Large Language Models (LLMs) have exhibited remarkable capabilities but remain vulnerable to jailbreaking attacks, which can elicit harmful content from the models by manipulating the input prompts. Existing black-box jailbreaking techniques primarily rely on static prompts crafted with a single, non-adaptive strategy, or employ rigid combinations of several underperforming attack methods, which limits their adaptability and generalization. To address these limitations, we propose MAJIC, a Markovian adaptive jailbreaking framework that attacks black-box LLMs by iteratively combining diverse innovative disguise strategies. MAJIC first establishes a ''Disguise Strategy Pool'' by refining existing strategies and introducing several innovative approaches. To further improve the attack performance and efficiency, MAJIC formulate the sequential selection and fusion of strategies in the pool as a Markov chain. Under this formulation, MAJIC initializes and employs a Markov matrix to guide the strategy composition, where transition probabilities between strategies are dynamically adapted based on attack outcomes, thereby enabling MAJIC to learn and discover effective attack pathways tailored to the target model. Our empirical results demonstrate that MAJIC significantly outperforms existing jailbreak methods on prominent models such as GPT-4o and Gemini-2.0-flash, achieving over 90\% attack success rate with fewer than 15 queries per attempt on average.

The substantial investment required to develop Large Language Models (LLMs) makes them valuable intellectual property, raising significant concerns about copyright protection. LLM fingerprinting has emerged as a key technique to address this, which aims to verify a model's origin by extracting an intrinsic, unique signature (a ''fingerprint'') and comparing it to that of a source model to identify illicit copies. However, existing black-box fingerprinting methods often fail to generate distinctive LLM fingerprints. This ineffectiveness arises because black-box methods typically rely on model outputs, which lose critical information about the model's unique parameters due to the usage of non-linear functions. To address this, we first leverage Fisher Information Theory to formally demonstrate that the gradient of the model's input is a more informative feature for fingerprinting than the output. Based on this insight, we propose ZeroPrint, a novel method that approximates these information-rich gradients in a black-box setting using zeroth-order estimation. ZeroPrint overcomes the challenge of applying this to discrete text by simulating input perturbations via semantic-preserving word substitutions. This operation allows ZeroPrint to estimate the model's Jacobian matrix as a unique fingerprint. Experiments on the standard benchmark show ZeroPrint achieves a state-of-the-art effectiveness and robustness, significantly outperforming existing black-box methods.

Federated Learning (FL) enables collaborative model training with data privacy but risks malicious Clients, namely model leakers, compromising group intellectual property by secretly distributing or selling the valuable trained models. Some preliminary works have studied this traceability issue, enabling the identification of model leakers within the FL network when the model is maliciously distributed. However, these works often achieve traceability by compromising the identity privacy of legitimate Clients. In this paper, we propose AnonymTracker, an anonymous FL model leaker tracing scheme. To protect the anonymity of legitimate Clients, we design a group signature-based fingerprint embedding mechanism, combining group signatures with model watermarking for effective and undeniable leaker identification. We further embed unique fingerprints in each Client’s model during training and use a cosine-similarity-based metric to compare extracted and embed fingerprints in the tracing phase, enhancing leak identification accuracy. The security analysis demonstrates AnonymTracker’s protection of legitimate Clients’ identity anonymity. Experiments on benchmark datasets and models confirm its good effectiveness, fidelity, and robustness against various watermark removal attacks.

In recent years, RAG has emerged as a key paradigm for enhancing large language models (LLMs). By integrating externally retrieved information, RAG alleviates issues like outdated knowledge and, crucially, insufficient domain expertise. While effective, RAG introduces new risks of external data extraction attacks (EDEAs), where sensitive or copyrighted data in its knowledge base may be extracted verbatim. These risks are particularly acute when RAG is used to customize specialized LLM applications with private knowledge bases. Despite initial studies exploring these risks, they often lack a formalized framework, robust attack performance, and comprehensive evaluation, leaving critical questions about real-world EDEA feasibility unanswered. In this paper, we present the first comprehensive study to formalize EDEAs against retrieval-augmented LLMs. We first formally define EDEAs and propose a unified framework decomposing their design into three components: extraction instruction, jailbreak operator, and retrieval trigger, under which prior attacks can be considered instances within our framework. Guided by this framework, we develop SECRET: a Scalable and EffeCtive exteRnal data Extraction aTtack. Specifically, SECRET incorporates (1) an adaptive optimization process using LLMs as optimizers to generate specialized jailbreak prompts for EDEAs, and (2) cluster-focused triggering, an adaptive strategy that alternates between global exploration and local exploitation to efficiently generate effective retrieval triggers. Extensive evaluations across 4 models reveal that SECRET significantly outperforms previous attacks, and is highly effective against all 16 tested RAG instances. Notably, SECRET successfully extracts 35% of the data from RAG powered by Claude 3.7 Sonnet for the first time, whereas other attacks yield 0% extraction. Our findings call for attention to this emerging threat.

Model fingerprinting has emerged as a crucial mechanism for safeguarding the intellectual property of open-source models, offering a non-intrusive approach that requires no modifications to the protected model. However, our analysis reveals that existing fingerprinting techniques are fundamentally vulnerable to false claim attacks, wherein adversaries can fraudulently assert ownership over independent third-party models. We demonstrate that this vulnerability stems from the untargeted nature of current methods, which evaluate model similarity based on arbitrary sample outputs rather than alignment with a specific, predefined reference. To mitigate this vulnerability, we introduce FIT-Print, a targeted fingerprinting paradigm that actively counters false claim attacks. Specifically, FIT-Print leverages optimization to transform the fingerprint into a verifiable, targeted signature. Building upon this foundation, we propose two black-box fingerprinting methods, the bit-wise FIT-ModelDiff and the list-wise FIT-LIME, which utilize output distances and feature attributions as robust model signatures, respectively. Extensive evaluations across benchmark models and datasets show that our framework perfectly neutralizes false claim attacks (100% defense success rate) and eliminates false alarms on independent models (0.0%), all while maintaining a 100% ownership verification rate against diverse model reuse techniques.

Backdoor attacks on deep neural networks (DNNs) have emerged as a significant security threat, allowing adversaries to implant hidden malicious behaviors during the model training phase. Pre-processing-based defense, which is one of the most important defense paradigms, typically focuses on input transformations or backdoor trigger inversion (BTI) to deactivate or eliminate embedded backdoor triggers during the inference process. However, these methods suffer from inherent limitations: transformation-based defenses often fail to balance model utility and defense performance, while BTI-based defenses struggle to accurately reconstruct trigger patterns without prior knowledge. In this paper, we propose REFINE, an inversion-free backdoor defense method based on model reprogramming. REFINE consists of two key components: \textbf{(1)} an input transformation module that disrupts both benign and backdoor patterns, generating new benign features; and \textbf{(2)} an output remapping module that redefines the model's output domain to guide the input transformations effectively. By further integrating supervised contrastive loss, REFINE enhances the defense capabilities while maintaining model utility. Extensive experiments on various benchmark datasets demonstrate the effectiveness of our REFINE and its resistance to potential adaptive attacks.

Federated learning (FL) is a distributed machine learning paradigm allowing multiple clients to collaboratively train a global model without sharing their local data. However, FL entails exposing the model to various participants. This poses a risk of unauthorized model distribution or resale by the malicious client, compromising the intellectual property rights of the FL group. To deter such misbehavior, it is essential to establish a mechanism for verifying the ownership of the model and as well tracing its origin to the leaker among the FL participants. In this paper, we present FedTracker, the first FL model protection framework that provides both ownership verification and traceability. FedTracker adopts a bi-level protection scheme consisting of global watermark mechanism and local fingerprint mechanism. The former authenticates the ownership of the global model, while the latter identifies which client the model is derived from. FedTracker leverages Continual Learning (CL) principles to embed the watermark in a way that preserves the utility of the FL model on both primitive task and watermark task. FedTracker also devises a novel metric to better discriminate different fingerprints. Experimental results show FedTracker is effective in ownership verification, traceability, and maintains good fidelity and robustness against various watermark removal attacks.

Recently, point clouds have been widely used in computer vision, whereas their collection is time-consuming and expensive. As such, point cloud datasets are the valuable intellectual property of their owners and deserve protection. To detect and prevent unauthorized use of these datasets, especially for commercial or open-sourced ones that cannot be sold again or used commercially without permission, we intend to identify whether a suspicious third-party model is trained on our protected dataset under the black-box setting. We achieve this goal by designing ascalableclean-label backdoor-based dataset watermark for point clouds that ensures both effectiveness and stealthiness. Unlike existing clean-label watermark schemes, which were susceptible to the number of categories, our method can watermark samples from all classes instead of only from the target one. Accordingly, it can still preserve high effectiveness even on large-scale datasets with many classes. Specifically, we perturb selected point clouds with non-target categories in both shape-wise and point-wise manners before inserting trigger patterns without changing their labels. The features of perturbed samples are similar to those of benign samples from the target class. As such, models trained on the watermarked dataset will have a distinctive yet stealthy backdoor behavior,$i.e$., misclassifying samples from the target class whenever triggers appear, since the trained DNNs will treat the inserted trigger pattern as a signal to deny predicting the target label. We also design a hypothesis-test-guided dataset ownership verification based on the proposed watermark. Extensive experiments on benchmark datasets are conducted, verifying the effectiveness of our method and its resistance to potential removal methods. The codes are available athttps://github.com/weic0810/PointNCBW.

Federated learning (FL) allows multiple participants to collaboratively build deep learning (DL) models without directly sharing data. Consequently, the issue of copyright protection in FL becomes important since unreliable participants may gain access to the jointly trained model. Application of homomorphic encryption (HE) in a secure FL framework prevents the central server from accessing plaintext models. Thus, it is no longer feasible to embed the watermark at the central server using existing watermarking schemes. In this article, we propose a novel client-side FL watermarking scheme to tackle the copyright protection issue in secure FL with HE. To the best of our knowledge, it is the first scheme to embed the watermark to models under a secure FL environment. We design a black-box watermarking scheme based on client-side backdooring to embed a pre-designed trigger set into an FL model by a gradient-enhanced embedding method. Additionally, we propose a trigger set construction mechanism to ensure that the watermark cannot be forged. Experimental results demonstrate that our proposed scheme delivers outstanding protection performance and robustness against various watermark removal attacks and ambiguity attack.

Federated learning (FL) has become an emerging distributed framework to build deep learning models with collaborative efforts from multiple participants. Consequently, copyright protection of FL deep model is urgently required because too many participants have access to the joint-trained model. Recently, Secure FL framework is developed to address data leakage issue when central node is not fully trustable. This encryption process has made existing DL model watermarking schemes impossible to embed watermark at the central node. In this paper, we propose a novel client-side Federated Learning watermarking method to tackle the model verification issue under the Secure FL framework. In specific, we design a backdoor-based watermarking scheme to allow model owners to embed their pre-designed noise patterns into the FL deep model. Thus, our method provides reliable copyright protection while ensuring the data privacy because the central node has no access to the encrypted gradient information. The experimental results have demonstrated the efficiency of our method in terms of both FL model performance and watermarking robustness.