Recognition and retrieval of historical handwritten material is an unsolved problem. We propose a novel approach to recognizing and retrieving handwritten manuscripts, based upon word image classification as a key step. Decision trees with normalized pixels as features form the basis of a highly accurate AdaBoost classifier, trained on a corpus of word images that have been resized and sampled at a pyramid of resolutions. To stem problems from the highly skewed distribution of class frequencies, word classes with very few training samples are augmented with stochastically altered versions of the originals. This increases recognition performance substantially. On a standard corpus of 20 pages of handwritten material from the George Washington collection the recognition performance shows a substantial improvement in performance over previous published results (75% vs 65%). Following word recognition, retrieval is done using a language model over the recognized words. Retrieval performance also shows substantially improved results over previously published results on this database. Recognition/retrieval results on a more challenging database of 100 pages from the George Washington collection are also presented.

Many museum and library archives are digitizing their large collections of handwritten historical manuscripts to enable public access to them. These collections are only available in image formats and require expensive manual annotation work for access to them. Current handwriting recognizers have word error rates in excess of 50% and therefore cannot be used for such material. We describe two statistical models for retrieval in large collections of handwritten manuscripts given a text query. Both use a set of transcribed page images to learn a joint probability distribution between features computed from word images and their transcriptions. The models can then be used to retrieve unlabeled images of handwritten documents given a text query. We show experiments with a training set of 100 transcribed pages and a test set of 987 handwritten page images from the George Washington collection. Experiments show that the precision at 20 documents is about 0.4 to 0.5 depending on the model. To the best of our knowledge, this is the first automatic retrieval system for historical manuscripts using text queries, without manual transcription of the original corpus.

Libraries and other institutions are interested in providing access to scanned versions of their large collections of handwritten historical manuscripts on electronic media. Convenient access to a collection requires an index, which is manually created at great labor and expense. Since current handwriting recognizers do not perform well on historical documents, a technique called word spotting has been developed: clusters with occurrences of the same word in a collection are established using image matching. By annotating "interesting" clusters, an index can be built automatically. We present an algorithm for matching handwritten words in noisy historical documents. The segmented word images are preprocessed to create sets of 1-dimensional features, which are then compared using dynamic time warping. We present experimental results on two different data sets from the George Washington collection. Our experiments show that this algorithm performs better and is faster than competing matching techniques.

For the transition from traditional to digital libraries, the large number of handwritten manuscripts that exist pose a great challenge. Easy access to such collections requires an index, which is currently created manually at great cost. Because automatic handwriting recognizers fail on historical manuscripts, the word spotting technique has been developed: the words in a collection are matched as images and grouped into clusters which contain all instances of the same word. By annotating "interesting" clusters, an index that links words to the locations where they occur can be built automatically. Due to the noise in historical documents, selecting the right features for matching words is crucial. We analyzed a range of features suitable for matching words using dynamic time warping (DTW), which aligns and compares sets of features extracted from two images. Each feature's individual performance was measured on a test set. With an average precision of 72%, a combination of features outperforms competing techniques in speed and precision.

In this paper the score distributions of a number of text search engines are modeled. It is shown empirically that the score distributions on a per query basis may be fitted using an exponential distribution for the set of non-relevant documents and a normal distribution for the set of relevant documents. Experiments show that this model fits TREC-3 and TREC-4 data for not only probabilistic search engines like INQUERY but also vector space search engines like SMART for English. We have also used this model to fit the output of other search engines like LSI search engines and search engines indexing other languages like Chinese.