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Shi Yu 0001

dblp:13/5044-1 · DBLP profile ↗
shortlisted ← Back
16ranked-venue papers
5as first author
15since 2021 · last 2026
0000-0001-6335-1076ORCID · corroborated

Domains — the database's venue-derived domains; a paper can count in several

Artificial intelligence and machine learning · 11 · 2 first-author · 11 since 2021Databases, data management, data science and information retrieval · 7 · 3 first-author · 6 since 2021

Expertise — from the expertise taxonomy: the topics of the expert's papers under the CCF categories. A weight counts papers with recency: 1 for a paper about the topic, 0.3 when the topic is its context, halved every five years.

Databases, data mining, and information retrieval
12 papers
Information retrieval · 87% Recommender systems · 12% Data mining · 2%
Artificial intelligence
7 papers
Language models and text generation · 55% Vision and language · 18% Knowledge representation and reasoning · 11%
Software engineering, system software, and programming languages
1 paper
Program synthesis and code generation · 100%

Topics — the 30 heaviest of 33, each with the papers that count most for it

TopicWeightPapersLastEvidence papers
Natural language and speech › Language models and text generation
retrieval-augmented generation
2.732026
CheckRLM: Effective Knowledge-Thought Coherence Checking in Retrieval-Augmented Reasoning · ACL (1) 2026
RAG-DDR: Optimizing Retrieval-Augmented Generation Using Differentiable Data Rewards · ICLR 2025
RankCoT: Refining Knowledge for Retrieval-Augmented Generation through Ranking Chain-of-Thoughts · ACL (1) 2025
Information retrieval
retrieval models
2.332025
Building a Coding Assistant via the Retrieval-Augmented Language Model · ACM Trans. Inf. Syst. 2025
RAGEval: Scenario Specific RAG Evaluation Dataset Generation Framework · ACL (1) 2025
P3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning · SIGIR 2022
Information retrieval
retrieval-augmented generation
2.032025
VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents · ICLR 2025
RAGEval: Scenario Specific RAG Evaluation Dataset Generation Framework · ACL (1) 2025
RAG-DDR: Optimizing Retrieval-Augmented Generation Using Differentiable Data Rewards · ICLR 2025
Information retrieval › retrieval models › neural retrieval
dense retrieval
1.022025
ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance · EMNLP 2025
Few-Shot Conversational Dense Retrieval · SIGIR 2021
Recommender systems
sequential recommendation
1.012026
LISRec: Modeling User Preferences with Learned Item Shortcuts for Sequential Recommendation · KDD (1) 2026
Recommender systems › user modeling
user preference modeling
1.012026
LISRec: Modeling User Preferences with Learned Item Shortcuts for Sequential Recommendation · KDD (1) 2026
Information retrieval › interactive information retrieval › conversational information seeking
conversational search
0.922021
Few-Shot Conversational Dense Retrieval · SIGIR 2021
Few-Shot Generative Conversational Query Rewriting · SIGIR 2020
Natural language and speech › Language models and text generation
chain-of-thought reasoning
0.912025
RankCoT: Refining Knowledge for Retrieval-Augmented Generation through Ranking Chain-of-Thoughts · ACL (1) 2025
Natural language and speech › Information extraction and text analysis
document understanding
0.912025
VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents · ICLR 2025
Knowledge, reasoning and agents › Knowledge representation and reasoning › knowledge base
knowledge base refinement
0.912025
RankCoT: Refining Knowledge for Retrieval-Augmented Generation through Ranking Chain-of-Thoughts · ACL (1) 2025
Computer vision › Vision and language
vision-language model
0.912025
VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents · ICLR 2025
Information retrieval › document retrieval › domain-specific retrieval
code search
0.912025
Building a Coding Assistant via the Retrieval-Augmented Language Model · ACM Trans. Inf. Syst. 2025
Information retrieval
evaluation
0.912025
RAGEval: Scenario Specific RAG Evaluation Dataset Generation Framework · ACL (1) 2025
Information retrieval › retrieval-augmented generation
multimodal retrieval-augmented generation
0.912025
VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents · ICLR 2025
Information retrieval › query reformulation
query expansion
0.912025
ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance · EMNLP 2025
Information retrieval › retrieval models
retrieval model training
0.912025
ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance · EMNLP 2025
Program synthesis and code generation › code generation with language models
retrieval-augmented code generation
0.912025
Building a Coding Assistant via the Retrieval-Augmented Language Model · ACM Trans. Inf. Syst. 2025
Information retrieval › retrieval models
neural retrieval
0.712023
OpenMatch-v2: An All-in-one Multi-Modality PLM-based Information Retrieval Toolkit · SIGIR 2023
Information retrieval › retrieval models › neural retrieval
pre-trained language model for retrieval
0.712023
OpenMatch-v2: An All-in-one Multi-Modality PLM-based Information Retrieval Toolkit · SIGIR 2023
Information retrieval
retrieval augmentation
0.712023
Augmentation-Adapted Retriever Improves Generalization of Language Models as Generic Plug-In · ACL (1) 2023
Natural language and speech › Language models and text generation
pre-trained language model
0.612022
P3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning · SIGIR 2022
Computer vision › Vision and language › vision-language model
prompt learning
0.612022
P3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning · SIGIR 2022
Information retrieval › retrieval models › neural retrieval
neural ranking model
0.612022
P3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning · SIGIR 2022
Information retrieval › interactive information retrieval › conversational information seeking › conversational search
conversational dense retrieval
0.512021
Few-Shot Conversational Dense Retrieval · SIGIR 2021
Information retrieval › query reformulation
conversational query rewriting
0.412020
Few-Shot Generative Conversational Query Rewriting · SIGIR 2020
Natural language and speech › Question answering and dialogue systems
reasoning consistency
0.312026
CheckRLM: Effective Knowledge-Thought Coherence Checking in Retrieval-Augmented Reasoning · ACL (1) 2026
Data mining › structured data mining
graph mining
0.312026
LISRec: Modeling User Preferences with Learned Item Shortcuts for Sequential Recommendation · KDD (1) 2026
Natural language and speech › Language models and text generation › retrieval-augmented generation
query generation
0.312025
ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance · EMNLP 2025
Information retrieval
document retrieval
0.312025
VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents · ICLR 2025
Information retrieval
reranking
0.312025
RankCoT: Refining Knowledge for Retrieval-Augmented Generation through Ranking Chain-of-Thoughts · ACL (1) 2025

Methods — techniques the papers use, named apart from their topics

reinforcement learning · 2.7self-reflection · 1.7reward modeling · 1.7instruction tuning · 1.7direct preference optimization · 1.7chain-of-thought prompting · 1.7semantic representation learning · 1.0retrieval-augmented reasoning · 1.0graph attention network · 1.0supervised fine-tuning · 0.9rollout · 0.9retrieval-augmented language model · 0.9reranking · 0.9re-ranking · 0.9pre-training · 0.9large language model · 0.9contrastive alignment · 0.9
YearPublicationVenuePosition
2026 CheckRLM: Effective Knowledge-Thought Coherence Checking in Retrieval-Augmented Reasoning
abstract
Dingling Xu, Ruobing Wang, Qingfei Zhao, Yukun Yan, Zhichun Wang, Daren Zha, Shi Yu, Zhenghao Liu, Shuo Wang, Xu Han, Maosong Sun. Proceedings of the 64th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers). 2026.
Dingling Xu, Qingfei Zhao, Yukun Yan, Zhichun Wang, Daren Zha, Shi Yu 0001, Zhenghao Liu 0001, Shuo Wang 0013, Maosong Sun 0001
ACL (1)7
2026 LISRec: Modeling User Preferences with Learned Item Shortcuts for Sequential Recommendation
abstract
User-item interaction histories are pivotal for sequential recommendation systems but often include noise, such as unintended clicks or actions that fail to reflect genuine user preferences. To address this, we propose Learned Item Shortcuts for Sequential Recommendation (LISRec), a novel framework that explicitly captures stable preferences by extracting personalized semantic shortcuts from historical interactions. LISRec first learns task-agnostic semantic representations to assess item similarities, then constructs a personalized semantic graph over all user-interacted items. By identifying the maximal semantic connectivity subset within this graph, LISRec selects the most representative items as semantic shortcuts to guide user preference modeling. This focused representation filters out irrelevant actions while preserving the diversity of genuine interests. Experimental results on the Yelp and Amazon Product datasets illustrate that LISRec achieves a 13% improvement over baseline recommendation models, showing its effectiveness in capturing stable user interests. Further analysis indicates that shortcut-based histories better capture user preferences, making more accurate and relevant recommendations. All codes and datasets are available at https://github.com/NEUIR/LISRec.
Haidong Xin, Zhenghao Liu 0001, Sen Mei, Yukun Yan, Shi Yu 0001, Shuo Wang 0013, Zulong Chen, Yu Gu 0002, Ge Yu 0001, Chenyan Xiong
KDD (1)5
2025 RankCoT: Refining Knowledge for Retrieval-Augmented Generation through Ranking Chain-of-Thoughts
abstract
Retrieval-Augmented Generation (RAG) enhances the performance of Large Language Models (LLMs) by incorporating external knowledge.However, LLMs still encounter challenges in effectively utilizing the knowledge from retrieved documents, often being misled by irrelevant or noisy information.To address this issue, we introduce RankCoT, a knowledge refinement method that incorporates reranking signals in generating CoT-based summarization for knowledge refinement based on given query and all retrieval documents.During training, RankCoT prompts the LLM to generate Chain-of-Thought (CoT) candidates based on the query and individual documents.It then fine-tunes the LLM to directly reproduce the best CoT from these candidate outputs based on all retrieved documents, which requires LLM to filter out irrelevant documents during generating CoT-style summarization.Additionally, RankCoT incorporates a self-reflection mechanism that further refines the CoT outputs, resulting in higher-quality training data.Our experiments demonstrate the effectiveness of RankCoT, showing its superior performance over other knowledge refinement models.Further analysis reveals that RankCoT can provide shorter but effective refinement results, enabling the generator to produce more accurate answers.All code and data are available at https://github.com/NEUIR/RankCoT.
Mingyan Wu, Zhenghao Liu 0001, Yukun Yan, Shi Yu 0001, Zheni Zeng, Yu Gu 0002, Ge Yu 0001
ACL (1)5
2025 RAGEval: Scenario Specific RAG Evaluation Dataset Generation Framework
abstract
Kunlun Zhu, Yifan Luo, Dingling Xu, Yukun Yan, Zhenghao Liu, Shi Yu, Ruobing Wang, Shuo Wang, Yishan Li, Nan Zhang, Xu Han, Zhiyuan Liu, Maosong Sun. Proceedings of the 63rd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers). 2025.
Kunlun Zhu, Dingling Xu, Yukun Yan, Zhenghao Liu 0001, Shi Yu 0001, Shuo Wang 0013, Yishan Li, Xu Han 0007, Zhiyuan Liu 0001, Maosong Sun 0001
ACL (1)6
2025 Multi-Modal Multi-Granularity Tokenizer for Chu Bamboo Slips
abstract
This study presents a multi-modal multi-granularity tokenizer specifically designed for analyzing ancient Chinese scripts, focusing on the Chu bamboo slip (CBS) script used during the Spring and Autumn and Warring States period (771-256 BCE) in Ancient China. Considering the complex hierarchical structure of ancient Chinese scripts, where a single character may be a combination of multiple sub-characters, our tokenizer first adopts character detection to locate character boundaries. Then it conducts character recognition at both the character and sub-character levels. Moreover, to support the academic community, we assembled the first large-scale dataset of CBSs with over 100K annotated character image scans. On the part-of-speech tagging task built on our dataset, using our tokenizer gives a 5.5% relative improvement in F1-score compared to mainstream sub-word tokenizers. Our work not only aids in further investigations of the specific script but also has the potential to advance research on other forms of ancient Chinese scripts.
Yingfa Chen, Chenlong Hu, Shi Yu 0001, Xu Han 0007, Zhiyuan Liu 0001, Maosong Sun 0001
COLING5
2025 ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance
abstract
Large language models (LLMs) have demonstrated significant potential in enhancing dense retrieval through query augmentation.However, most existing methods treat the LLM and the retriever as separate modules, overlooking the alignment between generation and ranking objectives.In this work, we propose Ex-pandR, a unified LLM-augmented dense retrieval framework that jointly optimizes both the LLM and the retriever.ExpandR employs the LLM to generate semantically rich query expansions, which are leveraged to enhance the retriever's training.Simultaneously, the LLM is trained using Direct Preference Optimization (DPO), guided by a carefully designed reward function that balances retrieval effectiveness and generation consistency.This joint optimization paradigm enables mutual adaptation between the LLM and the retriever, resulting in query expansions that are both informative and well-suited for retrieval.Experimental results on multiple benchmarks show that Ex-pandR consistently outperforms strong baselines, achieving more than a 5% improvement in retrieval performance.
Sijia Yao, Pengcheng Huang 0004, Zhenghao Liu 0001, Yu Gu 0002, Yukun Yan, Shi Yu 0001, Ge Yu 0001
EMNLP6
2025 RAG-DDR: Optimizing Retrieval-Augmented Generation Using Differentiable Data Rewards
abstract
Retrieval-Augmented Generation (RAG) has proven its effectiveness in mitigating hallucinations in Large Language Models (LLMs) by retrieving knowledge from external resources. To adapt LLMs for the RAG systems, current approaches use instruction tuning to optimize LLMs, improving their ability to utilize retrieved knowledge. This supervised fine-tuning (SFT) approach focuses on equipping LLMs to handle diverse RAG tasks using different instructions. However, it trains RAG modules to overfit training signals and overlooks the varying data preferences among agents within the RAG system. In this paper, we propose a Differentiable Data Rewards (DDR) method, which end-to-end trains RAG systems by aligning data preferences between different RAG modules. DDR works by collecting the rewards to optimize each agent in the RAG system with the rollout method, which prompts agents to sample some potential responses as perturbations, evaluates the impact of these perturbations on the whole RAG system, and subsequently optimizes the agent to produce outputs that improve the performance of the RAG system. Our experiments on various knowledge-intensive tasks demonstrate that DDR significantly outperforms the SFT method, particularly for LLMs with smaller-scale parameters that depend more on the retrieved knowledge. Additionally, DDR exhibits a stronger capability to align the data preference between RAG modules. The DDR method makes the generation module more effective in extracting key information from documents and mitigating conflicts between parametric memory and external knowledge. All codes are available at https://github.com/OpenMatch/RAG-DDR.
Sen Mei, Zhenghao Liu 0001, Yukun Yan, Shuo Wang 0013, Shi Yu 0001, Zheni Zeng, Ge Yu 0001, Zhiyuan Liu 0001, Maosong Sun 0001, Chenyan Xiong
ICLR6
2025 VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents
abstract
Retrieval-augmented generation (RAG) is an effective technique that enables large language models (LLMs) to utilize external knowledge sources for generation. However, current RAG systems are solely based on text, rendering it impossible to utilize vision information like layout and images that play crucial roles in real-world multi-modality documents. In this paper, we introduce VisRAG, which tackles this issue by establishing a vision-language model (VLM)-based RAG pipeline. In this pipeline, instead of first parsing the document to obtain text, the document is directly embedded using a VLM as an image and then retrieved to enhance the generation of a VLM. Compared to traditional text-based RAG, VisRAG maximizes the retention and utilization of the data information in the original documents, eliminating the information loss introduced during the parsing process. We collect both open-source and synthetic data to train the retriever in VisRAG and explore a variety of generation methods. Experiments demonstrate that VisRAG outperforms traditional RAG in both the retrieval and generation stages, achieving a 20–40% end-to-end performance gain over traditional text-based RAG pipeline. Further analysis reveals that VisRAG is efficient in utilizing training data and demonstrates strong generalization capability, positioning it as a promising solution for RAG on multi-modality documents. Our code and data are available at https://github.com/openbmb/visrag.
Shi Yu 0001, Chaoyue Tang, Bokai Xu, Junbo Cui, Junhao Ran, Yukun Yan, Zhenghao Liu 0001, Shuo Wang 0013, Xu Han 0007, Zhiyuan Liu 0001, Maosong Sun 0001
ICLR1
2025 Building a Coding Assistant via the Retrieval-Augmented Language Model
abstract
Pretrained language models have shown strong effectiveness in code-related tasks, such as code retrieval, code generation, code summarization, and code completion tasks. In this article, we propose COde assistaNt viA retrieval-augmeNted language model (CONAN), which aims to build a code assistant by mimicking the knowledge-seeking behaviors of humans during coding. Specifically, it consists of a code structure-aware retriever (CONAN-R) and a dual-view code representation-based retrieval-augmented generation model (CONAN-G). CONAN-R pretrains CodeT5 using Code-Documentation Alignment and Masked Entity Prediction tasks to make language models code structure-aware and learn effective representations for code snippets and documentation. Then CONAN-G designs a dual-view code representation mechanism for implementing a retrieval-augmented code generation model. CONAN-G regards the code documentation descriptions as prompts, which help language models better understand the code semantics. Our experiments show that CONAN achieves convincing performance on different code generation tasks and significantly outperforms previous retrieval augmented code generation models. Our further analyses show that CONAN learns tailored representations for both code snippets and documentation by aligning code-documentation data pairs and capturing structural semantics by masking and predicting entities in the code data. Additionally, the retrieved code snippets and documentation provide necessary information from both program language and natural language to assist the code generation process. CONAN can also be used as an assistant for Large Language Models (LLMs), providing LLMs with external knowledge in shorter code document lengths to improve their effectiveness on various code tasks. It shows the ability of CONAN to extract necessary information and help filter out the noise from retrieved code documents.
Hanbin Wang, Zhenghao Liu 0001, Shi Yu 0001, Shuo Wang 0013, Yukun Yan, Yu Gu 0002, Ge Yu 0001
ACM Trans. Inf. Syst.4
2024 Fusion-in-T5: Unifying Variant Signals for Simple and Effective Document Ranking with Attention Fusion
abstract
Common document ranking pipelines in search systems are cascade systems that involve multiple ranking layers to integrate different information step-by-step. In this paper, we propose a novel re-ranker Fusion-in-T5 (FiT5), which integrates text matching information, ranking features, and global document information into one single unified model via templated-based input and global attention. Experiments on passage ranking benchmarks MS MARCO and TREC DL show that FiT5, as one single model, significantly improves ranking performance over complex cascade pipelines. Analysis finds that through attention fusion, FiT5 jointly utilizes various forms of ranking information via gradually attending to related documents and ranking features, and improves the detection of subtle nuances. Our code is open-sourced at https://github.com/OpenMatch/FiT5 . Keywords: document ranking, attention, fusion
Shi Yu 0001, Chenghao Fan, Chenyan Xiong, David Jin, Zhiyuan Liu 0001, Zhenghao Liu 0001
LREC/COLING1
2023 Augmentation-Adapted Retriever Improves Generalization of Language Models as Generic Plug-In
abstract
Retrieval augmentation can aid language models (LMs) in knowledge-intensive tasks by supplying them with external information.Prior works on retrieval augmentation usually jointly fine-tune the retriever and the LM, making them closely coupled.In this paper, we explore the scheme of generic retrieval plug-in: the retriever is to assist target LMs that may not be known beforehand or are unable to be fine-tuned together.To retrieve useful documents for unseen target LMs, we propose augmentation-adapted retriever (AAR), which learns LM's preferences obtained from a known source LM.Experiments on the MMLU and PopQA datasets demonstrate that our AAR trained with a small source LM is able to significantly improve the zero-shot generalization of larger target LMs ranging from 250M Flan-T5 to 175B InstructGPT.Further analysis indicates that the preferences of different LMs overlap, enabling AAR trained with a single source LM to serve as a generic plug-in for various target LMs.Our code is open-sourced at https://github.com/OpenMatch/Augmentation- Adapted-Retriever.
Zichun Yu, Chenyan Xiong, Shi Yu 0001, Zhiyuan Liu 0001
ACL (1)3
2023 Text Matching Improves Sequential Recommendation by Reducing Popularity Biases
abstract
This paper proposes Text mAtching based SequenTial rEcommenda-tion model (TASTE), which maps items and users in an embedding space and recommends items by matching their text representations. TASTE verbalizes items and user-item interactions using identifiers and attributes of items. To better characterize user behaviors, TASTE additionally proposes an attention sparsity method, which enables TASTE to model longer user-item interactions by reducing the self-attention computations during encoding. Our experiments show that TASTE outperforms the state-of-the-art methods on widely used sequential recommendation datasets. TASTE alleviates the cold start problem by representing long-tail items using full-text modeling and bringing the benefits of pretrained language models to recommendation systems. Our further analyses illustrate that TASTE significantly improves the recommendation accuracy by reducing the popularity bias of previous item id based recommendation models and returning more appropriate and text-relevant items to satisfy users. All codes are available at https://github.com/OpenMatch/TASTE.
Zhenghao Liu 0001, Sen Mei, Chenyan Xiong, Xiaohua Li 0004, Shi Yu 0001, Zhiyuan Liu 0001, Yu Gu 0002, Ge Yu 0001
CIKM5
2023 OpenMatch-v2: An All-in-one Multi-Modality PLM-based Information Retrieval Toolkit
abstract
Pre-trained language models (PLMs) have emerged as the foundation of the most advanced Information Retrieval (IR) models. Powered by PLMs, the latest IR research has proposed novel models, new domain adaptation algorithms as well as enlarged datasets. In this paper, we present a Python-based IR toolkit OpenMatch-v2. As a full upgrade of OpenMatch proposed in 2021, OpenMatch-v2 incorporates the most recent advancements of PLM-based IR research, providing support for new, cross-modality models and enhanced domain adaptation techniques with a streamlined, optimized infrastructure. The code of OpenMatch is publicly available at https://github.com/OpenMatch/OpenMatch.
Shi Yu 0001, Zhenghao Liu 0001, Chenyan Xiong, Zhiyuan Liu 0001
SIGIR1
2022 P3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning
abstract
Compared to other language tasks, applying pre-trained language models (PLMs) for search ranking often requires more nuances and training signals. In this paper, we identify and study the two mismatches between pre-training and ranking fine-tuning: the training schema gap regarding the differences in training objectives and model architectures, and the task knowledge gap considering the discrepancy between the knowledge needed in ranking and that learned during pre-training. To mitigate these gaps, we propose Pre-trained, Prompt-learned and Pre-finetuned Neural Ranker (P3 Ranker). P3 Ranker leverages prompt-based learning to convert the ranking task into a pre-training like schema and uses pre-finetuning to initialize the model on intermediate supervised tasks. Experiments on MS MARCO and Robust04 show the superior performances of P3 Ranker in few-shot ranking. Analyses reveal that P3 Ranker is able to better accustom to the ranking task through prompt-based learning and retrieve necessary ranking-oriented knowledge gleaned in pre-finetuning, resulting in data-efficient PLM adaptation. Our code is available at https://github.com/NEUIR/P3Ranker.
Xiaomeng Hu, Shi Yu 0001, Chenyan Xiong, Zhenghao Liu 0001, Zhiyuan Liu 0001, Ge Yu 0001
SIGIR2
2021 Few-Shot Conversational Dense Retrieval
abstract
Dense retrieval (DR) has the potential to resolve the query understanding challenge in conversational search by matching in the learned embedding space. However, this adaptation is challenging due to DR models' extra needs for supervision signals and the long-tail nature of conversational search. In this paper, we present a Conversational Dense Retrieval system, ConvDR, that learns contextualized embeddings for multi-turn conversational queries and retrieves documents solely using embedding dot products. In addition, we grant ConvDR few-shot ability using a teacher-student framework, where we employ an ad hoc dense retriever as the teacher, inherit its document encodings, and learn a student query encoder to mimic the teacher embeddings on oracle reformulated queries. Our experiments on TREC CAsT and OR-QuAC demonstrate ConvDR's effectiveness in both few-shot and fully-supervised settings. It outperforms previous systems that operate in the sparse word space, matches the retrieval accuracy of oracle query reformulations, and is also more efficient thanks to its simplicity. Our analyses reveal that the advantages of ConvDR come from its ability to capture informative context while ignoring the unrelated context in previous conversation rounds. This makes ConvDR more effective as conversations evolve while previous systems may get confused by the increased noise from previous turns. Our code is publicly available at https://github.com/thunlp/ConvDR.
Shi Yu 0001, Zhenghao Liu 0001, Chenyan Xiong, Zhiyuan Liu 0001
SIGIR1
2020 Few-Shot Generative Conversational Query Rewriting
abstract
Conversational query rewriting aims to reformulate a concise conversational query to a fully specified, context-independent query that can be effectively handled by existing information retrieval systems. This paper presents a few-shot generative approach to conversational query rewriting. We develop two methods, based on rules and self-supervised learning, to generate weak supervision data using large amounts of ad hoc search sessions, and to fine-tune GPT-2 to rewrite conversational queries. On the TREC Conversational Assistance Track, our weakly supervised GPT-2 rewriter improves the state-of-the-art ranking accuracy by 12%, only using very limited amounts of manual query rewrites. In the zero-shot learning setting, the rewriter still gives a comparable result to previous state-of-the-art systems. Our analyses reveal that GPT-2 effectively picks up the task syntax and learns to capture context dependencies, even for hard cases that involve group references and long-turn dependencies.
Shi Yu 0001, Jiahua Liu, Jingqin Yang, Chenyan Xiong, Paul N. Bennett, Jianfeng Gao 0001, Zhiyuan Liu 0001
SIGIR1