Mark D. Smucker

dblp:07/801 · DBLP profile ↗
← Back
43ranked-venue papers in the field
13as first author
9since 2021 · last 2026
0000-0003-4968-6405ORCID · verified

Domains — venue-derived; a paper can count in several

Information Retrieval & Web Search · 43 (13 first)
YearPublicationVenuePosition
2026 Simulating the Lateral Reader for News Trustworthiness Reports with an Iterative Multi-Agent RAG System
abstract
Readers of online news often lack the time and domain expertise required to verify unfamiliar claims and sources. Professional fact-checkers address this gap through lateral reading, an iterative workflow of asking investigative questions, searching for external evidence, and synthesizing findings with attribution. We present an iterative multi-agent Retrieval-Augmented Generation (RAG) system that operationalizes this workflow for the TREC 2025 DRAGUN Track. Given a news article, specialized agents (1) generate investigative queries, (2) retrieve and filter evidence from the MS MARCO V2.1 Segmented Corpus using a three-stage retriever (BM25+RM3, cross-encoder reranking, and LLM-based selection), and (3) apply an information-sufficiency evaluator that decides whether additional searching is required before writing. The final report generator produces a 250-word trustworthiness report grounded in retrieved segments, guided by automatically generated critical investigative questions. On the official DRAGUN rubric-based evaluation with 30 news articles, our system using GPT-4.1 ranked first on report generation quality, achieving the highest mean supportive score (0.230) with low contradiction (0.013).
Dake Zhang 0001, Mark D. Smucker
SIGIR2
2026 Resources for Automated Evaluation of Assistive RAG Systems that Help Readers with News Trustworthiness Assessment
abstract
Many readers today struggle to assess the trustworthiness of online news because reliable reporting coexists with misinformation. The TREC 2025 DRAGUN (Detection, Retrieval, and Augmented Generation for Understanding News) Track provided a venue for researchers to develop and evaluate assistive RAG systems that support readers' news trustworthiness assessment by producing reader-oriented, well-attributed reports. As the organizers of the DRAGUN track, we describe the resources that we have newly developed to allow for the reuse of the track's tasks. The track had two tasks: (Task 1) Question Generation, producing 10 ranked investigative questions; and (Task 2, the main task) Report Generation, producing a 250-word report grounded in the MS MARCO V2.1 Segmented Corpus. As part of the track's evaluation, we had TREC assessors create importance-weighted rubrics of questions with expected short answers for 30 different news articles. These rubrics represent the information that assessors believe is important for readers to assess an article's trustworthiness. The assessors then used their rubrics to manually judge the participating teams' submitted runs. To make these tasks and their rubrics reusable, we have created an automated process to judge runs not part of the original assessing. We show that our AutoJudge ranks existing runs well compared to the TREC human-assessed evaluation (Kendall's τ = 0.678 for Task 1 and τ = 0.872 for Task 2). These resources enable both the evaluation of RAG systems for assistive news trustworthiness assessment and, with the human evaluation as a benchmark, research on improving automated RAG evaluation.
Dake Zhang 0001, Mark D. Smucker, Charles L. A. Clarke
SIGIR2
2025 Extending MovieLens-32M to Provide New Evaluation Objectives
abstract
Offline evaluation of recommender systems has traditionally treated the problem as a machine learning problem. In the classic case of recommending movies, where the user has provided explicit ratings of which movies they like and don't like, each user's ratings are split into test and train sets, and the evaluation task becomes to predict the held out test data using the training data. This machine learning style of evaluation makes the objective to recommend the movies that a user has watched and rated highly, which is not the same task as helping the user find movies that they would enjoy if they watched them. This mismatch in objective between evaluation and task is a compromise to avoid the cost of asking a user to evaluate recommendations by watching each movie. As a resource available for download, we offer an extension to the MovieLens-32M dataset that provides for new evaluation objectives. Our primary objective is to predict the movies that a user would be interested in watching, i.e. predict their watchlist. To construct this extension, we recruited MovieLens users, collected their profiles, made recommendations with a diverse set of algorithms, pooled the recommendations, and had the users assess the pools. This paper demonstrates the feasibility of using pooling to construct a test collection for recommender systems. Notably, we found that the traditional machine learning style of evaluation ranks the Popular algorithm, which recommends movies based on total number of ratings in the system, in the middle of the twenty-two recommendation runs we used to build the pools. In contrast, when we rank the runs by users' interest in watching movies, we find that recommending popular movies as a recommendation algorithm becomes one of the worst performing runs. It appears that by asking users to assess their personal recommendations, we can alleviate the issue of popularity bias in the evaluation of top-n recommendation.
Mark D. Smucker, Houmaan Chamani
SIGIR1
2023 A Preference Judgment Tool for Authoritative Assessment
abstract
Preference judgments have been established as an effective method for offline evaluation of information retrieval systems with advantages to graded or binary relevance judgments. Graded judgments assign each document a pre-defined grade level, while preference judgments involve assessing a pair of items presented side by side and indicating which is better. However, leveraging preference judgments may require a more extensive number of judgments, and there are limitations in terms of evaluation measures. In this study, we present a new preference judgment tool called JUDGO, designed for expert assessors and researchers. The tool is supported by a new heap-like preference judgment algorithm that assumes transitivity and allows for ties. An earlier version of the tool was employed by NIST to determine up to the top-10 best items for each of the 38 topics for the TREC 2022 Health Misinformation track, with over 2,200 judgments collected. The current version has been applied in a separate research study to collect almost 10,000 judgments, with multiple assessors completing each topic. The code and resources are available at https://judgo-system.github.io.
Mahsa Seifikar, Linh Nhi Phan Minh, Negar Arabzadeh, Charles L. A. Clarke, Mark D. Smucker
SIGIR5
2022 The Dark Side of Relevance: The Effect of Non-Relevant Results on Search Behavior
abstract
Understanding and modelling user behavior with search results is important to both search engine designers and the design of effectiveness measures. It is well established that users are less likely to view lower ranked search results, and recent research has shown that the type of relevant documents can influence when people stop examining results. However, while existing measures and research consider that relevant documents vary in utility and make use of relevance grades or preference judgments, non-relevant documents are largely all treated the same. In this paper, we show that the nature of non-relevant material affects users’ willingness to further explore a ranked list of search results. We first broaden our notion of non-relevant documents and define a spectrum of possible search engine result pages (SERPs). At one end of the spectrum, the search results were filled with off-topic non-relevant documents, and at the other end, the non-relevant documents were all on-topic, but failed to match the required sub-topic of the search task. We conducted a user study where participants used a mobile search interface to find answers to questions, and collected participants’ behavior while interacting with different SERPs on our spectrum. Our results show that user examination of search results, and time to query abandonment, is influenced by the coherence and type of non-relevant documents included in the SERP. When the SERP is coherent on an egregious topic, users spend the least amount of time before abandoning and are less likely to request to view more results. The time they spend increases as the SERP quality improves, and users are more likely to request to view more results when the SERP contains diversified non-relevant results on multiple subtopics. Our research implies that to improve information retrieval evaluation, we should be assessing the degree of non-relevance in search results as well as the degree of relevance.
Mustafa Abualsaud, Mark D. Smucker
CHIIR2
2022 Learning Trustworthy Web Sources to Derive Correct Answers and Reduce Health Misinformation in Search
abstract
When searching the web for answers to health questions, people can make incorrect decisions that have a negative effect on their lives if the search results contain misinformation. To reduce health misinformation in search results, we need to be able to detect documents with correct answers and promote them over documents containing misinformation. Determining the correct answer has been a difficult hurdle to overcome for participants in the TREC Health Misinformation Track. In the 2021 track, automatic runs were not allowed to use the known answer to a topic's health question, and as a result, the top automatic run had a compatibility-difference score of 0.043 while the top manual run, which used the known answer, had a score of 0.259. The compatibility-difference measures the ability of methods to rank correct and credible documents before incorrect and non-credible documents. By using an existing set of health questions and their known answers, we show it is possible to learn which web hosts are trustworthy, from which we can predict the correct answers to the 2021 health questions with an accuracy of 76%. Using our predicted answers, we can promote documents that we predict contain this answer and achieve a compatibility-difference score of 0.129, which is a three-fold increase in performance over the best previous automatic method.
Dake Zhang 0001, Amir Vakili, Mustafa Abualsaud, Mark D. Smucker
SIGIR4
2021 Visualizing Searcher Gaze Patterns
abstract
Information retrieval researchers often use eye-tracking to gain insights into searchers' decision making processes. In this paper, we present a visualizing method for summarizing the gaze patterns of multiple searchers on search engine result pages (SERPs). Unlike traditional eye-tracking heat maps, this method includes timing information as part of the visualization, providing additional clarity about searcher fixations as time passes. We demonstrate the visualization technique using eye-tracking data collected as part of a previously published search engine user study and show its value in communicating different patterns of searchers' gaze behavior under different user types and query types. We include a code sample in R to facilitate adoption of the method.
Mustafa Abualsaud, Mark D. Smucker, Charles L. A. Clarke
CHIIR2
2021 Evaluation Measures Based on Preference Graphs
abstract
The offline evaluation of search requires us to define a standard against which we measure the quality of results returned by a ranker. Frequently this standard is defined in absolute terms through relevance grades, but it can also be defined in relative terms through preferences. These preferences might be created through explicit preference judgments, derived from relevance grades, or inferred from clicks and other signals. Preferences from multiple sources might even be combined. In contrast to absolute grades, preferences avoid complex definitions of relevance, indicating only that a ranker should favor one result over another. Despite the simplicity and flexibility of preferences, widespread adoption has been limited by the lack of established evaluation measures. Recent work in this direction has taken two approaches: 1) measures based on weighted counts of agreements and disagreements between a set of preferences and an actual ranking generated by a ranker; and 2) measures that translate preferences into gain values for use with traditional measures, such as nDCG. Both approaches require methods for specifying weights or gains that have little or no theoretical foundation, and the values of these measures have no clear and meaningful interpretation. To address these problems, we propose an evaluation measure that computes the similarity between a directed multigraph of preferences and an actual ranking generated by a ranker. The measure computes an ordering for the vertices of the preference graph that maximizes its similarity to the actual ranking under a rank similarity measure. This maximum similarity becomes the value of the measure. Preference graphs are often acyclic, or nearly so, and to compute the measure we extend an approximate greedy algorithm that is known to produce good results for nearly acyclic graphs. For the rank similarity measure we employ Rank Biased Overlap (RBO) which was explicitly created to match the requirements of search and related applications. We validate the new measure over several collections of preferences explored in recent work.
Charles L. A. Clarke, Chengxi Luo, Mark D. Smucker
SIGIR3
2021 Assessing Top- Preferences
abstract
Assessors make preference judgments faster and more consistently than graded judgments. Preference judgments can also recognize distinctions between items that appear equivalent under graded judgments. Unfortunately, preference judgments can require more than linear effort to fully order a pool of items, and evaluation measures for preference judgments are not as well established as those for graded judgments, such as NDCG. In this article, we explore the assessment process for partial preference judgments, with the aim of identifying and ordering the top items in the pool, rather than fully ordering the entire pool. To measure the performance of a ranker, we compare its output to this preferred ordering by applying a rank similarity measure. We demonstrate the practical feasibility of this approach by crowdsourcing partial preferences for the TREC 2019 Conversational Assistance Track, replacing NDCG with a new measure named compatibility . This new measure has its most striking impact when comparing modern neural rankers, where it is able to recognize significant improvements in quality that would otherwise be missed by NDCG.
Charles L. A. Clarke, Alexandra Vtyurina, Mark D. Smucker
ACM Trans. Inf. Syst.3
2020 A Think-Aloud Study to Understand Factors Affecting Online Health Search
abstract
The majority of US Internet users have searched the internet for health-related information. When people conduct these health searches, searching for information about medical treatments is among the more common reasons. While being a convenient and fast method to collect information, when used by people for health search, search engines can be biased toward results saying treatments are helpful, regardless of the truth. The presence of incorrect information in search results may potentially cause harm, especially if people believe what they read without further research or professional medical advice. In this paper, we aim to better understand the decision making process of determining the efficacy of medical treatments using search result pages. We conducted a think-aloud study in order to gain insights on strategies people use during online search for health related topics. We found that, even when participants are careful and focused on the task, biased search engine results can significantly influence people to make decisions consistent with the bias. The chief reason biased search engines results were able to influence participants is that participants often considered what the majority of the search results stated as part of their decision-making. We also found that participants looked for indications of authoritativeness and quality when evaluating online content. While rank bias and a bias towards wanting treatments to be helpful has been found in prior studies, our participants did not reveal these biases as part of their spoken thoughts. Our results imply that more attention should be paid to search engines' biases given people's bias towards accepting the most common answer in the results as the correct answer. When search results are biased toward incorrect results for health-related searches, dire consequences may be the result.
Amira Ghenai, Mark D. Smucker, Charles L. A. Clarke
CHIIR2
2020 Offline Evaluation by Maximum Similarity to an Ideal Ranking
abstract
NDCG and similar measures remain standard for the offline evaluation of search, recommendation, question answering and similar systems. These measures require definitions for two or more relevance levels, which human assessors then apply to judge individual documents. Due to this dependence on a definition of relevance, it can be difficult to extend these measures to account for factors beyond relevance. Rather than propose extensions to these measures, we instead propose a radical simplification to replace them. For each query, we define a set of ideal rankings and compute the maximum rank similarity between members of this set and an actual ranking generated by a system. This maximum similarity to an ideal ranking becomes our effectiveness measure, replacing NDCG and similar measures. We propose rank biased overlap (RBO) to compute this rank similarity, since it was specifically created to address the requirements of rank similarity between search results. As examples, we explore ideal rankings that account for document length, diversity, and correctness.
Charles L. A. Clarke, Mark D. Smucker, Alexandra Vtyurina
CIKM2
2020 Evaluating sentence-level relevance feedback for high-recall information retrieval
Haotian Zhang 0001, Gordon V. Cormack, Maura R. Grossman, Mark D. Smucker
Inf. Retr. J.4
2019 Patterns of Search Result Examination: Query to First Action
abstract
To determine key factors that affect a user's behavior with search results, we conducted a controlled eye-tracking study of users completing search tasks using both desktop and mobile devices. We focus our investigation on users' behavior from their query to the first action they take with the search engine results page (SERP): either a click on a search result or a reformulation of their query. We found that a user deciding to reformulate a query rather than click on a result is best understood as being caused by the user's examination pattern not including a relevant search result. If a user sees a relevant result, they are very likely to click it. Of note, users do not look at all search results and their examination may be influenced by other factors. The key factors we found to explain a user's examination pattern are: the rank of search results, the user type, and the query quality. While existing research has identified rank and user types as important factors affecting examination patterns, to our knowledge, query quality is a new discovery. We found that user queries can be understood as either of weak or strong quality. Weak queries are those that the user may believe are more likely to fail compared to a strong query, and as a result, we find that users modify their examination patterns to view fewer documents when they issue a weak query, i.e. they give up sooner.
Mustafa Abualsaud, Mark D. Smucker
CIKM2
2019 Dynamic Sampling Meets Pooling
abstract
A team of six assessors used Dynamic Sampling (Cormack and Grossman 2018) and one hour of assessment effort per topic to form, without pooling, a test collection for the TREC 2018 Common Core Track. Later, official relevance assessments were rendered by NIST for documents selected by depth-10 pooling augmented by move-to-front (MTF) pooling (Cormack et al. 1998), as well as the documents selected by our Dynamic Sampling effort. MAP estimates rendered from dynamically sampled assessments using the xinfAP statistical evaluator are comparable to those rendered from the complete set of official assessments using the standard trec_eval tool. MAP estimates rendered using only documents selected by pooling, on the other hand, differ substantially. The results suggest that the use of Dynamic Sampling without pooling can, for an order of magnitude less assessment effort, yield information-retrieval effectiveness estimates that exhibit lower bias, lower error, and comparable ability to rank system effectiveness.
Gordon V. Cormack, Haotian Zhang 0001, Nimesh Ghelani, Mustafa Abualsaud, Mark D. Smucker, Maura R. Grossman, Shahin Rahbariasl, Amira Ghenai
SIGIR5
2019 Time-Limits and Summaries for Faster Relevance Assessing
abstract
Relevance assessing is a critical part of test collection construction as well as applications such as high-recall retrieval that require large amounts of relevance feedback. In these applications, tens of thousands of relevance assessments are required and assessing costs are directly related to the speed at which assessments are made. We conducted a user study with 60 participants where we investigated the impact of time limits (15, 30, and 60 seconds) and document size (full length vs. short summaries) on relevance assessing. Participants were shown either full documents or document summaries that they had to judge within a 15, 30, or 60 seconds time constraint per document. We found that using a time limit as short as 15 seconds or judging document summaries in place of full documents could significantly speed judging without significantly affecting judging quality. Participants found judging document summaries with a 60 second time limit to be the easiest and best experience of the six conditions. While time limits may speed judging, the same speed benefits can be had with high quality document summaries while providing an improved judging experience for assessors.
Shahin Rahbariasl, Mark D. Smucker
SIGIR2
2018 A Study of Immediate Requery Behavior in Search
abstract
When search results fail to satisfy users» information needs, users often reformulate their search query in the hopes of receiving better results. In many cases, users immediately requery without clicking on any search results. In this paper, we report on a user study designed to investigate the rate at which users immediately reformulate at different levels of search quality. We had users search for answers to questions as we manipulated the placement of the only relevant document in a ranked list of search results. We show that as the quality of search results decreases, the probability of immediately requerying increases. We find that users can quickly decide to immediately reformulate, and the time to immediately reformulate appears to be independent of the quality of the search results. Finally, we show that there appears to be two types of users. One group has a high probability of immediately reformulating and the other is unlikely to immediately reformulate unless no relevant documents can be found in the search results. While requerying takes time, it is the group of users who are more likely to immediately requery that are able to able find answers to questions the fastest.
Haotian Zhang 0001, Mustafa Abualsaud, Mark D. Smucker
CHIIR3
2018 Effective User Interaction for High-Recall Retrieval: Less is More
abstract
High-recall retrieval --- finding all or nearly all relevant documents --- is critical to applications such as electronic discovery, systematic review, and the construction of test collections for information retrieval tasks. The effectiveness of current methods for high-recall information retrieval is limited by their reliance on human input, either to generate queries, or to assess the relevance of documents. Past research has shown that humans can assess the relevance of documents faster and with little loss in accuracy by judging shorter document surrogates, e.g.\ extractive summaries, in place of full documents. To test the hypothesis that short document surrogates can reduce assessment time and effort for high-recall retrieval, we conducted a 50-person, controlled, user study. We designed a high-recall retrieval system using continuous active learning (CAL) that could display either full documents or short document excerpts for relevance assessment. In addition, we tested the value of integrating a search engine with CAL. In the experiment, we asked participants to try to find as many relevant documents as possible within one hour. We observed that our study participants were able to find significantly more relevant documents when they used the system with document excerpts as opposed to full documents. We also found that allowing participants to compose and execute their own search queries did not improve their ability to find relevant documents and, by some measures, impaired performance. These results suggest that for high-recall systems to maximize performance, system designers should think carefully about the amount and nature of user interaction incorporated into the system.
Haotian Zhang 0001, Mustafa Abualsaud, Nimesh Ghelani, Mark D. Smucker, Gordon V. Cormack, Maura R. Grossman
CIKM4
2018 A System for Efficient High-Recall Retrieval
abstract
The goal of high-recall information retrieval (HRIR) is to find all or nearly all relevant documents for a search topic. In this paper, we present the design of our system that affords efficient high-recall retrieval. HRIR systems commonly rely on iterative relevance feedback. Our system uses a state-of-the-art implementation of continuous active learning (CAL), and is designed to allow other feedback systems to be attached with little work. Our system allows users to judge documents as fast as possible with no perceptible interface lag. We also support the integration of a search engine for users who would like to interactively search and judge documents. In addition to detailing the design of our system, we report on user feedback collected as part of a 50 participants user study. While we have found that users find the most relevant documents when we restrict user interaction, a majority of participants prefer having flexibility in user interaction. Our work has implications on how to build effective assessment systems and what features of the system are believed to be useful by users.
Mustafa Abualsaud, Nimesh Ghelani, Haotian Zhang 0001, Mark D. Smucker, Gordon V. Cormack, Maura R. Grossman
SIGIR4
2017 Automatically Extracting High-Quality Negative Examples for Answer Selection in Question Answering
abstract
We propose a heuristic called "one answer per document" for automatically extracting high-quality negative examples for answer selection in question answering. Starting with a collection of question-answer pairs from the popular TrecQA dataset, we identify the original documents from which the answers were drawn. Sentences from these source documents that contain query terms (aside from the answers) are selected as negative examples. Training on the original data plus these negative examples yields improvements in effectiveness by a margin that is comparable to successive recent publications on this dataset. Our technique is completely unsupervised, which means that the gains come essentially for free. We confirm that the improvements can be directly attributed to our heuristic, as other approaches to extracting comparable amounts of training data are not effective. Beyond the empirical validation of this heuristic, we also share our improved TrecQA dataset with the community to support further work in answer selection.
Haotian Zhang 0001, Jinfeng Rao, Jimmy Lin, Mark D. Smucker
SIGIR4
2016 Are Secondary Assessors Uncertain When They Disagree About Relevance Judgements?
abstract
The collection of relevance judgements by assessors is important for many information retrieval (IR) tasks. In addition to the construction of test collections, relevance judging is critical to e-discovery and other applications where many assessors are hired to perform relevance judging. It is well known that assessors may differ in their judgements for a given document. One possible cause of a judgement difference is that an assessor may be uncertain in their judgement and thus may in effect be guessing the document's relevance. If assessors are aware of their uncertainty and can self-report their level of certainty, then uncertain relevance judgements can be targeted for adjudication by additional assessors. In this paper, we conducted a user study with 48 participants to test our hypothesis that assessors will be uncertain about their relevance judgements when the assessors are likely to disagree with each other. We found that for low consensus documents, i.e. documents known for assessor disagreement, assessors judge these documents with almost as much certainty as high consensus documents. In particular, assessor self-reported uncertainty is predictive of disagreement only for high consensus documents and not for low consensus documents.
Aiman Lafi Al-Harbi, Mark D. Smucker
CHIIR2
2016 Modeling Optimal Switching Behavior
abstract
Recently developed retrieval effectiveness measures have incorporated models of user behavior, but have limited themselves to predicting user performance over a single query and response. Accurate prediction of user performance with search systems must incorporate a means to model how users switch between different information sources. For example, a search session may consist of multiple queries with the user making decisions of when to switch from evaluating the current result list to a new result list produced by a query reformulation. Likewise, users may switch to a result list produced by a query suggestion or other interaction mechanism that produces a new search result list. In this paper, we simulate user behavior and investigate optimal switching behavior for a user who must decide when and if to issue their current query to another search engine. As a first step in understanding the problem space, we restrict our investigation and discussion to two top performing runs submitted to the TREC 2005 Robust track. We find four classes of switching behavior that a user would be faced with in making a decision about whether to switch from one result list to another.
Mark D. Smucker, Charles L. A. Clarke
CHIIR1
2016 Optimizing Nugget Annotations with Active Learning
abstract
Nugget-based evaluations, such as those deployed in the TREC Temporal Summarization and Question Answering tracks, require human assessors to determine whether a nugget is present in a given piece of text. This process, known as nugget annotation, is labor-intensive. In this paper, we present two active learning techniques that prioritize the sequence in which candidate nugget/sentence pairs are presented to an assessor, based on the likelihood that the sentence contains a nugget. Our approach builds on the recognition that nugget annotation is similar to high-recall retrieval, and we adapt proven existing solutions. Simulation experiments with four existing TREC test collections show that our techniques yield far more matches for a given level of effort than baselines that are typically deployed in previous nugget-based evaluations.
Gaurav Baruah, Haotian Zhang 0001, Rakesh Guttikonda, Jimmy Lin, Mark D. Smucker, Olga Vechtomova
CIKM5
2016 Sampling Strategies and Active Learning for Volume Estimation
abstract
This paper tackles the challenge of accurately and efficiently estimating the number of relevant documents in a collection for a particular topic. One real-world application is estimating the volume of social media posts (e.g., tweets) pertaining to a topic, which is fundamental to tracking the popularity of politicians and brands, the potential sales of a product, etc. Our insight is to leverage active learning techniques to find all the "easy" documents, and then to use sampling techniques to infer the number of relevant documents in the residual collection. We propose a simple yet effective technique for determining this "switchover" point, which intuitively can be understood as the "knee" in an effort vs. recall gain curve, as well as alternative sampling strategies beyond the knee. We show on several TREC datasets and a collection of tweets that our best technique yields more accurate estimates (with the same effort) than several alternatives.
Haotian Zhang 0001, Jimmy Lin, Gordon V. Cormack, Mark D. Smucker
SIGIR4
2015 Evaluating Streams of Evolving News Events
abstract
People track news events according to their interests and available time. For a major event of great personal interest, they might check for updates several times an hour, taking time to keep abreast of all aspects of the evolving event. For minor events of more marginal interest, they might check back once or twice a day for a few minutes to learn about the most significant developments. Systems generating streams of updates about evolving events can improve user performance by appropriately filtering these updates, making it easy for users to track events in a timely manner without undue information overload. Unfortunately, predicting user performance on these systems poses a significant challenge. Standard evaluation methodology, designed for Web search and other adhoc retrieval tasks, adapts poorly to this context. In this paper, we develop a simple model that simulates users checking the system from time to time to read updates. For each simulated user, we generate a trace of their activities alternating between away times and reading times. These traces are then applied to measure system effectiveness. We test our model using data from the TREC 2013 Temporal Summarization Track (TST) comparing it to the effectiveness measures used in that track. The primary TST measure corresponds most closely with a modeled user that checks back once a day on average for an average of one minute. Users checking more frequently for longer times may view the relative performance of participating systems quite differently. In light of this sensitivity to user behavior, we recommend that future experiments be built around clearly stated assumptions regarding user interfaces and access patterns, with effectiveness measures reflecting these assumptions.
Gaurav Baruah, Mark D. Smucker, Charles L. A. Clarke
SIGIR2
2015 IR Evaluation: Modeling User Behavior for Measuring Effectiveness
abstract
This half-day tutorial on IR evaluation combines an introduction to classical IR evaluation methods with material on more recent user-oriented approaches. We primarily focus on off-line evaluation, but some material on on-line evaluation is also covered. The broad goal of the tutorial is to equip researchers with an understanding of modern approaches to IR evaluation, facilitating new research on this topic and improving evaluation methodology for emerging areas.
Charles L. A. Clarke, Mark D. Smucker, Emine Yilmaz
SIGIR2
2014 Tolerance of Effectiveness Measures to Relevance Judging Errors
Mark D. Smucker
ECIR2
2014 The effect of expanding relevance judgements with duplicates
abstract
We examine the effects of expanding a judged set of sentences with their duplicates from a corpus. Including new sentences that are exact duplicates of the previously judged sentences may allow for better estimation of performance metrics and enhance the reusability of a test collection. We perform experiments in context of the Temporal Summarization Track at TREC 2013. We find that adding duplicate sentences to the judged set does not significantly affect relative system performance. However, we do find statistically significant changes in the performance of nearly half the systems that participated in the Track. We recommend adding exact duplicate sentences to the set of relevance judgements in order to obtain a more accurate estimate of system performance.
Gaurav Baruah, Adam Roegiest, Mark D. Smucker
SIGIR3
2014 Mouse movement during relevance judging: implications for determining user attention
abstract
Several researchers have found that a user's mouse position gives an indication of the user's gaze during web search and other tasks. As part of a user study that involved relevance judging of document summaries and full documents, we recorded users' mouse movements. We found that in a large number of cases, the users did nothing more with their mouse than move it to the buttons used for recording the relevance decision. In addition, we found that different search topics can result in large differences in the amount of mouse movement that is indicative of user attention. For simple reading tasks, such as short document summaries, mouse-tracking does not appear to be an effective means of discerning user attention. While more complex tasks may allow mouse movements to provide information regarding user attention, on average, indications of user attention existed in only 59% of the relevance judgments made for full documents.
Mark D. Smucker, Xiaoyu Sunny Guo, Andrew Toulis
SIGIR1
2013 CIKM 2013 workshop on living labs for information retrieval evaluation
abstract
In the past few years the information retrieval (IR) community has been exploring ways to move further away from the Cranfield style evaluation paradigm, and make evaluations more `realistic' (more centered on real users, their needs and behaviours). As part of this drive, living labs which involve and integrate users in the research process have been proposed. The Living Labs for Information Retrieval Evaluation workshop (LL'13) brings together for the first time people interested in progressing the living labs for IR evaluation methodology.
Krisztian Balog, David Elsweiler, Evangelos Kanoulas, Liadh Kelly, Mark D. Smucker
CIKM5
2013 SIGIR 2013 workshop on modeling user behavior for information retrieval evaluation
abstract
The SIGIR 2013 Workshop on Modeling User Behavior for Information Retrieval Evaluation (MUBE 2013) brings together people to discuss existing and new approaches, ways to collaborate, and other ideas and issues involved in improving information retrieval evaluation through the modeling of user behavior.
Charles L. A. Clarke, Luanne Sinnamon, Mark D. Smucker, Emine Yilmaz
SIGIR3
2012 Stochastic simulation of time-biased gain
abstract
Time-biased gain provides a unifying framework for information retrieval evaluation, generalizing many traditional effectiveness measures while accommodating aspects of user behavior not captured by these measures. By using time as a basis for calibration against actual user data, time-biased gain can reflect aspects of the search process that directly impact user experience, including document length, near-duplicate documents, and summaries. Unlike traditional measures, which must be arbitrarily normalized for averaging purposes, time-biased gain is reported in meaningful units, such as the total number of relevant documents seen by the user. In prior work, we proposed and validated a closed-form equation for estimating time-biased gain, explored its properties, and compared it to standard approaches. In this paper, we use stochastic simulation to numerically approximate time-biased gain. Stochastic simulation provides greater flexibility that will allow us, in future work, to easily accommodate different types of user behavior and increase the realism of the effectiveness measure.
Mark D. Smucker, Charles L. A. Clarke
CIKM1
2012 Time-based calibration of effectiveness measures
abstract
Many current effectiveness measures incorporate simplifying assumptions about user behavior. These assumptions prevent the measures from reflecting aspects of the search process that directly impact the quality of retrieval results as experienced by the user. In particular, these measures implicitly model users as working down a list of retrieval results, spending equal time assessing each document. In reality, even a careful user, intending to identify as much relevant material as possible, must spend longer on some documents than on others. Aspects such as document length, duplicates and summaries all influence the time required. In this paper, we introduce a time-biased gain measure, which explicitly accommodates such aspects of the search process. By conducting an appropriate user study, we calibrate and validate the measure against the TREC 2005 Robust Track test collection. We examine properties of the measure, contrasting it to traditional effectiveness measures, and exploring its extension to other aspects and environments. As its primary benefit, the measure allows us to evaluate system performance in human terms, while maintaining the simplicity and repeatability of system-oriented tests. Overall, we aim to achieve a clearer connection between user-oriented studies and system-oriented tests, allowing us to better transfer insights and outcomes from one to the other.
Mark D. Smucker, Charles L. A. Clarke
SIGIR1
2012 Time to judge relevance as an indicator of assessor error
abstract
When human assessors judge documents for their relevance to a search topic, it is possible for errors in judging to occur. As part of the analysis of the data collected from a 48 participant user study, we have discovered that when the participants made relevance judgments, the average participant spent more time to make errorful judgments than to make correct judgments. Thus, in relevance assessing scenarios similar to our user study, it may be possible to use the time taken to judge a document as an indicator of assessor error. Such an indicator could be used to identify documents that are candidates for adjudication or reassessment.
Mark D. Smucker, Chandra Prakash Jethani
SIGIR1
2011 Measuring assessor accuracy: a comparison of nist assessors and user study participants
abstract
In many situations, humans judging document relevance are forced to trade-off accuracy for speed. The development of better interactive retrieval systems and relevance assessing platforms requires the measurement of assessor accuracy, but to date the subjective nature of relevance has prevented such measurement. To quantify assessor performance, we define relevance to be a group's majority opinion, and demonstrate the value of this approach by comparing the performance of NIST assessors to a group of assessors representative of participants in many information retrieval user studies. Using data collected as part of a user study with 48 participants, we found that NIST assessors discriminate between relevant and non-relevant documents better than the average participant in our study, but that NIST assessors' true positive rate is no better than that of the study participants. In addition, we found NIST assessors to be conservative in their judgment of relevance compared to the average participant.
Mark D. Smucker, Chandra Prakash Jethani
SIGIR1
2011 Efficient and effective spam filtering and re-ranking for large web datasets
Gordon V. Cormack, Mark D. Smucker, Charles L. A. Clarke
Inf. Retr.2
2010 Human performance and retrieval precision revisited
abstract
Several studies have found that the Cranfield approach to evaluation can report significant performance differences between retrieval systems for which little to no performance difference is found for humans completing tasks with these systems. We revisit the relationship between precision and performance by measuring human performance on tightly controlled search tasks and with user interfaces offering limited interaction. We find that human performance and retrieval precision are strongly related. We also find that users change their relevance judging behavior based on the precision of the results. This change in behavior coupled with the well-known lack of perfect inter-assessor agreement can reduce the measured performance gains predicted by increased precision.
Mark D. Smucker, Chandra Prakash Jethani
SIGIR1
2009 Agreement among statistical significance tests for information retrieval evaluation at varying sample sizes
abstract
Research has shown that little practical difference exists between the randomization, Student's paired t, and bootstrap tests of statistical significance for TREC ad-hoc retrieval experiments with 50 topics. We compared these three tests on runs with topic sizes down to 10 topics. We found that these tests show increasing disagreement as the number of topics decreases. At smaller numbers of topics, the randomization test tended to produce smaller p-values than the t-test for p-values less than 0.1. The bootstrap exhibited a systematic bias towards p-values strictly less than the t-test with this bias increasing as the number of topics decreased. We recommend the use of the randomization test although the t-test appears to be suitable even when the number of topics is small.
Mark D. Smucker, James Allan 0001, Ben Carterette
SIGIR1
2008 How do users find things with PubMed?: towards automatic utility evaluation with user simulations
abstract
In the context of document retrieval in the biomedical domain, this paper explores the complex relationship between the quality of initial query results and the overall utility of an interactive retrieval system. We demonstrate that a content-similarity browsing tool can compensate for poor retrieval results, and that the relationship between retrieval performance and overall utility is non-linear. Arguments are advanced with user simulations, which characterize the relevance of documents that a user might encounter with different browsing strategies. With broader implications to IR, this work provides a case study of how user simulations can be exploited as a formative tool for automatic utility evaluation. Simulation-based studies provide researchers with an additional evaluation tool to complement interactive and Cranfield-style experiments.
Jimmy Lin, Mark D. Smucker
SIGIR2
2007 Hypothesis testing with incomplete relevance judgments
abstract
Information retrieval experimentation generally proceeds in a cycle of development, evaluation, and hypothesis testing. Ideally, the evaluation and testing phases should be short and easy, so as to maximize the amount of time spent in development. There has been recent work on reducing the amount of assessor effort needed to evaluate retrieval sys-tems, but it has not, for the most part, investigated the ef-fects of these methods on tests of significance. In this work, we explore in detail the effects of reduced sets of judgments on the sign test. We demonstrate both analytically and em-pirically the relationship between the power of the test, the number of topics evaluated, and the number of judgments available. Using these relationships, we can determine the number of topics and judgments needed for the least-cost but highest-confidence significance evaluation. Specifically, testing pairwise significance over 192 topics with fewer than 5 judgments for each is as good as testing significance over 25 topics with an average of 166 judgments for each—85% less effort producing no additional errors.
Ben Carterette, Mark D. Smucker
CIKM2
2007 A comparison of statistical significance tests for information retrieval evaluation
abstract
Information retrieval (IR) researchers commonly use three tests of statistical significance: the Student's paired t-test, the Wilcoxon signed rank test, and the sign test. Other researchers have previously proposed using both the bootstrap and Fisher's randomization (permutation) test as non-parametric significance tests for IR but these tests have seen little use. For each of these five tests, we took the ad-hoc retrieval runs submitted to TRECs 3 and 5-8, and for each pair of runs, we measured the statistical significance of the difference in their mean average precision. We discovered that there is little practical difference between the randomization, bootstrap, and t tests. Both the Wilcoxon and sign test have a poor ability to detect significance and have the potential to lead to false detections of significance. The Wilcoxon and sign tests are simplified variants of the randomization test and their use should be discontinued for measuring the significance of a difference between means.
Mark D. Smucker, James Allan 0001, Ben Carterette
CIKM1
2007 Using similarity links as shortcuts to relevant web pages
abstract
Successful navigation from a relevant web page to other relevant pages depends on the page linking to other relevant pages. We measured the distance to travel from relevant page to relevant page and found a bimodal distribution of distances peaking at 4 and 15 hops. In an attempt to make it easier to navigate among relevant pages, we added content similarity links to pages. With these additional links, significantly more relevant documents were close to each other. A browser plug-in or other tool that provides links to pages similar to a given page should increase the ability of web users to find relevant pages via navigation.
Mark D. Smucker, James Allan 0001
SIGIR1
2006 Find-similar: similarity browsing as a search tool
abstract
Search systems have for some time provided users with the ability to request documents similar to a given document. Interfaces provide this feature via a link or button for each document in the search results. We call this feature find-similar or similarity browsing. We examined find-similar as a search tool, like relevance feedback, for improving retrieval performance. Our investigation focused on find-similar's document-to-document similarity, the reexamination of documents during a search, and the user's browsing pattern. Find-similar with a query-biased similarity, avoiding the reexamination of documents, and a breadth-like browsing pattern achieved a 23% increase in the arithmetic mean average precision and a 66% increase in the geometric mean average precision over our baseline retrieval. This performance matched that of a more traditionally styled iterative relevance feedback technique.
Mark D. Smucker, James Allan 0001
SIGIR1
2006 Lightening the load of document smoothing for better language modeling retrieval
abstract
We hypothesized that language modeling retrieval would improve if we reduced the need for document smoothing to provide an inverse document frequency (IDF) like effect. We created inverse collection frequency (ICF) weighted query models as a tool to partially separate the IDF-like role from document smoothing. Compared to maximum likelihood estimated (MLE) queries, the ICF weighted queries achieved a 6.4\% improvement in mean average precision on description queries. The ICF weighted queries performed better with less document smoothing than that required by MLE queries. Language modeling retrieval may benefit from a means to separately incorporate an IDF-like behavior outside of document smoothing.
Mark D. Smucker, James Allan 0001
SIGIR1