High-frequency wideband cellular communications over mmWave and sub-THz offer the opportunity for high data rates. However, it also presents high path loss, resulting in limited coverage. High-gain beamforming from the antenna array is essential to mitigate the coverage limitations. The conventional phased antenna arrays (PAA) cause high scheduling latency owing to analog beam constraints, i.e., only one frequency-flat beam is generated. Recently introduced joint phase-time array (JPTA) architecture, which utilizes both true-time-delay (TTD) units and phase shifters (PSs), alleviates analog beam constraints by creating multiple frequency-dependent beams for scheduling multiple users at different directions in a frequency-division manner. One class of previous studies offered solutions with "rainbow" beams, which tend to allocate a small bandwidth per beam direction. Another class focused on uniform linear array (ULA) antenna architecture, whose frequency-dependent beams were designed along a single axis of either azimuth or elevation direction. This paper presents a novel 3D beamforming design that maximizes beamforming gain toward desired azimuth and elevation directions and across sub-bands partitioned according to scheduled users’ bandwidth requirements. We provide analytical solutions and iterative algorithms to design the PSs and TTD units for a desired subband beam pattern. Through simulations of the beamforming gain, we observe that our proposed solutions outperform the state-of-the-art solutions reported elsewhere.

In cellular systems, the user equipment (UE) can request a change in the frequency band when its rate drops below a threshold on the current band. The UE is then instructed by the base station (BS) to measure the quality of candidate bands, which requires a measurement gap in the data transmission, thus lowering the data rate. We propose an online-learning based band switching approach that does not require any measurement gap. Our proposed classifier-based band switching policy instead exploits spatial and spectral correlation between radio frequency signals in different bands based on knowledge of the UE location. We focus on switching between a lower (e.g., 3.5 GHz) band and a millimeter wave band (e.g., 28 GHz), and design and evaluate two classification models that are trained on a ray-tracing dataset. A key insight is that measurement gaps are overkill, in that only the relative order of the bands is necessary for band selection, rather than a full channel estimate. Our proposed machine learning-based policies achieve roughly 30% improvement in mean effective rates over those of the industry standard policy, while achieving misclassification errors well below 0.5% and maintaining resilience against blockage uncertainty.

This paper studies the effect of the user hand grip on the design of beamforming codebooks for 5G millimeter-wave (mmWave) mobile handsets. The high-frequency structure simulator (HFSS) is used to characterize the radiation fields for fourteen possible handgrip profiles based on experiments we conducted. The loss from hand blockage on the antenna gains can be up to 20-25 dB, which implies that the possible hand grip profiles need to be taken into account while designing beam codebooks. Specifically, we consider three different codebook adaption schemes: a grip-aware scheme, where perfect knowledge of the hand grip is available; a semi-aware scheme, where just the application (voice call, messaging, etc.) and the orientation of the mobile handset is known; and a grip-agnostic scheme, where the codebook ignores hand blockage. Our results show that the ideal grip-aware scheme can provide more than 50% gain in terms of the spherical coverage over the agnostic scheme, depending on the grip and orientation. Encouragingly, the more practical semi-aware scheme we propose provides performance approaching the fully grip-aware scheme. Overall, we demonstrate that 5G mmWave handsets are different from pre-5G handsets: the user grip needs to be explicitly factored into the codebook design.

This paper studies the asymptotic properties of average area spectral efficiency (ASE) of a downlink cellular network in the limit of very dense base station (BS) and user densities. This asymptotic analysis relies on three assumptions: 1) interference is treated as noise; 2) the BS locations are drawn from a Poisson point process; and 3) the path loss function is bounded above satisfying mild regularity conditions. We consider three possible definitions of the average ASE, all of which give units of bits per second per unit bandwidth per unit area. When there is no constraint on the minimum operational signal-to-interference-plus-noise ratio (SINR) and instantaneous full channel state information (CSI) is available at the transmitter, the average ASE is proven to saturate to a constant, which we derive in a closed form. For the other two ASE definitions, wherein either a minimum SINR is enforced or CSI is not available, the average ASE is instead shown to collapse to zero at high BS density. We provide several familiar case studies for the class of considered path loss models, and demonstrate that our results cover most previous models and results on ultradense networks as special cases.

This paper studies the asymptotic properties of area spectral efficiency (ASE) of a downlink cellular network in the limit of very dense base station (BS) and user densities. This asymptotic analysis relies on three assumptions: (1) interference is treated as noise; (2) the BS locations are drawn from a Poisson point process; (3) the path loss function is bounded above satisfying mild regularity conditions. When there is no constraint on the minimum operational SINR and instantaneous full channel state information is available at the transmitter, the ASE is proven to saturate to a constant, which we derive in closed form. We provide several familiar case studies for the class of considered path loss models, and demonstrate that our results cover most previous models and results on ultradense networks as special cases.

Distance-based attenuation is a critical aspect of wireless communications. As opposed to the ubiquitous powerlaw path loss model, this paper proposes a stretched exponential path loss model that is suitable for short-range communication. In this model, the signal power attenuates over a distance r as e-αrβ, where α and β are tunable parameters. Using experimental propagation measurements, we show that the proposed model is accurate for short to moderate distances in the range r ∈ (5, 300) meters and so is a suitable model for dense and ultradense networks. We integrate this path loss model into a downlink cellular network with base stations modeled by a Poisson point process, and derive expressions for the coverage probability, potential throughput, and area spectral efficiency. Although the most general result for coverage probability has a double integral, several special cases are given, where the coverage probability has a compact or even closed form. We then show that the potential throughput is maximized for a particular BS density and then collapses to zero for high densities, assuming a fixed signal-to-interference-plus-noise ratio (SINR) threshold. We next prove that the area spectral efficiency, which assumes an adaptive SINR threshold, is nondecreasing with the BS density and converges to a constant for high densities.

Full-Duplex (FD) transceivers may be expensive in terms of complexity, power consumption, and price to be implemented in all user terminals. Therefore, techniques to exploit in-band full-duplex communication with FD base stations (BSs) and half-duplex (HD) users' equipment (UEs) are required. In this context, 3-node topology (3NT) has been recently proposed for FD BSs to reuse the uplink (UL) and downlink (DL) channels with HD terminals within the same cell. In this paper, we present a tractable mathematical framework, based on stochastic geometry, for 3NT in cellular networks. To this end, we propose a design paradigm via pulse-shaping and partial overlap between UL and DL channels to maximize the harvested rate gains in 3NT. The results show that 3NT achieves a close performance to networks with FD BSs and FD UEs, denoted by 2-node topology (2NT) networks. A maximum of 5% rate loss is reported when 3NT is compared to 2NT with efficient self-interference cancellation (SIC). If the SIC in 2NT is not efficient, 3NT highly outperforms 2NT. Consequently, we conclude that, irrespective to the UE duplexing scheme, it is sufficient to have FD BSs to harvest FD rate gains.

Stochastic geometry (SG) has been widely accepted as a fundamental tool for modeling and analyzing cellular networks. However, the fading models used with SG analysis are mainly confined to the simplistic Rayleigh fading, which is extended to the Nakagami-m fading in some special cases. However, neither the Rayleigh nor the Nakagami-m accounts for dominant specular components (DSCs) which may appear in realistic fading channels. In this paper, we present a tractable model for cellular networks with generalized two-ray (GTR) fading channel. The GTR fading explicitly accounts for two DSCs in addition to the diffuse components and offers high flexibility to capture diverse fading channels that appear in realistic outdoor/indoor wireless communication scenarios. It also encompasses the famous Rayleigh and Rician fading as special cases. To this end, the prominent effect of DSCs is highlighted in terms of average spectral efficiency.

Backward compatibility is an essential ingredient for the success of new technologies. In the context of in-band full-duplex (FD) communication, FD base stations (BSs) should support half-duplex (HD) users' equipment (UEs) without sacrificing the foreseen FD gains. This paper presents flexible and tractable modeling framework for multi-tier cellular networks with FD BSs and FD/HD UEs. The presented model is based on stochastic geometry and accounts for the intrinsic vulnerability of uplink transmissions. The results show that FD UEs are not necessarily required to harvest rate gains from FD BSs. In particular, the results show that adding FD UEs to FD BSs offers a maximum of 5% rate gain over FD BSs and HD UEs case if multi-user diversity is exploited, which is a marginal gain compared with the burden required to implement FD transceivers at the UEs' side. To this end, we shed light on practical scenarios where HD UEs operation with FD BSs outperforms the operation when both the BSs and UEs are FD and we find a closed-form expression for the critical value of the self-interference attenuation power required for the FD UEs to outperform HD UEs.

In-band full-duplex (FD) communications have been optimistically promoted to improve the spectrum utilization and efficiency. However, the penetration of FD communications to the cellular networks domain is challenging due to the imposed uplink/downlink interference. This paper presents a tractable framework, based on stochastic geometry, to study FD communications in cellular networks. Particularly, we assess the FD communications effect on the network performance and quantify the associated gains. This paper proves the vulnerability of the uplink to the downlink interference and shows that FD rate gains harvested in the downlink (up to 97%) come at the expense of a significant degradation in the uplink rate (up to 94%). Therefore, we propose a novel fine-grained duplexing scheme, denoted as the α-duplex scheme, which allows a partial overlap between the uplink and the downlink frequency bands. We derive the required conditions to harvest rate gains from the α-duplex scheme and show its superiority to both the FD and half-duplex (HD) schemes. In particular, we show that the α-duplex scheme provides a simultaneous improvement of 28% for the downlink rate and 56% for the uplink rate. Finally, we show that the amount of the overlap can be optimized based on the network design objective.

In-band full-duplex (FD) communications have been optimistically promoted to improve the spectrum utilization in cellular networks. However, the explicit impact of spatial interference, imposed by FD communications, on uplink and downlink transmissions has been overlooked in the literature. This paper presents an extensive study of the explicit effect of FD communications on the uplink and downlink performances. For the sake of rigorous analysis, we develop a tractable framework based on stochastic geometry toolset. The developed model accounts for uplink truncated channel inversion power control in FD cellular networks. The study shows that FD communications improve the downlink throughput at the expense of significant degradation in the uplink throughput. Therefore, we propose a novel fine-grained duplexing scheme, denoted as α-duplex scheme, which allows a partial overlap between uplink and downlink frequency bands. To this end, we show that the amount of the overlap can be optimized via adjusting α to achieve a certain design objective.

We exploit tools from stochastic geometry to develop a tractable analytical approach for modeling uplink cellular networks. The developed model is load aware and accounts for per-user power control as well as the limited transmit power constraint for the users' equipment (UEs). The proposed analytical paradigm is based on a simple per-user power control scheme in which each user inverts his path-loss such that the signal is received at his serving base station (BS) with a certain power threshold ρ Due to the limited transmit power of the UEs, users that cannot invert their path-loss to their serving BSs are allowed to transmit with their maximum transmit power. We show that the proposed power control scheme not only provides a balanced cell center and cell edge user performance, it also facilitates the analysis when compared to the state-of-the-art approaches in the literature. To this end, we discuss how to manipulate the design variable ρ in response to the network parameters to optimize one or more of the performance metrics such as the outage probability, the network capacity, and the energy efficiency.