Achieving carbon neutrality within industrial operations has become increasingly imperative for sustainable development. It is both a significant challenge and a key opportunity for operational optimization in industry 4.0. In recent years, Deep Reinforcement Learning (DRL) based methods offer promising enhancements for sequential optimization processes and can be used for reducing carbon emissions. However, existing DRL methods need a pre-defined reward function to assess the impact of each action on the final sustainable development goals (SDG). In many real applications, such a reward function cannot be given in advance. To address the problem, this study proposes a Performance based Adversarial Imitation Learning (PAIL) engine. It is a novel method to acquire optimal operational policies for carbon neutrality without any pre-defined action rewards. Specifically, PAIL employs a Transformer-based policy generator to encode historical information and predict following actions within a multi-dimensional space. The entire action sequence will be iteratively updated by an environmental simulator. Then PAIL uses a discriminator to minimize the discrepancy between generated sequences and real-world samples of high SDG. In parallel, a Q-learning framework based performance estimator is designed to estimate the impact of each action on SDG. Based on these estimations, PAIL refines generated policies with the rewards from both discriminator and performance estimator. PAIL is evaluated on multiple real-world application cases and datasets. The experiment results demonstrate the effectiveness of PAIL comparing to other state-of-the-art baselines. In addition, PAIL offers meaningful interpretability for the optimization in carbon neutrality.

Training machine learning (ML) models for scientific problems is often challenging due to limited observation data. To overcome this challenge, prior works commonly pre-train ML models using simulated data before having them fine-tuned with small real data. Despite the promise shown in initial research across different domains, these methods cannot ensure improved performance after fine-tuning because (i) they are not designed for extracting generalizable physics-aware features during pre-training, (ii) the features learned from pre-training can be distorted by the fine-tuning process. In this paper, we propose a new learning method for extracting, preserving, and adapting physics-aware features. We build a knowledge-guided neural network (KGNN) model based on known dependencies amongst physical variables, which facilitate extracting physics-aware feature representation from simulated data. Then we fine-tune this model by alternately updating the encoder and decoder of the KGNN model to enhance the prediction while preserving the physics-aware features learned through pre-training. We further propose to adapt the model to new testing scenarios via a teacher-student learning framework based on the model uncertainty. The results demonstrate that the proposed method outperforms many baselines by a good margin, even using sparse training data or under out-of-sample testing scenarios.

Fairness related to locations (i.e., “where”) is critical for the use of machine learning in a variety of societal domains involving spatial datasets (e.g., agriculture, disaster response, urban planning). Spatial biases incurred by learning, if left unattended, may cause or exacerbate unfair distribution of resources, social division, spatial disparity, etc. The goal of this work is to develop statistically-robust formulations and model-agnostic learning strategies to understand and promote spatial fairness. The problem is challenging as locations are often from continuous spaces with no well-defined categories (e.g., gender), and statistical conclusions from spatial data are fragile to changes in spatial partitionings and scales. Existing studies in fairness-driven learning have generated valuable insights related to non-spatial factors including race, gender, education level, etc., but research to mitigate location-related biases still remains in its infancy, leaving the main challenges unaddressed. To bridge the gap, we first propose a robust space-as-distribution (SPAD) representation of spatial fairness to reduce statistical sensitivity related to partitionings and scales in continuous space. Furthermore, we propose a new SPAD-based stochastic strategy to efficiently optimize over an extensive distribution of fairness criteria, and a bi-level training framework to enforce fairness via adaptive adjustment of priorities among locations. Finally, we extend this framework with a similarity-based training strategy to improve the computational efficiency. Experiments conducted on two real-world problems, crop monitoring in the US and palm oil plantation mapping in Indonesia, show that SPAD can effectively reduce sensitivity in fairness evaluation and the stochastic bi-level training framework can greatly improve the fairness. Controlled experiments also show that similarity-based acceleration can greatly reduce the training time while keeping the prediction performance and fairness results at the same level.

As the adoption of machine learning continues to thrive, fairness of the algorithms has become a key factor determining their long-term success and sustainability. Among them, location-based fairness - or spatial fairness - is critical for a variety of essential societal applications that commonly rely on spatial data, including agriculture, disaster response, urban planning, etc. Spatial biases incurred by learning, if left unattended, may cause or exacerbate unfair distribution of resources, spatial disparity, social division, etc. However, very limited understanding has been developed on location-based fairness and bias in machine learning. Compared to traditional fairness-preserving techniques, the spatial consideration introduces two major layers of complication: (1) Space is continuous with no well-defined categories (e.g., categories by race or gender); and (2) Categorizations given by space-partitionings are known to be subject to high statistical sensitivity (e.g., gerrymandering). Under these challenges, we formally explore and demonstrate the fragility of learning methods in the spatial fairness-bias sphere. Specifically, we present a set of techniques that can maneuver the training process towards various targeted fairness-bias outcomes, while maintaining the same level of overall prediction performance (i.e., for "free"). Extensive experiments are carried out on two real-world problems: crop monitoring in the US and palm oil plantation mapping in Indonesia. The results demonstrate the effectiveness of the manipulation algorithms and the importance of explicitly regulating location-based fairness using a diverse set of criteria.

Spatial data are ubiquitous, massively collected, and widely used to support critical decision-making in many societal domains, including public health (e.g., COVID-19 pandemic control), agricultural crop monitoring, transportation, etc. While recent advances in machine learning and deep learning offer new promising ways to mine such rich datasets (e.g., satellite imagery, COVID statistics), spatial heterogeneity – an intrinsic characteristic embedded in spatial data - poses a major challenge as data distributions or generative processes often vary across space at different scales, with their spatial extents unknown. Recent studies (e.g., SVANN, spatial ensemble) targeting this difficult problem either require a known space-partitioning as the input, or can only support very limited number of partitions or classes (e.g., two) due to the decrease in training data size and the complexity of analysis. To address these limitations, we propose a model-agnostic framework to automatically transform a deep learning model into a spatial-heterogeneity-aware architecture, where the learning of arbitrary space partitionings is guided by a learning-engaged generalization of multivariate scan statistic and parameters are shared based on spatial relationships. We also propose a spatial moderator to generalize learned space partitionings to new test regions. Experiment results on real-world datasets show that the spatial transformation and moderation framework can effectively capture flexibly-shaped heterogeneous footprints and substantially improve prediction performances.