithm, which finds a locally optimal solution of the nonconvex optimization problem. Simulation results illustrate that the proposed resource allocation algorithms for SUDAS achieve a significant performance gain in terms of system energy efficiency and spectral efficiency compared to conventional baseline systems by offering multiple parallel data streams for single-antenna UEs.
Derrick Wing Kwan Ng, Marco Breiling, Christian Rohde, Frank Burkhardt, Robert Schober
IEEE Trans. Wirel. Commun.5
2016 Power Efficient Resource Allocation for Full-Duplex Radio Distributed Antenna Networks
abstract
In this paper, we study the resource allocation algorithm design for distributed antenna multiuser networks with full-duplex (FD) radio base stations (BSs), which enable simultaneous uplink and downlink communications. The considered resource allocation algorithm design is formulated as an optimization problem taking into account the antenna circuit power consumption of the BSs and the quality of service (QoS) requirements of both uplink and downlink users. We minimize the total network power consumption by jointly optimizing the downlink beamformer, the uplink transmit power, and the antenna selection. To overcome the intractability of the resulting problem, we reformulate it as an optimization problem with decoupled binary selection variables and nonconvex constraints. The reformulated problem facilitates the design of an iterative resource allocation algorithm, which obtains an optimal solution based on the generalized Bender's decomposition (GBD). For this algorithm, we also propose a simple technique to improve the speed of convergence. Furthermore, to strike a balance between computational complexity and system performance, a suboptimal resource allocation algorithm with polynomial time complexity is proposed. Simulation results illustrate that the proposed GBD-based iterative algorithm converges to the globally optimal solution and the suboptimal algorithm achieves a close-to-optimal performance. Our results also demonstrate the tradeoff between power efficiency and the number of active transmit antennas when the circuit power consumption is taken into account. In particular, activating an exceedingly large number of antennas may not be an efficient approach for reducing the total system power consumption. In addition, our results reveal that FD systems facilitate significant power savings compared to traditional half-duplex systems, despite the nonnegligible self-interference.
Derrick Wing Kwan Ng, Yongpeng Wu 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2016 Buffer-Aided Diamond Relay Network With Block Fading and Inter-Relay Interference
abstract
A simple diamond half-duplex relay network composed of a source, two decode-and-forward half-duplex relays, and a destination is considered, where a direct link between the source and the destination does not exist. For this network, we study the case of buffer-aided relays, where the relays are equipped with buffers. Each relay can receive data from the source, store it in the buffer, and forward it to the destination, when the channel conditions are advantageous. Thereby, buffering enables adaptive scheduling of the transmissions and receptions over time, which allows the network to exploit the diversity offered by the fading channels. For the considered half-duplex network, four transmission modes are defined based on whether the relay nodes receive or transmit. In this paper, we derive the locally optimal scheduling of the transmission modes over time and investigate the achievable average rate, when the relays are affected by inter-relay interference. Since the proposed buffer-aided transmission policies introduce unbounded delay, we provide a sub-optimal buffer-aided transmission policy with limited delay. Moreover, for inter-relay interference cancellation, we consider two coding schemes with different complexities. In the first scheme, we employ dirty paper coding, which entails a high complexity, whereas in the second scheme, we adopt a low-complexity technique based on successive interference cancellation at the receiving relay nodes and optimal power allocation at the transmitting nodes. Our numerical results show that the proposed protocols, with and without delay constraints, outperform existing protocols for the considered network from the literature.
Renato Simoni, Vahid Jamali, Nikola Zlatanov, Robert Schober, Laura Pierucci, Romano Fantacci
IEEE Trans. Wirel. Commun.4
2016 Multi-Objective Optimization for Robust Power Efficient and Secure Full-Duplex Wireless Communication Systems
abstract
In this paper, we investigate the power efficient resource allocation algorithm design for secure multiuser wireless communication systems employing a full-duplex (FD) base station (BS) for serving multiple half-duplex (HD) downlink (DL) and uplink (UL) users simultaneously. We propose a multi-objective optimization framework to study two conflicting yet desirable design objectives, i.e., total DL transmit power minimization and total UL transmit power minimization. To this end, the weighed Tchebycheff method is adopted to formulate the resource allocation algorithm design as a multi-objective optimization problem (MOOP). The considered MOOP takes into account the quality-of-service requirements of all legitimate users for guaranteeing secure DL and UL transmission in the presence of potential eavesdroppers. Thereby, secure UL transmission is enabled by the FD BS and would not be possible with an HD BS. The imperfectness of the channel state information of the eavesdropping channels and the inter-user interference channels is incorporated for robust resource allocation algorithm design. Although the considered MOOP is non-convex, we solve it optimally by semidefinite programming relaxation. Simulation results not only unveil the trade-off between the total DL transmit power and the total UL transmit power, but also confirm the robustness of the proposed algorithm against potential eavesdroppers.
Yan Sun 0003, Derrick Wing Kwan Ng, Jun Zhu 0005, Robert Schober
IEEE Trans. Wirel. Commun.4
2016 Pricing Mobile Data Offloading: A Distributed Market Framework
abstract
Mobile data offloading is an emerging technology to avoid congestion in cellular networks and improve the level of user satisfaction. In this paper, we develop a distributed market framework to price the offloading service, and conduct a detailed analysis of the incentives for offloading service providers and conflicts arising from the interactions of different participators. Specifically, we formulate a multileader multifollower Stackelberg game (MLMF-SG) to model the interactions between the offloading service providers and the offloading service consumers in the considered market framework, and investigate the cases where the offloading capacity of APs is unlimited and limited, respectively. For the case without capacity limit, we decompose the followers' game of the MLMF-SG (FG-MLMF-SG) into a number of simple follower games (FGs), and prove the existence and uniqueness of the equilibrium of the FGs from which the existence and uniqueness of the FG-MLMF-SG also follows. For the leaders' game of the MLMF-SG, we also prove the existence and uniqueness of the equilibrium. For the case with capacity limit, by considering a symmetric strategy profile, we establish the existence and uniqueness of the equilibrium of the corresponding MLMF-SG, and present a distributed algorithm that allows the leaders to achieve the equilibrium. Finally, extensive numerical experiments demonstrate that the Stackelberg equilibrium is very close to the corresponding social optimum for both considered cases.
Kehao Wang 0001, Francis C. M. Lau 0002, Lin Chen 0002, Robert Schober
IEEE Trans. Wirel. Commun.4
2016 User-Centric Energy Efficiency Maximization for Wireless Powered Communications
abstract
In this paper, we consider wireless powered communication networks (WPCNs) where multiple users harvest energy from a dedicated power station and then communicate with an information receiving station in a time-division manner. Thereby, our goal is to maximize the weighted sum of the user energy efficiencies (WSUEEs). In contrast to the existing system-centric approaches, the choice of the weights provides flexibility for balancing the individual user EEs via joint time allocation and power control. We first investigate the WSUEE maximization problem without the quality of service constraints. Closed-form expressions for the WSUEE as well as the optimal time allocation and power control are derived. Based on this result, we characterize the EE tradeoff between the users in the WPCN. Subsequently, we study the WSUEE maximization problem in a generalized WPCN where each user is equipped with an initial amount of energy and also has a minimum throughput requirement. By exploiting the sum-of-ratios structure of the objective function, we transform the resulting non-convex optimization problem into a two-layer subtractive-form optimization problem, which leads to an efficient approach for obtaining the optimal solution. The simulation results verify our theoretical findings and demonstrate the effectiveness of the proposed approach.
Qingqing Wu 0001, Wen Chen 0001, Derrick Wing Kwan Ng, Jun Li 0004, Robert Schober
IEEE Trans. Wirel. Commun.5
2016 Robust Transceiver Design for SC-FDE Multi-hop Full-Duplex Decode-and-Forward Relaying Systems
abstract
In this paper, we consider the robust transceiver design for a multi-hop full-duplex decode-and-forward (DF) relay system employing single-carrier transmission with frequency-domain equalization (SC-FDE). We take into account the effect of imperfect channel state information (CSI) where the CSI errors are modeled as Gaussian random variables with known statistics. The design of the precoding at the transmitter and the equalization at the receiver is formulated as an optimization problem with the objective to minimize two relevant performance metrics, namely, the sum mean-square error (MSE) and the maximum MSE across the different hops, subject to separate transmit power constraints for the nodes. We show that the equalization filters can be optimized individually at the receiving nodes and take the form of robust Wiener filters. However, due to the loopback/backward interference, the transmit signals in the different hops are coupled and the transmit precoding problem leads to a nonconvex power allocation problem in the frequency domain. To find the optimal power allocation, we first employ a sequential geometric programming (sGP) approach, which uses the condensation technique to transform the objective function into a posynomial and then solves a sequence of standard GP problems. The sGP approach requires global channel knowledge at a central node and the involved subproblems admit only numerical solutions. To gain further insight into the structure of the problem, we also consider an alternating optimization (AO) approach for power allocation where convex programming problems and difference of convex programming problems are solved in an alternating manner. The resulting AO algorithm admits closed-form solutions in each iteration step and requires less signaling overhead compared to the centralized sGP scheme. Numerical results for the MSEs and achievable rates of the proposed robust schemes are provided, showing that the proposed sGP and AO algorithms yield significant performance gains compared to conventional half-duplex relay systems and nonrobust full-duplex designs.
Peiran Wu, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2016 Energy-Efficient Resource Allocation for Wireless Powered Communication Networks
abstract
This paper considers a wireless powered communication network (WPCN), where multiple users harvest energy from a dedicated power station and then communicate with an information receiving station. Our goal is to investigate the maximum achievable energy efficiency (EE) of the network via joint time allocation and power control while taking into account the initial battery energy of each user. We first study the EE maximization problem in the WPCN without any system throughput requirement. We show that the EE maximization problem for the WPCN can be cast into EE maximization problems for two simplified networks via exploiting its special structure. For each problem, we derive the optimal solution and provide the corresponding physical interpretation, despite the nonconvexity of the problems. Subsequently, we study the EE maximization problem under a minimum system throughput constraint. Exploiting fractional programming theory, we transform the resulting nonconvex problem into a standard convex optimization problem. This allows us to characterize the optimal solution structure of joint time allocation and power control and to derive an efficient iterative algorithm for obtaining the optimal solution. Simulation results verify our theoretical findings and demonstrate the effectiveness of the proposed joint time and power optimization.
Qingqing Wu 0001, Meixia Tao, Derrick Wing Kwan Ng, Wen Chen 0001, Robert Schober
IEEE Trans. Wirel. Commun.5
2016 On the Outage Performance of Non-Orthogonal Multiple Access With 1-bit Feedback
abstract
In this paper, the outage performance of downlink non-orthogonal multiple access (NOMA) is investigated for the case where each user feeds back only one bit of its channel state information (CSI) to the base station. Conventionally, opportunistic one-bit feedback has been used in fading broadcast channels to select only one user for transmission. In contrast, the considered NOMA scheme adopts superposition coding to serve all users simultaneously in order to improve user fairness. A closed-form expression for the common outage probability (COP) is derived, along with the optimal diversity gains under two types of power constraints. Particularly, it is demonstrated that the diversity gain under a long-term power constraint is twice as large as that under a short-term power constraint. Furthermore, we study dynamic power allocation optimization for minimizing the COP, based on one-bit CSI feedback. This problem is challenging, since the objective function is non-convex; however, under the short-term power constraint, we demonstrate that the original problem can be transformed into a set of convex problems. Under the long-term power constraint, an asymptotically optimal solution is obtained for high signal-to-noise ratio.
Peng Xu 0002, Yi Yuan 0001, Zhiguo Ding 0001, Xuchu Dai, Robert Schober
IEEE Trans. Wirel. Commun.5
2016 I/Q Imbalance Aware Widely-Linear Receiver for Uplink Multi-Cell Massive MIMO Systems: Design and Sum Rate Analysis
abstract
In-phase/quadrature-phase imbalance (IQI) is one of the most important hardware impairments in communication systems. It arises in the analogue parts of direct conversion transceivers and can cause severe performance losses. In this paper, IQI aware widely-linear (WL) channel estimation and data detection schemes for uplink multicell massive multiple-input multiple-output (MIMO) systems are proposed. The resulting receiver is a WL extension of the minimum mean-square-error (MMSE) receiver and jointly mitigates multiuser interference and IQI by processing the real and the imaginary parts of the received signal separately. Thereby, the IQI arising at both the base station and the user terminals is taken into account. The considered channel state information acquisition model includes the effect of pilot contamination, which is caused by the reuse of the same training sequences in neighbouring cells. We apply results from random matrix theory to derive analytical expressions for the asymptotic achievable sum rates of the proposed IQI aware and conventional IQI unaware (IQU) receivers in the large system limit. Our simulation and analytical results show that the performance of the proposed IQI aware WLMMSE (IQA-WLMMSE) receiver in a system with IQI is close to that of the MMSE receiver in an ideal system without IQI.
Shahram Zarei, Wolfgang H. Gerstacker, Jocelyn Aulin, Robert Schober
IEEE Trans. Wirel. Commun.4
2016 Linear Precoding of Data and Artificial Noise in Secure Massive MIMO Systems
abstract
In this paper, we consider secure downlink transmission in a multicell massive multiple-input multiple-output (MIMO) system where the numbers of base station (BS) antennas, mobile terminals, and eavesdropper antennas are asymptotically large. The channel state information of the eavesdropper is assumed to be unavailable at the BS and hence, linear precoding of data and artificial noise (AN) are employed for secrecy enhancement. Four different data precoders (i.e., selfish zero-forcing (ZF)/regularized channel inversion (RCI) and collaborative ZF/RCI precoders) and three different AN precoders (i.e., random, selfish/collaborative null-space-based precoders) are investigated and the corresponding achievable ergodic secrecy rates are analyzed. Our analysis includes the effects of uplink channel estimation, pilot contamination, multicell interference, and path-loss. Furthermore, to strike a balance between complexity and performance, linear precoders that are based on matrix polynomials are proposed for both data and AN precoding. The polynomial coefficients of the data and AN precoders are optimized, respectively, for minimization of the sum-mean-squared-error of and the AN leakage to the mobile terminals in the cell of interest using tools from free probability and random matrix theory. Our analytical and simulation results provide interesting insights for the design of secure multicell massive MIMO systems and reveal that the proposed polynomial data and AN precoders closely approach the performance of selfish RCI data and null-space-based AN precoders, respectively.
Jun Zhu 0005, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2015 Amplify-and-Forward Relaying in Two-Hop Diffusion-Based Molecular Communication Networks
abstract
This paper studies a three-node network in which an intermediate nano-transceiver, acting as a relay, is placed between a nano-transmitter and a nano-receiver to improve the range of diffusion- based molecular communication. Motivated by the relaying protocols used in traditional wireless communication systems, we study amplify-and- forward (AF) relaying with fixed and variable amplification factor for use in molecular communication systems. To this end, we derive a closed-form expression for the expected end-to-end error probability. Furthermore, we derive a closed-form expression for the optimal amplification factor at the relay node for minimization of an approximation of the expected error probability of the network. Our analytical and simulation results show the potential of AF relaying to improve the overall performance of nano-networks.
Arman Ahmadzadeh, Adam Noel, Andreas Burkovski, Robert Schober
GLOBECOM4
2015 Multi-Objective Optimization for Power Efficient Full-Duplex Wireless Communication Systems
abstract
In this paper, we investigate power efficient resource allocation algorithm design for multiuser wireless communication systems employing a full-duplex (FD) radio base station for serving multiple half-duplex (HD) downlink and uplink users simultaneously. We propose a multi-objective optimization framework for achieving two conflicting yet desirable system design objectives, i.e., total downlink transmit power minimization and total uplink transmit power minimization, while guaranteeing the quality-of-service of all users. To this end, the weighted Tchebycheff method is adopted to formulate a multi-objective optimization problem (MOOP). Although the considered MOOP is non-convex, we solve it optimally by semidefinite programming relaxation. Simulation results not only unveil the trade-off between the total downlink and the total uplink transmit power, but also confirm that the proposed FD system provides substantial power savings over traditional HD systems.
Yan Sun 0003, Derrick Wing Kwan Ng, Robert Schober
GLOBECOM3
2015 Cross-Layer Optimization of Fast Video Delivery in Cache-Enabled Relaying Networks
abstract
This paper investigates the cross-layer optimization of fast video delivery and caching for minimization of the overall video delivery time in a two-hop relaying network. The half-duplex relay nodes are equipped with both a cache and a buffer which facilitate joint scheduling of fetching and delivery to exploit the channel diversity for improving the overall delivery performance. The fast delivery control is formulated as a two-stage functional non-convex optimization problem. By exploiting the underlying convex and quasi-convex structures, the problem can be solved exactly and efficiently by the developed algorithm. Simulation results show that significant caching and buffering gains can be achieved with the proposed framework, which translates into a reduction of the overall video delivery time. Besides, a trade-off between caching and buffering gains is unveiled.
Lin Xiang 0001, Derrick Wing Kwan Ng, Toufiqul Islam, Robert Schober, Vincent W. S. Wong 0001
GLOBECOM4
2015 Polynomial-Expansion Multi-Cell Aware Detector for Uplink Massive MIMO Systems with Imperfect CSI
abstract
In this paper, we propose a multi-cell aware (MCA) detector for uplink multi-cell massive multiple-input multiple-output (MIMO) systems. The proposed detector exploits knowledge of the channel statistics but data exchange between different base stations over backhaul links is not required. A correlated channel model is considered and the adopted channel state information (CSI) acquisition model includes the effects of estimation errors and pilot contamination. In contrast to the conventional minimum mean square error (MMSE) detector, which mitigates only the multiple-access interference (MAI) in the target cell, the proposed detector takes the interference from neighboring cells and pilot contamination into account and therefore achieves substantially higher sum rates. Moreover, in order to reduce the computational complexity, the matrix inversion required for the MCA detector is approximated by a matrix polynomial leading to a new polynomial-expansion MCA (PEMCA) detector. Using results from random matrix theory, we derive closed-form expressions for the optimal coefficients of the matrix polynomial, which only depend on the channel statistics but not on the channel realizations. Our simulation results show that the PEMCA detector with only a few terms in the matrix polynomial achieves a considerably higher sum rate than the conventional MMSE detector while having a lower computational complexity.
Shahram Zarei, Jocelyn Aulin, Wolfgang H. Gerstacker, Robert Schober
GLOBECOM4
2015 On the Capacity of the Two-Hop Half-Duplex Relay Channel
abstract
Although extensively investigated, the capacity of the two-hop half-duplex (HD) relay channel is not fully understood. In particular, a capacity expression which can be evaluated straightforwardly is not available and an explicit coding scheme which achieves the capacity is not known either. In this paper, we derive a new expression for the capacity of the two-hop HD relay channel based on a simplified converse. Compared to previous results, this capacity expression can be easily evaluated. Moreover, we propose an explicit coding scheme which achieves the capacity. To achieve the capacity, the relay does not only send information to the destination by transmitting information-carrying symbols but also with the zero symbols resulting from the relay's silence during reception. As examples, we compute the capacities of the two-hop HD relay channel for the cases when the source-relay and relay-destination links are both binary-symmetric channels (BSCs) and additive white Gaussian noise (AWGN) channels, respectively, and numerically compare the capacities with the rates achieved by conventional relaying where the relay receives and transmits in a codeword-by-codeword fashion and switches between reception and transmission in a strictly alternating manner. Our numerical results show that the capacities of the two-hop HD relay channel for BSC and AWGN links are significantly larger than the rates achieved with conventional relaying.
Nikola Zlatanov, Vahid Jamali, Robert Schober
GLOBECOM3
2015 Performance analysis of wireless powered communication with finite/infinite energy storage
abstract
In this paper, we consider an energy harvesting (EH) node which harvests energy from a radio frequency (RF) signal broadcasted by an access point (AP) in the downlink (DL). The node stores the harvested energy in an energy buffer and uses the stored energy to transmit data to the AP in the uplink (UL). We consider a simple transmission policy, which accounts for the fact that in practice the EH node may not have knowledge of the EH profile nor of the UL channel state information. In particular, in each time slot, the EH node transmits with either a constant desired power or a lower power if not enough energy is available in its energy buffer. For this simple policy, we use the theory of discrete-time continuous-state Markov chains to analyze the limiting distribution of the stored energy for finite- and infinite-size energy buffers. Moreover, we take into account imperfections of the energy buffer and the circuit power consumption of the EH node. For a Rayleigh fading DL channel, we provide the limiting distribution of the energy buffer content in closed form. In addition, we analyze the average error rate (AER) and the outage probability of a Rayleigh faded UL channel and show that the diversity order is not affected by the finite capacity of the energy buffer. Our results reveal that, except for high outage probabilities and high AERs, the optimal transmit power by the EH node is less than the average harvested power and increases with the capacity of the energy buffer.
Rania Morsi, Diomidis S. Michalopoulos, Robert Schober
ICC3
2015 Multi-scale stochastic simulation for diffusive molecular communication
abstract
Recently, hybrid models have emerged that combine microscopic and mesoscopic regimes in a single stochastic reaction-diffusion simulation. Microscopic simulations track every individual molecule and are generally more accurate. Mesoscopic simulations partition the environment into subvolumes, track when molecules move between adjacent subvolumes, and are generally more computationally efficient. In this paper, we present the foundation of a multi-scale stochastic simulator from the perspective of molecular communication, for both mesoscopic and hybrid models, where we emphasize simulation accuracy at the receiver and efficiency in regions that are far from the communication link. Our multi-scale models use subvolumes of different sizes, between which we derive the diffusion event transition rate. Simulation results compare the accuracy and efficiency of traditional approaches with that of a regular hybrid method and with those of our proposed multi-scale methods.
Adam Noel, Karen C. Cheung, Robert Schober
ICC3
2015 Buffer-Aided diamond relay network with block fading
abstract
A simple diamond half-duplex relay network composed of a source, two half-duplex relays, and a destination is considered, where no direct link between the source and the destination is exists. For this network, we investigate the achievable rate when the relays are equipped with buffers. Buffer-aided relays can receive data from the source, store it in their buffers, and forward it to the destination when the channel conditions are more advantageous. Thereby, buffering enables adaptive scheduling of the transmissions and receptions over time, which allows the network to better exploit the diversity offered by the fading channel. For the considered network, because of the half-duplex relays, four transmission modes are employed based on whether the relay nodes receive or transmit. Considering these four transmission modes, in this paper, we derive the optimal transmission mode selection policy such that the received data rate at the destination is maximized. Furthermore, based on numerical examples, we show that the proposed protocol outperforms the existing protocols for the considered network in the literature.
Renato Simoni, Vahid Jamali, Nikola Zlatanov, Robert Schober, Laura Pierucci, Romano Fantacci
ICC4
2015 A distributed market framework for mobile data offloading
abstract
We develop a distributed market framework to price the offloading service, and conduct a detailed analysis of the incentives for offloading service providers and conflicts arising from the interactions of different participators. Specifically, we formulate a multi-leader multi-follower Stackelberg game (MLMF-SG) to model the interactions between the offloading service providers and the offloading service consumers in the considered market framework, and investigate the cases where the offloading capacity of APs is unlimited and limited, respectively. For the case without capacity limit, we decompose the followers' game of the MLMF-SG (FG-MLMF-SG) into a number of simple follower games (FGs), and prove the existence and uniqueness of the equilibrium of the FGs from which the existence and uniqueness of the FG-MLMF-SG also follows. For the leaders' game of the MLMF-SG, we also prove the existence and uniqueness of the equilibrium. For the case with capacity limit, by considering a symmetric strategy profile, we establish the existence and uniqueness of the equilibrium of the corresponding MLMF-SG, and present a distributed algorithm that allows the leaders to achieve the equilibrium. Finally, extensive numerical experiments demonstrate that the Stackelberg equilibrium is very close to the corresponding social optimum for both considered cases.
Kehao Wang 0001, Francis C. M. Lau 0002, Lin Chen 0002, Robert Schober
ICC4
2015 Performance limits of massive MIMO systems based on Bayes-optimal inference
abstract
This paper gives a replica analysis for the minimum mean square error (MSE) of a massive multiple-input multipleoutput (MIMO) system by using Bayesian inference. The Bayesoptimal estimator is adopted to estimate the data symbols and the channels from a block of received signals in the spatial-temporal domain. We show that using the Bayes-optimal estimator, the interfering signals from adjacent cells can be separated from the received signals without pilot information of the interfering signals. In addition, the MSEs with respect to the data symbols and the channels of the desired users decrease with the number of receive antennas and the number of data symbols, respectively. There are no residual interference terms that remain bounded away from zero as the numbers of receive antennas and data symbols approach infinity.
Chao-Kai Wen, Yongpeng Wu 0001, Kai-Kit Wong, Robert Schober, Pangan Ting
ICC4
2015 Robust MMSE design for full-duplex decode-and-forward SC-FDE relay systems
abstract
In this paper, we consider the robust transceiver design for a two-hop full-duplex decode-and-forward relay system employing single-carrier transmission with frequency-domain equalization (SC-FDE). The design problem for the transmit precoding and receive equalization is formulated as an optimization problem with the objective to minimize the sum mean-squared error (MSE) of the two hops subject to separate node transmit power constraints. We show that the equalization filters can be optimized individually at the receiving nodes and take the form of robust Wiener filters. However, due to the loopback interference, the transmissions in the two hops are coupled and the transmit precoding problem boils down to a non-convex power allocation problem in the frequency domain. An alternating optimization approach is proposed to obtain the power allocation where convex programming problems and difference of convex programming problems are solved in an alternating manner. Numerical results are provided to validate the MSE and the achievable rate of the proposed robust schemes, showing that significant performance gains can be achieved compared to conventional half-duplex systems and non-robust full-duplex designs.
Peiran Wu, Robert Schober, Vijay K. Bhargava
ICC2
2015 Secure Massive MIMO transmission in the presence of an active eavesdropper
abstract
In this paper, we investigate secure and reliable transmission strategies for multi-cell multi-user massive multipleinput multiple-output (MIMO) systems in the presence of an active eavesdropper. We consider a time-division duplex system where uplink training is required and an active eavesdropper can attack the training phase to cause pilot contamination at the transmitter. This forces the precoder used in the subsequent downlink transmission phase to implicitly beamform towards the eavesdropper, thus increasing its received signal power. We derive an asymptotic achievable secrecy rate for matched filter precoding and artificial noise (AN) generation at the transmitter when the number of transmit antennas goes to infinity. For the achievability scheme at hand, we obtain the optimal power allocation policy for the transmit signal and the AN in closed form. For the case of correlated fading channels, we show that the impact of the active eavesdropper can be completely removed if the transmit correlation matrices of the users and the eavesdropper are orthogonal. Inspired by this result, we propose a precoder null space design exploiting the low rank property of the transmit correlation matrices of massive MIMO channels, which can significantly degrade the eavesdropping capabilities of the active eavesdropper.
Yongpeng Wu 0001, Robert Schober, Derrick Wing Kwan Ng, Chengshan Xiao, Giuseppe Caire
ICC2
2015 Energy-efficient transmission for wireless powered multiuser communication networks
abstract
This paper considers wireless powered communication networks (WPCN). Our goal is to investigate the maximum network energy efficiency (EE) by joint time allocation and power control while taking account the initial battery energy level of each user. It is shown that the EE maximization problem for the WPCN can be cast into the EE maximization problems for two independent networks, i.e., purely wireless powered communication networks (PWPCN) or initial energy limited communication networks (IELCN). For the PWPCN, we find that: 1) in the wireless energy transfer (WET) stage, the power station always transmits with its maximum power; 2) it is not necessary for all users to transmit signals in the wireless information transmission (WIT) stage, but all scheduled users will deplete all of their energy; 3) the maximum system EE can always be achieved by exhausting all the available time. Based on these observations, we derive a closed-form expression for the system EE based on the user EE, which transforms the original problem into a user scheduling problem that can be solved efficiently. While for the IELCN, we reveal that the most energy-efficient transmission strategy is to only schedule the user who has the highest user EE. Simulation results validate our theoretical findings and demonstrate the effectiveness of the proposed scheme.
Qingqing Wu 0001, Meixia Tao, Derrick Wing Kwan Ng, Wen Chen 0001, Robert Schober
ICC5
2015 Energy-aware revenue optimization for cellular networks via device-to-device communication
abstract
In this paper, we investigate the revenue optimization of a cellular system, which intelligently provides access services to device-to-device users (DUs) by reusing the resource-blocks (RBs) of cellular users (CUs). While charging the DUs for services, the cellular system compensates for the additional power consumption costs of the CUs to meet their required quality of service (QoS), and hence aims at achieving the best tradeoff between charging the DUs and affording the CUs' costs to maximize its own revenue. We formulate this energy-aware revenue optimization problem as a joint RB-reuse and power control problem, which we further decompose into a power control problem for each individual CU-DU pair and a DU-selection problem for selecting appropriate DUs to reuse the CUs' RBs. For each CU-DU pair, we derive the optimal power allocation in closed form and the maximum gain of the cellular system from this pair. Based on the gains of all CU-DU pairs, we then consider the DU-selection problem as maximum weighted matching on a bipartite graph and solve it by using linear relaxation. Numerical results validate our analysis regarding the optimal power allocation for each CU-DU pair and the BS's optimal selection of the DUs to reuse the CUs' RBs such that the BS's revenue is maximized.
Yuan Wu 0001, Jiaheng Wang 0001, Li Ping Qian 0001, Robert Schober
ICC4
2015 Online resource allocation for energy harvesting downlink MIMO systems with finite-alphabet inputs
abstract
This paper proposes an online resource allocation algorithm for weighted sum rate maximization in energy harvesting downlink multiuser multiple-input multiple-output (MIMO) systems. Taking into account the discrete nature of the modulation and coding rates (MCRs) used in practice, we formulate a stochastic dynamic programming (SDP) problem to jointly design the MIMO precoders, select the MCRs, assign the subchannels, and optimize the energy consumption over multiple time slots with causal and statistical energy arrival information and statistical channel state information. Solving this high-dimensional SDP entails several difficulties: the SDP has a nonconcave objective function, the optimization variables are of mixed binary and continuous types, and the number of optimization variables is on the order of thousands. We propose a new method to solve this NP-hard SDP by decomposing the high-dimensional SDP into an equivalent three-layer optimization problem and show that efficient algorithms can be used to solve each layer separately. The decomposition reduces the computational burden and breaks the curse of dimensionality.
Weiliang Zeng, Yahong Rosa Zheng, Robert Schober
ICC3
2015 Resource Allocation for Outdoor-to-Indoor Multicarrier Transmission with Shared UE-Side Distributed Antenna Systems
abstract
In this paper, we study the resource allocation algorithm design for downlink multicarrier transmission with a shared user equipment (UE)-side distributed antenna system (SUDAS) which utilizes both licensed and unlicensed frequency bands for improving the system throughput. The joint UE selection and transceiver processing matrix design is formulated as a non-convex optimization problem for the maximization of the end-to-end system throughput (bits/s). In order to obtain a tractable resource allocation algorithm, we first show that the optimal transmitter precoding and receiver post-processing matrices jointly diagonalize the end-to-end communication channel. Subsequently, the optimization problem is converted to a scalar optimization problem for multiple parallel channels, which is solved by using an asymptotically optimal iterative algorithm. Simulation results illustrate that the proposed resource allocation algorithm for the SUDAS achieves an excellent system performance and provides a spatial multiplexing gain for single-antenna UEs.
Marco Breiling, Derrick Wing Kwan Ng, Christian Rohde, Frank Burkhardt, Robert Schober
VTC Spring5
2015 Performance analysis of a multi-hop power line communication system over log-normal fading in presence of impulsive noise
abstract
The authors present a study on the end‐to‐end average bit error rate (BER), the average channel capacity and the outage performance of a multi‐hop power line communication (PLC) system equipped with decode‐and‐forward (DF) relays. To combat the issue of distance dependent signal attenuation, multi‐hop data transmission has recently been introduced for PLC systems. However, apart from the distance dependent signal attenuation, PLC systems also suffer from (i) the variation in signal amplitude (fading) because of reflections and (ii) impulsive noise. Thus, in this study, the channel for each hop of the multi‐hop PLC system is modelled by a log‐normal fading amplitude, which is clubbed to a distance dependent signal attenuation factor. To consider the effect of the impulsive noise along with the background noise, the additive noise at each node is modelled by a Bernoulli–Gaussian process. Analytical expressions for the end‐to‐end average BER for binary phase‐shift keying, the average channel capacity and the outage probability are obtained. The merit of the multi‐hop PLC system over a conventional direct transmission PLC system for fixed transmission power is shown through numerical results. The authors' results show that with increasing number of DF relays, the end‐to‐end average BER, the average channel capacity and the outage performance improve.
Ankit Dubey, Ranjan K. Mallik, Robert Schober
IET Commun.3
2015 Relay Selection for Simultaneous Information Transmission and Wireless Energy Transfer: A Tradeoff Perspective
abstract
In certain applications, relay terminals can be employed to simultaneously deliver information and energy to a designated receiver and a set of radio frequency (RF) energy harvesters, respectively. In such scenarios, the relay that is preferable for information transmission does not necessarily coincide with the relay that is preferable for energy transfer, since the corresponding channels fade independently. Relay selection thus entails a tradeoff between the efficiency of the information transmission to the receiver and the amount of energy transferred to the energy harvesters. The study of this tradeoff is the subject on which this work mainly focuses. Specifically, we investigate the dependence of the ergodic capacity and the outage probability of the information transmission to the receiver on the amount of energy transferred to the RF energy harvesters. We propose a relay selection policy that yields the optimal tradeoff in a maximum capacity/minimum outage probability sense, for a given energy transfer constraint. We also propose two suboptimal relay selection methods that apply to scenarios with limited availability of channel state information. Additionally, we propose a suboptimal scheme which approximates the optimal scheme for the special case of two relays and facilitates performance analysis. Interesting insights on the aforementioned tradeoffs are unveiled.
Diomidis S. Michalopoulos, Himal A. Suraweera, Robert Schober
IEEE J. Sel. Areas Commun.3
2015 Bidirectional Buffer-Aided Relay Networks With Fixed Rate Transmission - Part I: Delay-Unconstrained Case
abstract
In this paper, we consider bidirectional relay networks in which two users exchange information only via a relay node, i.e., a direct link between both users is not present. We assume that channel state information at the transmitter is not available and/or only one coding and modulation scheme is used due to complexity constraints. Thus, the nodes transmit with a fixed predefined rate regardless of the channel state. In general, the nodes in the network can assume one of three possible states in each time slot, namely, the transmit, the receive, and the silent state. Most of the existing bidirectional relaying protocols assume a prefixed schedule for the sequence in which the states of the nodes are used. In this paper, we abandon the restriction of having a fixed and predefined schedule and consider the selection of the states of the nodes as a degree of freedom that can be exploited for performance optimization. To this end, the relay has to be equipped with two buffers for storage of the information received from the two users. In Part I of this paper, we propose a delay-unconstrained protocol that, based on the qualities of the involved links, selects the optimal states of the nodes in each time slot such that the sum throughput is maximized. In Part II, several delay-constrained protocols are proposed and analyzed. Numerical results show that the proposed protocols significantly outperform the existing bidirectional relaying protocols in the literature.
Vahid Jamali, Nikola Zlatanov, Robert Schober
IEEE Trans. Wirel. Commun.3
2015 Bidirectional Buffer-Aided Relay Networks With Fixed Rate Transmission - Part II: Delay-Constrained Case
abstract
This is the second part of a two-part paper considering bidirectional relay networks with half-duplex nodes and block fading where the nodes transmit with a fixed transmission rate. In Part I, it was shown that a considerable gain in terms of sum throughput can be obtained by optimally selecting the transmission modes or, equivalently, the states of the nodes, i.e., the transmit, the receive, and the silent states, based on the qualities of the involved links. To enable adaptive transmission mode selection, the relay has to be equipped with two buffers for storage of the data received from the two users. The protocol proposed in Part I was delay unconstrained and provides an upper bound for the performance of practical delay-constrained protocols. In this paper, we propose two heuristic but efficient delay-constrained protocols, which can approach the performance upper bound reported in Part I, even in cases where only a small delay is permitted. The proposed protocols not only consider the instantaneous qualities of the involved links for adaptive mode selection but also take the states of the queues at the buffers into account, i.e., the number of packets in the queues. The average throughput and the average delay of the proposed delay-constrained protocols are evaluated by analyzing the Markov chain of the states of the queues. Numerical results show that the proposed protocols outperform existing bidirectional relaying protocols for delay-constrained transmission.
Vahid Jamali, Nikola Zlatanov, Robert Schober
IEEE Trans. Wirel. Commun.3
2015 Achievable Rate of the Half-Duplex Multi-Hop Buffer-Aided Relay Channel With Block Fading
abstract
The half-duplex (HD) multi-hop relay channel consists of a source, multiple HD relays connected in series, and a destination where links are present only between adjacent nodes. In this paper, we focus on decode-and-forward relays and assume that the links are impaired by block fading and additive white Gaussian noise. We design a new protocol which, unlike the conventional protocols for the multi-hop relay channel, does not adhere to a fixed and predefined pattern of using the transmit, receive, and silent states of the nodes. In particular, the proposed protocol selects the optimal states of the nodes and the corresponding optimal transmission rates based on the instantaneous channel state information (CSI) of the involved links in each fading block such that the achievable average rate from source to destination is maximized. To enable adaptive scheduling of the states of the nodes, the relay nodes have to be equipped with buffers for temporary storage of the information received from the preceding node. Additionally, we discuss and address two practical challenges arising in the implementation of the optimal protocol, namely the unconstrained end-to-end delay due to data buffering at the relays and the required CSI overhead. Numerical results confirm the superiority of the proposed buffer-aided protocols compared to existing multi-hop relaying protocols.
Vahid Jamali, Nikola Zlatanov, Hebatallah Shoukry, Robert Schober
IEEE Trans. Wirel. Commun.4
2015 Multiuser Scheduling Schemes for Simultaneous Wireless Information and Power Transfer Over Fading Channels
abstract
Radio-frequency (RF) energy harvesting presents a viable solution to prolong the lifetime of wireless communication devices. In this paper, we study downlink multiuser scheduling for a time-slotted system with simultaneous wireless information and power transfer. In particular, in each time slot, a single user is scheduled to receive information, whereas the remaining users opportunistically harvest the ambient RF energy. We devise novel online scheduling schemes in which the tradeoff between the users' ergodic rates and their average amount of harvested energy can be controlled. In particular, we modify the well-known maximum signal-to-noise ratio (SNR) and maximum normalized-SNR (N-SNR) schedulers by scheduling the user whose SNR/N-SNR has a certain ascending order (selection order) rather than the maximum one. We refer to these new schemes as order-based SNR/N-SNR scheduling and show that the lower the selection order, the higher the average amount of harvested energy in the system at the expense of a reduced ergodic sum rate. The order-based N-SNR scheduling scheme provides proportional fairness among the users in terms of both the ergodic achievable rate and the average harvested energy. Furthermore, we propose an order-based equal throughput (ET) fair scheduler, which schedules the user having the minimum moving average throughput out of the users whose N-SNR orders fall into a given set of allowed orders. We show that this scheme provides the users with proportionally fair average harvested energy values. In this context, we also derive feasibility conditions for achieving ET with the order-based ET scheduler. Using the theory of order statistics, the average per-user harvested energy and ergodic achievable rate of all proposed scheduling schemes are analyzed and obtained in closed form for independent and nonidentically distributed Rayleigh, Rician, Nakagami- $m$, and Weibull fading channels. Our closed-form analytical results are corroborated by simulations.
Rania Morsi, Diomidis S. Michalopoulos, Robert Schober
IEEE Trans. Wirel. Commun.3
2015 Secure and Green SWIPT in Distributed Antenna Networks With Limited Backhaul Capacity
abstract
This paper studies the resource allocation algorithm design for secure information and renewable green energy transfer to mobile receivers in distributed antenna communication systems. In particular, distributed remote radio heads (RRHs/antennas) are connected to a central processor (CP) via capacity-limited backhaul links to facilitate joint transmission. The RRHs and the CP are equipped with renewable energy harvesters and share their energies via a lossy micropower grid for improving the efficiency in conveying information and green energy to mobile receivers via radio frequency signals. The considered resource allocation algorithm design is formulated as a mixed nonconvex and combinatorial optimization problem taking into account the limited backhaul capacity and the quality-of-service requirements for simultaneous wireless information and power transfer (SWIPT). We aim at minimizing the total network transmit power when only imperfect channel state information of the wireless energy harvesting receivers, which have to be powered by the wireless network, is available at the CP. In light of the intractability of the problem, we reformulate it as an optimization problem with binary selection, which facilitates the design of an iterative resource allocation algorithm to solve the problem optimally using the generalized Bender's decomposition (GBD). Furthermore, a suboptimal algorithm is proposed to strike a balance between computational complexity and system performance. Simulation results illustrate that the proposed GBD-based algorithm obtains the global optimal solution and the suboptimal algorithm achieves a close-to-optimal performance. In addition, the distributed antenna network for SWIPT with renewable energy sharing is shown to require a lower transmit power compared with a traditional system with multiple colocated antennas.
Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.2
2015 Single Antenna Interference Cancellation for GSM/VAMOS/EDGE Using Lp-Norm Detection and Decoding
abstract
Different schemes for single antenna interference cancellation (SAIC) in the Global System for Mobile Communications (GSM) have been proposed so far. Most of these schemes work best in synchronous interference environments and are limited to Gaussian minimum-shift keying (GMSK) modulation. In this paper, we propose several modifications of the conventional GSM receiver, which target the harmful effects of asynchronous co-channel interference (ACCI). Based on the observation that the impairment caused by ACCI cannot be modeled as additive Gaussian noise, which was assumed for the derivation of the metric used in state-of-the-art receivers, we propose modeling the impairment as Generalized Gaussian noise (GGN). This leads to modifications of the conventional branch metrics of the reduced-state equalizer and the decoder employed at the receiver. Both proposed modifications are applicable to any linear modulation alphabet and do not require any modification of the GSM air interface. Hence, the proposed novel branch metrics are also applicable in Enhanced Data Rates for GSM Evolution (EDGE) systems which employ 8-ary phase-shift keying (8-PSK) modulation and where the SAIC algorithms tailored for GMSK cannot be used. Furthermore, we show that the proposed branch metric modifications also improve the performance of the new Voice Services over Adaptive Multiuser channels on One Slot (VAMOS) extension of GSM in ACCI environments. Based on simulation results, the performance of the proposed schemes is compared with that of an unmodified receiver employing the conventional Gaussian metric. We show that the proposed receivers outperform the unmodified receiver in ACCI environments and discuss the complexity entailed by the proposed branch metric modifications.
Michael A. Ruder, Andreas M. Lehmann, Robert Schober, Wolfgang H. Gerstacker
IEEE Trans. Wirel. Commun.3
2015 Beamforming for Cooperative Retransmission via User Relaying in Multiple-Antenna Cellular Systems
abstract
We propose a novel cooperative user relaying scheme for a two-user multiple-antenna downlink cellular system where each user has to receive a certain required amount of information. A user who successfully receives its required amount of information is supposed to help the other user in receiving its required amount of information through cooperative user relaying. For the proposed cooperative user relaying scheme, we jointly design linear beamformers at the base station over three transmission phases to minimize the total transmission time required for both users to receive their respective required amounts of information, which turn out to be approximated equivalent to the maximization of the sum throughput. In addition, considering a practical hybrid automatic repeat request (HARQ) protocol with user relaying, we modify the proposed scheme to minimize the required number of retransmissions. Our numerical results show that the proposed cooperative user relaying scheme achieves substantial gains over conventional transmission without user relaying in terms of both the average sum throughput and the transmission failure probability.
Jong Yeol Ryu, Wan Choi 0001, Dong In Kim 0001, Robert Schober
IEEE Trans. Wirel. Commun.4
2015 Joint Power and Rate Control for Device-to-Device Communications in Cellular Systems
abstract
This paper investigates device-to-device (D2D) communication nested in a cellular network, where a pair of D2D users directly exchanges their information using the uplink frequency band of the cellular network. When the D2D user treats the interference from the cellular user as noise, power control at the cellular user is optimal for maximizing the rate of the cellular user while controlling the interference to the D2D user. However, if the D2D user can perform successive interference cancelation (SIC), the cellular user needs to adjust both transmit power and rate to maximize its rate, because the decodability of the interfering signals at the D2D user depends not only on the signal power but also on the rate of the cellular user. To control the interference from the cellular user, we propose a joint transmit power and rate control scheme at the cellular user. Forcing the cellular user to transmit with a reduced data rate compared with the maximum possible rate, given its transmit power, the proposed joint power and rate control scheme efficiently enables SIC at the D2D user. To reduce the computational complexity, we also propose a near-optimal scheme that employs either power control or rate control depending on the channel conditions.
Hojin Song, Jong Yeol Ryu, Wan Choi 0001, Robert Schober
IEEE Trans. Wirel. Commun.4
2015 Robust Transceiver Design for Broadband Multiuser Multi-Relay Networks
abstract
In this paper, we study the robust design of the relay beamforming (rBF) and destination equalization (dEQ) filters for broadband multiuser multi-relay networks employing single-carrier frequency-division multiple access (SC-FDMA) and orthogonal frequency-division multiple access (OFDMA). Thereby, we consider the realistic case where only imperfect channel state information is available for rBF and dEQ filter optimization. Our goal is to maximize a lower bound for the weighted achievable bit rate (ABR) of the network, subject to either individual relay power constraints (Ind-PCs) or an aggregate relay power constraint (Agg-PC). We first derive the optimal dEQ filters and the phases of the optimal rBF filter coefficients, which are independent of the power constraints. For the Agg-PC, the amplitude optimization of the rBF filter coefficients is decomposed into two subproblems, which correspond to the optimization of the power allocation across the relays and the power allocation across the users and subcarriers, respectively. We obtain a closed-form structural solution for the first subproblem by fixing the powers across users and subcarriers, and the global optimal solution for the second subproblem. For the Ind-PCs, the corresponding optimization problem is formulated as a reverse-convex problem with convex constraints. Subsequently, the constrained convex concave procedure is applied to approximate the original non-convex problem with a sequence of convex problems, which can be efficiently solved using convex optimization techniques. Simulation results validate the excellent performance of the proposed robust rBF and dEQ filter designs and show their superiority compared to conventional non-robust and naive relaying schemes.
Peiran Wu, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2015 Linear Precoding for the MIMO Multiple Access Channel With Finite Alphabet Inputs and Statistical CSI
abstract
In this paper, we investigate the design of linear precoders for the multiple-input-multiple-output (MIMO) multiple access channel (MAC). We assume that statistical channel state information (CSI) is available at the transmitters and consider the problem under the practical finite alphabet input assumption. First, we derive an asymptotic (in the large system limit) expression for the weighted sum rate (WSR) of the MIMO MAC with finite alphabet inputs and Weichselberger's MIMO channel model. Subsequently, we obtain the optimal structures of the linear precoders of the users maximizing the asymptotic WSR and an iterative algorithm for determining the precoders. We show that the complexity of the proposed precoder design is significantly lower than that of MIMO MAC precoders designed for finite alphabet inputs and instantaneous CSI. Simulation results for finite alphabet signaling indicate that the proposed precoder achieves significant performance gains over existing precoder designs.
Yongpeng Wu 0001, Chao-Kai Wen, Chengshan Xiao, Xiqi Gao 0001, Robert Schober
IEEE Trans. Wirel. Commun.5
2015 Online Resource Allocation for Energy Harvesting Downlink Multiuser Systems: Precoding With Modulation, Coding Rate, and Subchannel Selection
abstract
This paper proposes an online resource allocation algorithm for weighted sum rate maximization in energy harvesting downlink multiuser multiple-input-multiple-output (MIMO) systems, where the base station transmitter is powered by both a regular energy source and an energy buffer that is connected to an energy harvester. Taking into account the discrete nature of the modulation and coding rates (MCRs) used in practice, we formulate a stochastic dynamic programming (SDP) problem to jointly design the MIMO precoders, select the MCRs, assign the subchannels, and optimize the energy consumption over multiple time slots with causal and statistical energy arrival information and statistical channel state information. Solving this high-dimensional SDP entails several difficulties: the SDP has a nonconcave objective function, the optimization variables are of mixed binary and continuous types, and the number of optimization variables is on the order of thousands. We propose a new method to solve this NP-hard SDP by decomposing the high-dimensional SDP into an equivalent three-layer optimization problem and develop efficient algorithms to solve each layer separately. The decomposition reduces the computational burden and breaks the curse of dimensionality successfully. We analyze the complexity of the proposed algorithm and demonstrate the performance gains based on numerical examples.
Weiliang Zeng, Yahong Rosa Zheng, Robert Schober
IEEE Trans. Wirel. Commun.3
2015 Achievable Rates for the Fading Half-Duplex Single Relay Selection Network Using Buffer-Aided Relaying
abstract
In the half-duplex single relay selection network, comprised of a source, M half-duplex relays, and a destination, only one relay is active at any given time, i.e., only one relay receives or transmits, and the other relays are inactive, i.e., they do not receive nor transmit. The capacity of this network, when all links are affected by independent slow time-continuous fading and additive white Gaussian noise (AWGN) , is still unknown, and only achievable average rates have been reported in the literature so far. In this paper, we present new achievable average rates for this network, which are larger than the best known average rates. These new average rates are achieved with a buffer-aided relaying protocol. Since the developed buffer-aided protocol introduces unbounded delay, we also devise a buffer-aided protocol which limits the delay at the expense of a decrease in rate. Moreover, we discuss the practical implementation of the proposed buffer-aided relaying protocols and show that they do not require more resources for channel state information acquisition than the existing relay selection protocols.
Nikola Zlatanov, Vahid Jamali, Robert Schober
IEEE Trans. Wirel. Commun.3
2014 Analysis and design of two-hop diffusion-based molecular communication networks
abstract
In this paper, we consider a two-hop molecular communication network consisting of one nanotransmitter, one nanoreceiver, and one nanotransceiver acting as a relay. We consider two different schemes for relaying to improve the range of diffusion-based molecular communication. In the first scheme, two different types of messenger molecules are utilized at the relay node for transmission and detection. In the second scheme, we assume that there is only one type of molecule available to be used as an information carrier. We identify self-interference as the performance-limiting effect for the second relaying scheme. Self-interference occurs when the relay must detect the same type of molecule that it also emits. Furthermore, we consider two relaying modes analogous to those used in wireless communication systems, i.e., full-duplex and half-duplex. In particular, while our main focus is on full-duplex relaying, half-duplex relaying is employed as a means to mitigate self-interference. In addition, we propose the adaptation of the decision threshold as an effective mechanism to mitigate self-interference at the relay for full-duplex transmission. We derive closed-form expressions for the expected error probability of the network for both considered relaying schemes.
Arman Ahmadzadeh, Adam Noel, Robert Schober
GLOBECOM3
2014 A delay-constrained protocol with adaptive mode selection for bidirectional relay networks
abstract
In this paper, we consider a bidirectional relay network with half-duplex nodes and block fading where the nodes transmit with a fixed transmission rate. Thereby, user 1 and user 2 exchange information only via a relay node, i.e., a direct link between both users is not present. Recently in [1], it was shown that a considerable gain in terms of sum throughput can be obtained in bidirectional relaying by optimally selecting the transmission modes or, equivalently, the states of the nodes, i.e., the transmit, the receive, and the silent states, in each time slot based on the qualities of the involved links. To enable adaptive transmission mode selection, the relay has to be equipped with two buffers for storage of the data received from the two users. However, the protocol proposed in [1] was delay-unconstrained and provides an upper bound for the performance of practical delay-constrained protocols. In this paper, we propose a heuristic but efficient delay-constrained protocol which can approach the performance upper bound reported in [1]. Moreover, the average throughput and delay of the protocol are evaluated by analyzing the Markov chain of the states of the queues.
Vahid Jamali, Nikola Zlatanov, Robert Schober
GLOBECOM3
2014 The impact of relay selection on the tradeoff between information transmission and wireless energy transfer
abstract
In certain applications, relay terminals can be employed to simultaneously deliver information and energy to a designated receiver and a radio frequency (RF) energy harvester, respectively. In such scenarios, the relay that is preferable for information transmission does not necessarily coincide with the relay with the strongest channel to the energy harvester, since the corresponding channels fade independently. Relay selection thus entails a tradeoff between the efficiency of the information transfer to the receiver and the amount of energy transferred to the energy harvester. The study of this tradeoff is the subject on which this work mainly focuses. We propose a relay selection policy that optimizes the quality of information transmission for a given energy transfer constraint. Additionally, we propose two suboptimal relay selection methods that apply to scenarios with limited availability of channel state information and facilitate closed-form analytical results. We conduct a performance analysis that sheds some light on the tradeoff between ergodic capacity and wireless energy transfer, and we prove that the optimal relay selection policy optimizes also other performance metrics for a given energy transfer, such as the outage probability and the error probability.
Diomidis S. Michalopoulos, Himal A. Suraweera, Robert Schober
GLOBECOM3
2014 Resource allocation for coordinated multipoint networks with wireless information and power transfer
abstract
This paper studies the resource allocation algorithm design for multiuser coordinated multipoint (CoMP) networks with simultaneous wireless information and power transfer (SWIPT). In particular, remote radio heads (RRHs) are connected to a central processor (CP) via capacity-limited backhaul links to facilitate CoMP joint transmission. Besides, the CP transfers energy to the RRHs for more efficient network operation. The considered resource allocation algorithm design is formulated as a non-convex optimization problem with a minimum required signal-to-interference-plus-noise ratio (SINR) constraint at multiple information receivers and a minimum required power transfer constraint at the energy harvesting receivers. By optimizing the transmit beamforming vectors at the CP and energy sharing between the CP and the RRHs, we aim at jointly minimizing the total network transmit power and the maximum capacity consumption per backhaul link. The resulting non-convex optimization problem is NP-hard. In light of the intractability of the problem, we reformulate it by replacing the non-convex objective function with its convex hull, which enables the derivation of an efficient iterative resource allocation algorithm. In each iteration, a non-convex optimization problem is solved by semi-definite programming (SDP) relaxation and the proposed iterative algorithm converges to a local optimal solution of the original problem. Simulation results illustrate that our proposed algorithm achieves a close-to-optimal performance and provides a significant reduction in backhaul capacity consumption compared to full cooperation. Besides, the considered CoMP network is shown to provide superior system performance as far as power consumption is concerned compared to a traditional system with multiple antennas co-located.
Derrick Wing Kwan Ng, Robert Schober
GLOBECOM2
2014 Bounds on distance estimation via diffusive molecular communication
abstract
This paper studies distance estimation for diffusive molecular communication. The strength of the channel impulse response generally decreases with distance, so it is measured to estimate the distance. The Cramer-Rao lower bound on the variance of the distance estimation error is derived. The lower bound is derived for a physically unbounded environment with molecule degradation and steady uniform flow. The maximum likelihood distance estimator is derived and its accuracy is shown via simulation to perform very close to the Cramer-Rao lower bound. An existing protocol is shown to be equivalent to the maximum likelihood distance estimator if only one observation is made. Simulation results also show the accuracy of existing protocols with respect to the Cramer-Rao lower bound.
Adam Noel, Karen C. Cheung, Robert Schober
GLOBECOM3
2014 Achievable rates for the fading three-hop half-duplex relay network using buffer-aided relaying
abstract
The fading three-hop half-duplex relay network consists of a source, two half-duplex relays, and a destination connected in series where links are present only between adjacent nodes. We assume that the links are impaired by time-continuous fading and additive white Gaussian noise. For this network, we design new protocols based on buffer-aided relaying and derive their achievable average rates. We first develop a buffer-aided protocol which maximizes the average rate, but, as a side effect, introduces unbounded delay. Therefore, we also design a buffer-aided protocol which constrains the average delay, but at the expense of decrease of rate. Our numerical results show that the maximum average rate achieved with the developed buffer-aided protocol is larger than that of existing protocols for the considered network. Moreover, given a sufficiently large permissible average delay, the average rate achieved with the buffer-aided protocol with a delay constraint approaches the maximum average rate achieved without a delay constraint.
Hebatallah Shoukry, Nikola Zlatanov, Vahid Jamali, Robert Schober
GLOBECOM4
2014 Achievable rates for the fading half-duplex single relay selection network using buffer-aided relaying
abstract
In the half-duplex single relay selection network, comprised of a source, M half-duplex relays, and a destination, only one relay is active at any given time, i.e., only one relay receives or transmits, and the other relays are inactive, i.e., they do not receive or transmit. The capacity of this network, when all links are affected by independent time-continuous fading and additive white Gaussian noise (AWGN), is still unknown. Hence, only achievable average rates have been reported in the literature so far. In this paper, we present new achievable average rates for this network which are larger than the best known average rates in the literature. These average rates are achieved with a buffer-aided relaying protocol. Since the developed buffer-aided protocol which achieves these rates introduces unbounded delay, we also devise a buffer-aided protocol which limits the delay at the expense of decrease in rate. Moreover, we show that the proposed buffer-aided relaying protocols do not require more resources for channel state information acquisition than the existing relay selection protocols.
Nikola Zlatanov, Vahid Jamali, Robert Schober
GLOBECOM3
2014 Adaptive mode selection for bidirectional relay networks - Fixed rate transmission
abstract
In this paper, we consider the problem of sum throughput maximization for bidirectional relay networks with block fading. Thereby, user 1 and user 2 exchange information only via a relay node, i.e., a direct link between both users is not present. We assume that channel state information at the transmitter (CSIT) is not available and/or only one coding and modulation scheme is used at the transmitters due to complexity constraints. Thus, the nodes transmit with a fixed predefined rate regardless of the channel state information (CSI). In general, the nodes in the network can assume one of three possible states in each time slot, namely the transmit, receive, and silent state. Most of the existing protocols assume a fixed schedule for the sequence of the states of the nodes. In this paper, we abandon the restriction of having a fixed and predefined schedule and propose a new protocol which, based on the CSI at the receiver (CSIR), selects the optimal states of the nodes in each time slot such that the sum throughput is maximized. To this end, the relay has to be equipped with two buffers for storage of the information received from the two users. Numerical results show that the proposed protocol significantly outperforms the existing protocols.
Vahid Jamali, Nikola Zlatanov, Robert Schober
ICC3
2014 Multi-user scheduling schemes for simultaneous wireless information and power transfer
abstract
In this paper, the downlink multi-user scheduling problem is studied for a time-slotted system with simultaneous wireless information and power transfer. In particular, in each time slot, a single user is scheduled to receive information, while the remaining users opportunistically harvest the ambient radio frequency (RF) energy. We devise novel scheduling schemes in which the tradeoff between the users' ergodic capacities and their average amount of harvested energy can be controlled. To this end, two fair scheduling schemes used in information-only transfer systems are modified. First, proportionally fair maximum normalized signal-to-noise ratio (N-SNR) scheduling is modified by scheduling the user having the jthascendingly ordered (rather than the maximum) N-SNR. We refer to this scheme as order-based N-SNR scheduling. Second, conventional equal-throughput (ET) fair scheduling is modified by scheduling the user having the minimum moving average throughput among the set of users whose N-SNR orders fall into a certain set of allowed orders Sa(rather than the set of all users). We refer to this scheme as order-based ET scheduling. The feasibility conditions required for the users to achieve ET with this scheme are also derived. It is shown that the smaller the selection order j for the order-based N-SNR scheme, and the lower the orders in Safor the order-based ET scheme, the higher the average amount of energy harvested by the users at the expense of a reduction in their ergodic capacities. The performance of the considered scheduling schemes is analyzed for independent and non-identically distributed (i.n.d.) Ricean fading channels, and closed-form results for the special case of i.n.d. Rayleigh fading are provided.
Rania Morsi, Diomidis S. Michalopoulos, Robert Schober
ICC3
2014 Secure layered transmission in multicast systems with wireless information and power transfer
abstract
This paper considers downlink multicast transmit beamforming for secure layered transmission systems with wireless simultaneous information and power transfer. We study the power allocation algorithm design for minimizing the total transmit power in the presence of passive eavesdroppers and energy harvesting receivers. The algorithm design is formulated as a non-convex optimization problem. Our problem formulation promotes the dual use of energy signals in providing secure communication and facilitating efficient energy transfer. Besides, we take into account a minimum required power for energy harvesting at the idle receivers and heterogeneous quality of service (QoS) requirements for the multicast video receivers. In light of the intractability of the problem, we reformulate the considered problem by replacing a non-convex probabilistic constraint with a convex deterministic constraint which leads to a smaller feasible solution set. Then, a semidefinite programming relaxation (SDR) approach is adopted to obtain an upper bound solution for the reformulated problem. Subsequently, sufficient conditions for the global optimal solution of the reformulated problem are revealed. Furthermore, we propose two suboptimal power allocation schemes based on the upper bound solution. Simulation results demonstrate the excellent performance and significant transmit power savings achieved by the proposed schemes compared to isotropic energy signal generation.
Derrick Wing Kwan Ng, Robert Schober, Hussein M. Alnuweiri
ICC2
2014 Diffusive molecular communication with disruptive flows
abstract
In this paper, we study the performance of detectors in a diffusive molecular communication environment where steady uniform flow is present. We derive the expected number of information molecules to be observed in a passive spherical receiver, and determine the impact of flow on the assumption that the concentration of molecules throughout the receiver is uniform. Simulation results show the impact of advection on detector performance as a function of the flow's magnitude and direction. We highlight that there are disruptive flows, i.e., flows that are not in the direction of information transmission, that lead to an improvement in detector performance as long as the disruptive flow does not dominate diffusion and sufficient samples are taken.
Adam Noel, Karen C. Cheung, Robert Schober
ICC3
2014 Utilizing renewable energy resources by adopting DSM techniques and storage facilities
abstract
A common assumption in the existing literature on energy consumption scheduling in smart grid is that users are aware in advance of their daily energy consumption needs. Therefore, most existing studies along this line of research have been inherently deterministic, e.g., see [1]-[3]. However, this assumption may not hold in practice. In particular, the energy consumption scheduling (ECS) devices may face load uncertainty. If a user is equipped with a behind-the-meter renewable generator, then the optimal operation of ECS devices becomes even more challenging due to combined load and supply uncertainties. Therefore, in this paper, we formulate a stochastic optimization problem to operate an ECS device in a residential unit that is equipped with a behind-the-meter renewable generator and a local battery bank. In our problem formulation, we consider different sets of must-run and controllable appliances. Our design only requires knowledge of some estimates of the users' future demand. To reduce computational complexity, we approximate the expected load in the upcoming time slots by adopting the certainty equivalent approximation technique. Simulation results show that the proposed energy consumption scheduling algorithm can tackle the uncertainties in load and supply and it can benefit both users and the utility companies.
Pedram Samadi, Hamed Mohsenian Rad, Vincent W. S. Wong 0001, Robert Schober
ICC4
2014 Secrecy outage of TAS/GSC in Nakagami-m fading channels
abstract
This paper considers transmit antenna selection (TAS) and receive generalized selection combining (GSC) for secure communication in MIMO wiretap channel, where confidential messages transmitted from an NA-antenna transmitter to an NB-antenna legitimate receiver are overheard by an NE-antenna eavesdropper. We assume that the main channel and the eavesdropper's channel undergo Nakagami-m fading with fading parameters mBand mE, respectively. In an effort to assess the secrecy performance, we present a closed-form expression for the secrecy outage probability. We then derive closed-form expressions for the secrecy outage probability at high signal-to-noise ratio (SNR) for two realistic scenarios: 1) the legitimate receiver is located close to the transmitter, and 2) the legitimate receiver and the eavesdropper are located close to the transmitter. In the first scenario, we confirm that the secrecy diversity order is mBNBNA. In the second scenario, we confirm that the secrecy diversity order collapses to zero. While this may appear discouraging at a first glance, we show that low secrecy outage probability can still be achieved.
Lifeng Wang 0002, Maged Elkashlan, Jing Huang 0008, Robert Schober, Ranjan K. Mallik
ICC4
2014 Robust cooperative beamforming for SC-FDMA based multi-relay networks
abstract
In this work, we propose a robust cooperative relay beamforming (rBF) design for single-carrier frequency-division multiple access (SC-FDMA) based multiuser multi-relay systems with imperfect channel state information. We maximize a lower bound on the achievable bit rate (ABR) of the network, subject to an aggregate relay transmit power constraint. Employing the primal decomposition technique, we decompose the problem into two subproblems: the rBF coefficient optimization and the relay power allocation. For a given power allocation across the frequency tones, a closed-form solution for the rBF matrices is obtained first. Subsequently, the convexity of the remaining power allocation problem is then proved, and efficient convex optimization methods are employed to find the global optimum. Simulation results validate the excellent performance of the proposed rBF schemes and show their superiority compared to conventional non-robust designs.
Peiran Wu, Robert Schober, Vijay K. Bhargava
ICC2
2014 Linear MIMO precoding in jointly-correlated fading multiple access channels with finite alphabet signaling
abstract
In this paper, we investigate the design of linear precoders for multiple-input multiple-output (MIMO) multiple access channels (MAC). We assume that statistical channel state information (CSI) is available at the transmitters and consider the problem under the practical finite alphabet input assumption. First, we derive an asymptotic (in the large-system limit) weighted sum rate (WSR) expression for the MIMO MAC with finite alphabet inputs and general jointly-correlated fading. Subsequently, we obtain necessary conditions for linear precoders maximizing the asymptotic WSR and propose an iterative algorithm for determining the precoders of all users. In the proposed algorithm, the search space of each user for designing the precoding matrices is its own modulation set. This significantly reduces the dimension of the search space for finding the precoding matrices of all users compared to the conventional precoding design for the MIMO MAC with finite alphabet inputs, where the search space is the combination of the modulation sets of all users. As a result, the proposed algorithm decreases the computational complexity for MIMO MAC precoding design with finite alphabet inputs by several orders of magnitude. Simulation results for finite alphabet signalling indicate that the proposed iterative algorithm achieves significant performance gains over existing precoder designs, including the precoder design based on the Gaussian input assumption, in terms of both the sum rate and the coded bit error rate.
Yongpeng Wu 0001, Chao-Kai Wen, Chengshan Xiao, Xiqi Gao 0001, Robert Schober
ICC5
2014 Max-min fair wireless energy transfer for secure multiuser communication systems
abstract
This paper considers max-min fairness for wireless energy transfer in a downlink multiuser communication system. Our resource allocation design maximizes the minimum harvested energy among multiple multiple-antenna energy harvesting receivers (potential eavesdroppers) while providing quality of service (QoS) for secure communication to multiple single-antenna information receivers. In particular, the algorithm design is formulated as a non-convex optimization problem which takes into account a minimum required signal-to-interference-plus-noise ratio (SINR) constraint at the information receivers and a constraint on the maximum tolerable channel capacity achieved by the energy harvesting receivers for a given transmit power budget. The proposed problem formulation exploits the dual use of artificial noise generation for facilitating efficient wireless energy transfer and secure communication. A semidefinite programming (SDP) relaxation approach is exploited to obtain a global optimal solution of the considered problem. Simulation results demonstrate the significant performance gain in harvested energy that is achieved by the proposed optimal scheme compared to two simple baseline schemes.
Derrick Wing Kwan Ng, Robert Schober
ITW2
2014 Power allocation for a hybrid energy harvesting relay system with imperfect channel and energy state information
abstract
In this paper, we consider both channel state uncertainty and harvested energy state uncertainty for a source-relay-destination communication link where the source and the relay are equipped with hybrid energy sources. Taking into account these uncertainties is of important for practical energy harvesting (EH) communication. While channel state uncertainties also affect conventional communication systems and have been widely studied, harvested energy state uncertainties are specific to energy harvesting systems and have not been considered in the literature before. The considered hybrid energy sources include a constant energy source and an energy harvester. Our objective is to maximize the worst case system throughput over a finite number of transmission intervals. We propose robust optimal offline, optimal online, and suboptimal online power allocation schemes. The offline power allocation design is formulated as an optimization problem which can be solved optimally. For the online case, we propose a dynamic programming (DP) approach to compute the optimal transmit power. To alleviate the prohibitively high complexity inherent to DP, we also propose several suboptimal low-complexity online power allocation schemes. Simulation results confirm the robustness of the proposed power allocation schemes to channel and energy state uncertainties.
Imtiaz Ahmed 0001, Aïssa Ikhlef, Derrick Wing Kwan Ng, Robert Schober
WCNC4
2014 Delay constrained buffer-aided relaying with outdated CSI
abstract
Recent studies have shown that buffer-aided relaying with adaptive link selection can provide significant performance gains compared to conventional relaying using a fixed transmission schedule. In this paper, we focus on error rate analysis of adaptive link selection for a three node decode-and-forward (DF) relay network with fixed-rate transmission. As in practice link selection may be performed based on outdated channel state information (CSI) because of a delay in the feedback link, we study the error rate performance for both perfect and outdated CSI. Since a packet transmission delay is unavoidable with opportunistic link selection, we provide a unified error-rate analysis in terms of a decision threshold β which can be adjusted to achieve buffer stability and a desired average system delay. We show that a diversity gain of two can be achieved for perfect CSI and the optimum BER can be approached even if only a small delay is tolerated.
Toufiqul Islam, Diomidis S. Michalopoulos, Robert Schober, Vijay K. Bhargava
WCNC3
2014 Power efficient MISO beamforming for secure layered transmission
abstract
This paper studies secure layered video transmission in a multiuser multiple-input single-output (MISO) beamforming downlink communication system. The power allocation algorithm design is formulated as a non-convex optimization problem for minimizing the total transmit power while guaranteeing a minimum received signal-to-interference-plus-noise ratio (SINR) at the desired receiver. In particular, the proposed problem formulation takes into account the self-protecting architecture of layered transmission and artificial noise generation to prevent potential information eavesdropping. A semi-definite programming (SDP) relaxation based power allocation algorithm is proposed to obtain an upper bound solution. A sufficient condition for the global optimal solution is examined to reveal the tightness of the upper bound solution. Subsequently, two suboptimal power allocation schemes with low computational complexity are proposed for enabling secure layered video transmission. Simulation results demonstrate significant transmit power savings achieved by the proposed algorithms and layered transmission compared to the baseline schemes.
Derrick Wing Kwan Ng, Robert Schober, Hussein M. Alnuweiri
WCNC2
2014 Performance analysis of a power line communication system employing selection combining in correlated log-normal channels and impulsive noise
abstract
The authors analyse an L ‐channel selection combining (SC) scheme for a power line communication (PLC) system with binary phase‐shift keying. The focus is on improving the reliability in data transfer of the system instead of improving the data rate. To enhance the reliability in data transfer, multiple PLC channels are used to send the same information‐bearing signal to the receiver. The L PLC channels are subject to log‐normal fading, which is modelled by a multivariate log‐normal distribution with an exponential correlation. The channels are also corrupted by additive impulsive noise as well as thermal noise. To consider the effect of both types of noises, they adopt a Gaussian mixture noise model, in which the additive noise samples are taken from a Bernoulli–Gaussian process. The system performance is evaluated in terms of the average bit error rate and the average channel capacity, for which approximate closed form expressions are derived. Numerical results showing the impact of the number of PLC channels, the amount of correlation, the noise scenarios, and the fading environments on the performance are presented. The authors' results show that the performance improves with increasing number of PLC channels; however, the amount of improvement reduces with increasing channel correlation.
Ankit Dubey, Ranjan K. Mallik, Robert Schober
IET Commun.3
2014 Direct Electricity Trading in Smart Grid: A Coalitional Game Analysis
abstract
Integration of distributed generation based on renewable energy sources into the power system has gained popularity in recent years. Many small-scale electricity suppliers (SESs) have recently entered the electricity market, which has been traditionally dominated by a few large-scale electricity suppliers. The emergence of SESs enables direct trading (DT) of electricity between SESs and end-users (EUs), without going through retailers, and promotes the possibility of improving the benefits to both parties. In this paper, the cooperation between SESs and EUs in DT is analyzed based on coalitional game theory. In particular, an electricity pricing scheme that achieves a fair division of revenue between SESs and EUs is analytically derived by using the asymptotic Shapley value. The asymptotic Shapley value is shown to be in the core of the coalitional game such that no group of SESs and EUs has an incentive to abandon the coalition, which implies the stable operation of DT for the proposed pricing scheme. Unlike the existing pricing schemes that typically require multiple stages of calculations and real time information about each participant, the electricity price for the proposed scheme can be determined instantaneously based on the number of participants in DT and statistical information about electricity supply and demand. Therefore, the proposed pricing scheme is suitable for practical implementation. Using computer simulations, the price of electricity for the proposed DT scheme is examined in various environments, and the numerical results validate the asymptotic analysis. Moreover, the revenues of the SESs and EUs are evaluated for various types of SESs and different numbers of participants in DT. The optimal ratio of different types of SESs is also investigated.
Woongsup Lee, Lin Xiang 0001, Robert Schober, Vincent W. S. Wong 0001
IEEE J. Sel. Areas Commun.3
2014 A Unifying Model for External Noise Sources and ISI in Diffusive Molecular Communication
abstract
This paper considers the impact of external noise sources, including interfering transmitters, on a diffusive molecular communication system, where the impact is measured as the number of noise molecules expected to be observed at a passive receiver. A unifying model for noise, multiuser interference, and intersymbol interference is presented, where, under certain circumstances, interference can be approximated as a noise source that is emitting continuously. The model includes the presence of advection and molecule degradation. The time-varying and asymptotic impact is derived for a series of special cases, some of which facilitate closed-form solutions. Simulation results show the accuracy of the expressions derived for the impact of a continuously-emitting noise source, and show how approximating old intersymbol interference as a noise source can simplify the calculation of the expected bit error probability of a weighted sum detector.
Adam Noel, Karen C. Cheung, Robert Schober
IEEE J. Sel. Areas Commun.3
2014 Achievable Rate Region of the Bidirectional Buffer-Aided Relay Channel With Block Fading
abstract
The bidirectional relay channel, in which two users communicate with each other through a relay node, is a simple but fundamental and practical network architecture. In this paper, we consider the block fading bidirectional relay channel with a decode-and-forward relay and propose efficient transmission strategies that exploit the block fading property of the channel. We assume that a direct link between the two users is not present and consider two transmission modes: 1) the multiple-access mode (both users transmit to the relay) and 2) the broadcast mode (the relay transmits to both users). Most existing relaying protocols assume a fixed schedule for using these transmission modes. In contrast, we abandon the restriction of having a fixed and predefined schedule and propose to optimize the selection of the transmission modes and the associated transmission rates based on the instantaneous channel state information (CSI) of the involved links. Thereby, we consider two different types of transmit power constraints: 1) a fixed transmit power for each node and 2) a per-node long-term power constraint. To enable the use of a nonpredefined schedule for transmission mode selection, the relay has to be equipped with two buffers for storage of the information received from both users. We develop new relaying protocols based on adaptive mode selection and provide the corresponding achievable long-term rate regions. In particular, based on the CSI of the involved links, the optimal transmission mode as well as the optimal transmission rates and/or the transmit powers of the nodes are chosen in each time slot to maximize the weighted sum rate of both users. By varying the weights assigned to the users, the boundary surface of the achievable long-term rate region of the proposed protocol can be obtained. In addition, we discuss and address two practical challenges for the implementation of the proposed protocols, namely, the availability of the knowledge of the channel statistics required for the implementation of the optimal protocols, and the increase of the end-to-end delay due to the data buffering. Numerical results confirm the superiority of the proposed buffer-aided protocols compared with existing bidirectional relaying protocols.
Vahid Jamali, Nikola Zlatanov, Aïssa Ikhlef, Robert Schober
IEEE Trans. Inf. Theory4
2014 Repeated Intersession Network Coding Games: Efficiency and Min-Max Bargaining Solution
abstract
Recent results have shown that selfish users do not have an incentive to participate in intersession network coding in a static noncooperative game setting. Because of this, the worst-case network efficiency (i.e., the price-of-anarchy) can be as low as 20%. In this paper, we show that if the same game is played repeatedly, then the price-of-anarchy can be improved to 36%. We design a grim-trigger strategy that encourages users to cooperate and participate in the intersession network coding. A key challenge is to determine a common cooperative coding rate that the users should mutually agree on. We resolve the conflict of interest among the users through a bargaining process and obtain tight upper bounds for the price-of-anarchy that are valid for any possible bargaining scheme. Moreover, we propose a simple and efficient min-max bargaining solution that can achieve these upper bounds, as confirmed through simulation studies. The coexistence of multiple selfish network coding sessions as well as the coexistence of selfish network coding and routing sessions are also investigated. Our results represent a first step toward designing practical intersession network coding schemes that achieve reasonable performance for selfish users.
Hamed Mohsenian Rad, Jianwei Huang 0001, Vincent W. S. Wong 0001, Robert Schober
IEEE/ACM Trans. Netw.4
2014 Power Allocation for Conventional and Buffer-Aided Link Adaptive Relaying Systems with Energy Harvesting Nodes
abstract
In this paper, we consider optimal power allocation for conventional and buffer-aided link adaptive energy harvesting (EH) relay systems, where an EH source communicates with the destination via an EH decode-and-forward relay {over fading channels}. In conventional relaying, source and relay transmit signals in consecutive time slots whereas in buffer-aided link adaptive relaying, the state of the source-relay and relay-destination channels {as well as the amounts of energy available at source and relay} determine whether the source or the relay is selected for transmission. Our objective is to maximize the system throughput over a finite number of transmission time slots for both relaying protocols. In case of conventional relaying, we propose an offline and several online joint source and relay transmit power allocation schemes. For offline power allocation, we formulate {a convex optimization problem} whereas for the online case, we propose a dynamic programming (DP) approach to compute the optimal online transmit power. To alleviate the complexity inherent to DP, we also propose several suboptimal online power allocation schemes. For buffer-aided link adaptive relaying, we show that the joint offline optimization of the source and relay transmit powers along with the link selection results in a mixed integer non-linear program which we solve optimally using the spatial branch-and-bound method. We also propose efficient online power allocation schemes for buffer-aided link adaptive relaying. Simulation results show that buffer-aided link adaptive relaying provides significant performance gains compared to conventional relaying but requires a higher complexity for computation of the power allocation solution. We also show that buffer-aided link adaptive relaying is more robust to changes in the EH rate than conventional relaying.
Imtiaz Ahmed 0001, Aïssa Ikhlef, Robert Schober, Ranjan K. Mallik
IEEE Trans. Wirel. Commun.3
2014 Joint Source-Relay Optimization for Fixed Receivers in Multi-Antenna Multi-Relay Networks
abstract
We jointly optimize the source and relay precoders for multi—antenna multi—relay networks employing a prefixed receiver. Prefixed receivers are of practical interest since they enable low complexity at the end—user's receiver as well as backward compatibility. To compute the source and relay precoders, we consider two different criteria. The objective of the first criterion is to maximize the worst stream signal—to—interference—plus—noise ratio (SINR) at the output of the receiver subject to source and relay transmit power constraints. Under the second criterion, we minimize the source and relay transmit powers subject to a certain quality—of—service constraint. Both optimization problems are non—convex. To solve them, we propose iterative alternating algorithms, where, in each iteration, we compute the precoders alternately, i.e., for each precoder optimization, we fix all the precoders except the one which is optimized. For both criteria, we formulate the optimization problem for the computation of the source precoder as a second order cone programming (SOCP) problem, for which the optimal solution can be found using interior point algorithms. For each relay precoder, we formulate the optimization problem as a semidefinite relaxation (SDR) problem for which ready—to—use solvers exist. If the solution to the SDR problem is not of rank one, matrix rank—one decomposition or randomization is applied. We also provide sufficient conditions for the convergence of the proposed iterative alternating algorithms to a fixed point. Simulation results show that the performance of the proposed algorithms is close to the performance achieved if the source, relay, and receiver filters are jointly optimized.
Aïssa Ikhlef, Robert Schober
IEEE Trans. Wirel. Commun.2
2014 SLNC for Multi-Source Multi-Relay BICM-OFDM Systems
abstract
In this paper, we study the application of bit-interleaved coded modulation (BICM) and orthogonal frequency division multiplexing (OFDM) to reap the benefits of wireless multiuser network coding in practical frequency-selective fading channels. We propose a mapping based symbol level network coding (SLNC) scheme for a cooperative diversity system comprising multiple sources, multiple relays, and one common destination. A simple cooperative maximum-ratio combining scheme is used at the destination and is shown to successfully exploit both the full spatial and the full frequency diversity offered by the channel for arbitrary numbers of sources, arbitrary numbers of relays, and arbitrary linear modulation schemes. To gain analytical insight for system design, we derive a closed-form upper bound for the asymptotic worst-case pairwise error probability (PEP) and obtain the diversity gain of the considered SLNC scheme for BICM-OFDM systems. These analytical results reveal the influence of the various system parameters, such as the number of sources, the free distance of the code, and the frequency diversity of the involved links, on performance. Furthermore, we propose two different relay selection schemes for the considered system: a) bulk selection, i.e., a single best relay is selected to transmit on all sub-carriers, and b) per-subcarrier selection, where a best relay is selected on each sub-carrier. Last but not least, we exploit the derived PEP expression for selecting a subset of sources from the set of active sources when the number of active sources is larger than the number of available orthogonal relay channels. We study the achievable diversity gain for the proposed relay and source subset selection schemes. Numerical results corroborate the derived diversity gain expressions and confirm the performance gains.
Toufiqul Islam, Robert Schober, Ranjan K. Mallik, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2014 Robust Beamforming for Secure Communication in Systems With Wireless Information and Power Transfer
abstract
This paper considers a multiuser multiple-input single-output (MISO) downlink system with simultaneous wireless information and power transfer. In particular, we focus on secure communication in the presence of passive eavesdroppers and potential eavesdroppers (idle legitimate receivers). We study the design of a resource allocation algorithm minimizing the total transmit power for the case when the legitimate receivers are able to harvest energy from radio frequency signals. Our design advocates the dual use of both artificial noise and energy signals in providing secure communication and facilitating efficient wireless energy transfer. The algorithm design is formulated as a non-convex optimization problem. The problem formulation takes into account artificial noise and energy signal generation for protecting the transmitted information against both considered types of eavesdroppers when imperfect channel state information (CSI) of the potential eavesdroppers and no CSI of the passive eavesdroppers are available at the transmitter. Besides, the problem formulation also takes into account different quality of service (QoS) requirements: a minimum required signal-to-interference-plus-noise ratio (SINR) at the desired receiver; maximum tolerable SINRs at the potential eavesdroppers; a minimum required outage probability at the passive eavesdroppers; and minimum required heterogeneous amounts of power transferred to the idle legitimate receivers. In light of the intractability of the problem, we reformulate the considered problem by replacing a non-convex probabilistic constraint with a convex deterministic constraint. Then, a semi-definite programming (SDP) relaxation approach is adopted to obtain the optimal solution for the reformulated problem. Furthermore, we propose a suboptimal resource allocation scheme with low computational complexity for providing communication secrecy and facilitating efficient energy transfer. Simulation results demonstrate the close-to-optimal performance of the proposed schemes and significant transmit power savings by optimization of the artificial noise and energy signal generation.
Derrick Wing Kwan Ng, Ernest S. Lo, Robert Schober
IEEE Trans. Wirel. Commun.3
2014 Throughput-Efficient Scheduling and Interference Alignment for MIMO Wireless Systems
abstract
Multiple-input multiple-output (MIMO) wireless communication systems can achieve higher throughput through interference alignment. For a small number of users, determining the maximum possible degrees of freedom as well as the feasibility of interference alignment in MIMO systems is well studied. However, the issues of scheduling in systems employing interference alignment and serving a large number of users have received little attention so far. In this paper, we study the problem of joint scheduling, interference alignment, and packet admission control in MIMO wireless systems with the goal of maximizing system throughput subject to stability constraints. We formulate a stochastic network optimization problem and propose a scheduling and interference alignment (SIA) algorithm. In each time slot, SIA schedules some users among many competing ones to transmit data, and determines encoding and decoding matrices for the selected users. Packet admission control is performed in each time slot. In addition, we propose a heuristic semi-distributed algorithm (SDSIA), which has a lower computational complexity than the SIA algorithm. Via simulation, we evaluate the performance of SIA and SDSIA for different algorithm parameters and different numbers of users. We also compare the performance of SDSIA with other approaches which do not simultaneously exploit interference alignment and scheduling and find that the combination of these two techniques increases the achievable data rate dramatically.
Keivan Ronasi, Binglai Niu, Vincent W. S. Wong 0001, Sathish Gopalakrishnan, Robert Schober
IEEE Trans. Wirel. Commun.5
2014 Receiver Concepts and Resource Allocation for OSC Downlink Transmission
abstract
Voice services over Adaptive Multi-user channels on One Slot (VAMOS) has been standardized as an extension to the Global System for Mobile Communications (GSM). The aim of VAMOS is to increase the capacity of GSM, while maintaining backward compatibility with the legacy system. To this end, the Orthogonal Sub-channels (OSC) concept is employed, where two Gaussian minimum-shift keying (GMSK) signals are transmitted in the same time slot and with the same carrier frequency. To fully exploit the possible capacity gain of OSC, new receiver concepts are necessary. In contrast to the base station, where multiple antennas can be employed, the mobile station is typically equipped with only one receive antenna. Therefore, the downlink receiver design is a very challenging task. Different concepts for channel estimation, user separation, and equalization at the receiver of an OSC downlink transmission are introduced in this paper. Furthermore, the system capacity must be improved by suitable downlink power and resource allocation algorithms. Making realistic assumptions on the information available at the base station, an algorithm for joint power and radio resource allocation is proposed. Simulation results show the excellent performance of the proposed channel estimation algorithms, equalization schemes, and joint radio resource and power allocation algorithms in realistic VAMOS environments.
Michael A. Ruder, Raimund Meyer, Frank Obernosterer, Hans Kalveram, Robert Schober, Wolfgang H. Gerstacker
IEEE Trans. Wirel. Commun.5
2014 Improving and Bounding Asymptotic Approximations for Diversity Combiners in Correlated Generalized Rician Fading
abstract
Although relatively simple exact error rate expressions are available for selection combining (SC) and equal gain combining (EGC) with independent fading channels, results for correlated channels are highly complex, requiring multiple levels of integration when more than two branches are considered. Asymptotic analysis has been used to derive simple error expressions valid in the high signal-to-noise ratio (SNR) region. However, it is not clear at what SNR value the asymptotic results are an accurate approximation of the exact solution. In this paper, we derive asymptotic results for SC and EGC in correlated generalized Rician fading channels. Furthermore, the asymptotic results for SC are expanded into an exact infinite series. Although this series grows quickly in complexity as more terms are included, truncation to even two or three terms has much greater accuracy than the first (asymptotic) term alone. Finally, we derive asymptotically tight lower and upper bounds on the error rate for EGC. Using these bounds, we are able to show at what SNR value the asymptotic results are valid.
Josh Schlenker, Julian Cheng 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2014 Secure Transmission With Antenna Selection in MIMO Nakagami- $m$ Fading Channels
abstract
This paper considers transmit antenna selection (TAS) and receive generalized selection combining (GSC) for secure communication in the multiple-input-multiple-output wiretap channel, where confidential messages transmitted from an NA-antenna transmitter to an NB-antenna legitimate receiver are overheard by an NE-antenna eavesdropper. We assume that the main channel and the eavesdropper's channel undergo Nakagami-m fading with fading parameters mB and mE, respectively. In order to assess the secrecy performance, we present a new unifying framework for the average secrecy rate and the secrecy outage probability. We first derive expressions for the probability density function and the cumulative distribution function of the signal-to-noise ratio with TAS/GSC, from which we derive exact expressions for the average secrecy rate and the secrecy outage probability. We then derive compact expressions for the asymptotic average secrecy rate and the asymptotic secrecy outage probability for two distinct scenarios: 1) the legitimate receiver is located close to the transmitter, and 2) the legitimate receiver and the eavesdropper are located close to the transmitter. For these scenarios, we present new closed-form expressions for several key performance indicators: 1) the capacity slope and the power offset of the asymptotic average secrecy rate, and 2) the secrecy diversity order and the secrecy array gain of the asymptotic secrecy outage probability. For the first scenario, we confirm that the capacity slope is one and the secrecy diversity order is mBNBNA. For the second scenario, we confirm that the capacity slope and the secrecy diversity order collapse to zero.
Lifeng Wang 0002, Maged Elkashlan, Jing Huang 0008, Robert Schober, Ranjan K. Mallik
IEEE Trans. Wirel. Commun.4
2014 Secure Transmission in Multicell Massive MIMO Systems
abstract
In this paper, we consider physical layer security provisioning in multicell massive multiple-input-multiple-output (MIMO) systems. Specifically, we consider secure downlink transmission in a multicell massive MIMO system with matched-filter precoding and artificial noise (AN) generation at the base station (BS) in the presence of a passive multiantenna eavesdropper. We investigate the resulting achievable ergodic secrecy rate and the secrecy outage probability for the cases of perfect training and pilot contamination. Thereby, we consider two different AN shaping matrices, namely, the conventional AN shaping matrix, where the AN is transmitted in the null space of the matrix formed by all user channels, and a random AN shaping matrix, which avoids the complexity associated with finding the null space of a large matrix. Our analytical and numerical results reveal the following, in multicell massive MIMO systems employing matched-filter precoding: 1) AN generation is required to achieve a positive ergodic secrecy rate if the user and the eavesdropper experience the same path loss; 2) even with AN generation, secure transmission may not be possible if the number of eavesdropper antennas is too large and not enough power is allocated to channel estimation; 3) for a given fraction of power allocated to AN and a given number of users, in case of pilot contamination, the ergodic secrecy rate is not a monotonically increasing function of the number of BS antennas; and 4) random AN shaping matrices provide a favorable performance/complexity tradeoff and are an attractive alternative to conventional AN shaping matrices.
Jun Zhu 0005, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2013 Optimal power control for analog bidirectional relaying with long-term relay power constraint
abstract
Wireless systems that carry delay-sensitive information (such as speech and/or video signals) typically transmit with fixed data rates, but may occasionally suffer from transmission outages caused by the random nature of the fading channels. If the transmitter has instantaneous channel state information (CSI) available, it can compensate for a significant portion of these outages by utilizing power allocation. In a conventional dual-hop bidirectional amplify-and-forward (AF) relaying system, the relay already has instantaneous CSI of both links available, as this is required for relay gain adjustment. We therefore develop an optimal power allocation strategy for the relay, which adjusts its instantaneous output power to the minimum level required to avoid outages, but only if the required output power is below some cutoff level; otherwise, the relay is silent in order to conserve power and prolong its lifetime. The proposed scheme is proven to minimize the system outage probability, subject to an average power constraint at the relay and fixed output powers at the end nodes.
Zoran Hadzi-Velkov, Nikola Zlatanov, Robert Schober
GLOBECOM3
2013 Multisource buffer-aided relay networks: Adaptive rate transmission
abstract
In this paper, we consider a multisource multirelay network where relays employ buffers to store the received user data packets before forwarding them to a common destination. The transmission schedule, i.e., when each source and each relay transmit, is not a priori fixed, but rather depends on the link qualities. In particular, we consider adaptive link selection and adaptive rate transmission for the considered network. For simple three node relay networks, it was shown before that buffer-aided relaying with adaptive link selection yields significant throughput gains compared to conventional relaying protocols using a fixed transmission schedule. In this work, we consider a general multisource multirelay framework where operations are more complex and analysis is more involved. First, we consider average sum rate maximization for adaptive rate transmission and derive an adaptive link selection policy which exploits the channel state information. As fairness is an important issue in multisource networks, we also consider max-min fairness constrained throughput optimization and derive the corresponding link selection policy. Numerical results show that the proposed link selection policies yield significantly higher throughputs compared to conventional relaying schemes where source and relay transmission schedules are a-priori fixed.
Toufiqul Islam, Aïssa Ikhlef, Robert Schober, Vijay K. Bhargava
GLOBECOM3
2013 Adaptive mode selection and power allocation in bidirectional buffer-aided relay networks
abstract
In this paper, we consider the problem of sum rate maximization in a bidirectional relay network with fading. Hereby, user 1 and user 2 communicate with each other only through a relay, i.e., a direct link between user 1 and user 2 is not present. In this network, there exist six possible transmission modes: four point-to-point modes (user 1-to-relay, user 2-to-relay, relay-to-user 1, relay-to-user 2), a multiple access mode (both users to the relay), and a broadcast mode (the relay to both users). Most existing protocols assume a fixed schedule of using a subset of the aforementioned transmission modes, as a result, the sum rate is limited by the capacity of the weakest link associated with the relay in each time slot. Motivated by this limitation, we develop a protocol which is not restricted to adhere to a predefined schedule for using the transmission modes. Therefore, all transmission modes of the bidirectional relay network can be used adaptively based on the instantaneous channel state information (CSI) of the involved links. To this end, the relay has to be equipped with two buffers for the storage of the information received from users 1 and 2, respectively. For the considered network, given a total average power budget for all nodes, we jointly optimize the transmission mode selection and power allocation based on the instantaneous CSI in each time slot for sum rate maximization. Simulation results show that the proposed protocol outperforms existing protocols for all signal-to-noise ratios (SNRs). Specifically, we obtain a considerable gain at low SNRs due to the adaptive power allocation and at high SNRs due to the adaptive mode selection.
Vahid Jamali, Nikola Zlatanov, Aïssa Ikhlef, Robert Schober
GLOBECOM4
2013 Can cooperation reduce the average transmitted power per participating user?
abstract
The answer is (in general) affirmative: For a given target bit error rate (BER), cooperation reduces the average transmitted power per user when partners are appropriately selected. The more cooperating users are available and the larger the propagation exponent, the larger the reduction on transmitted power per user. This conclusion is drawn from a preliminary study which considers a community of users located randomly along a straight line. The users communicate with a Base Station (BS) located at the end of this line, and the transmission is subject to path loss. The communication is established either directly (Direct Mode), or via another member of the community (Relaying Mode). We show that the total power needed to achieve a certain BER at the BS is on average lower for the Relaying Mode than for the Direct Mode, even without exploiting any receive diversity benefit. There exist cases, however, where the Relaying Mode is not beneficial. This is true for environments with a propagation exponent smaller than two (δ <; 2). For δ = 2, the Relaying Mode performs identical to the Direct Mode.
Diomidis S. Michalopoulos, Robert Schober
GLOBECOM2
2013 Asymptotically optimal power allocation for point-to-point energy harvesting communication systems
abstract
For a point-to-point communication system generating its power via energy harvesting (EH), we derive the asymptotically optimal power allocation which optimizes a general utility function when the number of transmitted codewords N and the battery capacity Bmaxsatisfy N → ∞ and Bmax→ ∞. The considered family of utility functions is general enough to include the most important performance measurements in communication theory such as ergodic rate, outage probability, average signal-to-noise ratio, etc. The discovered solution is very simple. Namely, the optimal power allocation for the EH system is identical to the optimal power allocation of an equivalent non-EH communication system with infinite available energy, under the constraint that both systems use identical average transmit powers. Although the proposed solution is asymptotic, it is applicable to EH systems transmitting a large but finite number of codewords and having a battery capacity much larger than the average harvested power and/or the maximum average transmit power.
Nikola Zlatanov, Zoran Hadzi-Velkov, Robert Schober
GLOBECOM3
2013 Optimal power allocation for a hybrid energy harvesting transmitter
abstract
In this work, we consider a point-to-point link where the transmitter has a hybrid supply of energy, i.e., the energy is supplied by a constant energy source and an energy harvester, which harvests energy from its surrounding environment. Our goal is to jointly minimize the power consumed by the constant energy source and any possible waste of the harvested energy to ensure their optimum utilization for transmission of a given amount of data in a given number of time intervals. Two scenarios are considered for packet arrival. In the first scenario, we assume that all data packets have arrived before the transmission begins, whereas in the second scenario, we assume that data packets are arriving during the course of data transmission. For both scenarios, we propose optimal offline transmit power allocation schemes which provide insight on how to efficiently consume the energy supplied by the constant energy source and the energy harvester.
Imtiaz Ahmed 0001, Aïssa Ikhlef, Derrick Wing Kwan Ng, Robert Schober
ICC4
2013 Joint source-relay design in multi-antenna multi-relay networks with prefixed receivers
abstract
In this paper, we consider the problem of joint source and relay precoder design for multi-antenna multi-relay networks with a prefixed receiver. Prefixed receivers are of practical interest since they enable low complexity at the end-user's receiver as well as backward compatibility. To compute the source and relay precoders, we propose to maximize the worst stream signal-to-interference-plus-noise ratio (SINR) at the output of the receiver subject to source and relay transmit power constraints. The problem is a non-convex optimization problem. To solve it, we propose an iterative alternating algorithm, where, in each iteration, we compute the precoders alternately. We formulate the resulting optimization problems for the computation of the source and relay precoders as second order cone programming (SOCP) and semidefinite relaxation (SDR) problems, respectively. Moreover, we provide sufficient conditions for the convergence of the proposed iterative alternating algorithm to a fixed point. Simulation results show that the performance of the proposed algorithm is close to the performance achieved if the source, relay, and receiver filters are jointly optimized.
Aïssa Ikhlef, Robert Schober
ICC2
2013 Energy-efficient power allocation in OFDM systems with wireless information and power transfer
abstract
This paper considers an orthogonal frequency division multiplexing (OFDM) downlink point-to-point system with simultaneous wireless information and power transfer. It is assumed that the receiver is able to harvest energy from noise, interference, and the desired signals. We study the design of power allocation algorithms maximizing the energy efficiency of data transmission (bit/Joule delivered to the receiver). In particular, the algorithm design is formulated as a high-dimensional non-convex optimization problem which takes into account the circuit power consumption, the minimum required data rate, and a constraint on the minimum power delivered to the receiver. Subsequently, by exploiting the properties of nonlinear fractional programming, the considered non-convex optimization problem, whose objective function is in fractional form, is transformed into an equivalent optimization problem having an objective function in subtractive form, which enables the derivation of an efficient iterative power allocation algorithm. In each iteration, the optimal power allocation solution is derived based on dual decomposition and a one-dimensional search. Simulation results illustrate that the proposed iterative power allocation algorithm converges to the optimal solution, and unveil the trade-off between energy efficiency, system capacity, and wireless power transfer: (1) In the low transmit power regime, maximizing the system capacity may maximize the energy efficiency. (2) Wireless power transfer can enhance the energy efficiency, especially in the interference limited regime.
Derrick Wing Kwan Ng, Ernest S. Lo, Robert Schober
ICC3
2013 Adaptive energy consumption scheduling with load uncertainty for the smart grid
abstract
In this paper, we propose a novel real-time energy consumption scheduling algorithm that takes into account load uncertainty to minimize the energy payment for each user. We formulate the problem of load scheduling as an optimization problem. To reduce the computational complexity, we devise an approximate dynamic programming approach to schedule the operation of appliances. In our problem formulation, we consider different sets of appliances including must-run and controllable. Unlike most of the existing demand side management algorithms that assume perfect knowledge of users' energy needs, our design only requires knowledge of some estimates of the future demand. Simulation results confirm that the proposed energy scheduling algorithm can benefit both the users by reducing their energy expenses and the utility companies by improving the peak-to-average ratio in load demand.
Pedram Samadi, Hamed Mohsenian Rad, Vincent W. S. Wong 0001, Robert Schober
ICC4
2013 Asymptotically tight error rate bounds for EGC in correlated generalized Rician fading
abstract
Exact error rate analysis for pre-detection equal gain combining over arbitrarily correlated fading branches has proven elusive. Even specialized correlation models result in complex error rate expressions with multiple nested infinite series or integrals. For this reason, asymptotic analysis is a useful tool due to the simplicity of the error rate expressions it produces. However, one major shortcoming of this approach is that the asymptotic technique can not predict at what signal-to-noise ratio the asymptotic approximation is accurate. In this paper, we derive asymptotically tight single-integral lower and upper bounds on the error probability for a correlated generalized Rician fading model. These lower and upper bounds help determine when the asymptotic solutions approach the exact results.
Josh Schlenker, Julian Cheng 0001, Robert Schober
ICC3
2013 How sensitive is compute-and-forward to channel estimation errors?
abstract
We investigate the sensitivity of Compute-and-Forward (C&F) to channel estimation errors. More specifically, a general formula for the computation rate region of a C&F relay, suffering from imperfect channel estimation, is derived, which is then tightly approximated for Gaussian distributed channel estimation errors. Furthermore, a closed-form expression for the distribution of the C&F rate loss is presented, which can be efficiently used to compute relevant statistical parameters, such as the mean rate loss. Numerical and simulation results highlight the high sensitivity of the overall network performance to channel estimation errors.
Koralia N. Pappi, George K. Karagiannidis, Robert Schober
ISIT3
2013 How much can we gain by exploiting buffers in wireless relay networks?
abstract
Wireless relays will play an important role in future wireless communication networks. This talk will focus on the new concept of buffer-aided relaying. In conventional relay protocols, the schedule of when the different nodes in the network transmit is pre-fixed and non-adaptive. In contrast, buffer-aided relaying protocols exploit the additional degrees of freedom introduced by relays with buffers and employ an adaptive transmission schedule which takes into account the quality of the different links in the network. We will show that this new approach leads to substantial performance improvements in relay networks with fading links. In particular, buffer-aided relays enable significant gains in throughput as well as outage and error probability at the expense of an increased delay. These gains are introduced by adaptive link selection and/or adaptive transmission mode selection. We will first introduce the basic concept of buffer-aided relaying using the example of a simple three node one-way relay network before considering more complex networks such as relay-selection networks, multi-antenna relay networks, and two-way relay networks.
Robert Schober
MSWiM1
2013 Multi-objective beamforming for secure communication in systems with wireless information and power transfer
abstract
In this paper, we study power allocation for secure communication in a multiuser multiple-input single-output (MIS-O) downlink system with simultaneous wireless information and power transfer. The receivers are able to harvest energy from the radio frequency when they are idle. We propose a multi-objective optimization problem for power allocation algorithm design which incorporates two conflicting system objectives: total transmit power minimization and energy harvesting efficiency maximization. The proposed problem formulation takes into account a quality of service (QoS) requirement for the system secrecy capacity. Our designs advocate the dual use of artificial noise in providing secure communication and facilitating efficient energy harvesting. The multi-objective optimization problem is non-convex and is solved by a semidefinite programming (SDP) relaxation approach which results in an approximate of solution. A sufficient condition for the global optimal solution is revealed and the accuracy of the approximation is examined. To strike a balance between computational complexity and system performance, we propose two suboptimal power allocation schemes. Numerical results not only demonstrate the excellent performance of the proposed suboptimal schemes compared to baseline schemes, but also unveil an interesting trade-off between energy harvesting efficiency and total transmit power.
Derrick Wing Kwan Ng, Lin Xiang 0001, Robert Schober
PIMRC3
2013 Low-complexity linear precoding for downlink large-scale MIMO systems
abstract
In this work, we present a low-complexity linear precoding scheme for downlink large-scale multiple-input multiple-output (MIMO) systems. The proposed scheme can achieve near minimum mean square error (MMSE) precoding performance in terms of the sum rate and is based on a matrix polynomial instead of matrix inversion. Simulation results show that matrix polynomials consisting of only a few terms are sufficient to closely approach the sum rate of the classical MMSE precoder and to perform orders of magnitude better than the simple conjugate beamforming (BF) precoder. We derive exact expressions for the computational complexity of the proposed scheme in terms of the number of additions and multiplications and compare it to the complexity of the BF and MMSE precoders. Our complexity analysis shows that for large number of base station antennas N compared to the number of generated transmit symbols τ per channel estimate and large number of users K, the proposed polynomial precoder has a lower complexity than the classical MMSE precoder.
Shahram Zarei, Wolfgang H. Gerstacker, Ralf R. Müller, Robert Schober
PIMRC4
2013 Channel Estimation and Decoding of OSTBC in Two-Way AF MIMO Relay Networks
abstract
This paper investigates the problem of channel estimation and decoding of orthogonal space time block codes (OSTBCs) in a two-way amplify-and-forward (AF) multiple-input multiple-output (MIMO) relay network. We propose a joint decoder for a pilot symbol-aided twoway AF based MIMO cooperative system. The proposed decoder jointly processes the received OSTBC data and pilot matrix by using vector derivative over the two-way MIMO relay channel. We derive a closed-form expression in Rayleigh fading for the moment generating function of the received signal-to-noise ratio at both cooperating users for the proposed decoder; and then investigate the system performance based on analytical expressions for the symbol error rate, diversity order, and array gain.
Arti M. K. 0001, Ranjan K. Mallik, Robert Schober
VTC Fall3
2013 Channel capacity of magnetic induction based Wireless Underground Sensor Networks under practical constraints
abstract
Wireless Underground Sensor Networks (WUSNs) present a variety of new research challenges. Recently a magneto-inductive (MI) waveguide technique has been proposed to overcome the very harsh propagation conditions in WUSNs. In this approach, several resonant relay circuits are deployed between the two nodes to be connected. This technique allows for an extension of the transmission range, which can be quite limited, if relays are not deployed. In this paper, channel and noise models for MI-WUSNs using MI-waveguides are developed. Results of a numerical evaluation of the channel capacity under practical constraints are provided and the influence of the system parameters on the performance is discussed.
Steven Kisseleff, Wolfgang H. Gerstacker, Robert Schober, Ian F. Akyildiz
WCNC3
2013 Energy-efficient resource allocation in multiuser OFDM systems with wireless information and power transfer
abstract
In this paper, we study the resource allocation algorithm design for multiuser orthogonal frequency division multiplexing (OFDM) downlink systems with simultaneous wireless information and power transfer. The algorithm design is formulated as a non-convex optimization problem for maximizing the energy efficiency of data transmission (bit/Joule delivered to the users). In particular, the problem formulation takes into account the minimum required system data rate, heterogeneous minimum required power transfers to the users, and the circuit power consumption. Subsequently, by exploiting the method of timesharing and the properties of nonlinear fractional programming, the considered non-convex optimization problem is solved using an efficient iterative resource allocation algorithm. For each iteration, the optimal power allocation and user selection solution are derived based on Lagrange dual decomposition. Simulation results illustrate that the proposed iterative resource allocation algorithm achieves the maximum energy efficiency of the system and reveal how energy efficiency, system capacity, and wireless power transfer benefit from the presence of multiple users in the system.
Derrick Wing Kwan Ng, Ernest S. Lo, Robert Schober
WCNC3
2013 Optimisation of power allocation for asymmetric relay placement in multi-hop relay systems
abstract
In this study, schemes for optimisation of power allocation (OPA) for asymmetric relay placement are presented for multi‐hop communication in a Rayleigh‐fading environment. For a decode‐and‐forward (DF) multi‐hop communication system, expressions are derived for optimised power allocation based on symbol error probability (SEP) and global channel state information (GCSI). The analysis for OPA based on GCSI is extended to a hybrid combination of amplify‐and‐forward (AF) and DF relays. Analysis is done for two kinds of modulation schemes: M ‐ary phase‐shift keying with coherent detection and orthogonal M ‐ary frequency‐shift keying with non‐coherent detection. Simulation results show that for a multi‐hop system with asymmetric relay placement, power optimisation schemes perform better than the conventional equal power allocation scheme. In addition, power optimisation based on GCSI shows substantially improved performance compared with power allocation based on end‐to‐end SEP. Further, performance comparison is shown for increase in number of relay nodes in an AF and DF multi‐hop system with and without power allocation. The performance of a DF system improves with increase in number of relay nodes whereas performance of an AF system degrades. Hybrid relaying provides an option to exercise switching between DF and AF so as to extract the maximum advantage of the two relaying schemes.
Kalpana Dhaka, Ranjan K. Mallik, Robert Schober
IET Commun.3
2013 Wireless local area network service providers' price competition in presence of heterogeneous user demand
abstract
Consider wireless local area network (WLAN) service providers (SPs) operating in an overlapping service area. The SPs compete with each other to attract users. The price charged is utilised by the SPs as a tool to maximise revenue, resulting in a price competition between the WLAN SPs. The users are assumed to be selfish, trying to maximise their individual utility. They have varied sensitivity towards quality of service experienced and the price charged. In such a scenario, the user demand distribution is the one that achieves Wardrop equilibrium. Approximate analytical expressions are obtained for the best response of SPs to each other's price. Existence of a Nash equilibrium (NE) between the competing SPs is proved and the price vector at which the NE occurs is obtained. It is found that, while in one extreme monopoly leads to very high revenue for WLAN SPs with minimal consumer surplus, in the other extreme unregulated duopoly/oligopoly leads to high consumer surplus at the cost of minimal revenue generation for the competing SPs. Thus, price regulation is proposed in the WLAN market for equitable distribution of the surplus among the SPs and the users.
Abhinav Kumar 0001, Ranjan K. Mallik, Robert Schober
IET Commun.3
2013 Channel level crossing-based security for communications over fading channels
abstract
Several key exchange methods for wireless channels have been proposed in the literature. They are referred to as physical‐layer security techniques and are usually based on the channel's fading characteristics and the principle of channel reciprocity. In this study, the authors present key exchange algorithms for wireless fading channels whose operation is based on channel estimation. Specifically, the authors present a complete key exchange scheme that includes channel sampling, thresholding and error reconciliation. Two error reconciliation methods are proposed. The first one is based on neural networks and the second one is based on linear block coding. Simulations of the proposed methods’ performances and levels of security are presented and conclusions are drawn regarding their overall utility.
Dimitrios S. Karas, George K. Karagiannidis, Robert Schober
IET Inf. Secur.3
2013 Guest EditorialLarge-Scale Multiple Antenna Wireless Systems
abstract
The papers in this special issue focus on large-scale multiple antenna wireless systems and services.
Michail Matthaiou, George K. Karagiannidis, Erik G. Larsson, Thomas L. Marzetta, Robert Schober
IEEE J. Sel. Areas Commun.5
2013 Buffer-Aided Relaying with Adaptive Link Selection
abstract
In this paper, we consider a simple network consisting of a source, a half-duplex decode-and-forward relay, and a destination. We propose a new relaying protocol employing adaptive link selection, i.e., in any given time slot, based on the channel state information of the source-relay and the relay-destination link a decision is made whether the source or the relay transmits. In order to avoid data loss at the relay, adaptive link selection requires the relay to be equipped with a buffer such that data can be queued until the relay-destination link is selected for transmission. We study both delay-constrained and delay-unconstrained transmission. For the delay-unconstrained case, we characterize the optimal link selection policy, derive the corresponding throughput, and develop an optimal power allocation scheme. For the delay-constrained case, we propose to starve the buffer of the relay by choosing the decision threshold of the link selection policy smaller than the optimal one and derive a corresponding upper bound on the average delay. Furthermore, we propose a modified link selection protocol which avoids buffer overflow by limiting the queue size. Our analytical and numerical results show that buffer-aided relaying with adaptive link selection achieves significant throughput gains compared to conventional relaying protocols with and without buffers where the relay employs a fixed schedule for reception and transmission.
Nikola Zlatanov, Robert Schober, Petar Popovski
IEEE J. Sel. Areas Commun.2
2013 Performance and Optimization of Network-Coded Cooperative Diversity Systems
abstract
In this paper, we study network-coded cooperative diversity (NCCD) systems comprising multiple sources, one relay, and one destination, where the relay detects the packets received from all sources and performs Galois field (GF) network coding over rm GF(2m) before forwarding a single packet to the destination. Assuming independent Rayleigh fading for all links of the network, we derive simple and accurate closed-form approximations for the asymptotic symbol and bit error rates of NCCD systems. The derived error rate expressions are valid for arbitrary numbers of sources, arbitrary modulation schemes, and arbitrary constellation mappings and provide significant insight into the impact of various system and channel parameters on performance. Moreover, these expressions can be exploited for optimization of the constellation mapping as well as for formulation of various NCCD system optimization problems including optimal power allocation, relay selection, and relay placement.
Amir Nasri, Robert Schober, Murat Uysal
IEEE Trans. Commun.2
2013 Inter-Session Network Coding with Strategic Users: A Game-Theoretic Analysis of the Butterfly Network
abstract
We analyze inter-session network coding in a wired network using game theory. We assume that users are selfish and act as strategic players to maximize their own utility, which leads to a resource allocation game among users. In particular, we study a butterfly network, where a bottleneck link is shared by network coding and routing flows. We assume that network coding is performed using pairwise XOR operations. We prove the existence of Nash equilibrium for a wide range of utility functions. We also show that the number of Nash equilibria can be large (even infinite) for certain choices of parameters. This is in sharp contrast to a similar game setting with traditional packet forwarding, where the Nash equilibrium is always unique. We characterize the worst-case efficiency bound, i.e., the Price-of-Anarchy (PoA), compared to an optimal and cooperative network design. We show that by using a discriminatory pricing scheme which charges encoded and forwarded packets differently, we can improve the PoA in comparison with the case where a single pricing scheme is used. However, even when a discriminatory pricing scheme is used, the PoA is still worse than for the case when network coding is not applied. This implies that, although inter-session network coding can improve performance compared to routing, it is much more sensitive to users' strategic behavior.
Hamed Mohsenian Rad, Jianwei Huang 0001, Vincent W. S. Wong 0001, Sidharth Jaggi, Robert Schober
IEEE Trans. Commun.5
2013 Transmit Antenna Selection for Security Enhancement in MIMO Wiretap Channels
abstract
We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with NAantennas at the transmitter, NBantennas at the receiver, and NEantennas at the eavesdropper. We focus on the practical scenario where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. The transmitter selects a single antenna that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. The receiver and the eavesdropper employ either maximal-ratio combining (MRC) or selection combining (SC) to combine the received signals. For the proposed protocols, we derive new closed-form expressions for the probability of non-zero secrecy capacity. We consider Nakagami-m fading with non-identical fading parameters of the main channel, mB, and of the eavesdropper's channel, mE. Next, we derive new closed-form expressions for the exact secrecy outage probability, based on which the ε-outage secrecy capacity is characterized. Based on the exact expressions, we derive the asymptotic secrecy outage probability which accurately reveals the secrecy diversity order and the secrecy array gain. We confirm that the proposed protocols achieve identical secrecy diversity orders of NANBmB. An interesting conclusion is reached that this diversity order is independent of NEand mE. Furthermore, we prove that under the proposed protocols, the secrecy outage probability and the ε-outage secrecy capacity improve with increasing NA.
Nan Yang 0006, Phee Lep Yeoh, Maged Elkashlan, Robert Schober, Iain B. Collings
IEEE Trans. Commun.4
2013 Buffer-Aided Relaying With Adaptive Link Selection - Fixed and Mixed Rate Transmission
abstract
We consider a simple network consisting of a source, a half-duplex decode-and-forward relay with a buffer, and a destination. We assume that the direct source-destination link is not available and all links undergo fading. We propose two new buffer-aided relaying schemes with different requirements regarding the availability of channel state information at the transmitter (CSIT). In the first scheme, neither the source nor the relay has full CSIT, and consequently, both nodes are forced to transmit with fixed rates. In contrast, in the second scheme, the source does not have full CSIT and transmits with fixed rate but the relay has full CSIT and adapts its transmission rate accordingly. In the absence of delay constraints, for both fixed rate and mixed rate transmission, we derive the throughput-optimal buffer-aided relaying protocols which select either the source or the relay for transmission based on the instantaneous signal-to-noise ratios (SNRs) of the source-relay and relay-destination links. In addition, for the delay constrained case, we develop buffer-aided relaying protocols that achieve a predefined average delay. Compared to conventional relaying protocols, which select the transmitting node according to a predefined schedule independent of the instantaneous link SNRs, the proposed buffer-aided protocols with adaptive link selection achieve large performance gains. In particular, for fixed rate transmission, we show that the proposed protocol achieves a diversity gain of two as long as an average delay of more than three time slots can be afforded. Furthermore, for mixed rate transmission with an average delay ofE{T} time slots, a multiplexing gain ofr=1-1/ (2E{T}) is achieved. As a by-product of the considered link-adaptive protocols, we also develop a novel conventional relaying protocol for mixed rate transmission, which yields the same multiplexing gain as the protocol with adaptive link selection. Hence, for mixed rate transmission, for sufficiently large average delays, buffer-aided half-duplex relaying with and without adaptive link selection does not suffer from a multiplexing gain loss compared to full-duplex relaying.
Nikola Zlatanov, Robert Schober
IEEE Trans. Inf. Theory2
2013 Power Allocation for an Energy Harvesting Transmitter with Hybrid Energy Sources
abstract
In this work, we consider a point-to-point communication link where the transmitter has a hybrid supply of energy. Specifically, the hybrid energy is supplied by a constant energy source and an energy harvester, which harvests energy from its surrounding environment and stores it in a battery which suffers from energy leakage. Our goal is to minimize the power consumed by the constant energy source for transmission of a given amount of data in a given number of time intervals. Two scenarios are considered for packet arrival. In the first scenario, we assume that all data packets have arrived before transmission begins, whereas in the second scenario, we assume that data packets are arriving during the course of data transmission. For both scenarios, we propose an optimal offline transmit power allocation scheme which provides insight into how to efficiently consume the energy supplied by the constant energy source and the energy harvester. For offline power allocation, we assume that causal and non-causal information regarding the channel and the amount of harvested energy is available a priori. For optimal online power allocation, we adopt a stochastic dynamic programming (DP) approach for both considered scenarios. For online power allocation, only causal information regarding the channel and the amount of harvested energy is assumed available. Due to the inherent high complexity of DP, we propose suboptimal online algorithms which are appealing because of their low complexity. Simulation results reveal that the offline scheme performs best among all considered schemes and the suboptimal online scheme provides a good performance-complexity tradeoff.
Imtiaz Ahmed 0001, Aïssa Ikhlef, Derrick Wing Kwan Ng, Robert Schober
IEEE Trans. Wirel. Commun.4
2013 On the Effect of Outdated Channel Estimation in Variable Gain Relaying: Error Performance and PAPR
abstract
For the conventional three-node amplify-and-forward (AF) relaying setup, we investigate the effect of imperfect channel state information (CSI) at the relay on the overall performance. In particular, we consider variable gain (a.k.a, CSI-assisted) AF relaying and derive expressions for the outage and the error probability for the case where the relay gain is adjusted based on outdated estimates of the source-relay channel, when operating over Nakagami-m fading. For the case of Rayleigh fading in the source-relay link, we show that the results can be extended to the versatile case of imperfect CSI, where the estimation error is caused either by additive white Gaussian noise or by quantization noise. The obtained expressions are functions of the correlation coefficient between the actual source-relay channel and its corresponding estimate. We also optimize the power allocation for minimization of the outage probability under a total transmit power constraint. Numerical results reveal a considerable degradation of the overall performance, when CSI acquisition is not perfect. Moreover, it is shown that the average relay transmit power is affected when the CSI is outdated, a fact which impacts the design of variable gain relaying in practice. Since outdated CSI leads to fluctuations of the relay transmit power, we derive expressions for the complementary cumulative distribution function (CCDF) of the peak-to-average-power ratio (PAPR) at the relay. By comparing the error probability and the CCDF of the PAPR of variable gain relaying with those of fixed gain relaying, we shed some light onto the following question: How reliable has the instantaneous CSI at the relay to be for variable gain relaying to be preferable over fixed gain relaying, which requires only statistical CSI?
Zoran Hadzi-Velkov, Diomidis S. Michalopoulos, George K. Karagiannidis, Robert Schober
IEEE Trans. Wirel. Commun.4
2013 Diversity and Delay Analysis of Buffer-Aided BICM-OFDM Relaying
abstract
In this paper, we study a cooperative diversity scheme for wireless systems where the relay is equipped with a buffer. We consider practical frequency—selective channels and adopt the combination of bit interleaved coded modulation and orthogonal frequency division multiplexing (BICM—OFDM). We propose a novel link selection protocol for BICM—OFDM systems where the relay either transmits or receives in a given time slot depending on the quality of the links. We derive a closed—form upper bound for the asymptotic worst—case pairwise error probability (PEP) and the diversity gain of the considered buffer—aided relaying scheme for both infinite and finite buffer size. We show that significant diversity gains can be achieved with buffer—aided relaying compared to conventional relaying at the expense of larger packet delays. In fact, for buffers of infinite (or very large) size, the diversity gain is doubled for links with identical frequency diversity, and an even higher diversity gain advantage is possible for links with non—identical frequency diversities. Furthermore, we perform an exact closed—form average delay analysis for buffers of both finite and infinite size which provides important insight into the achieved delay—performance tradeoff. The derived analytical results and performance gains are corroborated by extensive simulation results.
Toufiqul Islam, Aïssa Ikhlef, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.3
2013 The Diversity Potential of Relay Selection with Practical Channel Estimation
abstract
We investigate the diversity order of decode-and-forward relay selection in Nakagami-m fading, in cases where practical channel estimation techniques are applied. In this respect, we introduce a unified model for the imperfect channel estimates, where the effects of noise, time-varying channels, and feedback delays are jointly considered. Based on this model, the correlation between the actual and the estimated channel values, ρ, is expressed as a function of the signal-to-noise ratio (SNR), yielding closed-form expressions for the overall outage probability as a function of ρ. The resulting diversity order and power gain reveal a high dependence of the performance of relay selection on the high SNR behavior of ρ, thus shedding light onto the effect of channel estimation on the overall performance. It is shown that when the channel estimates are not frequently updated in applications involving time-varying channels, or when the amount of power allocated for channel estimation is not sufficiently high, the diversity potential of relay selection is severely degraded. In short, the main contribution of this paper lies in answering the following question: How fast should ρ tend to one, as the SNR tends to infinity, so that relay selection does not experience any diversity loss?
Diomidis S. Michalopoulos, Nestor D. Chatzidiamantis, Robert Schober, George K. Karagiannidis
IEEE Trans. Wirel. Commun.3
2013 Energy-Efficient Resource Allocation in OFDMA Systems with Hybrid Energy Harvesting Base Station
abstract
We study resource allocation algorithm design for energy-efficient communication in an orthogonal frequency division multiple access (OFDMA) downlink network with hybrid energy harvesting base station (BS). Specifically, an energy harvester and a constant energy source driven by a non-renewable resource are used for supplying the energy required for system operation. We first consider a deterministic offline system setting. In particular, assuming availability of non-causal knowledge about energy arrivals and channel gains, an offline resource allocation problem is formulated as a non-convex optimization problem over a finite horizon taking into account the circuit energy consumption, a finite energy storage capacity, and a minimum required data rate. We transform this non-convex optimization problem into a convex optimization problem by applying time-sharing and exploiting the properties of non-linear fractional programming which results in an efficient asymptotically optimal offline iterative resource allocation algorithm for a sufficiently large number of subcarriers. In each iteration, the transformed problem is solved by using Lagrange dual decomposition. The obtained resource allocation policy maximizes the weighted energy efficiency of data transmission (weighted bit/Joule delivered to the receiver). Subsequently, we focus on online algorithm design. A conventional stochastic dynamic programming approach is employed to obtain the optimal online resource allocation algorithm which entails a prohibitively high complexity. To strike a balance between system performance and computational complexity, we propose a low complexity suboptimal online iterative algorithm which is motivated by the offline algorithm. Simulation results illustrate that the proposed suboptimal online iterative resource allocation algorithm does not only converge in a small number of iterations, but also achieves a close-to-optimal system energy efficiency by utilizing only causal channel state and energy arrival information.
Derrick Wing Kwan Ng, Ernest S. Lo, Robert Schober
IEEE Trans. Wirel. Commun.3
2013 Wireless Information and Power Transfer: Energy Efficiency Optimization in OFDMA Systems
abstract
This paper considers orthogonal frequency division multiple access (OFDMA) systems with simultaneous wireless information and power transfer. We study the resource allocation algorithm design for maximization of the energy efficiency of data transmission (bits/Joule delivered to the receivers). In particular, we focus on power splitting hybrid receivers which are able to split the received signals into two power streams for concurrent information decoding and energy harvesting. Two scenarios are investigated considering different power splitting abilities of the receivers. In the first scenario, we assume receivers which can split the received power into a continuous set of power streams with arbitrary power splitting ratios. In the second scenario, we examine receivers which can split the received power only into a discrete set of power streams with fixed power splitting ratios. For both scenarios, we formulate the corresponding algorithm design as a non-convex optimization problem which takes into account the circuit power consumption, the minimum data rate requirements of delay constrained services, the minimum required system data rate, and the minimum amount of power that has to be delivered to the receivers. By exploiting fractional programming and dual decomposition, suboptimal iterative resource allocation algorithms are developed to solve the non-convex problems. Simulation results illustrate that the proposed iterative resource allocation algorithms approach the optimal solution within a small number of iterations and unveil the trade-off between energy efficiency, system capacity, and wireless power transfer: (1) wireless power transfer enhances the system energy efficiency by harvesting energy in the radio frequency, especially in the interference limited regime; (2) the presence of multiple receivers is beneficial for the system capacity, but not necessarily for the system energy efficiency.
Derrick Wing Kwan Ng, Ernest S. Lo, Robert Schober
IEEE Trans. Wirel. Commun.3
2013 Downlink Scheduling with Transmission Strategy Selection for Multi-Cell MIMO Systems
abstract
In this paper, we study downlink scheduling with transmission strategy selection in multi-cell multiple-input multiple-output (MIMO) systems. Depending on the level of inter-cell interference experienced by a user, the scheduler can choose between two MIMO transmission strategies, namely, spatial multiplexing and interference alignment. We formulate an optimization problem which aims to jointly select a user and the corresponding transmission strategy for each base station in order to maximize the overall system utility while stabilizing all transmission queues. We first develop a centralized dynamic scheduling scheme with transmission strategy selection by using a stochastic network optimization approach. To reduce the communication overhead, we then propose a distributed scheduling algorithm which only requires limited message exchange between the base stations. We also consider the impact of imperfect channel state information on the scheduling schemes and propose an efficient rate adjustment method to improve the performance for this case. Simulation results show that the performance of the proposed distributed scheduling scheme is close to that of the centralized scheduling scheme, and both schemes achieve a better performance than schemes employing a single transmission strategy.
Binglai Niu, Vincent W. S. Wong 0001, Robert Schober
IEEE Trans. Wirel. Commun.3
2013 Transceiver Design for SC-FDE Based MIMO Relay Systems
abstract
In this paper, we propose a joint transceiver design for single-carrier frequency-domain equalization (SC-FDE) based multiple-input multiple-output (MIMO) relay systems. To this end, we first derive the optimal minimum mean-squared error linear and decision-feedback frequency-domain equalization filters at the destination along with the corresponding error covariance matrices at the output of the equalizer. Subsequently, we formulate the source and relay precoding matrix design problem as the minimization of a family of Schur-convex and Schur-concave functions of the mean-squared errors at the output of the equalizer under separate power constraints for the source and the relay. By exploiting properties of the error covariance matrix and results from majorization theory, we derive the optimal structures of the source and relay precoding matrices, which allows us to transform the matrix optimization problem into a scalar power optimization problem. Adopting a high signal-to-noise ratio approximation for the objective function, we obtain the global optimal solution for the power allocation variables. We illustrate the excellent performance of the proposed system and compare it to that of conventional orthogonal frequency-division multiplexing MIMO relay systems based on computer simulations.
Peiran Wu, Robert Schober, Vijay K. Bhargava
IEEE Trans. Wirel. Commun.2
2012 Performance of a PLC system in impulsive noise with selection combining
abstract
This paper proposes a selection combining (SC) scheme for a power line communication (PLC) system with binary phase-shift keying. The main purpose is to utilize multiple of independent and non-interfering channels to send an information-bearing signal and to use SC at the receiver end to improve the reliability of the PLC system. The fading coefficient of each PLC channel is modeled by a log-normal distribution, and to include the effects of both background noise and impulsive noise, the additive noise samples are taken from a Bernoulli-Gaussian process. We obtain a closed-form approximation of the bit error rate and an expression for the outage probability of the proposed scheme. The merit of the L-channel PLC system with SC when compared with a single channel PLC system over different fading and impulsive noise scenarios is demonstrated through numerical results.
Ankit Dubey, Ranjan K. Mallik, Robert Schober
GLOBECOM3
2012 Space full-duplex max-max relay selection for relays with buffers
abstract
In this paper, a new relaying scheme, referred to as space full-duplex max-max relay selection (SFD-MMRS) is proposed. SFD-MMRS uses relay selection and half-duplex (HD) relays with buffers to mimic full-duplex (FD) relaying. It allows the selection of different relays for reception and transmission, which in turn enables simultaneous reception and transmission. With SFD-MMRS the pre-log factor 1 over 2 is removed from the capacity expression and better performance in terms of throughput is achieved compared to the existing schemes. We provide a comprehensive analysis of the capacity of the proposed scheme for a decode-and-forward (DF) protocol in Rayleigh fading. Our simulation results show that the capacity of the proposed scheme with HD relays exceeds twice the capacity of the best relay selection (BRS) scheme with HD relays.
Aïssa Ikhlef, Junsu Kim 0002, Robert Schober
GLOBECOM3
2012 Buffer-aided BICM-OFDM relaying
abstract
In this paper, we study a cooperative diversity scheme for wireless systems where the relay is equipped with a buffer. We consider practical frequency-selective channels and adopt the combination of bit interleaved coded modulation and orthogonal frequency division multiplexing (BICM-OFDM). We propose a novel link selection protocol for BICM-OFDM systems where the relay either transmits or receives in a given time slot depending on the quality of the links. We derive closed-form upper bounds for the asymptotic worst-case pairwise error probability and the diversity gain of the considered buffer-aided relaying scheme for infinite buffer size. We show that impressive diversity gains can be achieved with buffer-aided relaying compared to conventional relaying at the expense of packet delay. In fact, for buffers of infinite (or very large) size, the diversity gain is doubled for links with identical frequency diversity, and even a higher diversity gain advantage is possible for non-identical diversity links. The derived analytical results and performance gains are corroborated by simulation results, where we also show that for buffers of moderate size, a significant coding gain can be achieved, if not any diversity gain.
Toufiqul Islam, Aïssa Ikhlef, Robert Schober
GLOBECOM3
2012 Secure MISO cognitive radio system with perfect and imperfect CSI
abstract
In cognitive radio (CR) systems, harmful interference from the secondary system degrades the data rate of the primary system. However, this interference may be beneficial to the primary system in terms of the secrecy rate, when unauthorized users eavesdrop on the primary link. This paper explores multiple-input single-output (MISO) CR systems where the secondary system secures the primary communication in return for permission to use the spectrum. In this context, the optimal transmission strategy has to be found which provides the best tradeoff between the useful and harmful effects of interference on the secrecy rate of the primary system. Considering the cases of perfect and imperfect channel state information of the eavesdroppers we formulate optimization problems for maximizing the primary secrecy rate under secondary data rate requirements. The resulting non-convex optimization problems are solved through a sequence of convex semidefinite programs. The simulation results reveal that the proposed schemes improve the secrecy level of the primary system while meeting the data rate requirements of the secondary system.
Taesoo Kwon, Vincent W. S. Wong 0001, Robert Schober
GLOBECOM3
2012 Sensing time and power optimization in MIMO cognitive radio networks
abstract
In this paper, we investigate the sensing-throughput tradeoff in multi-antenna cognitive radio (CR) systems. Specifically, we optimize the sensing threshold, sensing time, and transmit power of a multi-input multi-output (MIMO) CR system for maximization of the opportunistic system throughput under transmit power and probability of false alarm and detection constraints. To this end, we propose a new transmission protocol which allows the CR user to simultaneously perform data transmission and spectrum sensing on different spatial subchannels. We formulate a non-convex optimization problem for the optimal choice of the sensing threshold, sensing times, and transmit powers in the different spatial subchannels of MIMO CR systems. Since finding the global optimal solution entails a very high complexity, we develop an efficient iterative algorithm that is based on the concept of alternating optimization and solves only convex subproblems in each iteration. Simulation results show that the developed algorithm closely approaches the global optimal performance and achieves significant performance gains compared to baseline schemes employing equal powers or equal sensing times in all subcannels.
Farzad Moghimi, Ranjan K. Mallik, Robert Schober
GLOBECOM3
2012 Joint transceiver design for MIMO relay systems employing SC-FDE
abstract
In this paper, we propose a joint transceiver design for multiple-input multiple-output (MIMO) relay systems employing single-carrier frequency-domain equalization (SC-FDE). We first derive the optimal minimum mean-squared error (MMSE) frequency-domain linear equalization filter at the destination and the associated stream-wise MSEs at the output of the equalizer. Subsequently, we optimize the source and relay precoding matrices for various optimality criteria by minimizing a general function of the MSEs subject to separate source and relay power constraints. The structures of the optimal source and relay precoding matrices are obtained in closed form and the remaining power allocation problems are solved using an alternating optimization algorithm. Simulation results show that the proposed SC-FDE designs outperform orthogonal frequency-division multiplexing based MIMO relay systems in terms of both uncoded and coded bit error rate.
Peiran Wu, Robert Schober, Vijay K. Bhargava
GLOBECOM2
2012 Secure transmission via transmit antenna selection in MIMO wiretap channels
abstract
We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with multiple antennas at the transmitter, the receiver, and the eavesdropper. We consider the practical scenario of passive eavesdropping, where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. In the main channel between the transmitter and the receiver, we select a single antenna at the transmitter that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. At the receiver and the eavesdropper, we consider two combining techniques: 1) maximal-ratio combining (MRC) and 2) selection combining (SC). For non-identical Rayleigh fading between the main channel and the eavesdropper's channel, we first derive new closed-form expressions for the exact and asymptotic secrecy outage probabilities. The asymptotic results accurately reveal the secrecy diversity order and the secrecy array gain. Next, we derive new closed-form expressions for the probability of positive secrecy and characterize the ε-outage secrecy capacity. We show that, under TAS/MRC and TAS/SC protocols, the secrecy outage probability approaches zero and the ε-outage secrecy capacity increases with increasing number of transmitter antennas.
Nan Yang 0006, Phee Lep Yeoh, Maged Elkashlan, Robert Schober, Iain B. Collings
GLOBECOM4
2012 Joint beamforming, resource allocation, and scheduling for multi-cell multi-user MIMO-OFDMA systems
abstract
In this paper, we formulate an optimization problem for joint transmit beamforming, resource allocation, and user scheduling for multi-cell multi-user multiple-input multiple-output (MIMO) orthogonal frequency division multiple access (OFDMA) networks aiming at total average weighted system throughput maximization. Despite the non-convex and combinatorial characteristics of the resulting problem, we transform it into a standard convex optimization problem by introducing an extra sum interference constraint and certain relaxations, which leads to a lower bound for the original problem. Applying Lagrange dual decomposition, we successfully solve the transformed problem in a distributed manner with closed-form expressions for the optimal beamformers, power adaptation, and subcarrier allocation. Numerical results show that our proposed scheme provides a considerable performance gain compared to other existing strategies in terms of weighted system throughput.
Jun Zhu 0005, Robert Schober, Vijay K. Bhargava
GLOBECOM2
2012 Performance evaluation of coordinated dual-cell transmission based on random unitary beamforming with user scheduling
abstract
In this paper, we present and study the performance of a coordinated random beamforming transmission strategy for dual-cell multiple-input single-output (MISO) systems. The strategy under consideration has low complexity as the coordinating base stations need to share only the indices of the qualified beamforming vectors. Focusing on single-user scheduling in each cell, we analyze exact sum-rate of the resulting system. Based on selected numerical examples, we develop important design guidelines for coordinated random beamforming schemes. We also consider an adaptive implementation approach of the proposed strategy where the number of qualified beamforming vectors are determined based on a certain predetermined threshold.
Jun Zhu 0005, Hong-Chuan Yang, Robert Schober
GLOBECOM3
2012 Optimal power allocation in a multi-hop decode-and-forward communication system
abstract
This paper analyzes optimal power allocation schemes for a multi-hop decode-and-forward relay system in a Rayleigh fading environment at high signal-to-noise ratio. Analysis is done for two kinds of modulation schemes: M-ary phase-shift keying with coherent detection and orthogonal M-ary frequency-shift keying with noncoherent detection. An optimal power allocation scheme based on end-to-end symbol error probability is derived for asymmetric relay placement and it is found that for fixed asymmetric relay locations equal power allocation is not optimal. When we have global channel state information at each node, a scheme for optimal power allocation based on relay link quality is also derived. Simulation results for a multi-hop system with optimal power allocation show significant improvement in performance compared to those of a system with equal power allocation. The gap in performance increases further with increase in number of relay nodes.
Kalpana Dhaka, Ranjan K. Mallik, Robert Schober
ICC3