Shuaishuai Guo

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36ranked-venue papers
14as first author
23since 2021 · last 2026
0000-0003-0885-7327ORCID · verified

Domains — the database's venue-derived domains; a paper can count in several

Computer networks · 26 · 12 first-author · 14 since 2021Applied, interdisciplinary, general and emerging computing · 2 · 2 since 2021Graphics, computer vision, multimedia, augmented reality and games · 1 · 1 since 2021Theory of computation · 1 · 1 since 2021
YearPublicationVenuePosition
2026 Revolutionizing 6G: Experimental Validation of an Optical Integrated Communication, Sensing, and Power Transfer System
abstract
The evolution of communication network architectures is steering towards more sustainable, flexible, and lightweight designs, particularly with the advent of sixth-generation (6G) mobile communications. Spectrum-rich optical integrated systems are anticipated to play a crucial role in this transformation, offering significant advantages such as high data rates, reduced interference, and improved energy efficiency. This paper introduces and experimentally demonstrates a novel optical integrated communication, sensing, and power transfer (O-ICSPT) system. The proposed system integrates optical wireless communication, sensing, and wireless power transfer into a multifunctional framework, addressing the limitations of existing systems in terms of flexibility and resource utilization. The experimental setup investigates the effects of bias current, peak-to-peak voltage, and light source wavelength on the performance of each functional module. Experimental results indicate that the O-ICSPT system achieves a maximum data rate of approximately 632.58 Mbps, a best ranging root mean square error approaching 0 m, and a peak energy harvesting capability of about 10.02 mW. These findings underscore the potential of the O-ICSPT system in future 6G integrated communication networks, marking the first experimental validation of such a system.
Tiantian Chu, Jia Ye, Chen Chen 0037, Zhihong Zeng, Shuaishuai Guo, Harald Haas, Mohamed-Slim Alouini
IEEE J. Sel. Areas Commun.6
2026 Generalized Signal Design for RF and Optical SWIPT in Space-Air-Ground Integrated Networks
abstract
Simultaneous wireless information and power transfer (SWIPT) has emerged as a cornerstone technology for sustainable connectivity in sixth-generation (6G) space–air–ground integrated networks (SAGIN). This paper proposes a unified signal design framework that jointly supports radio-frequency (RF) coherent reception and noncoherent energy detection with colocated or separated deployments of information/energy receivers (IR/ER), thereby bridging RF and intensity-modulation/direct-detection (IM/DD) optical links. Guided by reliability, spectral efficiency, and harvested power metrics, we develop a generalized signal design framework based on a refined sphere-packing aimed at constructing high-dimensional symbols across space-time-frequency resources subject to symbol-level wireless power transfer constraints and an average power budget. The resulting nonconvex quadratically constrained quadratic program (QCQP) is efficiently solved using an alternating semidefinite programming–linear programming (ASDP–LP) method and an augmented Lagrangian dual-ascent (ALDA) algorithm. Analytical and simulation results confirm that the proposed approach achieves significant gains in communication-power trade-offs compared with conventional schemes, providing a foundation for sustainable RF–optical SWIPT in future 6G integrated networks.
Shuaishuai Guo, Kaiqian Qu, Chenhao Qi 0001, Anbang Zhang, Chenyuan Feng, Geyong Min
IEEE J. Sel. Areas Commun.1
2026 FiLoRA: Parameter-Efficient Fine-Tuning With Fisher Information-Guided Low-Rank Adaptation
abstract
In this letter, we propose a novel parameter-efficient fine-tuning (PEFT) method, namely FiLoRA (Fisher information-guided low-rank adaptation), which incorporates frozen curvature information to guide parameter updates. FiLoRA computes the Fisher information matrix using its Kronecker-factored approximate curvature (K-FAC) from a small set of downstream samples and applies the low-rank approximation to identify the most sensitive parameter update directions. During fine-tuning, parameter updates are constrained within an optimized subspace, and only a compact core matrix is optimized to reduce trainable parameters. Compared with existing PEFT methods, FiLoRA maintains fine-tuning performance while using a significantly smaller number of parameters, providing a geometry-aware solution for fine-tuning pre-trained models.
Dezheng Han, Shuaishuai Guo
IEEE Signal Process. Lett.2
2026 Artificial Noise-Aided Integrated Sensing and Communication Networks: Performance Analysis and Security Enhancement
Xuran Li, Shuaishuai Guo, Hongning Dai, Dehuan Wan, Dengwang Li
IEEE Trans. Commun.2
2026 Spectral Efficiency-Aware Codebook Design for Task-Oriented Semantic Communications
abstract
Digital task-oriented semantic communication (ToSC) aims to transmit only task-relevant information, significantly reducing communication overhead. Existing ToSC methods typically rely on learned codebooks to encode semantic features and map them to constellation symbols. However, these codebooks are often sparsely activated, resulting in low spectral efficiency and underutilization of channel capacity. This highlights a key challenge: how to design a codebook that not only supports task-specific inference but also approaches the theoretical limits of channel capacity. To address this challenge, we construct a spectral efficiency-aware codebook design framework that explicitly incorporates the codebook activation probability into the optimization process. Beyond maximizing task performance, we introduce the Wasserstein (WS) distance as a regularization metric to minimize the gap between the learned activation distribution and the optimal channel input distribution. Furthermore, we reinterpret WS theory from a generative perspective to align with the semantic nature of ToSC. Combining the above two aspects, we propose a WS-based adaptive hybrid distribution scheme, termed WS-DC, which learns compact, task-driven and channel-aware latent representations. Experimental results demonstrate that WS-DC not only outperforms existing approaches in inference accuracy but also significantly improves codebook efficiency, offering a promising direction toward capacity-approaching semantic communication systems.
Anbang Zhang, Shuaishuai Guo, Chenyuan Feng, Shuai Liu 0001, Hongyang Du 0001, Geyong Min
IEEE Trans. Wirel. Commun.2
2025 Securing Task-Oriented Semantic Communications: A Physical-Layer Solution
abstract
Existing end-to-end task-oriented semantic communication (ToSC) systems rely on deep neural network-based joint source and channel coding (DeepJSCC) architecture, which can extract and transmit task-relevant information for remote task inference. Although this architecture provides an efficient communication method, it poses specific security issues. Since DeepJSCC delivers task-related data without encryption, the risks of signal interception and reverse inference increase. This paper provides a physical layer solution for security protection via precoding optimization. We compare the proposed method with the traditional physical layer security strategy, which aims to maximize secrecy capacity under different task classifiers. Simulation results show the superiority of the proposed method in securing the task-inference performance.
Anbang Zhang, Jia Ye, Shuping Dang, Shuaishuai Guo
PIMRC6
2025 Movable Array-Enabled Localization: A High-Accuracy Low-Cost Paradigm for 6G
abstract
This paper proposes a movable array-enabled localization (MAL) framework for high-resolution and cost-efficient direction-of-arrival (DoA) estimation. A base station equipped with a movable uniform linear array (ULA) transmits sensing signals and receives echoes along a linear slide. By modeling the round-trip Doppler shifts caused by motion, we construct a spatio-temporal signal model and reinterpret the temporal phase variations as spatial shifts. This enables the synthesis of a virtual array with an aperture up to twice the physical displacement. A sparse recovery algorithm based on simultaneous orthogonal matching pursuit (SOMP) is employed for efficient DoA estimation. Cramér-Rao bound (CRB) analysis shows that the CRB scaling improves from first-order to third-order with respect to observation time, demonstrating the efficiency of motion-induced aperture synthesis. Simulations validate the analysis and confirm that MAL achieves accurate localization with minimal physical antennas, including the single-antenna case.
Kaiqian Qu, Haojin Li 0001, Chen Sun 0006, Shuaishuai Guo, Haijun Zhang 0001
VTC2025-Fall5
2025 RIS-Enabled SCLAM: An Approach for Simultaneous Radio Communication, Localization, and Mapping
abstract
Radio-based simultaneous localization and mapping (SLAM) facilitates unmanned systems to fulfill self-localization and navigation in complex environments. However, the existing studies overlooked communication between devices, which may lead to low efficiency and high costs when performing SLAM tasks. Reconfigurable intelligent surface (RIS) can satisfy the growing demands of users and improve SLAM accuracy in dynamic and complex environments. This paper proposes a RIS enabled simultaneous radio communication, localization, and mapping (SCLAM) system, where an unmanned aerial vehicle (UAV) can perform concurrent communication and SLAM with the help of RIS by utilizing communication signals from base station (BS). The proposed method enables the UAV to simultaneously accomplish SLAM and ensure communication with the BS, while also enhancing the spectrum utilization efficiency. We derive the Bayesian Fisher information matrix (BFIM) for joint SLAM and symbol detection of the proposed system, in which the trade-off between the BFIM of SLAM and the upper bound of the ergodic mutual information is illustrated. Then, a weighted factor based BFIM is presented to further achieve a performance trade-off between SLAM and communication. We formulate an optimization problem of joint BS active beamforming and RIS passive beamforming to maximize the log determinant of weighted BFIM. Numerical results verify the superiority of the proposed SCLAM system on position error bound (PEB), mapping error bound (MEB), and spectral efficiency (SE). The performance trade-off between communication and SLAM is also discussed and explored.
Jinqiu Zhao, Zhiquan Bai, Shuaishuai Guo, Dejie Ma, Na Li 0001, Kyung Sup Kwak
IEEE Internet Things J.3
2025 Unified Integrated Sensing and Communication Signal Design: A Sphere Packing Perspective
abstract
The design of communication signal sets is fundamentally a sphere packing problem. It aims to identify a set of M points in an N-dimensional space, with the objective of maximizing the separability of points that represent different bits. In contrast, signals used for sensing targets should ideally be as deterministic as possible. This paper explores the inherent conflict and trade-off between communication and sensing when these functions are combined within the same signal set. We present a unified approach to signal design in the time, frequency, and space domains for integrated sensing and communication (ISAC), framing it as a modified sphere packing problem. Through adept formula manipulation, this problem is transformed into a large-scale quadratic constrained quadratic programming (QCQP) challenge. We propose an augmented Lagrangian and dual ascent (ALDA) algorithm for iterative problem-solving. The computational complexity of this approach is analyzed and found to be daunting for large, high-dimensional signal set designs. To address this, we introduce a bit-dimension-power splitting (BDPS) method. This method decomposes the large-scale QCQP into a series of smaller-scale problems that can be solved more efficiently and in parallel, significantly reducing the overall computational load. Extensive simulations have been conducted to validate the effectiveness of our proposed signal design methods in the context of ISAC.
Shuaishuai Guo, Kaiqian Qu
IEEE Trans. Commun.1
2024 Reconfigurable Intelligent Surfaces-Assisted Task-Oriented Communications for AI-Driven Vertical Applications
Shuaishuai Guo, Peng Zhang 0009, Shuang Zhang 0009
WiOpt1
2024 Robust Rate-Splitting and Beamforming for Ultra-Reliable and Low-Latency Communications
abstract
To provide satisfying services for ever-emerging mission-critical applications, the ultra-reliable and low-latency communications (URLLC) need novel design to improve the spectrum efficiency and enhance the robustness. To achieve this, we design a robust rate-splitting and beamforming scheme for the downlink multiuser URLLC system in finite blocklength regime under imperfect channel state information at the transmitter (CSIT) acquisition. Rate-splitting is utilized to deal with the complex inter-user interference and improve the spectrum efficiency. Considering the norm-bounded CSIT error model, we formulate a minimum user rate maximization problem to guarantee the URLLC performance requirements by jointly designing the rate-splitting factors and the common/private beamforming vectors. The corresponding constraints are infinite due to the uncertainty of CSIT and the constraint set is also non-convex. To tackle it, we convert the infinite constraints into finite ones utilizing S-Procedure, and transform the original problem into difference of convex (DC) programming. Efficient approaches based on constrained concave convex procedure and Gaussian randomization are proposed to solve the DC programming and generate initial feasible points. Through extensive simulations, the convergence, robustness and effectiveness proprieties of the design are investigated and confirmed. Compared with the baselines, our design can achieve obvious performance improvement for different blocklength and block error rate requirements.
Tiantian Li 0002, Haixia Zhang 0001, Shuaishuai Guo, Dongfeng Yuan
IEEE Trans. Wirel. Commun.3
2024 Privacy-Preserving Task-Oriented Semantic Communications Against Model Inversion Attacks
abstract
Semantic communication has been identified as a core technology for the sixth generation (6G) of wireless networks. Recently, task-oriented semantic communications have been proposed for low-latency inference with limited bandwidth. Although transmitting only task-related information does protect a certain level of user privacy, adversaries could apply model inversion techniques to reconstruct the raw data or extract useful information, thereby infringing on users’ privacy. To mitigate privacy infringement, this paper proposes an information bottleneck and adversarial learning (IBAL) approach to protect users’ privacy against model inversion attacks. Specifically, we extract task-relevant features from the input based on the information bottleneck (IB) theory. To overcome the difficulty in calculating the mutual information in high-dimensional space, we derive a variational upper bound to estimate the true mutual information. To prevent data reconstruction from task-related features by adversaries, we leverage adversarial learning to train encoder to fool adversaries by maximizing reconstruction distortion. Furthermore, considering the impact of channel variations on privacy-utility trade-off and the difficulty in manually tuning the weights of each loss, we propose an adaptive weight adjustment method. Numerical results demonstrate that the proposed approaches can effectively protect privacy without significantly affecting task performance and achieve better privacy-utility trade-offs than baseline methods.
Yanhu Wang, Shuaishuai Guo, Yiqin Deng, Haixia Zhang 0001, Yuguang Fang
IEEE Trans. Wirel. Commun.2
2023 Gravitational Wave Communications: A Survey
abstract
The earliest direct observation of gravitational waves was by LIGO in 2016, which is critical and leads to the confirmation of the preliminary speculations and theories related to gravitational waves. Ever since this detection and even before, physicists and engineers have advocated numerous methods to sense and generate gravitational waves. Moreover, such a discovery proposes the formation of an innovative means of information propagation owing to some similar characteristics of gravitational and electromagnetic waves. Therefore, gravitational wave communications offer a potential solution to the rise of congestion in the electromagnetic spectrum by expanding the capacity of communication systems. This survey paper explores the history of gravitational wave generation and reception from existing research such as papers, patents, and other publications following the postulation of general relativity. An overview of the documentation is presented, and various applications of gravitational wave communications are appraised. The practicality of such a futuristic communication system is analyzed by comparing the key features of both gravitational and electromagnetic waves and discussing their pros and cons.
Tayyab Jawed, Shuping Dang, Shuaishuai Guo
VTC Fall3
2023 Vehicular Behavior-Aware Beamforming Design for Integrated Sensing and Communication Systems
abstract
Communication and sensing are two important features of connected and autonomous vehicles (CAVs). In traditional vehicle-mounted devices, communication and sensing modules exist but in an isolated way, resulting in a waste of hardware resources and wireless spectrum. In this paper, to cope with the above inefficiency, we propose a vehicular behavior-aware integrated sensing and communication (VBA-ISAC) beamforming design for the vehicle-mounted transmitter with multiple antennas. In this work, beams are steered based on vehicular behaviors to assist driving and meanwhile provide spectral-efficient uplink data services with the help of a roadside unit (RSU). Specifically, we first predict the area of interest (AoI) to be sensed based on the vehicles’ trajectories. Then, we formulate a VBA-ISAC beamforming design problem to sense the AoI while maximizing the spectral efficiency of uplink communications, where a trade-off factor is introduced to balance the communication and sensing performance. A semi-definite relaxation-based beampattern mismatch minimization (SDR-BMM) algorithm is proposed to solve the formulated problem. To reduce the hardware cost and power consumption, we further improve the proposed VBA-ISAC beamforming design by introducing the hybrid analog-digital (HAD) structure. Numerical results verify the effectiveness of VBA-ISAC scheme and show that the proposed beamforming design outperforms the benchmarks in both spectral efficiency and radar beampattern.
Dingyan Cong, Shuaishuai Guo, Shuping Dang, Haixia Zhang 0001
IEEE Trans. Intell. Transp. Syst.2
2023 Spatial-Index Modulation Based Orthogonal Time Frequency Space System in Vehicular Networks
abstract
In this paper, a spatial-index modulation (SIM) based orthogonal time frequency space (OTFS) system, named SIM-OTFS, is proposed to enhance the effectiveness and the reliability of high mobility vehicular networks in intelligent transportation systems. The SIM-OTFS system adopts a three dimensional index modulation (IM) technique which utilizes the transmit antenna, delay, and Doppler indexes in the space and delay-Doppler domains, respectively, to achieve a higher transmission rate. Considering the characteristics of vehicular networks, we first present the SIM-OTFS system design and the corresponding signal processing. Then, we derive the average bit error rate (ABER) upper bound of the SIM-OTFS system by the union bound theory. Moreover, the diversity, the coding gain, and the complexity of the SIM-OTFS system are further investigated. Numerical results verify the theoretical analysis of the ABER and the diversity of the SIM-OTFS system, which shows the superiority of the SIM-OTFS system in the ABER performance over the multiple-input and multiple-output (MIMO) based OTFS (MIMO-OTFS) system. Meanwhile, the SIM-OTFS system realizes better performance than the spatial modulation (SM) and IM based orthogonal frequency division multiplexing (SM-OFDM-IM) system in high mobility vehicular communication with reasonable complexity sacrifice. Furthermore, the influence of the resolvable multipaths of the channel in vehicular networks on the ABER performance of the SIM-OTFS system is also illustrated.
Yingchao Yang, Zhiquan Bai, Ke Pang, Shuaishuai Guo, Haijun Zhang 0001, Kyung Sup Kwak
IEEE Trans. Intell. Transp. Syst.4
2022 Signal Shaping for Semantic Communication Systems with A Few Message Candidates
abstract
Semantic communications target to reliably convey the semantic meaning of messages. It is different from existing communication systems focusing on reliable bit transmission. To achieve the goal of semantic communications, we propose a signal shaping method by minimizing the semantic loss, which is measured by the pretrained bidirectional encoder representation from transformers (BERT) model. The signal set optimization problem for semantic communication systems with a few message candidates is investigated. We propose an efficient projected gradient descent method to solve the problem and prove its convergence. Simulation results show that the proposed method outperforms existing signal shaping methods in minimizing the semantic loss.
Shuaishuai Guo, Yanghu Wang, Peng Zhang 0009
VTC Fall1
2022 Communication-, Computation-, and Control-Enabled UAV Mobile Communication Networks
abstract
Unmanned-aerial-vehicles (UAVs)-enabled mobile-edge computing (MEC) networks have shown a huge advantage in providing on-demand communication and computation service for the ground users. To reap the benefit of these integrated networks, reducing their energy consumption becomes a key issue, since both UAVs and ground users are energy-limited devices. To address this problem, this article attempts to provide a novel method that optimizes communication, computation, and control (3C), i.e., user association, computational task offloading, and UAVs flight control, to reduce the communication and computation energy consumption. Specifically, in order to find out the appropriate deployment positions for UAV MEC servers to provide on-demand communication and computation service, we propose the concept of the virtual force field (VFF) based on the user statistical distribution model and then devise a coordinated flight control algorithm for UAV MEC servers. After that, the user association and computational task offloading are optimized alternately. Utilizing the optimal transport theory (OTT), we derive the boundary formulation of the optimal user association and develop an iterative algorithm to approach the optimal association boundary. Then, given the user association, the optimal computational task offloading scheme is investigated. The convergence of the proposed iterative algorithm and the alternating optimization algorithm is proved. The complexity of the 3C optimization method is also analyzed. Simulation results demonstrate that the proposed designs considerably outperform the similar existing algorithm. Comparisons with the benchmark scheme show that the proposed scheme can reduce about 88% energy consumption and also improve energy efficiency performance greatly under the same simulation setups.
Leiyu Wang, Haixia Zhang 0001, Shuaishuai Guo, Dongfeng Yuan
IEEE Internet Things J.3
2022 Infectious Probability Analysis on COVID-19 Spreading With Wireless Edge Networks
abstract
The emergence of infectious disease COVID-19 has challenged and changed the world in an unprecedented manner. The integration of wireless networks with edge computing (namely wireless edge networks) brings opportunities to address this crisis. In this paper, we aim to investigate the prediction of the infectious probability and propose precautionary measures against COVID-19 with the assistance of wireless edge networks. Due to the availability of the recorded detention time and the density of individuals within a wireless edge network, we propose a stochastic geometry-based method to analyze the infectious probability of individuals. The proposed method can well keep the privacy of individuals in the system since it does not require to know the location or trajectory of each individual. Moreover, we also consider three types of mobility models and the static model of individuals. Numerical results show that analytical results well match with simulation results, thereby validating the accuracy of the proposed model. Moreover, numerical results also offer many insightful implications. Thereafter, we also offer a number of countermeasures against the spread of COVID-19 based on wireless edge networks. This study lays the foundation toward predicting the infectious risk in realistic environment and points out directions in mitigating the spread of infectious diseases with the aid of wireless edge networks.
Xuran Li, Shuaishuai Guo, Hongning Dai, Dengwang Li
IEEE J. Sel. Areas Commun.2
2022 Cooperative Beamforming Design for Multiple RIS-Assisted Communication Systems
abstract
Reconfigurable intelligent surface (RIS) provides a promising way to build programmable wireless transmission environments. Owing to the massive number of controllable reflecting elements on the surface, RIS is capable of providing considerable passive beamforming gains. At present, most related works mainly consider the modeling, design, performance analysis and optimization of single-RIS-assisted systems. Although there are a few of works that investigate multiple RISs individually serving their associated users, the cooperation among multiple RISs is not well considered as yet. To fill the gap, this paper studies a cooperative beamforming design for multi-RIS-assisted communication systems, where multiple RISs are deployed to assist the downlink communications from a base station to its users. To do so, we first model the general channel from the base station to the users for arbitrary number of reflection links. Then, we formulate an optimization problem to maximize the sum rate of all users. Analysis shows that the formulated problem is difficult to solve due to its non-convexity and the interactions among the decision variables. To solve it effectively, we first decouple the problem into three disjoint subproblems. Then, by introducing appropriate auxiliary variables, we derive the closed-form expressions for the decision variables and propose a low-complexity cooperative beamforming algorithm. Simulation results have verified the effectiveness of the proposed algorithm through comparison with various baseline methods. Furthermore, these results also unveil that, for the sum rate maximization, distributing the reflecting elements among multiple RISs is superior to deploying them at one single RIS.
Yuguang Fang, Haixia Zhang 0001, Shuaishuai Guo, Dongfeng Yuan
IEEE Trans. Wirel. Commun.4
2022 Deployment and Association of Multiple UAVs in UAV-Assisted Cellular Networks With the Knowledge of Statistical User Position
abstract
Exploiting unmanned aerial vehicles (UAVs) as flying relays is becoming an indispensable strategy to assist terrestrial cellular networks to enhance coverage. One challenging problem for UAV-integrated cellular networks is how to design their deployment and association schemes to provide on-demand coverage with minimum network power consumption. In this paper, the uplink transmission in a UAV-assisted cellular network is studied with the objective of minimizing the transmit power consumption of users and UAVs through designing proper UAV deployment and association schemes. To avoid the computational complexity caused by the estimation of instantaneous position of users, we investigate UAV deployment and association schemes based on the statistical user position. By discretizing the space where UAV can be located, we build a centralized multi-agent$Q$-learning algorithm, with which multiple UAVs update their positions in a joint manner. In the training process of$Q$-learning algorithm, a reward function is built based on the optimal association scheme and its corresponding power consumption. By adopting the optimal transport theory, the existence of the unique optimal association scheme for given statistical user distribution and UAVs’ state is proved. Simulation results demonstrate that the proposed designs considerably outperform the similar existing algorithms. Comparisons with the benchmark scheme show that the proposed scheme can bring about 85% energy efficiency improvement under the same simulation setups.
Leiyu Wang, Haixia Zhang 0001, Shuaishuai Guo, Dongfeng Yuan
IEEE Trans. Wirel. Commun.3
2022 On the Capacity of Reconfigurable Intelligent Surface Assisted MIMO Symbiotic Communications
abstract
Reconfigurable intelligent surfaces (RISs) appear as one of the most promising paradigms for future wireless communications, because of their high adjustability for diverse communication demands and the additional information-carrying capability by reflecting patterns. This paper investigates the capacity of RIS-assisted multiple-input multiple-output (MIMO) symbiotic communications utilizing multiple reflecting patterns, where each reflecting pattern is non-uniformly activated to carry additional information. To enhance transmission performance, the reflecting patterns, reflecting activation probability, and the transmit covariance matrix are jointly designed. Since the exact expression of the system capacity is intractable, the lower and upper bounds on the capacity are derived and used for optimization in this paper. Based on the lower bound on the capacity, a gradient ascent algorithm is developed to find the optimal reflecting patterns, reflecting activation probability, and the transmit covariance matrix. By taking advantage of the concise-form upper bound on the capacity, closed-form solutions of the reflecting activation probability and transmit covariance matrix can be derived after optimizing the reflecting patterns. The superiority of the proposed design is investigated and verified by computer simulations. Some selected numerical results demonstrate that the proposed design can achieve a higher capacity than the benchmark adopting only one reflecting pattern.
Jia Ye, Shuaishuai Guo, Shuping Dang, Basem Shihada, Mohamed-Slim Alouini
IEEE Trans. Wirel. Commun.2
2021 Information-Theoretic Analysis of OFDM With Subcarrier Number Modulation
abstract
With the prevalence of orthogonal frequency-division multiplexing (OFDM) in many standards, e.g., IEEE 802.11, IEEE 802.16, DVB-T, and DVB-T2, a number of variant modulation schemes based on OFDM have been proposed, which resort to signal sparsity to further enhance spectral efficiency and mitigate the high peak-to-average ratio (PAPR) problem. Among these variants, OFDM with subcarrier number modulation (OFDM-SNM) has been proven to be efficient for simple communication systems with low constellation modulation orders and limited decoding capability. To rigorously verify the performance advantages of OFDM-SNM, we present the study of OFDM-SNM in this paper from the information-theoretic perspective. In particular, we determine an upper bound on the mutual information of OFDM-SNM in closed form by using the log sum inequality. Also, we analyze the optimal pattern utilization probabilities (PUPs) for OFDM-SNM by channel-dependent coding and propose an easy-to-implement iterative algorithm to approach the optimal PUPs. Moreover, considering the practical achievability, we propose a Huffman coding based achievable PUP vector construction scheme to obtain the achievable PUPs and the corresponding achievable rate. We carry out numerical simulations to verify the effectiveness of this study and illustrate the efficiency of the obtained PUPs in comparison with several benchmarks.
Shuping Dang, Shuaishuai Guo, Basem Shihada, Mohamed-Slim Alouini
IEEE Trans. Inf. Theory2
2021 Joint Beamforming and Reflecting Design in Reconfigurable Intelligent Surface-Aided Multi-User Communication Systems
abstract
Reconfigurable intelligent surface (RIS) provides a promising way to build the programmable wireless transmission environments in the future. Owing to the large number of reflecting elements used at the RIS, joint optimization for the active beamforming at the transmitter and the passive reflector at the RIS is usually complicated and time-consuming. To address this problem, this article proposes a low-complexity joint beamforming and reflecting algorithm based on fractional programing (FP). Specifically, we first consider a RIS-aided multi-user communication system with perfect channel state information (CSI) and formulate an optimization problem to maximize the sum rate of all users. Since the problem is nonconvex, we decompose the original problem into three disjoint subproblems. By introducing favorable auxiliary variables, we derive the closed-form expressions of the beamforming vectors and reflecting matrix in each subproblem, leading to a joint beamforming and reflecting algorithm with low complexity. We then extend our approach to handle the case when transmitter-RIS and RIS-receiver channels are not perfect and develop corresponding low-complexity joint beamforming and reflecting algorithm with practical channel estimation. Simulation results have verified the effectiveness of the proposed algorithms as compared to various benchmark schemes.
Shuaishuai Guo, Haixia Zhang 0001, Yuguang Fang, Dongfeng Yuan
IEEE Trans. Wirel. Commun.2
2020 Reflecting Modulation
abstract
Reconfigurable intelligent surface (RIS) has emerged as a promising technique for future wireless communication networks. How to reliably transmit information in a RIS-based communication system arouses much interest. This paper proposes a reflecting modulation (RM) scheme for RIS-based communications, where both the reflecting patterns and transmit signals can carry information. Depending on that the transmitter and RIS jointly or independently deliver information, RM is further classified into two categories: jointly mapped RM (JRM) and separately mapped RM (SRM). JRM and SRM are naturally superior to existing schemes, because the transmit signal vectors, reflecting patterns, and bit mapping methods of JRM and SRM are more flexibly designed. To enhance transmission reliability, this paper proposes a discrete optimization-based joint signal mapping, shaping, and reflecting (DJMSR) design for JRM and SRM to minimize the bit error rate (BER) with a given transmit signal candidate set and a given reflecting pattern candidate set. To further improve the performance, this paper optimizes multiple reflecting patterns and their associated transmit signal sets in continuous fields for JRM and SRM. Numerical results show that JRM and SRM with the proposed system optimization methods considerably outperform existing schemes in BER.
Shuaishuai Guo, Shuheng Lv, Haixia Zhang 0001, Jia Ye, Peng Zhang 0009
IEEE J. Sel. Areas Commun.1
2020 Asymptotic Capacity for MIMO Communications With Insufficient Radio Frequency Chains
abstract
This paper presents an asymptotic capacity analysis for multiple-input multiple-output (MIMO) communications with insufficient transmit radio frequency (RF) chains and sufficient receive RF chains, which is named as iMIMO communications. We characterize the iMIMO channel capacity by the maximum mutual information given any vector inputs subject to not only an average power constraint but also a sparsity constraint. It is proven that an optimized Gaussian mixture input distribution is capacity-achieving in the high signal-to-noise-ratio (SNR) regime. The optimal mixture coefficients and the covariance matrices of the Gaussian mixtures are derived and also the corresponding asymptotic capacity. Furthermore, we discuss the impact of insufficient receive RF chains on the achievable spectral efficiency. We investigate the superiority of the capacity-achieving technique, which is an optimized non-uniform subspace modulation (NUSM), by comparing it with the best subspace selection (BSS) and the uniform subspace modulation (USM). The comparison results reveal that the optimized NUSM is optimal in the high SNR regime. Numerical results are presented to validate our analysis.
Shuaishuai Guo, Haixia Zhang 0001, Mohamed-Slim Alouini
IEEE Trans. Commun.1
2020 Enhanced Huffman Coded OFDM With Index Modulation
abstract
In this paper, we propose an enhanced Huffman coded orthogonal frequency-division multiplexing with index modulation (EHC-OFDM-IM) scheme. The proposed scheme is capable of utilizing all legitimate subcarrier activation patterns (SAPs) and adapting the bijective mapping relation between SAPs and leaves on a given Huffman tree according to channel state information (CSI). As a result, a dynamic codebook update mechanism is obtained, which can provide more reliable transmissions. We take the average block error rate (BLER) as the performance evaluation metric and approximate it in closed form when the transmit power allocated to each subcarrier is independent of channel states. Also, we propose two CSI-based power allocation schemes with different requirements for computational complexity to further improve the error performance. Subsequently, we carry out numerical simulations to corroborate the error performance analysis and the proposed dynamic power allocation schemes. By studying the numerical results, we find that the depth of the Huffman tree has a significant impact on the error performance when the SAP-to-leaf mapping relation is optimized based on CSI. Meanwhile, through numerical results, we also discuss the trade-off between error performance and data transmission rate and investigate the impacts of imperfect CSI on the error performance of EHC-OFDM-IM.
Shuping Dang, Shuaishuai Guo, Justin P. Coon, Basem Shihada, Mohamed-Slim Alouini
IEEE Trans. Wirel. Commun.2
2020 Signal Shaping for Non-Uniform Beamspace Modulated mmWave Hybrid MIMO Communications
abstract
This paper investigates adaptive signal shaping methods for millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications based on the maximizing the minimum Euclidean distance (MMED) criterion. In this work, we utilize the indices of analog precoders to carry information and optimize the symbol vector sets used for each analog precoder activation state. Specifically, we firstly propose a joint optimization based signal shaping (JOSS) approach, in which the symbol vector sets used for all analog precoder activation states are jointly optimized by solving a series of quadratically constrained quadratic programming (QCQP) problems. JOSS exhibits good performance, however, with a high computational complexity. To reduce the computational complexity, we then propose a full precoding based signal shaping (FPSS) method and a diagonal precoding based signal shaping (DPSS) method, where the full or diagonal digital precoders for all analog precoder activation states are optimized by solving two small-scale QCQP problems. Simulation results show that the proposed signal shaping methods can provide considerable performance gain in reliability in comparison with existing mmWave transmission solutions.
Shuaishuai Guo, Haixia Zhang 0001, Peng Zhang 0009, Shuping Dang, Mohamed-Slim Alouini
IEEE Trans. Wirel. Commun.1
2020 Joint Reflecting and Precoding Designs for SER Minimization in Reconfigurable Intelligent Surfaces Assisted MIMO Systems
abstract
This paper investigates the use of a reconfigurable intelligent surface (RIS) to aid point-to-point multi-data-stream multiple-input multiple-output (MIMO) wireless communications. With practical finite alphabet input, the reflecting elements at the RIS and the precoder at the transmitter are alternatively optimized to minimize the symbol error rate (MSER). In the reflecting optimization with a fixed precoder, two reflecting design methods are developed, referred as eMSER-Reflecting and vMSER-Reflecting. In the optimization of the precoding matrix with a fixed reflecting pattern, the matrix optimization is transformed to be a vector optimization problem and two methods are proposed to solve it, which are referred as MSER-Precoding and MMED-Precoding. The superiority of the proposed designs is investigated by simulations. Simulation results demonstrate that the proposed reflecting and precoding designs can offer a lower SER than existing designs with the assumption of complex Gaussian input. Moreover, we compare RIS with a full-duplex Amplify-and-Forward (AF) relay system in terms of SER to show the advantage of RIS.
Jia Ye, Shuaishuai Guo, Mohamed-Slim Alouini
IEEE Trans. Wirel. Commun.2
2019 Generalized Beamspace Modulation using Multiplexing for mmWave MIMO
abstract
Spatial multiplexing (SMX) multiple-input multiple-output (MIMO) over the best beamspace was considered as the best solution for millimeter wave (mm ave) communications regarding spectral efficiency (SE), referred as the best beamspace selection (BBS) solution. The equivalent MIMO water-filling (F-MIMO) channel capacity was treated as an unsurpassed SE upper bound. Recently, researchers have proposed various schemes trying to approach the benchmark and the performance bound. In this paper, we challenge the benchmark and the corresponding bound by proposing a better transmission scheme that achieves higher SE, namely the Generalized Beamspace Modulation using Multiplexing (GBMM). Inspired by the concept of spatial modulation, we not only use the selected beamspace to transmit information but also use the selection operation to carry information. e prove that GBMM is superior to BBS in terms of SE and can break through the well known upper bound. That is, GBMM renews the upper bound of the system SE. e investigate SE-oriented precoder activation probability optimization, fully-digital precoder design and hybrid precoder design for GBMM. Comparisons with the benchmark (i.e., F-MIMO channel capacity) are made under different system configurations to show the superiority of GBMM.
Shuaishuai Guo, Haixia Zhang 0001, Peng Zhang 0009, Pengjie Zhao, Leiyu Wang, Mohamed-Slim Alouini
ICC1
2019 Generalized Beamspace Modulation Using Multiplexing: A Breakthrough in mmWave MIMO
abstract
This paper proposes a generalized beamspace modulation using multiplexing (GBMM) scheme for millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications with reduced radio frequency (RF) chains. Besides achieving a multiplexing gain over the selected beamspace set, GBMM additionally makes use of the index of the beamspace set to carry information. In the proposed GBMM, the beamspace sets are non-uniformly activated. We investigate the spectral efficiency (SE) of the proposed GBMM and the SE-oriented beamspace set activation probability optimization as well as the hybrid precoder design. In the hybrid precoder design procedure, we first design the fully-digital precoders and then adopt the optimized fully-digital precoders to design the hybrid precoders. A gradient ascent algorithm is developed to find the optimal fully-digital precoders and precoder activation probabilities. In the high signal-to-noise-ratio (SNR) regime, closed-form solutions of the fully-digital precoders and the precoder activation probabilities are derived. Moreover, we investigate the impact of the hybrid receiver structure on the performance of GBMM, propose a coding method to realize the optimized precoder activation, and discuss the extension to orthogonal frequency division multiplexing (OFDM)-based mmWave broadband communications. Both analytical and numerical results show that GBMM outperforms the spatial multiplexing over the best beamspace set in terms of SE, which has been well recognized as the best transmission solution in mmWave MIMO communications.
Shuaishuai Guo, Haixia Zhang 0001, Peng Zhang 0009, Pengjie Zhao, Leiyu Wang, Mohamed-Slim Alouini
IEEE J. Sel. Areas Commun.1
2019 Ordered Sequence Detection and Barrier Signal Design for Digital Pulse Interval Modulation in Optical Wireless Communications
abstract
This paper proposes an ordered sequence detection (OSD) for digital pulse interval modulation (DPIM) in optical wireless communications. Leveraging the sparsity of DPIM sequences, OSD shows a comparable performance to the optimal maximum likelihood sequence detection with much lower complexity. Compared with the widely adopted sample-by-sample optimal threshold detection (OTD), it considerably improves the bit-error-rate (BER) performance by mitigating error propagation. Moreover, this paper proposes a barrier signal-aided digital pulse interval modulation (BDPIM), where the last of every $K$ symbols is allocated with more power as an inserted barrier signal. BDPIM with OSD (BDPIM-OSD) can limit the error propagation between two adjacent barriers. To reduce the storing delay when using OSD to detect extremely large packets, we propose BDPIM with a combination of OTD and OSD (BDPIM-OTD-OSD), within which long sequences are cut into pieces and separately detected. Approximate upper bounds of the average BER performance of DPIM-OTD, DPIM-OSD, BDPIM-OSD, and BDPIM-OTD-OSD are analysed. Simulations are conducted to corroborate our analysis. Optimal parameter settings are also investigated in uncoded and coded systems by simulations. Simulation results show that the proposed OSD and BDPIM bring significant improvement in uncoded and coded systems over various channels.
Shuaishuai Guo, Ki-Hong Park, Mohamed-Slim Alouini
IEEE Trans. Commun.1
2019 Adaptive Power Allocation for Distortion Minimization in Generalized Polar Optical Wireless Communications
abstract
In this paper, we investigate adaptive power allocation for generalized polar optical wireless communications (OWC), where a general complex bipolar signal is converted into magnitude and phase signals for intensity modulation. Mean square errors (MSE) between the input complex signals and the re-constructed complex signals are derived to characterize signal distortion. Optimal power scaling factors and power allocation are investigated to minimize the distortion. Under a sole average intensity constraint, closed-form optimal power scaling factors are derived and found to be input-dependent. Specifically, they are determined by the first and second moments of the magnitude signals, the first moment of the phase signals as well as the channel state. Under both average and peak intensity constraints, the expression of MSE regarding the power scaling factors is derived but it is too complicated to find the optimal power allocation. Thus, we propose to use a small-scale numerical search for practical power allocation. As an example, we adopt the proposed power allocation to polar optical orthogonal frequency division multiplexing (P-OFDM) systems and analyze its achievable bit error rate (BER). Numerical simulations are presented to validate the analysis. It is shown that the proposed power allocation greatly improves the performance in terms of MSE and BER and the proposed power allocation-enhanced P-OFDM (EP-OFDM) outperforms existing optical OFDM schemes over various channels in the high signal-to-noise ratio (SNR) regime, especially in the systems with a peak intensity constraint.
Shuaishuai Guo, Ki-Hong Park, Mohamed-Slim Alouini
IEEE Trans. Commun.1
2019 Signal Shaping for Generalized Spatial Modulation and Generalized Quadrature Spatial Modulation
abstract
This paper investigates the generic signal shaping methods for the multiple-data-stream generalized spatial modulation (GenSM) and the generalized quadrature spatial modulation (GenQSM). Three cases with different channel state information at the transmitter (CSIT) are considered, including no CSIT, statistical CSIT, and perfect CSIT. A unified optimization problem is formulated to find the optimal transmit vector set under size, power, and sparsity constraints. We propose an optimization-based signal shaping (OBSS) approach by solving the formulated problem directly and a codebook-based signal shaping (CBSS) approach by finding the sub-optimal solutions in discrete space. In the OBSS approach, we reformulate the original problem to optimize the signal constellations used for each transmit antenna combination (TAC). Both the size and the entry of all signal constellations are optimized. Specifically, we suggest the use of a recursive design for the size optimization. The entry optimization is formulated as a non-convex large-scale quadratically constrained quadratic programming (QCQP) problem and can be solved by the existing optimization techniques with rather high complexity. To reduce the complexity, we propose the CBSS approach using a codebook generated by the quadrature amplitude modulation (QAM) symbols and a low-complexity selection algorithm to choose the optimal transmit vector set. The simulation results show that the OBSS approach exhibits the optimal performance in comparison with existing benchmarks. However, the OBSS approach is impractical for large-size signal shaping and adaptive signal shaping with instantaneous CSIT due to the demand of high computational complexity. As a low-complexity approach, the CBSS shows comparable performance and can be easily implemented in large-size systems.
Shuaishuai Guo, Haixia Zhang 0001, Peng Zhang 0009, Shuping Dang, Cong Liang 0001, Mohamed-Slim Alouini
IEEE Trans. Wirel. Commun.1
2018 Low Complexity 3-D Constellation Design for MRC-Based Spatial Modulation
abstract
In this paper, a novel 3-dimensional (3-D) constellation design is proposed for spatial modulation (SM) multiple-antenna system (MIMO) employing maximum ratio combing (MRC) detector. The 3-D constellation is established for spatial modulated systems to minimize the system symbol error rate (SER) by jointly exploiting the potential of both antenna and signal domains. A low-complexity and efficient design algorithm is proposed to find out the 3-D constellation sub-optimally. The performance of the jointly mapped SM (JM-SM) with the designed 3-D constellation is investigated. Simulation results show that the proposed JM-SM schemes can bring obvious performance gain compared with the existing adaptive SM systems under the same spectral efficiency.
Pengjie Zhao, Haixia Zhang 0001, Shuaishuai Guo, Dongfeng Yuan
APCC3
2017 Generalized 3-D Constellation Design for Spatial Modulation
abstract
Spatial modulation (SM) conveys information bits by utilizing both the antenna index and complex symbols to form a 3-D constellation. Similar to 2-D modulation, the structure of 3-D constellation could greatly affect the transmission reliability. In this paper, a generalized 3-D constellation design is proposed to optimize the constellation diagram used for each antenna, i.e., to optimize the complex symbols and their total number for each antenna and finally to enhance the transmission reliability. The optimal design method with exhaustive search algorithm may cause prohibitive computational complexity, especially when the cardinality of 3-D constellation is large. To overcome this issue, a recursive design algorithm is proposed with a computational complexity increasing polynomially with the cardinality of 3-D constellation. Extensions of the proposed methods to the SM constellation design for massive multiple-input multiple-output transmission, generalized spatial modulation (GSM) constellation design, and the SM constellation design with transmit antenna correlation are also discussed. Simulations are done to validate those theoretical analysis, and results show that the proposed 3-D constellation design is a generalized design scheme and can be adopted in any SM/GSM systems without constraints on the number of transceiver antennas. It is also shown that the proposed approach offers better symbol-error-rate performance than other solutions.
Shuaishuai Guo, Haixia Zhang 0001, Peng Zhang 0009, Dalei Wu, Dongfeng Yuan
IEEE Trans. Commun.1
2016 Spatial Modulated Simultaneous Wireless Information and Power Transfer
abstract
This paper proposes a spatial modulated simultaneous wireless information and power transfer (SM SWIPT) scheme to save multiple radio frequency (RF) chains at the transmitter. As SM is adopted, only one RF chain is equipped at the transmit side. To harvest energy and in the same time to transfer information, the received signal is split into two parts according to the defined power splitting factors. The power splitting factors are determined by maximizing the throughput of the information decoding (ID) receiver under the given energy harvesting (EH) constraint. An iterative power splitting algorithm (ISPA) is developed to solve the maximization problem. Its performance is investigated through simulations. In addition, the computational complexity of the proposed algorithm is analyzed. Results show the superiority of the proposed SM SWIPT in throughput through comparison with single-input multiple-output (SIMO) SWIPT and beamformed MIMO SWIPT. What is more, unlike the conventional beamformed MIMO SWIPT that requires perfect channel state information at the transmitter (CSIT), the proposed scheme is open loop and requires no any CSIT, thus can further enhance the superiority in energy efficiency.
Shuaishuai Guo, Haixia Zhang 0001, Dongfeng Yuan
GLOBECOM1