Abstract Broadcast protocols enable a set of n parties to agree on the input of a designated sender, even facing attacks by malicious parties. In the honest-majority setting, randomization and cryptography were harnessed to achieve low-communication broadcast with sub-quadratic total communication and balanced sub-linear cost per party. However, comparatively little is known in the dishonest-majority setting. Here, the most communication-efficient constructions are based on Dolev and Strong (SICOMP ’83), and sub-quadratic broadcast has not been achieved. On the other hand, the only nontrivial $$\omega (n)$$ ω ( n ) communication lower bounds are restricted to deterministic protocols, or against strong adaptive adversaries that can perform “after the fact” removal of messages. We provide new communication lower bounds in this space, which hold against arbitrary cryptography and setup assumptions, as well as a simple sub-quadratic broadcast protocol showing near tightness of our first bound.

Protocols for state-machine replication (SMR) often trade off performance for resilience to network delay. In particular, protocols for asynchronous SMR tolerate arbitrary network delay but sacrifice throughput/latency when the network is fast, while partially synchronous protocols have good performance in a fast network but fail to make progress if the network experiences high delay. Existing hybrid protocols are resilient to arbitrary network delay and have good performance when the network is fast, but suffer from high overhead (''thrashing'') if the network repeatedly switches between being fast and slow, e.g., in a network that is typically fast but has intermittent message delays.

The Algorand consensus protocol is interesting both in theory and in practice. On the theoretical side, to achieve adaptive security, it introduces the novel idea of player replaceability, where each step of the protocol is executed by a different randomly selected committee whose members remain secret until they send their first and only message. The protocol provides consistency under arbitrary network conditions and liveness under intermittent network partitions. On the practical side, the protocol is used to secure the Algorand cryptocurrency, whose total value is approximately 850M at the time of writing.

The blockchain data structure maintained via the longest-chain rule—popularized by Bitcoin—is a powerful algorithmic tool for consensus algorithms. Such algorithms achieve consistency for blocks in the chain as a function of their depth from the end of the chain. While the analysis of Bitcoin guarantees consistency with error 2−k for blocks of depth O(k), the state-of-the-art of proof-of-stake (PoS) blockchains suffers from a quadratic dependence on k: these protocols, exemplified by Ouroboros (Crypto 2017), Ouroboros Praos (Eurocrypt 2018) and Sleepy Consensus (Asiacrypt 2017), can only establish that depth Θ(k2) is sufficient. Whether this quadratic gap is an intrinsic limitation of PoS—due to issues such as the nothing-at-stake problem—has been an urgent open question, as deployed PoS blockchains further rely on consistency for protocol correctnes. We give an axiomatic theory of blockchain dynamics that permits rigorous reasoning about the longest-chain rule and achieve, in broad generality, Θ(k) dependence on depth in order to achieve consistency error 2−k In particular, for the first time we show that PoS protocols can match proof-of-work protocols for linear consistency. We analyze the associated stochastic process, give a recursive relation for the critical functionals of this process, and derive tail bounds in both i.i.d. and martingale settings via associated generating functions.