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Guanhua Ye

dblp:43/6374 · DBLP profile ↗
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33ranked-venue papers
7as first author
29since 2021 · last 2026
0000-0002-1683-1875ORCID · verified

Domains — the database's venue-derived domains; a paper can count in several

Databases, data management, data science and information retrieval · 20 · 19 since 2021Artificial intelligence and machine learning · 9 · 1 first-author · 9 since 2021Applied, interdisciplinary, general and emerging computing · 9 · 3 first-author · 9 since 2021Graphics, computer vision, multimedia, augmented reality and games · 4 · 1 first-author · 4 since 2021Computer networks · 3 · 3 first-author

Expertise — from the expertise taxonomy: the topics of the expert's papers under the CCF categories. A weight counts papers with recency: 1 for a paper about the topic, 0.3 when the topic is its context, halved every five years.

Artificial intelligence
14 papers
Graph learning · 43% Efficient and distributed learning · 25% Representation and self-supervised learning · 8%
Databases, data mining, and information retrieval
14 papers
Recommender systems · 48% Knowledge graphs · 31% Data mining · 11%
Network and information security
4 papers
Security and privacy of machine learning · 67% Privacy and data protection · 33%

Topics — the 30 heaviest of 60, each with the papers that count most for it

TopicWeightPapersLastEvidence papers
Machine learning › Graph learning › graph neural network › efficient graph neural network
graph condensation
3.542025
Graph Condensation: A Survey · IEEE Trans. Knowl. Data Eng. 2025
RobGC: Towards Robust Graph Condensation · IEEE Trans. Knowl. Data Eng. 2025
Rethinking and Accelerating Graph Condensation: A Training-Free Approach with Class Partition · WWW 2025
Machine learning › Graph learning
graph neural network training
3.542025
Graph Condensation: A Survey · IEEE Trans. Knowl. Data Eng. 2025
RobGC: Towards Robust Graph Condensation · IEEE Trans. Knowl. Data Eng. 2025
Rethinking and Accelerating Graph Condensation: A Training-Free Approach with Class Partition · WWW 2025
Machine learning › Efficient and distributed learning
federated learning
2.532025
CSAHFL: Clustered Semi-Asynchronous Hierarchical Federated Learning for Dual-layer Non-IID in Heterogeneous Edge Computing Networks · IJCAI 2025
Reinforcement Active Client Selection for Federated Heterogeneous Graph Learning · AAAI 2025
Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations · KDD 2024
Recommender systems
sequential recommendation
1.722025
FELLAS: Enhancing Federated Sequential Recommendation with LLM as External Services · ACM Trans. Inf. Syst. 2025
PTF-FSR: A Parameter Transmission-Free Federated Sequential Recommender System · ACM Trans. Inf. Syst. 2025
Recommender systems
point-of-interest recommendation
1.522024
Physical Trajectory Inference Attack and Defense in Decentralized POI Recommendation · WWW 2024
Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations · KDD 2024
Machine learning › Representation and self-supervised learning
contrastive learning
1.022025
Unraveling the 'Anomaly' in Time Series Anomaly Detection: A Self-supervised Tri-domain Solution · ICDE 2024
Contrastive Graph Condensation: Advancing Data Versatility through Self-Supervised Learning · KDD (2) 2025
Knowledge graphs
knowledge graph embedding
1.012026
Multi-Granularity Multi-Modal Knowledge Graph Representation Learning via Subgraph-Aware Adaptive Fusion and Hierarchical Relation Modeling · WWW 2026
Knowledge graphs
knowledge graph reasoning
1.012026
HFR-MKGC: Hierarchical Fusion Reasoning with MLLMs for Multi-modal Knowledge Graph Completion · AAAI 2026
Knowledge graphs › link prediction
multimodal knowledge graph completion
1.012026
HFR-MKGC: Hierarchical Fusion Reasoning with MLLMs for Multi-modal Knowledge Graph Completion · AAAI 2026
Knowledge graphs › knowledge graph embedding
multimodal knowledge graph embedding
1.012026
Multi-Granularity Multi-Modal Knowledge Graph Representation Learning via Subgraph-Aware Adaptive Fusion and Hierarchical Relation Modeling · WWW 2026
Machine learning › Probabilistic and Bayesian machine learning › causal inference
causal effect estimation
0.912025
Progressive Generalization Risk Reduction for Data-Efficient Causal Effect Estimation · KDD (1) 2025
Machine learning › Probabilistic and Bayesian machine learning
causal inference
0.912025
Progressive Generalization Risk Reduction for Data-Efficient Causal Effect Estimation · KDD (1) 2025
Machine learning › Efficient and distributed learning › federated learning
client selection
0.912025
Reinforcement Active Client Selection for Federated Heterogeneous Graph Learning · AAAI 2025
Machine learning › Graph learning › heterogeneous graph learning
federated heterogeneous graph learning
0.912025
Reinforcement Active Client Selection for Federated Heterogeneous Graph Learning · AAAI 2025
Machine learning › Graph learning › graph neural network training
GNN training acceleration
0.912025
Contrastive Graph Condensation: Advancing Data Versatility through Self-Supervised Learning · KDD (2) 2025
Machine learning › Trustworthy machine learning › adversarial machine learning
graph neural network robustness
0.912025
RobGC: Towards Robust Graph Condensation · IEEE Trans. Knowl. Data Eng. 2025
Machine learning › Graph learning
heterogeneous graph learning
0.912025
Reinforcement Active Client Selection for Federated Heterogeneous Graph Learning · AAAI 2025
Machine learning › Efficient and distributed learning › federated learning
hierarchical federated learning
0.912025
CSAHFL: Clustered Semi-Asynchronous Hierarchical Federated Learning for Dual-layer Non-IID in Heterogeneous Edge Computing Networks · IJCAI 2025
Machine learning › Efficient and distributed learning
model compression
0.912025
On-device Content-based Recommendation with Single-shot Embedding Pruning: A Cooperative Game Perspective · WWW 2025
Spatial and temporal data management › spatial crowdsourcing
adaptive task assignment
0.912025
DATA-WA: Demand-Based Adaptive Task Assignment with Dynamic Worker Availability Windows · ICDE 2025
Recommender systems
content-based recommendation
0.912025
On-device Content-based Recommendation with Single-shot Embedding Pruning: A Cooperative Game Perspective · WWW 2025
Knowledge graphs › knowledge graph alignment
entity alignment
0.912025
Towards Unsupervised Entity Alignment for Highly Heterogeneous Knowledge Graphs · ICDE 2025
Recommender systems
federated recommendation
0.912025
Robust federated contrastive recommender system against targeted model poisoning attack · Sci. China Inf. Sci. 2025
Recommender systems › trustworthy recommendation
privacy-preserving recommendation
0.912025
PTF-FSR: A Parameter Transmission-Free Federated Sequential Recommender System · ACM Trans. Inf. Syst. 2025
Spatial and temporal data management
spatial crowdsourcing
0.912025
DATA-WA: Demand-Based Adaptive Task Assignment with Dynamic Worker Availability Windows · ICDE 2025
Knowledge graphs › knowledge graph alignment › entity alignment
unsupervised entity alignment
0.912025
Towards Unsupervised Entity Alignment for Highly Heterogeneous Knowledge Graphs · ICDE 2025
Security and privacy of machine learning › poisoning attack
model poisoning attack
0.912025
Robust federated contrastive recommender system against targeted model poisoning attack · Sci. China Inf. Sci. 2025
Security and privacy of machine learning
poisoning attack
0.912025
Robust federated contrastive recommender system against targeted model poisoning attack · Sci. China Inf. Sci. 2025
Machine learning › Efficient and distributed learning › distributed training › edge training
device-cloud collaborative learning
0.812024
Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations · KDD 2024
Data mining
anomaly detection
0.812024
Unraveling the 'Anomaly' in Time Series Anomaly Detection: A Self-supervised Tri-domain Solution · ICDE 2024

Methods — techniques the papers use, named apart from their topics

contrastive learning · 7.7federated learning · 5.0large language model · 4.5clustering · 2.6instruction-based reasoning · 2.0hard negative sampling · 2.0adversarial training · 2.0test-time training · 1.0retrieval-augmented generation · 1.0hierarchical relation modeling · 1.0adaptive fusion · 1.0transformer · 0.9semi-asynchronous aggregation · 0.9regularization · 0.9multivariate time series learning · 0.9graph partition · 0.9feature balancing · 0.9embedding augmentation · 0.9
YearPublicationVenuePosition
2026 HFR-MKGC: Hierarchical Fusion Reasoning with MLLMs for Multi-modal Knowledge Graph Completion
abstract
Multi-modal knowledge graph completion (MMKGC) aims to infer missing entities of triples by leveraging heterogeneous information in knowledge graph (KG). However, existing approaches often struggle with inconsistent modality alignment, limited reasoning depth, and insufficient negative sample quality. In this work, we propose HFR-MKGC, a novel framework that integrates hierarchical modal fusion and Multimodal Large Language Model (MLLM) reasoning for robust and expressive MMKGC. Specifically, we introduce a relation-guided hierarchical modal fusion module, which conducts fine-grained intra-visual fusion and relation-guided cross-modal integration to yield rich entity representations. HFR-MKGC employs a fine-tuned MLLM to perform instruction-based triple reasoning, producing candidate entities for completion. Then, it constructs hard negative samples through textual perturbation by MLLM and visual feature augmentation with rotation and noise. HFR-MKGC optimizes the model via adversarial training. Extensive experiments on three MMKGC benchmarks demonstrate that our method outperforms state-of-the-art methods, validating its effectiveness in MMKGC.
Junping Du 0001, Zhe Xue, Meiyu Liang, Guanhua Ye, Yingxia Shao, Hai-Sheng Li 0002
AAAI5
2026 Rethink Representation Learning for Questionnaire Data
abstract
Questionnaire data serve as a valuable resource across numerous scientific domains, offering insights into human behavior, health, and social trends. Traditional downsampling-based representation learning methods—such as standardization and one-hot encoding—reformat these data into tabular structures that inherently discard semantic richness and obscure inter-sample and inter-feature relationships. Consequently, advanced deep learning models often underperform compared to simpler approaches like gradient-boosted decision trees (GBDT), due to their limited capacity to extract meaningful representations from semantically sparse inputs. To address this limitation, we introduce SemantiQ, a novel upsampling-based representation learning framework that embeds questionnaire responses into a unified semantic space. Leveraging Retrieval-Augmented Generation (RAG) in conjunction with large language models (LLMs), SemantiQ transforms question text, option text, and external knowledge into semantically enriched natural language statements. These statements are then encoded into semantic embeddings, which are further refined through a three-stage training mechanism and test-time training (TTT), enabling the model to capture complex sample- and feature-wise dependencies. Extensive experiments on multiple real-world datasets demonstrate that SemantiQ consistently outperforms state-of-the-art baselines.
Guanhua Ye, Jifeng He 0003, Junping Du 0001, Zhe Xue, Yingxia Shao, Meiyu Liang, Yawen Li 0001
AAAI1
2026 Multi-Granularity Multi-Modal Knowledge Graph Representation Learning via Subgraph-Aware Adaptive Fusion and Hierarchical Relation Modeling
Peining Li, Meiyu Liang, Junping Du 0001, Zhe Xue, Guanhua Ye, Wu Liu 0005, Lei Shi 0030
WWW6
2026 MedFuse: a multi-source data fusion framework for diabetic retinopathy lesion segmentation
Jiantong Du, Yawen Li 0001, Liwen Liao, Guanhua Ye
Frontiers Comput. Sci.6
2025 Reinforcement Active Client Selection for Federated Heterogeneous Graph Learning
abstract
Carefully selecting clients to participate in aggregation can assist the global model in achieving better performance. However, existing research on federated heterogeneous graph learning (FHGL) has shown limited attention to the client selection (CS) problem. Current CS algorithms face challenges in accurately evaluating client contributions and selecting appropriate participants in the context of FHGL, leading to a dilemma between convergence and accuracy. In this paper, we propose a Reinforcement Active client selection based Federated Heterogeneous Graph Learning (RAFHGL), which precisely evaluates the importance of local heterogeneous graph data and selects high-contributing clients for aggregation. RAFHGL employs an active learning agent to select representative nodes for local training. The statistical features of the active scores are used to assess client contributions. A client selection agent then chooses clients conducive to global model convergence for aggregation. To address heterogeneity introduced by sample and client selection, the training process stabilizes by correcting local losses based on data prototypes. Experimental results on 4 publicly available heterogeneous graph datasets show that RAFHGL outperforms existing Client Selection algorithms in federated heterogeneous graph learning scenarios in terms of performance and convergence.
Jia Wang 0011, Yawen Li 0001, Yingxia Shao, Zhe Xue, Zeli Guan, Ang Li 0015, Guanhua Ye
AAAI7
2025 A Memetic Algorithm for the Capacity-Constrained Community Detection Problem in Social Networks
abstract
Community detection in social networks plays a vital role in understanding structural influence and optimizing promotional strategies. This study proposes a capacity-constrained community detection problem (CCDP) model to identify the most influential community under practical limitations of promotion opportunities. Given the NP-hard nature of the problem, an efficient memetic algorithm is developed. Extensive experiments demonstrate its superiority over CPLEX and several heuristic and community detection approaches. Further analysis on convergence, parameter sensitivity, and crossover operator provides deeper insights into the algorithm’s performance.
Yawen Li 0001, Zequn Wei, Guanhua Ye, Jintong Ren
CEC4
2025 DATA-WA: Demand-Based Adaptive Task Assignment with Dynamic Worker Availability Windows
abstract
With the rapid advancement of mobile networks and the widespread use of mobile devices, spatial crowdsourcing, which involves assigning location-based tasks to mobile workers, has gained significant attention. However, most existing research focuses on task assignment at the current moment, overlooking the fluctuating demand and supply between tasks and workers over time. To address this issue, we introduce an adaptive task assignment problem, which aims to maximize the number of assigned tasks by dynamically adjusting task assignments in response to changing demand and supply. We develop a spatial crowdsourcing framework, namely demand-based adaptive task assignment with dynamic worker availability windows, which consists of two components including task demand prediction and task assignment. In the first component, we construct a graph adjacency matrix representing the demand dependency relationships in different regions and employ a multivariate time series learning approach to predict future task demands. In the task assignment component, we adjust tasks to workers based on these predictions, worker availability windows, and the current task assignments, where each worker has an availability window that indicates the time periods they are available for task assignments. To reduce the search space of task assignments and be efficient, we propose a worker dependency separation approach based on graph partition and a task value function with reinforcement learning. Experiments on real data demonstrate that our proposals are both effective and efficient.
Jiannan Guo 0001, Dazhuo Qiu, Yawen Li 0001, Guanhua Ye, Yan Zhao 0008, Kai Zheng 0001
ICDE5
2025 Towards Unsupervised Entity Alignment for Highly Heterogeneous Knowledge Graphs
abstract
Highly Heterogeneous Entity Alignment (HHEA) represents a more realistic application scenario of Entity Alignment (EA). This challenging task aims to align equivalent entities between highly heterogeneous knowledge graphs (HHKGs) with significant differences in structure, scale, and overlap. In practice, obtaining labeled data for HHEA is often difficult, necessitating research into unsupervised HHEA. This involves addressing several challenges, including the difficulty in capturing structural and semantic associations between HHKGs, the absence of explicit HHEA paradigms, and the high time and computational costs. Unfortunately, there is no solution for unsupervised HHEA. To bridge this gap, this paper formally investigates the unsupervised HHEA problem and proposes an effective unsupervised HHEA solution, AdaCoAgentEA, which addresses the challenges of unsupervised HHEA from the perspective of multi-agent collaboration. Specifically, we design an adaptive collaboration framework with three functional areas powered by multi-agent LLMs and small models, effectively eliminating dependence on labeled data while capturing structural and semantic correlations between HHKGs. Furthermore, we design a suite of optimization tools for AdaCoAgentEA, including meta-alignment mechanisms and communication protocols, which facilitate effective associations between HHKGs and provide explicit HHEA paradigms while reducing time and computational costs. Extensive experiments demonstrate that our proposed framework achieves state-of-the-art performance in both unsupervised HHEA and classic EA tasks across five datasets, rivaling fully supervised models while maintaining high efficiency and scalability.
Runhao Zhao, Weixin Zeng, Jiuyang Tang, Yawen Li 0001, Guanhua Ye, Junping Du 0001, Xiang Zhao 0002
ICDE5
2025 CSAHFL: Clustered Semi-Asynchronous Hierarchical Federated Learning for Dual-layer Non-IID in Heterogeneous Edge Computing Networks
abstract
Federated Learning (FL) enables collaborative model training across distributed devices without sharing raw data. Hierarchical Federated Learning (HFL) is a new paradigm of FL that leverages the Edge Servers (ESs) layer as an intermediary to perform partial local model aggregation in proximity, reducing core network transmission overhead. However, HFL faces new challenges: (1) The two-stage aggregation process between client-edge and edge-cloud results in a dual-layer non-IID issue, which may significantly compromise model training accuracy. (2) The heterogeneity and mobility of clients further impact model training efficiency. To address these challenges, we propose a novel Clustered Semi-Asynchronous Hierarchical Federated Learning (CSAHFL) framework that integrates adaptive semi-asynchronous intra-cluster aggregation at client-edge layer and dynamic distribution-aware inter-cluster aggregation at edge-cloud layer, collaboratively enhancing model performance and scalability in heterogeneous and mobile environments. We conducte experiments under varying degrees of dual-layer non-IID in both static and high-mobility scenarios. The results demonstrate significant advantages of CSAHFL over representative state-of-the-art methods.
Aijing Li, Junping Du 0001, Yingxia Shao, Guanhua Ye
IJCAI6
2025 Contrastive Graph Condensation: Advancing Data Versatility through Self-Supervised Learning
abstract
With the increasing computation of training graph neural networks (GNNs) on large-scale graphs, graph condensation (GC) has emerged as a promising solution to synthesize compact, substitute graphs of the large-scale original graphs for efficient GNN training. However, these condensed graphs are specifically designed for the node classification task, significantly limiting the versatility of the synthesized data across various downstream tasks. This limitation predominantly stems from the reliance of existing GC methods on classification as the surrogate task for optimization, which leads to an excessive dependence on node labels and restricts their utility in label-scarcity scenarios. More critically, this surrogate task tends to overfit class-specific information within the condensed graph, consequently restricting the generalization capabilities of GC for other downstream tasks. To address these challenges, we introduce Contrastive Graph Condensation (CTGC), which adopts a self-supervised surrogate task to extract critical, causal information from the original graph and enhance the cross-task generalizability of the condensed graph. Specifically, CTGC employs a dual-branch framework to disentangle the generation of the node attributes and graph structures, where a dedicated structural branch is designed to explicitly encode geometric information through nodes' positional embeddings. By implementing an alternating optimization scheme with contrastive loss terms, CTGC promotes the mutual enhancement of both branches and facilitates high-quality graph generation through the model inversion technique. Extensive experiments demonstrate that CTGC excels in handling various downstream tasks with a limited number of labels, consistently outperforming state-of-the-art GC methods.
Xinyi Gao 0001, Yayong Li, Tong Chen 0005, Guanhua Ye, Wentao Zhang 0001, Hongzhi Yin
KDD (2)4
2025 Progressive Generalization Risk Reduction for Data-Efficient Causal Effect Estimation
abstract
Causal effect estimation (CEE) provides a crucial tool for predicting the unobserved counterfactual outcome for an entity. As CEE relaxes the requirement for "perfect'' counterfactual samples (e.g., patients with identical attributes and only differ in treatments received) that are impractical to obtain and can instead operate on observational data, it is usually used in high-stake domains like medical treatment effect prediction. Nevertheless, in those high-stake domains, gathering a decently sized, fully labelled observational dataset remains challenging due to hurdles associated with costs, ethics, expertise and time needed, etc., of which medical treatment surveys are a typical example. Consequently, if the training dataset is small in scale, low generalization risks can hardly be achieved on any CEE algorithms.
Hechuan Wen, Tong Chen 0005, Guanhua Ye, Li Kheng Chai, Shazia Sadiq, Hongzhi Yin
KDD (1)3
2025 Rethinking and Accelerating Graph Condensation: A Training-Free Approach with Class Partition
abstract
The increasing prevalence of large-scale graphs poses a significant challenge for graph neural network training, attributed to their substantial computational requirements. In response, graph condensation (GC) emerges as a promising data-centric solution aiming to substitute the large graph with a small yet informative condensed graph to facilitate data-efficient GNN training. However, existing GC methods suffer from intricate optimization processes, necessitating excessive computing resources and training time. In this paper, we revisit existing GC optimization strategies and identify two pervasive issues therein: (1) various GC optimization strategies converge to coarse-grained class-level node feature matching between the original and condensed graphs; (2) existing GC methods rely on a Siamese graph network architecture that requires time-consuming bi-level optimization with iterative gradient computations. To overcome these issues, we propose a training-free GC framework termed Class-partitioned Graph Condensation (CGC), which refines the node distribution matching from the class-to-class paradigm into a novel class-to-node paradigm, transforming the GC optimization into a class partition problem which can be efficiently solved by any clustering methods. Moreover, CGC incorporates a pre-defined graph structure to enable a closed-form solution for condensed node features, eliminating the need for back-and-forth gradient descent in existing GC approaches. Extensive experiments demonstrate that CGC achieves an exceedingly efficient condensation process with advanced accuracy. Compared with the state-of-the-art GC methods, CGC condenses the Ogbn-products graph within 30 seconds, achieving a speedup ranging from 102 × to 104 × and increasing accuracy by up to 4.2%.
Xinyi Gao 0001, Guanhua Ye, Tong Chen 0005, Wentao Zhang 0001, Junliang Yu, Hongzhi Yin
WWW2
2025 On-device Content-based Recommendation with Single-shot Embedding Pruning: A Cooperative Game Perspective
abstract
Content-based Recommender Systems (CRSs) play a crucial role in shaping user experiences in e-commerce, online advertising, and personalized recommendations. However, due to the vast amount of categorical features, the embedding tables used in CRS models pose a significant storage bottleneck for real-world deployment, especially on resource-constrained devices. To address this problem, various embedding pruning methods have been proposed, but most existing ones require expensive retraining steps for each target parameter budget, leading to enormous computation costs. In reality, this computation cost is a major hurdle in real-world applications with diverse storage requirements, such as federated learning and streaming settings. In this paper, we propose Shapley Value-guided Embedding Reduction (Shaver) as our response. With Shaver, we view the problem from a cooperative game perspective, and quantify each embedding parameter's contribution with Shapley values to facilitate contribution-based parameter pruning. To address the inherently high computation costs of Shapley values, we propose an efficient and unbiased method to estimate Shapley values of a CRS's embedding parameters. Moreover, in the pruning stage, we put forward a field-aware codebook to mitigate the information loss in the traditional zero-out treatment. Through extensive experiments on three real-world datasets, Shaver has demonstrated competitive performance with lightweight recommendation models across various parameter budgets. The source code is available at https://github.com/chenxing1999/shaver.
Hung Vinh Tran, Tong Chen 0005, Guanhua Ye, Nguyen Quoc Viet Hung, Kai Zheng 0001, Hongzhi Yin
WWW3
2025 Robust federated contrastive recommender system against targeted model poisoning attack
abstract
Abstract Federated recommender systems (FedRecs) have garnered increasing attention recently, thanks to their privacy-preserving benefits. However, the decentralized and open characteristics of current FedRecs present at least two dilemmas. First, the performance of FedRecs is compromised due to highly sparse on-device data for each client. Second, the system’s robustness is undermined by the vulnerability to model poisoning attacks launched by malicious users. In this paper, we introduce a novel contrastive learning framework designed to fully leverage the client’s sparse data through embedding augmentation, referred to as CL4FedRec. Unlike previous contrastive learning approaches in FedRecs that necessitate clients to share their private parameters, our CL4FedRec aligns with the basic FedRec learning protocol, ensuring compatibility with most existing FedRec implementations. We then evaluate the robustness of FedRecs equipped with CL4FedRec by subjecting it to several state-of-the-art model poisoning attacks. Surprisingly, our observations reveal that contrastive learning tends to exacerbate the vulnerability of FedRecs to these attacks. This is attributed to the enhanced embedding uniformity, making the polluted target item embedding easily proximate to popular items. Based on this insight, we propose an enhanced and robust version of CL4FedRec (rCL4FedRec) by introducing a regularizer to maintain the distance among item embeddings with different popularity levels. Extensive experiments conducted on four commonly used recommendation datasets demonstrate that rCL4FedRec significantly enhances both the model’s performance and the robustness of FedRecs.
Wei Yuan 0003, Chaoqun Yang 0002, Liang Qu, Guanhua Ye, Nguyen Quoc Viet Hung, Hongzhi Yin
Sci. China Inf. Sci.4
2025 DecKG: Decentralized collaborative learning with knowledge graph enhancement for POI recommendation
Ruiqi Zheng, Liang Qu, Guanhua Ye, Tong Chen 0005, Yuhui Shi 0001, Hongzhi Yin
Inf. Sci.3
2025 RobGC: Towards Robust Graph Condensation
abstract
The increasing prevalence of large-scale graphs presents a significant challenge for graph neural networks (GNNs) training due to their computational demands, limiting the applicability of GNNs in various scenarios. In response to this challenge, graph condensation (GC) is proposed as a promising acceleration solution, focusing on generating an informative compact graph that enables efficient training of GNNs while retaining performance. Despite the potential to accelerate GNN training, existing GC methods overlook the quality of large training graphs during both the training and inference stages. They indiscriminately emulate the training graph distributions, making the condensed graphs susceptible to noises within the training graph and significantly impeding the application of GC in intricate real-world scenarios. To address this issue, we propose robust graph condensation (RobGC), a plug-and-play approach for GC to extend the robustness and applicability of condensed graphs in noisy graph structure environments. Specifically, RobGC leverages the condensed graph as a feedback signal to guide the denoising process on the original training graph. A label propagation-based alternating optimization strategy is in place for the condensation and denoising processes, contributing to the mutual purification of the condensed graph and training graph. Additionally, as a GC method designed for inductive graph inference, RobGC facilitates test-time graph denoising by leveraging the noise-free condensed graph to calibrate the structure of the test graph. Extensive experiments show that RobGC is compatible with various GC methods, significantly boosting their robustness.
Xinyi Gao 0001, Hongzhi Yin, Tong Chen 0005, Guanhua Ye, Wentao Zhang 0001, Bin Cui 0001
IEEE Trans. Knowl. Data Eng.4
2025 Graph Condensation: A Survey
abstract
The rapid growth of graph data poses significant challenges in storage, transmission, and particularly the training of graph neural networks (GNNs). To address these challenges, graph condensation (GC) has emerged as an innovative solution. GC focuses on synthesizing a compact yet highly representative graph, enabling GNNs trained on it to achieve performance comparable to those trained on the original large graph. The notable efficacy of GC and its broad prospects have garnered significant attention and spurred extensive research. This survey paper provides an up-to-date and systematic overview of GC, organizing existing research into five categories aligned with critical GC evaluation criteria: effectiveness, generalization, efficiency, fairness, and robustness. To facilitate an in-depth and comprehensive understanding of GC, this paper examines various methods under each category and thoroughly discusses two essential components within GC: optimization strategies and condensed graph generation. We also empirically compare and analyze representative GC methods with diverse optimization strategies based on the five proposed GC evaluation criteria. Finally, we explore the applications of GC in various fields, outline the related open-source libraries, and highlight the present challenges and novel insights, with the aim of promoting advancements in future research.
Xinyi Gao 0001, Junliang Yu, Tong Chen 0005, Guanhua Ye, Wentao Zhang 0001, Hongzhi Yin
IEEE Trans. Knowl. Data Eng.4
2025 FeBT: A Feature Balancing Transformer for Corporate ESG Forecasting
abstract
Environmental, social, and governance (ESG) serves as a crucial indicator for evaluating firms in terms of sustainable development. However, the existing ESG evaluation systems suffer from limitations, such as narrow coverage, subjective bias, and lack of timeliness. Therefore, there is a pressing need to leverage machine learning methods to predict the ESG performance of firms using their publicly available data. Traditional machine learning models encounter the feature imbalance problem due to the heterogeneity in ESG-related features. Common approaches typically involve unfolding all features, thereby granting highdimensional folding features greater exposure and accessibility to downstream models, which results in the neglect of lowdimensional features. To fill the research gap regarding fully using the heterogeneous features of enterprises to enhance AIbased ESG prediction performance, we propose the Feature Balancing Transformer (FeBT), a model based on autoencoders and Transformer blocks. FeBT incorporates a novel feature balancing technique that compresses and enhances high-dimensional features from imbalanced data into low-dimensional representations, thereby ensuring a more balanced impact of high-dimensional and low-dimensional features on the model's performance in the downstream ESG forecasting module. Extensive experiments verified the superior performance of FeBT compared with stateof-the-art methods in real-world ESG-related datasets and evidenced that our feature balancing module provides significant insights from high-dimensional folding features.
Yawen Li 0001, Mengyu Zhuang, Guanhua Ye, Junheng Wang, Jinyi Zhou, Peng-Fei Zhang 0001
IEEE Trans. Knowl. Data Eng.3
2025 PTF-FSR: A Parameter Transmission-Free Federated Sequential Recommender System
abstract
Sequential recommender systems, as a specialized branch of recommender systems that can capture users’ dynamic preferences for more accurate and timely recommendations, have made significant progress. Recently, due to increasing concerns about user data privacy, some researchers have implemented federated learning for sequential recommendation, a.k.a., Federated Sequential Recommender Systems (FedSeqRecs), in which a public sequential recommender model is shared and frequently transmitted between a central server and clients to achieve collaborative learning. Although these solutions mitigate user privacy to some extent, they present two significant limitations that affect their practical usability: (1) They require a globally shared sequential recommendation model. However, in real-world scenarios, the recommendation model constitutes a critical intellectual property for platform and service providers. Therefore, service providers may be reluctant to disclose their meticulously developed models. (2) The communication costs are high as they correlate with the number of model parameters. This becomes particularly problematic as the current FedSeqRec will be inapplicable when sequential recommendation marches into a large language model era. To overcome the above challenges, this article proposes a parameter transmission-free federated sequential recommendation framework (PTF-FSR), which ensures both model and data privacy protection to meet the privacy needs of service providers and system users alike. Furthermore, since PTF-FSR only transmits prediction results under privacy protection, which are independent of model sizes, this new federated learning architecture can accommodate more complex and larger sequential recommendation models. Extensive experiments conducted on three widely used recommendation datasets, employing various sequential recommendation models from both ID-based and ID-free paradigms, demonstrate the effectiveness and generalization capability of our proposed framework. To facilitate future research in this direction, we release our code at https://github.com/hi-weiyuan/PTF-FSR .
Wei Yuan 0003, Chaoqun Yang 0002, Liang Qu, Nguyen Quoc Viet Hung, Guanhua Ye, Hongzhi Yin
ACM Trans. Inf. Syst.5
2025 FELLAS: Enhancing Federated Sequential Recommendation with LLM as External Services
abstract
Sequential recommendation has been widely studied in the recommendation domain since it can capture users’ temporal preferences and provide more accurate and timely recommendations. To address user privacy concerns, the combination of federated learning and sequential recommender systems (FedSeqRec) has gained growing attention. Unfortunately, the performance of FedSeqRec is still unsatisfactory because the models used in FedSeqRec have to be lightweight to accommodate communication bandwidth and clients’ on-device computational resource constraints. Recently, large language models (LLMs) have exhibited strong transferable and generalized language understanding abilities and therefore, in the NLP area, many downstream tasks now utilize LLMs as a service to achieve superior performance without constructing complex models. Inspired by this successful practice, we propose a generic FedSeqRec framework, FELLAS, which aims to enhance FedSeqRec by utilizing LLMs as an external service. Specifically, FELLAS employs an LLM server to provide both item-level and sequence-level representation assistance. The item-level representation service is queried by the central server to enrich the original ID-based item embedding with textual information, while the sequence-level representation service is accessed by each client. However, invoking the sequence-level representation service requires clients to send sequences to the external LLM server. To safeguard privacy, we implement \(d_{\mathcal{X}}\) -privacy satisfied sequence perturbation, which protects clients’ sensitive data with guarantees. Additionally, a contrastive learning-based method is designed to transfer knowledge from the noisy sequence representation to clients’ sequential recommendation models. Furthermore, to empirically validate the privacy protection capability of FELLAS, we propose two interacted item inference attacks, considering the threats posed by the LLM server and the central server acting as curious-but-honest adversaries in cooperation. Extensive experiments conducted on three datasets with two widely used sequential recommendation models demonstrate the effectiveness and privacy-preserving capability of FELLAS.
Wei Yuan 0003, Chaoqun Yang 0002, Guanhua Ye, Tong Chen 0005, Nguyen Quoc Viet Hung, Hongzhi Yin
ACM Trans. Inf. Syst.3
2024 Physics-guided Active Sample Reweighting for Urban Flow Prediction
abstract
Urban flow prediction is a spatio-temporal modelling task that estimates the throughput of transportation services like buses, taxis, and ride-sharing, where data-driven models have become the most popular solution in the past decade. Meanwhile, the implicitly learned mapping between historical observations to the prediction targets tend to over-simplify the dynamics of real-world urban flows, leading to suboptimal predictions. Some recent spatio-temporal prediction solutions bring remedies with the notion of physics-guided machine learning (PGML), which describes spatio-temporal data with nuanced and principled physics laws, thus enhancing both the prediction accuracy and interpretability. However, these spatio-temporal PGML methods are built upon a strong assumption that the observed data fully conforms to the differential equations that define the physical system, which can quickly become ill-posed in urban flow prediction tasks. The observed urban flow data, especially when sliced into time-dependent snapshots to facilitate predictions, is typically incomplete and sparse, and prone to inherent noise incurred in the collection process (e.g., uncalibrated traffic sensors). As a result, such physical inconsistency between the data and PGML model significantly limits the predictive power and robustness of the solution. Moreover, due to the interval-based predictions and intermittent nature of data filing (e.g., one record per 30 minutes) in many transportation services, the instantaneous dynamics of urban flows can hardly be captured, rendering differential equation-based continuous modelling a loose fit for this setting. To overcome the challenges, we develop a discretized physics-guided network (PN), and propose a data-aware framework Physics-guided Active Sample Reweighting (P-GASR) to enhance PN. Technically, P-GASR incorporates an active sample reweighting pipeline, which not only minimizes the model uncertainty of PN to enhance robustness, but also prioritizes data samples that exhibit higher physical compliance to reinforce their contribution to PN training. Experimental results in four real-world datasets demonstrate that our method achieves state-of-the-art performance with a demonstrable improvement in robustness. The code is released at https://github.com/WeiJiang01/P-GASR.
Wei Jiang 0006, Tong Chen 0005, Guanhua Ye, Wentao Zhang 0001, Li-Zhen Cui 0001, Zi Huang, Hongzhi Yin
CIKM3
2024 Unraveling the 'Anomaly' in Time Series Anomaly Detection: A Self-supervised Tri-domain Solution
abstract
The ongoing challenges in time series anomaly detection (TSAD), including the scarcity of anomaly labels and the variability in anomaly lengths and shapes, have led to the need for a more robust and efficient solution. As limited anomaly labels hinder traditional supervised models in anomaly detection, various state-of-the-art (SOTA) deep learning (DL) techniques (e.g., self-supervised learning) are introduced to tackle this issue. However, they encounter difficulties handling variations in anomaly lengths and shapes, limiting their adaptability to diverse anomalies. Additionally, many benchmark datasets suffer from the problem of having explicit anomalies that even random functions can detect. This problem is exacerbated by an ill-posed evaluation metric, known as point adjustment (PA), which results in inflated model performance. In this context, we propose a novel self-supervised learning based Tri-domain Anomaly Detector (TriAD), which addresses these challenges by modeling features across three aspects - temporal, frequency, and residual domains - without relying on anomaly labels. Unlike traditional contrastive learning methods, TriAD employs both inter-domain and intra-domain contrastive loss to learn common attributes among normal data and differentiate them from anomalies. Additionally, our approach can detect anomalies of varying lengths by integrating with a discord discovery algorithm. It is worth noting that this study is the first to reevaluate the DL potential in TSAD, utilizing both rigorously designed datasets and evaluation metrics. Experimental results demonstrate that TriAD achieves a consistent and significant performance increase over both DL and non-DL SOTA baselines. Moreover, in comparison to SOTA discord discovery algorithms, TriAD improves anomaly detection accuracy by 50 % while cutting the inference time down to just one-tenth. Illuminating the significance of rigorous datasets and evaluation metrics, this paper offers a new direction for addressing the multifaceted challenges of TSAD. The source code is publicly available at https://github.com/pseudo-Skye/TriAD.
Guansong Pang, Guanhua Ye, Tong Chen 0005, Xia Ben Hu, Hongzhi Yin
ICDE3
2024 Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations
abstract
The rapid expansion of Location-Based Social Networks (LBSNs) has highlighted the importance of effective next Point-of-Interest (POI) recommendations, which leverage historical check-in data to predict users' next POIs to visit. Traditional centralized deep neural networks (DNNs) offer impressive POI recommendation performance but face challenges due to privacy concerns and limited timeliness. In response, on-device POI recommendations have been introduced, utilizing federated learning (FL) and decentralized approaches to ensure privacy and recommendation timeliness. However, these methods often suffer from computational strain on devices and struggle to adapt to new users and regions. This paper introduces a novel collaborative learning framework, Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations (DCPR), leveraging the diffusion model known for its success across various domains. DCPR operates with a cloud-edge-device architecture to offer region-specific and highly personalized POI recommendations while reducing on-device computational burdens. DCPR minimizes on-device computational demands through a unique blend of global and local learning processes. Our evaluation with two real-world datasets demonstrates DCPR's superior performance in recommendation accuracy, efficiency, and adaptability to new users and regions, marking a significant step forward in on-device POI recommendation technology.
Jing Long, Guanhua Ye, Tong Chen 0005, Yang Wang 0023, Meng Wang 0001, Hongzhi Yin
KDD2
2024 Physical Trajectory Inference Attack and Defense in Decentralized POI Recommendation
abstract
As an indispensable personalized service within Location-Based Social Networks (LBSNs), the Point-of-Interest (POI) recommendation aims to assist individuals in discovering attractive and engaging places. However, the accurate recommendation capability relies on the powerful server collecting a vast amount of users' historical check-in data, posing significant risks of privacy breaches. Although several collaborative learning (CL) frameworks for POI recommendation enhance recommendation resilience and allow users to keep personal data on-device, they still share personal knowledge to improve recommendation performance, thus leaving vulnerabilities for potential attackers. Given this, we design a new Physical Trajectory Inference Attack (PTIA) to expose users' historical trajectories. Specifically, for each user, we identify the set of interacted POIs by analyzing the aggregated information from the target POIs and their correlated POIs. We evaluate the effectiveness of PTIA on two real-world datasets across two types of decentralized CL frameworks for POI recommendation. Empirical results demonstrate that PTIA poses a significant threat to users' historical trajectories. Furthermore, Local Differential Privacy (LDP), the traditional privacy-preserving method for CL frameworks, has also been proven ineffective against PTIA. In light of this, we propose a novel defense mechanism (AGD) against PTIA based on an adversarial game to eliminate sensitive POIs and their information in correlated POIs. After conducting intensive experiments, AGD has been proven precise and practical, with minimal impact on recommendation performance.
Jing Long, Tong Chen 0005, Guanhua Ye, Kai Zheng 0001, Nguyen Quoc Viet Hung, Hongzhi Yin
WWW3
2024 Graph neural networks with deep mutual learning for designing multi-modal recommendation systems
abstract
Recommendation services play a pivotal role in financial decision-making and multimedia content services, as they suggest investment operations and personalized items to users, typically characterized by multi-modal features such as visual, textual, and acoustic attributes. Graph Neural Networks (GNNs), demonstrating the immense potential for graph representation learning and recommendation systems, are capable of learning user/item embeddings by taking into account the graph topological structure and the multi-modal node features. Yet, a substantial number of multi-modal recommendation studies have seemingly ignored the inherent bias among different modalities during feature fusion, consequently leading to sub-optimal embeddings for items with multi-modal features. To mitigate this issue, we propose a novel multi-modal recommendation framework that integrates GNNs with deep mutual learning techniques, termed GNNMR. GNNMR uses the mutual knowledge distillation technique to collaboratively train multiple uni-modal bipartite user-item graphs. Each GNN is trained specifically on the uni-modal user-item bipartite graph, which is separated from the original multi-modal user-item bipartite graph, to generate uni-modal embeddings. These uni-modal embeddings then act as mutual supervision signals, allowing the model to uncover and synchronize the latent semantic relationships among different modalities. Subsequently, the model can conduct inference in an ensemble manner, leveraging uni-modal embeddings from diverse modalities. Experimental results on two real-world datasets demonstrate that the proposed GNNMR outperforms other multi-modal recommendation methods in the Top-K recommendation task.
Chaoqun Yang 0002, Guanhua Ye, Nguyen Quoc Viet Hung
Inf. Sci.3
2024 Adversarial Item Promotion on Visually-Aware Recommender Systems by Guided Diffusion
abstract
Visually-aware recommender systems have found widespread applications in domains where visual elements significantly contribute to the inference of users’ potential preferences. While the incorporation of visual information holds the promise of enhancing recommendation accuracy and alleviating the cold-start problem, it is essential to point out that the inclusion of item images may introduce substantial security challenges. Some existing works have shown that the item provider can manipulate item exposure rates to its advantage by constructing adversarial images. However, these works cannot reveal the real vulnerability of visually-aware recommender systems because (1) the generated adversarial images are markedly distorted, rendering them easily detected by human observers; and (2) the effectiveness of these attacks is inconsistent and even ineffective in some scenarios or datasets. To shed light on the real vulnerabilities of visually-aware recommender systems when confronted with adversarial images, this article introduces a novel attack method, Item Promotion by Diffusion Generated Image (IPDGI). Specifically, IPDGI employs a guided diffusion model to generate adversarial samples designed to promote the exposure rates of target items (e.g., long-tail items). Taking advantage of accurately modeling benign images’ distribution by diffusion models, the generated adversarial images have high fidelity with original images, ensuring the stealth of our IPDGI. To demonstrate the effectiveness of our proposed methods, we conduct extensive experiments on two commonly used e-commerce recommendation datasets (Amazon Beauty and Amazon Baby) with several typical visually-aware recommender systems. The experimental results show that our attack method significantly improves both the performance of promoting the long-tailed (i.e., unpopular) items and the quality of generated adversarial images.
Wei Yuan 0003, Tong Chen 0005, Guanhua Ye, Nguyen Quoc Viet Hung, Hongzhi Yin
ACM Trans. Inf. Syst.4
2023 Heterogeneous Collaborative Learning for Personalized Healthcare Analytics via Messenger Distillation
abstract
The Healthcare Internet-of-Things (IoT) framework aims to provide personalized medical services with edge devices. Due to the inevitable data sparsity on an individual device, cross-device collaboration is introduced to enhance the power of distributed artificial intelligence. Conventional collaborative learning protocols (e.g., sharing model parameters or gradients) strictly require the homogeneity of all participant models. However, real-life end devices have various hardware configurations (e.g., compute resources), leading to heterogeneous on-device models with different architectures. Moreover, clients (i.e., end devices) may participate in the collaborative learning process at different times. In this paper, we propose a Similarity-Quality-based Messenger Distillation (SQMD) framework for heterogeneous asynchronous on-device healthcare analytics. By introducing a preloaded reference dataset, SQMD enables all participant devices to distill knowledge from peers via messengers (i.e., the soft labels of the reference dataset generated by clients) without assuming the same model architecture. Furthermore, the messengers also carry important auxiliary information to calculate the similarity between clients and evaluate the quality of each client model, based on which the central server creates and maintains a dynamic collaboration graph (communication graph) to improve the personalization and reliability of SQMD under asynchronous conditions. Extensive experiments on three real-life datasets show that SQMD achieves superior performance.
Guanhua Ye, Tong Chen 0005, Yawen Li 0001, Li-Zhen Cui 0001, Nguyen Quoc Viet Hung, Hongzhi Yin
IEEE J. Biomed. Health Informatics1
2022 Personalized On-Device E-Health Analytics With Decentralized Block Coordinate Descent
abstract
Actuated by the growing attention to personal healthcare and the pandemic, the popularity of E-health is proliferating. Nowadays, enhancement on medical diagnosis via machine learning models has been highly effective in many aspects of e-health analytics. Nevertheless, in the classic cloud-based/centralized e-health paradigms, all the data will be centrally stored on the server to facilitate model training, which inevitably incurs privacy concerns and high time delay. Distributed solutions like Decentralized Stochastic Gradient Descent (D-SGD) are proposed to provide safe and timely diagnostic results based on personal devices. However, methods like D-SGD are subject to the gradient vanishing issue and usually proceed slowly at the early training stage, thereby impeding the effectiveness and efficiency of training. In addition, existing methods are prone to learning models that are biased towards users with dense data, compromising the fairness when providing E-health analytics for minority groups. In this paper, we propose a Decentralized Block Coordinate Descent (D-BCD) learning framework that can better optimize deep neural network-based models distributed on decentralized devices for E-health analytics. As a gradient-free optimization method, Block Coordinate Descent (BCD) mitigates the gradient vanishing issue and converges faster at the early stage compared with the conventional gradient-based optimization. To overcome the potential data scarcity issues for users' local data, we propose similarity-based model aggregation that allows each on-device model to leverage knowledge from similar neighbor models, so as to achieve both personalization and high accuracy for the learned models. Benchmarking experiments on three real-world datasets illustrate the effectiveness and practicality of our proposed D-BCD, where additional simulation study showcases the strong applicability of D-BCD in real-life E-health scenarios.
Guanhua Ye, Hongzhi Yin, Tong Chen 0005, Miao Xu 0001, Nguyen Quoc Viet Hung, Jiangning Song
IEEE J. Biomed. Health Informatics1
2021 FENet: A Frequency Extraction Network for Obstructive Sleep Apnea Detection
abstract
Obstructive Sleep Apnea (OSA) is a highly prevalent but inconspicuous disease that seriously jeopardizes the health of human beings. Polysomnography (PSG), the gold standard of detecting OSA, requires multiple specialized sensors for signal collection, hence patients have to physically visit hospitals and bear the costly treatment for a single detection. Recently, many single-sensor alternatives have been proposed to improve the cost efficiency and convenience. Among these methods, solutions based on RR-interval (i.e., the interval between two consecutive pulses) signals reach a satisfactory balance among comfort, portability and detection accuracy. In this paper, we advance RR-interval based OSA detection by considering its real-world practicality from energy perspectives. As photoplethysmogram (PPG) pulse sensors are commonly equipped on smart wrist-worn wearable devices (e.g., smart watches and wristbands), the energy efficiency of the detection model is crucial to fully support an overnight observation on patients. This creates challenges as the PPG sensors are unable to keep collecting continuous signals due to the limited battery capacity on smart wrist-worn devices. Therefore, we propose a novel Frequency Extraction Network (FENet), which can extract features from different frequency bands of the input RR-interval signals and generate continuous detection results with downsampled, discontinuous RR-interval signals. With the help of the one-to-multiple structure, FENet requires only one-third of the operation time of the PPG sensor, thus sharply cutting down the energy consumption and enabling overnight diagnosis. Experimental results on real OSA datasets reveal the state-of-the-art performance of FENet.
Guanhua Ye, Hongzhi Yin, Tong Chen 0005, Hongxu Chen 0002, Li-Zhen Cui 0001, Xiangliang Zhang 0001
IEEE J. Biomed. Health Informatics1
2020 Try This Instead: Personalized and Interpretable Substitute Recommendation
abstract
As a fundamental yet significant process in personalized recommendation, candidate generation and suggestion effectively help users spot the most suitable items for them. Consequently, identifying substitutable items that are interchangeable opens up new opportunities to refine the quality of generated candidates. When a user is browsing a specific type of product (e.g., a laptop) to buy, the accurate recommendation of substitutes (e.g., better equipped laptops) can offer the user more suitable options to choose from, thus substantially increasing the chance of a successful purchase. However, existing methods merely treat this problem as mining pairwise item relationships without the consideration of users' personal preferences. Moreover, the substitutable relationships are implicitly identified through the learned latent representations of items, leading to uninterpretable recommendation results.
Tong Chen 0005, Hongzhi Yin, Guanhua Ye, Zi Huang, Yang Wang 0023, Meng Wang 0001
SIGIR3
2005 Wireless aware SCTP for ad hoc networks
abstract
The standard SCTP, RFC 2960, assumes that all packet losses are congestion losses. Thus, it does not perform well in wireless ad hoc networks where congestion losses and wireless losses coexist. This paper designs an alternative of SCTP, which is wireless-aware (W-A). The W-A SCTP is the first that simultaneously considers i) the nature of wireless losses (random or bursty losses), ii) the energy efficiency of battery powered ad hoc nodes, and iii) the goodput performance.
Guanhua Ye, Chunyue Liu, Tarek N. Saadawi, Myung J. Lee
MASS1
2004 IPCC-SCTP: an enhancement to the standard SCTP to support multi-homing efficiently
abstract
With the popularity of multi-homed hosts, which can be reached through multiple paths, a new challenge arises on how to efficiently and simultaneously use multiple paths between multi-homed communication hosts to explore potential benefits of multi-homing feature, such as to improve connection reliability, to increase throughput etc. Standard SCTP cannot support the multi-homing feature efficiently due to its per association congestion control structure. Per association congestion control structure makes it unfeasible to extend standard SCTP for load sharing, load balancing and other multi-homing applications. In this paper, we identified and analyzed limitations of the congestion control mechanism of standard SCTP in the context of using multiple paths simultaneously. We proposed an independent per path congestion control principle for standard SCTP to overcome these limitations. Algorithms are provided to realize independent per path congestion control in standard SCTP without modifying SCTP DATA chunk format and without introducing overhead to the network. SCTP with independent per path congestion control not only overcomes existing flaws of standard SCTP in supporting the multi-homing feature but also demonstrates its applicability to various multi-homing applications.
Guanhua Ye, Tarek N. Saadawi, Myung J. Lee
IPCCC1
2004 Improving stream control transmission protocol performance over lossy links
abstract
The current stream control transmission protocol (SCTP) does not work well over lossy links. To make SCTP congestion control algorithms robust in lossy networks, the paper first introduces a fine-tuned explicit congestion notification (ECN) mechanism for SCTP in such environment, and then discusses the ECN-D SCTP that can differentiate noncongestion losses from congestion losses. We identify the optimal value of the congestion window for an SCTP source in response to ECN messages in order to maximize the throughput and maintain relatively small end-to-end delay. A simple and practical method to achieve the optimal value is developed by carefully choosing the threshold of queues that support ECN. Because the total goodput performance of SCTP associations is not sensitive to window reduction policies when the network load is heavy, and because fine-tuning SCTP or transmission control protocols congestion window in response to congestion indications using complicated methods may not be worth the increase in complexity of the protocol, the simplified method becomes attractive in achieving the optimal congestion window.
Guanhua Ye, Tarek N. Saadawi, Myung J. Lee
IEEE J. Sel. Areas Commun.1