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Weijie Yu 0003

dblp:150/8498-3 · DBLP profile ↗
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25ranked-venue papers
4as first author
24since 2021 · last 2026
0000-0002-5676-4339ORCID · verified

Domains — the database's venue-derived domains; a paper can count in several

Databases, data management, data science and information retrieval · 18 · 1 first-author · 18 since 2021Artificial intelligence and machine learning · 10 · 3 first-author · 9 since 2021

Expertise — from the expertise taxonomy: the topics of the expert's papers under the CCF categories. A weight counts papers with recency: 1 for a paper about the topic, 0.3 when the topic is its context, halved every five years.

Databases, data mining, and information retrieval
10 papers
Information retrieval · 61% Recommender systems · 39%
Artificial intelligence
8 papers
Language models and text generation · 34% Trustworthy machine learning · 20% Question answering and dialogue systems · 13%

Topics — the 30 heaviest of 37, each with the papers that count most for it

TopicWeightPapersLastEvidence papers
Natural language and speech › Language models and text generation
retrieval-augmented generation
1.722025
ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding · SIGIR 2025
ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability · ICLR 2025
Information retrieval
personalized search
1.722025
Similarity = Value? Consultation Value-Assessment and Alignment for Personalized Search · EMNLP 2025
MAPS: Motivation-Aware Personalized Search via LLM-Driven Consultation Alignment · ACL (1) 2025
Machine learning › Trustworthy machine learning
interpretability
1.422025
ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability · ICLR 2025
Explainable Legal Case Matching via Inverse Optimal Transport-based Rationale Extraction · SIGIR 2022
Natural language and speech › Information extraction and text analysis
text matching
1.022022
Distribution Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains · IEEE ACM Trans. Audio Speech Lang. Process. 2022
Wasserstein Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains · EMNLP (1) 2020
Knowledge, reasoning and agents › Multi-agent systems › agentic AI
agentic reasoning
1.012026
Deep Search with Hierarchical Meta-Cognitive Monitoring Inspired by Cognitive Neuroscience · SIGIR 2026
Recommender systems
click-through rate prediction
1.012026
Enhancing Bandit Algorithms with LLMs for Time-varying User Preferences in Streaming Recommendations · ACM Trans. Inf. Syst. 2026
Recommender systems › sequential decision making
contextual bandit recommendation
1.012026
Enhancing Bandit Algorithms with LLMs for Time-varying User Preferences in Streaming Recommendations · ACM Trans. Inf. Syst. 2026
Recommender systems
generative recommendation
1.012026
GenRecEdit: Adapting Model Editing for Generative Recommendation with Cold-Start Items · SIGIR 2026
Information retrieval › query reformulation
query correction
1.012026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Information retrieval
query processing
1.012026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Information retrieval
retrieval-augmented generation
1.012026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Information retrieval › retrieval-augmented generation
robust retrieval-augmented generation
1.012026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Recommender systems › interactive recommendation
search-based recommendation
1.012026
Mining Informative Interests via Latent Cross Reasoning for Search Enhanced Recommendation · SIGIR 2026
Recommender systems › online recommendation
streaming recommendation
1.012026
Enhancing Bandit Algorithms with LLMs for Time-varying User Preferences in Streaming Recommendations · ACM Trans. Inf. Syst. 2026
Natural language and speech › Language models and text generation
hallucination detection
0.912025
ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability · ICLR 2025
Natural language and speech › Language models and text generation
hallucination mitigation
0.912025
ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability · ICLR 2025
Machine learning › Trustworthy machine learning › interpretability
mechanistic interpretability
0.912025
ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability · ICLR 2025
Natural language and speech › Language models and text generation › large language model reasoning
multi-step reasoning
0.912025
ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding · SIGIR 2025
Machine learning › Reinforcement learning › reinforcement learning from human feedback
process reward model
0.912025
ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding · SIGIR 2025
Machine learning › Graph learning
graph matching
0.812024
Explainable Legal Case Matching via Graph Optimal Transport · IEEE Trans. Knowl. Data Eng. 2024
Information retrieval › retrieval models
generative retrieval
0.812024
Explicitly Integrating Judgment Prediction with Legal Document Retrieval: A Law-Guided Generative Approach · SIGIR 2024
Information retrieval › document retrieval › domain-specific retrieval
legal document retrieval
0.812024
Explicitly Integrating Judgment Prediction with Legal Document Retrieval: A Law-Guided Generative Approach · SIGIR 2024
Recommender systems
reinforcement-learning-based recommendation
0.812024
Reinforcing Long-Term Performance in Recommender Systems with User-Oriented Exploration Policy · SIGIR 2024
Information retrieval
retrieval models
0.812024
Explicitly Integrating Judgment Prediction with Legal Document Retrieval: A Law-Guided Generative Approach · SIGIR 2024
Machine learning › Representation and self-supervised learning › representation learning
sequence representation
0.722022
Distribution Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains · IEEE ACM Trans. Audio Speech Lang. Process. 2022
Wasserstein Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains · EMNLP (1) 2020
Machine learning › Trustworthy machine learning › interpretability › rationalization
rationale extraction
0.612022
Explainable Legal Case Matching via Inverse Optimal Transport-based Rationale Extraction · SIGIR 2022
Information retrieval
evaluation
0.312026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Information retrieval › evaluation › benchmark
robustness benchmark
0.312026
QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors · SIGIR 2026
Natural language and speech › Language models and text generation › preference optimization
iterative preference optimization
0.312025
ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding · SIGIR 2025
Natural language and speech › Language models and text generation
preference optimization
0.312025
ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding · SIGIR 2025

Methods — techniques the papers use, named apart from their topics

large language model · 3.7inverse optimal transport · 2.7contrastive learning · 2.0robust retriever training · 1.0reinforcement learning · 1.0model editing · 1.0low-rank factorization · 1.0hypernetwork · 1.0experience memory · 1.0data augmentation · 1.0consistency monitoring · 1.0temporal difference learning · 0.9process reward model · 0.9process explanation model · 0.9monte carlo tree search · 0.9knowledge FFN · 0.9copying head · 0.9consultation-user action interaction · 0.9
YearPublicationVenuePosition
2026 GenRecEdit: Adapting Model Editing for Generative Recommendation with Cold-Start Items
Chenglei Shen, Teng Shi, Weijie Yu 0003, Xiao Zhang 0034, Jun Xu 0001
SIGIR3
2026 Mining Informative Interests via Latent Cross Reasoning for Search Enhanced Recommendation
abstract
Search and recommendation (S&R) are fundamental components of modern commercial platforms, enabling users to access and explore information efficiently. User behaviors in these scenarios reflect different aspects of user intent, providing an opportunity for joint modeling of S&R. However, effectively leveraging search logs to enhance recommendation remains a challenging task. Existing methods often encode S&R histories either jointly or separately; however, they tend to regard all search signals as equally informative, thereby neglecting that many search behaviors can be irrelevant or even detrimental to recommendation performance. In practice, however, search histories frequently contain noisy or outdated behaviors that may introduce spurious correlations and degrade recommendation performance. Motivated by the human decision-making process, where one first identifies recommendation intent and then selectively reasons about relevant search signals, we propose LCR-SER, a latent cross reasoning method for search-enhanced recommendation. LCR-SER first encodes the user's S&R history into a unified latent representation that captures users' global interests. It then performs iterative reasoning in the latent space to dynamically identify informative search signals that are most relevant to the recommendation. To further guide this reasoning process, we introduce contrastive learning to align the reasoning states with the target items. In addition, we employ reinforcement learning to directly optimize ranking-oriented metrics, enabling LCR-SER to refine its reasoning strategy toward improved recommendation performance. Experiments on public datasets demonstrate that LCR-SER consistently outperforms strong baselines, validating the effectiveness of latent reasoning in enhancing search-aware recommendation.
Teng Shi, Weicong Qin, Weijie Yu 0003, Xiao Zhang 0034, Jianping Fan 0001, Jun Xu 0001
SIGIR3
2026 Deep Search with Hierarchical Meta-Cognitive Monitoring Inspired by Cognitive Neuroscience
abstract
Deep search agents powered by large language models have demonstrated strong capabilities in multi-step retrieval, reasoning, and long-horizon task execution. However, their practical failures often stem from the lack of mechanisms to monitor and regulate reasoning and retrieval states as tasks evolve. Insights from cognitive neuroscience suggest that human metacognition is hierarchically organized, integrating fast anomaly detection with selectively triggered, experience-driven reflection. In this work, we propose Deep Search with Meta-Cognitive Monitoring (DS-MCM), a deep search framework augmented with an explicit hierarchical metacognitive monitoring mechanism. DS-MCM integrates a Fast Consistency Monitor, which performs lightweight checks on the alignment between external evidence and internal reasoning confidence, and a Slow Experience-Driven Monitor, which is selectively activated to guide corrective intervention based on experience memory from historical agent trajectories. By embedding monitoring directly into the reasoning–retrieval loop, DS-MCM determines both when intervention is warranted and how corrective actions should be informed by prior experience. Experiments across multiple deep search benchmarks and backbone models demonstrate that DS-MCM consistently improves performance and robustness.
Zhongxiang Sun, Qipeng Wang 0007, Weijie Yu 0003, Haolang Lu, Jun Xu 0001
SIGIR3
2026 QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors
abstract
Current benchmarks evaluate the performance of RAG methods from various perspectives, they share a common assumption that user queries used for retrieval are error-free. However, in real-world interactions between users and LLMs, query entry errors are frequent. The impact of these errors on current RAG methods against such errors remains largely unexplored. To bridge this gap, we propose QE-RAG, the first robust RAG benchmark designed specifically to evaluate performance against query entry errors. We analyze the impact of these errors on LLM outputs and find that corrupted queries degrade model performance, which can be mitigated through query correction and training a robust retriever for retrieving relevant documents. Based on these insights, we propose a contrastive learning-based robust retriever training method and a retrieval-augmented query correction method. Extensive experiments reveal that: (1) state-of-the-art RAG methods including sequential, branching, and iterative methods, exhibit poor robustness to query entry errors; (2) our method enhances the robustness of RAG when handling query entry errors and it's compatible with existing RAG methods, further improving their robustness.
Kepu Zhang, Zhongxiang Sun, Weijie Yu 0003, Xiaoxue Zang, Kai Zheng 0001, Yang Song 0008, Han Li 0005, Jun Xu 0001
SIGIR3
2026 Empowering open-domain LLMs for legal document correction via legal knowledge integration and decoding constraints
Kepu Zhang, Weijie Yu 0003, Zhongxiang Sun, Weicong Qin, Jun Xu 0001, Ji-Rong Wen
Inf. Process. Manag.2
2026 Enhancing Bandit Algorithms with LLMs for Time-varying User Preferences in Streaming Recommendations
abstract
In real-world streaming recommender systems, user preferences evolve dynamically over time. Existing bandit-based methods treat time merely as a timestamp, neglecting its explicit relationship with user preferences and leading to suboptimal performance. Moreover, the online learning methods often suffer from inefficient exploration–exploitation during the early online phase. To address these issues, we propose HyperBandit+, a novel contextual bandit policy which integrates a time-aware hypernetwork to adapt to time-varying user preferences and employs a large language model-assisted warm-start mechanism (LLM Start) to enhance exploration–exploitation efficiency at the early online phase. Specifically, HyperBandit+ leverages a neural network that takes time features as input and generates parameters for estimating time-varying rewards by capturing the correlation between time and user preferences. Additionally, the LLM Start mechanism employs multi-step data augmentation to simulate realistic interaction data for effective offline learning, providing warm-start parameters for the bandit policy at the early online phase. To meet real-time streaming recommendation demands, we adopt low-rank factorization to reduce hypernetwork training complexity. Theoretically, we rigorously establish a sublinear regret upper bound that accounts for both the hypernetwork and the LLM warm-start mechanism. Extensive experiments on real-world datasets demonstrate that HyperBandit+ consistently outperforms state-of-the-art baselines in terms of accumulated rewards.
Chenglei Shen, Weijie Yu 0003, Xiao Zhang 0034, Jun Xu 0001
ACM Trans. Inf. Syst.3
2025 MAPS: Motivation-Aware Personalized Search via LLM-Driven Consultation Alignment
abstract
Weicong Qin, Yi Xu, Weijie Yu, Chenglei Shen, Ming He, Jianping Fan, Xiao Zhang, Jun Xu. Proceedings of the 63rd Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers). 2025.
Weicong Qin, Yi Xu 0003, Weijie Yu 0003, Chenglei Shen, Jianping Fan 0001, Xiao Zhang 0034, Jun Xu 0001
ACL (1)3
2025 Benefit from Rich: Tackling Search Interaction Sparsity in Search Enhanced Recommendation
abstract
In modern online platforms, search and recommendation (S&R) often coexist, offering opportunities for performance improvement through search-enhanced approaches. Existing studies show that incorporating search signals boosts recommendation performance. However, the effectiveness of these methods relies heavily on rich search interactions. They primarily benefit a small subset of users with abundant search behavior, while offering limited improvements for the majority of users who exhibit only sparse search activity. To address the problem of sparse search data in search-enhanced recommendation, we face two key challenges : (1) how to learn useful search features for users with sparse search interactions, and (2) how to design effective training objectives under sparse conditions. Our idea is to leverage the features of users with rich search interactions to enhance those of users with sparse search interactions. Based on this idea, we propose GSERec, a method that utilizes message passing on the User-Code Graphs to alleviate data sparsity in Search-Enhanced Recommendation. Specifically, we utilize Large Language Models (LLMs) with vector quantization to generate discrete codes, which connect similar users and thereby construct the graph. Through message passing on this graph, embeddings of users with rich search data are propagated to enhance the embeddings of users with sparse interactions. To further ensure that the message passing captures meaningful information from truly similar users, we introduce a contrastive loss to better model user similarities. The enhanced user representations are then integrated into downstream search-enhanced recommendation models. Experiments on three real-world datasets show that GSERec consistently outperforms baselines, especially for users with sparse search behaviors.
Teng Shi, Weijie Yu 0003, Xiao Zhang 0034, Jianping Fan 0001, Jun Xu 0001
CIKM2
2025 SyLeR: A Framework for Explicit Syllogistic Legal Reasoning in Large Language Models
abstract
Syllogistic reasoning is a fundamental aspect of legal decision-making, enabling logical conclusions by connecting general legal principles with specific case facts. Although existing large language models (LLMs) can generate responses to legal questions, they fail to perform explicit syllogistic reasoning, often producing implicit and unstructured answers that lack explainability and trustworthiness. To address this limitation, we propose SyLeR, a novel framework that empowers LLMs to engage in explicit syllogistic legal reasoning. SyLeR integrates a tree-structured hierarchical retrieval mechanism to effectively combine relevant legal statutes and precedent cases, forming comprehensive major premises. This is followed by a two-stage fine-tuning process: supervised fine-tuning warm-up establishes a foundational understanding of syllogistic reasoning, while reinforcement learning with a structure-aware reward mechanism refines the model's ability to generate diverse logically sound and well-structured reasoning paths. We conducted extensive experiments across various dimensions, including in-domain and cross-domain user groups (legal laypersons and practitioners), multiple languages (Chinese and French), and different LLM backbones (legal-specific and open-domain LLMs). The results show that SyLeR significantly improves response accuracy and consistently delivers explicit, explainable, and trustworthy legal reasoning.
Kepu Zhang, Weijie Yu 0003, Zhongxiang Sun, Jun Xu 0001
CIKM2
2025 PrLM: Learning Explicit Reasoning for Personalized RAG via Contrastive Reward Optimization
abstract
Personalized retrieval-augmented generation (RAG) aims to produce user-tailored responses by incorporating retrieved user profiles alongside the input query. Existing methods primarily focus on improving retrieval and rely on large language models (LLMs) to implicitly integrate the retrieved context with the query. However, such models are often sensitive to retrieval quality and may generate responses that are misaligned with user preferences. To address this limitation, we propose PrLM, a reinforcement learning framework that trains LLMs to explicitly reason over retrieved user profiles. Guided by a contrastively trained personalization reward model, PrLM effectively learns from user responses without requiring annotated reasoning paths. Experiments on three personalized text generation datasets show that PrLM outperforms existing methods and remains robust across varying numbers of retrieved profiles and different retrievers.
Kepu Zhang, Teng Shi, Weijie Yu 0003, Jun Xu 0001
CIKM3
2025 Similarity = Value? Consultation Value-Assessment and Alignment for Personalized Search
abstract
Personalized search systems in e-commerce platforms increasingly involve user interactions with AI assistants, where users consult about products, usage scenarios, and more.Leveraging consultation to personalize search services is trending.Existing methods typically rely on semantic similarity to align historical consultations with current queries due to the absence of 'value' labels, but we observe that semantic similarity alone often fails to capture the true value of consultation for personalization.To address this, we propose a consultation value assessment framework that evaluates historical consultations from three novel perspectives: (1) Scenario Scope Value, (2) Posterior Action Value, and (3) Time Decay Value.Based on this, we introduce VAPS, a value-aware personalized search model that selectively incorporates high-value consultations through a consultation-user action interaction module and an explicit objective that aligns consultations with user actions.Experiments on both public and commercial datasets show that VAPS consistently outperforms baselines in both retrieval and ranking tasks.Codes are available at https://github.com/E-qin/VAPS.
Weicong Qin, Yi Xu 0003, Weijie Yu 0003, Teng Shi, Chenglei Shen, Jianping Fan 0001, Xiao Zhang 0034, Jun Xu 0001
EMNLP3
2025 ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability
abstract
Retrieval-Augmented Generation (RAG) models are designed to incorporate external knowledge, reducing hallucinations caused by insufficient parametric (internal) knowledge. However, even with accurate and relevant retrieved content, RAG models can still produce hallucinations by generating outputs that conflict with the retrieved information. Detecting such hallucinations requires disentangling how Large Language Models (LLMs) balance external and parametric knowledge. Current detection methods often focus on one of these mechanisms or without decoupling their intertwined effects, making accurate detection difficult. In this paper, we investigate the internal mechanisms behind hallucinations in RAG scenarios. We discover hallucinations occur when the **Knowledge FFNs** in LLMs overemphasize parametric knowledge in the residual stream, while **Copying Heads** fail to effectively retain or integrate external knowledge from retrieved content. Based on these findings, we propose **ReDeEP**, a novel method that detects hallucinations by decoupling LLM’s utilization of external context and parametric knowledge. Our experiments show that ReDeEP significantly improves RAG hallucination detection accuracy. Additionally, we introduce AARF, which mitigates hallucinations by modulating the contributions of Knowledge FFNs and Copying Heads.
Zhongxiang Sun, Xiaoxue Zang, Kai Zheng 0001, Jun Xu 0001, Xiao Zhang 0034, Weijie Yu 0003, Yang Song 0008, Han Li 0005
ICLR6
2025 MoRE: A Mixture of Reflectors Framework for Large Language Model-Based Sequential Recommendation
Weicong Qin, Yi Xu 0003, Weijie Yu 0003, Chenglei Shen, Xiao Zhang 0034, Jianping Fan 0001, Jun Xu 0001
RecSys3
2025 Paragon: Parameter Generation for Controllable Multi-Task Recommendation
Chenglei Shen, Jiahao Zhao 0002, Xiao Zhang 0034, Weijie Yu 0003, Jianping Fan 0001
RecSys4
2025 ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding
abstract
Retrieval-Augmented Generation (RAG) systems for Large Language Models (LLMs) have shown promise in knowledge-intensive tasks, yet their reasoning capabilities, particularly for complex multi-step reasoning, remain limited. Although recent approaches have explored integrating RAG with chain-of-thought reasoning or incorporating test-time search with process reward model (PRM), these methods face several untrustworthy challenges, including lack of explanations, bias in PRM training data, early-step bias in PRM scores, and ignoring post-training that fails to fully optimize reasoning potential. To address these issues, we propose Retrieval-Augmented Reasoning through Trustworthy Process Rewarding (ReARTeR), a framework that enhances RAG systems' reasoning capabilities through both post-training and test-time scaling. At test time, ReARTeR introduces Trustworthy Process Rewarding via a Process Reward Model for accurate scalar scoring and a Process Explanation Model (PEM) for generating natural language explanations, enabling step refinement. During post-training, we leverage Monte Carlo Tree Search guided by Trustworthy Process Rewarding to collect high-quality step-level preference data, which is used to optimize the model through Iterative Preference Optimization. ReARTeR tackles three key challenges: (1) misalignment between PRM and PEM, addressed through off-policy preference learning; (2) bias in PRM training data, mitigated by a balanced annotation method and incorporating stronger annotations for difficult examples; and (3) early-step bias in PRM, resolved via a temporal-difference-based look-ahead search strategy. Experimental results on multi-step reasoning benchmarks demonstrate that ReARTeR significantly improves reasoning performance, highlighting its potential to advance the reasoning capability of RAG systems.
Zhongxiang Sun, Qipeng Wang 0007, Weijie Yu 0003, Xiaoxue Zang, Kai Zheng 0001, Jun Xu 0001, Xiao Zhang 0034, Yang Song 0008, Han Li 0005
SIGIR3
2025 Uncertainty-aware evidential learning for legal case retrieval with noisy correspondence
Weicong Qin, Weijie Yu 0003, Kepu Zhang, Haiyuan Zhao, Jun Xu 0001, Ji-Rong Wen
Inf. Sci.2
2024 Logic Rules as Explanations for Legal Case Retrieval
abstract
In this paper, we address the issue of using logic rules to explain the results from legal case retrieval. The task is critical to legal case retrieval because the users (e.g., lawyers or judges) are highly specialized and require the system to provide logic, faithful, and interpretable explanations before making legal decisions. Recently, research efforts have been made to learn explainable legal case retrieval models. However, these methods usually select rationales (key sentences) from the legal cases as explanations, failing to provide faithful and logicly correct explanations. In this paper, we propose Neural-Symbolic enhanced Legal Case Retrieval (NS-LCR), a framework that explicitly conducts reasoning on the matching of legal cases through learning case-level and law-level logic rules. The learned rules are then integrated into the retrieval process in a neuro-symbolic manner. Benefiting from the logic and interpretable nature of the logic rules, NS-LCR is equipped with built-in faithful explainability. We also show that NS-LCR is a model-agnostic framework that can be plug-in for multiple legal retrieval models. To demonstrate the superiority of NS-LCR, we extend the benchmarks of LeCaRD and ELAM with manually annotated logic rules and propose a new explainability measure based on Large Language Models (LLMs). Extensive experiments show that NS-LCR can achieve state-of-the-art ranking performances, and the empirical analysis also showed that NS-LCR is capable of providing faithful explanations for legal case retrieval.
Zhongxiang Sun, Kepu Zhang, Weijie Yu 0003, Jun Xu 0001
LREC/COLING3
2024 Explicitly Integrating Judgment Prediction with Legal Document Retrieval: A Law-Guided Generative Approach
abstract
Legal document retrieval and judgment prediction are crucial tasks in intelligent legal systems. In practice, determining whether two documents share the same judgments is essential for establishing their relevance in legal retrieval. However, existing legal retrieval studies either ignore the vital role of judgment prediction or rely on implicit training objectives, expecting a proper alignment of legal documents in vector space based on their judgments. Neither approach provides explicit evidence of judgment consistency for relevance modeling, leading to inaccuracies and a lack of transparency in retrieval. To address this issue, we propose a law-guided method, namely GEAR, within the generative retrieval framework. GEAR explicitly integrates judgment prediction with legal document retrieval in a sequence-to-sequence manner. Specifically, given the intricate nature of legal documents, we first extract rationales from documents based on the definition of charges in law. We then employ these rationales as queries, ensuring efficiency and producing a shared, informative document representation for both tasks. Second, in accordance with the inherent hierarchy of law, we construct a law structure constraint tree and represent each candidate document as a hierarchical semantic ID based on this tree. This empowers GEAR to perform dual predictions for judgment and relevant documents in a single inference, i.e., traversing the tree from the root through intermediate judgment nodes, to document-specific leaf nodes. Third, we devise the revision loss that jointly minimizes the discrepancy between the IDs of predicted and labeled judgments, as well as retrieved documents, thus improving accuracy and consistency for both tasks. Extensive experiments on two Chinese legal case retrieval datasets show the superiority of GEAR over state-of-the-art methods while maintaining competitive judgment prediction performance. Moreover, we validate the effectiveness of GEAR on a French statutory article retrieval dataset, reaffirming its robustness across languages and domains.
Weicong Qin, Zelin Cao, Weijie Yu 0003, Zihua Si, Jun Xu 0001
SIGIR3
2024 Reinforcing Long-Term Performance in Recommender Systems with User-Oriented Exploration Policy
abstract
Reinforcement learning (RL) has gained popularity in recommender systems for improving long-term performance by effectively exploring users' interests. However, modern recommender systems face the challenge of different user behavioral patterns among millions of items, making exploration more difficult. For example, users with varying activity levels require different exploration intensities. Unfortunately, previous studies often overlook this aspect and apply a uniform exploration strategy to all users, which ultimately hampers long-term user experiences. To tackle these challenges, we propose User-Oriented Exploration Policy (UOEP), a novel approach that enables fine-grained exploration among user groups. We first construct a distributional critic that allows policy optimization based on varying quantile levels of cumulative reward feedback from users, representing user groups with different activity levels. Using this critic as a guide, we design a population of distinct actors dedicated to effective and fine-grained exploration within their respective user groups. To simultaneously enhance diversity and stability during the exploration process, we also introduce a population-level diversity regularization term and a supervision module. Experimental results on public recommendation datasets validate the effectiveness of our approach, as it outperforms all other baselines in terms of long-term performance. Moreover, further analyses reveal the benefits of our approach, including improved performance for low-activity users and increased fairness among users.
Changshuo Zhang, Xiao Zhang 0034, Sunhao Dai, Weijie Yu 0003, Jun Xu 0001
SIGIR5
2024 Explainable Legal Case Matching via Graph Optimal Transport
abstract
Providing human-understandable explanations for the matching predictions is still challenging for current legal case matching methods. One difficulty is that legal cases are semi-structured text documents with complicated case-case and case-law article correlations. To tackle the issue, we propose a novel graph optimal transport (GOT)-based legal case matching model that is able to provide not only the matching predictions but also plausible and faithful explanations for the prediction. The model, called GEIOT-Match, first constructs a heterogeneous graph to explicitly represent the semi-structured nature of legal cases and their associations with the law articles. Therefore, matching two legal cases amounts to identifying the rationales from the paired legal case sub-graphs in the heterogeneous graph and then aligning between them. An inverse optimal transport (IOT) model on graphs is learned to extract rationales from paired legal cases. The extracted rationales and the heterogeneous graph demonstrate the key legal characteristics of legal cases, which can be further used to conduct matching and generate explanations for the matching. Experimental results showed that GEIOT-Match outperformed state-of-the-art baselines in terms of matching prediction, rationale extraction, and natural language explanation generation.
Zhongxiang Sun, Weijie Yu 0003, Zihua Si, Jun Xu 0001, Zhenhua Dong, Xu Chen 0017, Hongteng Xu, Ji-Rong Wen
IEEE Trans. Knowl. Data Eng.2
2023 Uncovering ChatGPT's Capabilities in Recommender Systems
abstract
The debut of ChatGPT has recently attracted significant attention from the natural language processing (NLP) community and beyond. Existing studies have demonstrated that ChatGPT shows significant improvement in a range of downstream NLP tasks, but the capabilities and limitations of ChatGPT in terms of recommendations remain unclear. In this study, we aim to enhance ChatGPT’s recommendation capabilities by aligning it with traditional information retrieval (IR) ranking capabilities, including point-wise, pair-wise, and list-wise ranking. To achieve this goal, we re-formulate the aforementioned three recommendation policies into prompt formats tailored specifically to the domain at hand. Through extensive experiments on four datasets from different domains, we analyze the distinctions among the three recommendation policies. Our findings indicate that ChatGPT achieves an optimal balance between cost and performance when equipped with list-wise ranking. This research sheds light on a promising direction for aligning ChatGPT with recommendation tasks. To facilitate further explorations in this area, the full code and detailed original results are open-sourced at https://github.com/rainym00d/LLM4RS.
Sunhao Dai, Ninglu Shao, Haiyuan Zhao, Weijie Yu 0003, Zihua Si, Chen Xu 0010, Zhongxiang Sun, Xiao Zhang 0034, Jun Xu 0001
RecSys4
2022 Optimal Partial Transport Based Sentence Selection for Long-form Document Matching
abstract
One typical approach to long-form document matching is first conducting alignment between cross-document sentence pairs, and then aggregating all of the sentence-level matching signals. However, this approach could be problematic because the alignment between documents is partial — despite two documents as a whole are well-matched, most of the sentences could still be dissimilar. Those dissimilar sentences lead to spurious sentence-level matching signals which may overwhelm the real ones, increasing the difficulties of learning the matching function. Therefore, accurately selecting the key sentences for document matching is becoming a challenging issue. To address the issue, we propose a novel matching approach that equips existing document matching models with an Optimal Partial Transport (OPT) based component, namely OPT-Match, which selects the sentences that play a major role in matching. Enjoying the partial transport properties of OPT, the selected key sentences can not only effectively enhance the matching accuracy, but also be explained as the rationales for the matching results. Extensive experiments on four publicly available datasets demonstrated that existing methods equipped with OPT-Match consistently outperformed the corresponding underlying methods. Evaluations also showed that the key sentences selected by OPT-Match were consistent with human-provided rationales.
Weijie Yu 0003, Liang Pang 0001, Jun Xu 0001, Bing Su 0001, Zhenhua Dong, Ji-Rong Wen
COLING1
2022 Explainable Legal Case Matching via Inverse Optimal Transport-based Rationale Extraction
abstract
As an essential operation of legal retrieval, legal case matching plays a central role in intelligent legal systems. This task has a high demand on the explainability of matching results because of its critical impacts on downstream applications --- the matched legal cases may provide supportive evidence for the judgments of target cases and thus influence the fairness and justice of legal decisions. Focusing on this challenging task, we propose a novel and explainable method, namely IOT-Match, with the help of computational optimal transport, which formulates the legal case matching problem as an inverse optimal transport (IOT) problem. Different from most existing methods, which merely focus on the sentence-level semantic similarity between legal cases, our IOT-Match learns to extract rationales from paired legal cases based on both semantics and legal characteristics of their sentences. The extracted rationales are further applied to generate faithful explanations and conduct matching. Moreover, the proposed IOT-Match is robust to the alignment label insufficiency issue commonly in practical legal case matching tasks, which is suitable for both supervised and semi-supervised learning paradigms. To demonstrate the superiority of our IOT-Match method and construct a benchmark of explainable legal case matching task, we not only extend the well-known Challenge of AI in Law (CAIL) dataset but also build a new Explainable Legal cAse Matching (ELAM) dataset, which contains lots of legal cases with detailed and explainable annotations. Experiments on these two datasets show that our IOT-Match outperforms state-of-the-art methods consistently on matching prediction, rationale extraction, and explanation generation.
Weijie Yu 0003, Zhongxiang Sun, Jun Xu 0001, Zhenhua Dong, Xu Chen 0017, Hongteng Xu, Ji-Rong Wen
SIGIR1
2022 Distribution Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains
abstract
Projecting the input text pair into a common semantic space where the matching function can be readily learned is an essential step for asymmetrical text matching. In the practice, it is often observed that the feature vectors from asymmetrical texts show a tendency to be gradually undistinguishable in the semantic space as the model is trained. However, the phenomenon is overlooked in existing studies. As a result, the feature vectors are constructed without any regularization, which inevitably hinders the learning of the downstream matching functions. In this paper, we first exploit the phenomenon and propose DDR-Match, a novel matching framework tailored for asymmetrical text matching. Specifically, in DDR-Match, a distribution distance-based regularizer is devised to accelerate the fusion of sequence representations corresponding to different domains in the semantic space. Then, we provide three instances of DDR-Match and make a comparison among them. DDR-Match is compatible with existing text matching methods by incorporating them as the underlying matching model. Four popular text matching methods are exploited in the paper. Extensive experimental results based on five publicly available benchmarks showed that DDR-Match consistently outperformed its underlying methods.
Weijie Yu 0003, Chen Xu 0010, Jun Xu 0001, Liang Pang 0001, Ji-Rong Wen
IEEE ACM Trans. Audio Speech Lang. Process.1
2020 Wasserstein Distance Regularized Sequence Representation for Text Matching in Asymmetrical Domains
abstract
One approach to matching texts from asymmetrical domains is projecting the input sequences into a common semantic space as feature vectors upon which the matching function can be readily defined and learned.In realworld matching practices, it is often observed that with the training goes on, the feature vectors projected from different domains tend to be indistinguishable.The phenomenon, however, is often overlooked in existing matching models.As a result, the feature vectors are constructed without any regularization, which inevitably increases the difficulty of learning the downstream matching functions.In this paper, we propose a novel match method tailored for text matching in asymmetrical domains, called WD-Match.In WD-Match, a Wasserstein distance-based regularizer is defined to regularize the features vectors projected from different domains.As a result, the method enforces the feature projection function to generate vectors such that those correspond to different domains cannot be easily discriminated.The training process of WD-Match amounts to a game that minimizes the matching loss regularized by the Wasserstein distance.WD-Match can be used to improve different text matching methods, by using the method as its underlying matching model.Four popular text matching methods have been exploited in the paper.Experimental results based on four publicly available benchmarks showed that WD-Match consistently outperformed the underlying methods and the baselines.
Weijie Yu 0003, Chen Xu 0010, Jun Xu 0001, Liang Pang 0001, Xiaopeng Gao, Xiaozhao Wang, Ji-Rong Wen
EMNLP (1)1