EDBT 2026 Demo / reviewers in the wild / expert
Yuzhou Gu
dblp:182/2497
· DBLP profile ↗
18ranked-venue papers
13as first author
15since 2021 · last 2026
0000-0002-9187-9190ORCID · corroborated
Domains — the database's venue-derived domains; a paper can count in several
Artificial intelligence and machine learning · 12 · 10 first-author · 12 since 2021Theory of computation · 5 · 2 first-author · 3 since 2021Applied, interdisciplinary, general and emerging computing · 1 · 1 first-author
| Year | Publication | Venue | Position |
|---|---|---|---|
| 2026 | Algorithmic Thinking TheoryabstractLarge language models (LLMs) have proven to be highly effective for solving complex reasoning tasks. Surprisingly, their capabilities can often be improved by iterating on previously generated solutions. In this context, a reasoning plan for generating and combining a set of solutions can be thought of as an algorithm for reasoning using a probabilistic oracle. We introduce a theoretical framework for analyzing such reasoning algorithms. This framework formalizes the principles underlying popular techniques for iterative improvement and answer aggregation, providing a foundation for designing a new generation of more powerful reasoning methods. Unlike approaches for understanding models that rely on architectural specifics, our model is grounded in experimental evidence. As a result, it offers a general perspective that may extend to a wide range of current and future reasoning oracles. Mohammad Hossein Bateni 0001, Vincent Cohen-Addad, Yuzhou Gu, Silvio Lattanzi, Simon Meierhans, Christopher Mohri |
COLT | 3 |
| 2026 | A Unified Lower Bound on the Noisy Query Complexity of Boolean FunctionsabstractWe study the query complexity of Boolean functions $f: {0, 1}^n \rightarrow {0, 1}$ in the noisy query model introduced by Feige, Raghavan, Peleg and Upfal [SICOMP 1994]. In this model, an algorithm can adaptively query the bits of an input vector, but each query result is independently flipped with constant probability $p \in (0, 1/2)$; repeated queries are allowed. The noisy query complexity $\mathsf{N}_p(f)$ of a function $f$ is defined as the minimum expected number of queries needed to compute $f(x)$ with error probability at most $1/3$, for the worst case input $x$. We prove a general lower bound on $\mathsf{N}_p(f)$ based on degree statistics of certain subgraphs of the Boolean hypercube. This is the first general lower bound beyond those implied by the simple observation that $\mathsf{N}_p(f)$ is lower bounded by the randomized query complexity. We show that this recovers (up to a constant factor) most previously known lower bounds on the noisy query complexity of Boolean functions, providing a unified framework for understanding these results and simplifying the proofs in several cases. Furthermore, this resolves in the affirmative an open problem of Gu, Li and Xu [COLT 2025] that $\mathsf{N}_p(f) = \Omega(\mathsf{I}(f) \log \mathsf{I}(f))$, where $\mathsf{I}(f)$ denotes the total influence of $f$. We also apply our general lower bound to obtain tight bounds on the noisy query complexity for several new functions. Yuzhou Gu, Yinzhan Xu |
COLT | 1 |
| 2025 | Tight Bounds for Noisy Computation of High-Influence Functions, Connectivity, and ThresholdabstractIn the noisy query model, the (binary) return value of every query (possibly repeated) is independently flipped with some fixed probability $p \in (0, 1/2)$. In this paper, we obtain tight bounds on the noisy query complexity of several fundamental problems. Our first contribution is to show that any Boolean function with total influence $\Omega(n)$ has noisy query complexity $\Theta(n\log n)$. Previous works often focus on specific problems, and it is of great interest to have a characterization of noisy query complexity for general functions. Our result is the first noisy query complexity lower bound of this generality, beyond what was known for random Boolean functions (Reischuk and Schmeltz, FOCS 1991). Our second contribution is to prove that Graph Connectivity has noisy query complexity $\Theta(n^2 \log n)$. In this problem, the goal is to determine whether an undirected graph is connected, where each query asks for the existence of an edge in the graph. A simple algorithm can solve the problem with error probability $o(1)$ using $O(n^2 \log n)$ noisy queries, but no non-trivial lower bounds were known prior to this work. Last but not least, we determine the exact number of noisy queries (up to lower order terms) needed to solve the $k$-Threshold problem and the Counting problem. The $k$-Threshold problem asks to decide whether there are at least $k$ ones among $n$ bits, given noisy query access to the bits. We prove that $(1\pm o(1)) \frac{n\log (\min\{k,n-k+1\}/\delta)}{(1-2p)\log \frac{1-p}p}$ queries are both sufficient and necessary to achieve error probability $\delta = o(1)$. Previously, such a result was only known when $\min\{k,n-k+1\}=o(n)$ (Wang, Ghaddar, Zhu and Wang, ALT 2025). We also show a similar $(1\pm o(1)) \frac{n\log (\min\{k+1,n-k+1\}/\delta)}{(1-2p)\log \frac{1-p}p}$ bound for the Counting problem, where one needs to count the number of ones among $n$ bits given noisy query access and $k$ denotes the answer. Yuzhou Gu, Yinzhan Xu |
COLT | 1 |
| 2025 | Faster Algorithms for Structured Linear and Kernel Support Vector MachinesabstractQuadratic programming is a ubiquitous prototype in convex programming. Many machine learning problems can be formulated as quadratic programming, including the famous Support Vector Machines (SVMs). Linear and kernel SVMs have been among the most popular models in machine learning over the past three decades, prior to the deep learning era.
Generally, a quadratic program has an input size of $\Theta(n^2)$, where $n$ is the number of variables. Assuming the Strong Exponential Time Hypothesis ($\textsf{SETH}$), it is known that no $O(n^{2-o(1)})$ time algorithm exists when the quadratic objective matrix is positive semidefinite (Backurs, Indyk, and Schmidt, NeurIPS'17). However, problems such as SVMs usually admit much smaller input sizes: one is given $n$ data points, each of dimension $d$, and $d$ is oftentimes much smaller than $n$. Furthermore, the SVM program has only $O(1)$ equality linear constraints. This suggests that faster algorithms are feasible, provided the program exhibits certain structures.
In this work, we design the first nearly-linear time algorithm for solving quadratic programs whenever the quadratic objective admits a low-rank factorization, and the number of linear constraints is small. Consequently, we obtain results for SVMs:
* For linear SVM when the input data is $d$-dimensional, our algorithm runs in time $\widetilde O(nd^{(\omega+1)/2}\log(1/\epsilon))$ where $\omega\approx 2.37$ is the fast matrix multiplication exponent;
* For Gaussian kernel SVM, when the data dimension $d = O(\log n)$ and the squared dataset radius is sub-logarithmic in $n$, our algorithm runs in time $O(n^{1+o(1)}\log(1/\epsilon))$. We also prove that when the squared dataset radius is at least $\Omega(\log^2 n)$, then $\Omega(n^{2-o(1)})$ time is required. This improves upon the prior best lower bound in both the dimension $d$ and the squared dataset radius. Yuzhou Gu, Zhao Song 0002, Lichen Zhang 0003 |
ICLR | 1 |
| 2025 | Binary Hypothesis Testing for Softmax Models and Leverage Score ModelsabstractSoftmax distributions are widely used in machine learning, including Large Language Models (LLMs), where the attention unit uses softmax distributions. We abstract the attention unit as the softmax model, where given a vector input, the model produces an output drawn from the softmax distribution (which depends on the vector input). We consider the fundamental problem of binary hypothesis testing in the setting of softmax models. That is, given an unknown softmax model, which is known to be one of the two given softmax models, how many queries are needed to determine which one is the truth? We show that the sample complexity is asymptotically $O(\epsilon^{-2})$ where $\epsilon$ is a certain distance between the parameters of the models. Furthermore, we draw an analogy between the softmax model and the leverage score model, an important tool for algorithm design in linear algebra and graph theory. The leverage score model, on a high level, is a model which, given a vector input, produces an output drawn from a distribution dependent on the input. We obtain similar results for the binary hypothesis testing problem for leverage score models. Yuzhou Gu, Zhao Song 0002, Junze Yin |
ICML | 1 |
| 2025 | Evolution of Information in Interactive Decision Making: A Case Study for Multi-Armed BanditsabstractWe study the evolution of information in interactive decision making through the lens of a stochastic multi-armed bandit problem. Focusing on a fundamental example where a unique optimal arm outperforms the rest by a fixed margin, we characterize the optimal success probability and mutual information over time. Our findings reveal distinct growth phases in mutual information---initially linear, transitioning to quadratic, and finally returning to linear---highlighting curious behavioral differences between interactive and non-interactive environments. In particular, we show that optimal success probability and mutual information can be decoupled, where achieving optimal learning does not necessarily require maximizing information gain. These findings shed new light on the intricate interplay between information and learning in interactive decision making. Yuzhou Gu, Yanjun Han, Jian Qian |
NeurIPS | 1 |
| 2024 | Community detection in the hypergraph stochastic block model and reconstruction on hypertreesabstractWe study the weak recovery problem on the $r$-uniform hypergraph stochastic block model ($r$-HSBM) with two balanced communities. In this model, $n$ vertices are randomly divided into two communities, and size-$r$ hyperedges are added randomly depending on whether all vertices in the hyperedge are in the same community. The goal of weak recovery is to recover a non-trivial fraction of the communities given the hypergraph. Pal and Zhu (2021); Stephan and Zhu (2022) established that weak recovery is always possible above a natural threshold called the Kesten-Stigum (KS) threshold. For assortative models (i.e., monochromatic hyperedges are preferred), Gu and Polyanskiy (2023) proved that the KS threshold is tight if $r\le 4$ or the expected degree $d$ is small. For other cases, the tightness of the KS threshold remained open. In this paper we determine the tightness of the KS threshold for a wide range of parameters. We prove that for $r\le 6$ and $d$ large enough, the KS threshold is tight. This shows that there is no information-computation gap in this regime and partially confirms a conjecture of Angelini et al. (2015). On the other hand, we show that for $r\ge 5$, there exist parameters for which the KS threshold is not tight. In particular, for $r\ge 7$, the KS threshold is not tight if the model is disassortative (i.e., polychromatic hyperedges are preferred) or $d$ is large enough. This provides more evidence supporting the existence of an information-computation gap in these cases. Furthermore, we establish asymptotic bounds on the weak recovery threshold for fixed $r$ and large $d$. We also obtain a number of results regarding the broadcasting on hypertrees (BOHT) model, including the asymptotics of the reconstruction threshold for $r\ge 7$ and impossibility of robust reconstruction at criticality. Yuzhou Gu, Aaradhya Pandey |
COLT | 1 |
| 2024 | Low Rank Matrix Completion via Robust Alternating Minimization in Nearly Linear TimeabstractGiven a matrix $M\in \mathbb{R}^{m\times n}$, the low rank matrix completion problem asks us to find a rank-$k$ approximation of $M$ as $UV^\top$ for $U\in \mathbb{R}^{m\times k}$ and $V\in \mathbb{R}^{n\times k}$ by only observing a few entries specified by a set of entries $\Omega\subseteq [m]\times [n]$. In particular, we examine an approach that is widely used in practice --- the alternating minimization framework. Jain, Netrapalli and Sanghavi showed that if $M$ has incoherent rows and columns, then alternating minimization provably recovers the matrix $M$ by observing a nearly linear in $n$ number of entries. While the sample complexity has been subsequently improved, alternating minimization steps are required to be computed exactly. This hinders the development of more efficient algorithms and fails to depict the practical implementation of alternating minimization, where the updates are usually performed approximately in favor of efficiency.
In this paper, we take a major step towards a more efficient and error-robust alternating minimization framework. To this end, we develop an analytical framework for alternating minimization that can tolerate a moderate amount of errors caused by approximate updates. Moreover, our algorithm runs in time $\widetilde O(|\Omega| k)$, which is nearly linear in the time to verify the solution while preserving the sample complexity. This improves upon all prior known alternating minimization approaches which require $\widetilde O(|\Omega| k^2)$ time. Yuzhou Gu, Zhao Song 0002, Junze Yin, Lichen Zhang 0003 |
ICLR | 1 |
| 2024 | Log-concave Sampling from a Convex Body with a Barrier: a Robust and Unified Dikin WalkabstractWe consider the problem of sampling from a $d$-dimensional log-concave distribution $\pi(\theta) \propto \exp(-f(\theta))$ for $L$-Lipschitz $f$, constrained to a convex body (described by $n$ hyperplanes) equipped with a barrier function, contained in a ball of radius $R$ with a $w$-warm start.
We propose a \emph{robust} sampling framework that computes spectral approximations to the Hessian of the barrier functions in each iteration. We prove that for the polytope constraints, sampling with the Lee-Sidford barrier function mixes within $\widetilde O((d^2+dL^2R^2)\log(w/\delta))$ steps with a per step cost of $\widetilde O(nd^{\omega-1})$, where $\omega\approx 2.37$ is the fast matrix multiplication exponent. Compared to the prior work of Mangoubi and Vishnoi, our approach gives faster mixing time as we are able to design a generalized soft-threshold Dikin walk beyond log-barrier.
We further extend our result to show how to sample from a $d$-dimensional spectrahedron, the constrained set of a semidefinite program, specified by the set $\{x\in \mathbb{R}^d: \sum_{i=1}^d x_i A_i \succeq C \}$ where $A_1,\ldots,A_d, C$ are $n\times n$ real symmetric matrices. We design a walk that mixes in $\widetilde O((nd+dL^2R^2)\log(w/\delta))$ steps with a per iteration cost of $\widetilde O(n^\omega+n^2d^{3\omega-5})$. We improve the mixing time bound of prior best Dikin walk due to Narayanan and Rakhlin that mixes in $\widetilde O((n^2d^3+n^2dL^2R^2)\log(w/\delta))$ steps. Yuzhou Gu, Nikki Lijing Kuang, Yi-An Ma, Zhao Song 0002, Lichen Zhang 0003 |
NeurIPS | 1 |
| 2024 | Fast Sampling of b-Matchings and b-Edge CoversabstractFor an integer b ≥ 1, a b-matching (resp. b-edge cover) of a graph G = (V, E) is a subset S ⊆ E of edges such that every vertex is incident with at most (resp. at least) b edges from S. We prove that for any b ≥ 1 the simple Glauber dynamics for sampling (weighted) b-matchings and b-edge covers mixes in O(n log n) time on all n-vertex bounded-degree graphs. This significantly improves upon previous results which have worse running time and only work for b-matchings with b ≤ 7 and for b-edge covers with b ≤ 2. Zongchen Chen, Yuzhou Gu |
SODA | 2 |
| 2023 | Uniqueness of BP fixed point for the Potts model and applications to community detectionabstractIn the study of sparse stochastic block models (SBMs) one often needs to analyze a distributional recursion, known as the belief propagation (BP) recursion. Uniqueness of the fixed point of this recursion implies several results about the SBM, including optimal recovery algorithms for SBM (Mossel et al. (2016)) and SBM with side information (Mossel and Xu (2016)), and a formula for SBM mutual information (Abbe et al. (2021)). The 2-community case corresponds to an Ising model, for which Yu and Polyanskiy (2022) established uniqueness for all cases.In this paper we analyze the $q$-ary Potts model, i.e., broadcasting of $q$-ary spins on a Galton-Watson tree with expected offspring degree $d$ through Potts channels with second-largest eigenvalue $\lambda$. We allow the intermediate vertices to be observed through noisy channels (side information). We prove that BP uniqueness holds with and without side information when $d\lambda^2 \ge 1 + C \max\{\lambda, q^{-1}\}\log q$ for some absolute constant $C>0$ independent of $q,\lambda,d$. For large $q$ and $\lambda = o(1/\log q)$, this is asymptotically achieving the Kesten-Stigum threshold $d\lambda^2=1$. These results imply mutual information formulas and optimal recovery algorithms for the $q$-community SBM in the corresponding ranges.For $q\ge 4$, Sly (2011); Mossel et al. (2022) showed that there exist choices of $q,\lambda,d$ below Kesten-Stigum (i.e. $d\lambda^2 < 1$) but reconstruction is possible. Somewhat surprisingly, we show that in such regimes BP uniqueness does not hold at least in the presence of weak side information.Our technical tool is a theory of $q$-ary symmetric channels, that we initiate here, generalizing the classical and widely-utilized information-theoretic characterization of BMS (binary memoryless symmetric) channels. Yuzhou Gu, Yury Polyanskiy |
COLT | 1 |
| 2023 | Weak Recovery Threshold for the Hypergraph Stochastic Block ModelabstractWe study the weak recovery problem on the $r$-uniform hypergraph stochastic block model ($r$-HSBM) with two balanced communities. In HSBM a random graph is constructed by placing hyperedges with higher density if all vertices of a hyperedge share the same binary label, and weak recovery asks to recover a non-trivial fraction of the labels. We introduce a multi-terminal version of strong data processing inequalities (SDPIs), which we call the multi-terminal SDPI, and use it to prove a variety of impossibility results for weak recovery. In particular, we prove that weak recovery is impossible below the Kesten-Stigum (KS) threshold if $r=3,4$, or a strength parameter $\lambda$ is at least $\frac 15$. Prior work Pal and Zhu (2021) established that weak recovery in HSBM is always possible above the KS threshold. Consequently, there is no information-computation gap for these cases, which (partially) resolves a conjecture of Angelini et al. (2015). To our knowledge this is the first impossibility result for HSBM weak recovery.As usual, we reduce the study of non-recovery of HSBM to the study of non-reconstruction in a related broadcasting on hypertrees (BOHT) model. While we show that BOHT’s reconstruction threshold coincides with KS for $r=3,4$, surprisingly, we demonstrate that for $r\ge 7$ reconstruction is possible also below KS. This shows an interesting phase transition in the parameter $r$, and suggests that for $r\ge 7$, there might be an information-computation gap for the HSBM. For $r=5,6$ and large degree we propose an approach for showing non-reconstruction below KS, suggesting that $r=7$ is the correct threshold for onset of the new phase. Yuzhou Gu, Yury Polyanskiy |
COLT | 1 |
| 2023 | Optimal Bounds for Noisy SortingabstractSorting is a fundamental problem in computer science. In the classical setting, it is well-known that (1± o(1)) nlog2 n comparisons are both necessary and sufficient to sort a list of n elements. In this paper, we study the Noisy Sorting problem, where each comparison result is flipped independently with probability p for some fixed p∈ (0, 1/2). As our main result, we show that (1± o(1)) ( 1/I(p) + 1/(1−2p) log2 (1−p/p) ) nlog2 n noisy comparisons are both necessary and sufficient to sort n elements with error probability o(1) using noisy comparisons, where I(p)=1 + plog2 p+(1−p)log2 (1−p) is capacity of BSC channel with crossover probability p. This simultaneously improves the previous best lower and upper bounds (Wang, Ghaddar and Wang, ISIT 2022) for this problem. Yuzhou Gu, Yinzhan Xu |
STOC | 1 |
| 2021 | Stochastic block model entropy and broadcasting on trees with surveyabstractThe limit of the entropy in the stochastic block model (SBM) has been characterized in the sparse regime for the special case of disassortative communities [Coja-Oghlan et al. (2017)] and for the classical case of assortative communities but in the dense regime [Deshpande et al. (2016)]. The problem has not been closed in the classical sparse and assortative case. This paper establishes the result in this case for any SNR besides for the interval (1, 3.513). It further gives an approximation to the limit in this window. The result is obtained by expressing the global SBM entropy as an integral of local tree entropies in a broadcasting on tree model with erasure side-information. The main technical advancement then relies on showing the irrelevance of the boundary in such a model, also studied with variants in [Kanade et al. (2016)], [Mossel et al. (2016)] and [Mossel and Xu (2015)]. In particular, we establish the uniqueness of the BP fixed point in the survey model for any SNR above 3.513 or below 1. This only leaves a narrow region in the plane between SNR and survey strength where the uniqueness of BP conjectured in these papers remains unproved. Emmanuel Abbe, Elisabetta Cornacchia, Yuzhou Gu, Yury Polyanskiy |
COLT | 3 |
| 2021 | Faster Monotone Min-Plus Product, Range Mode, and Single Source Replacement PathsabstractOne of the most basic graph problems, All-Pairs Shortest Paths (APSP) is known to be solvable in $n^{3-o(1)}$ time, and it is widely open whether it has an $O(n^{3-ε})$ time algorithm for $ε> 0$. To better understand APSP, one often strives to obtain subcubic time algorithms for structured instances of APSP and problems equivalent to it, such as the Min-Plus matrix product. A natural structured version of Min-Plus product is Monotone Min-Plus product which has been studied in the context of the Batch Range Mode [SODA'20] and Dynamic Range Mode [ICALP'20] problems. This paper improves the known algorithms for Monotone Min-Plus Product and for Batch and Dynamic Range Mode, and establishes a connection between Monotone Min-Plus Product and the Single Source Replacement Paths (SSRP) problem on an $n$-vertex graph with potentially negative edge weights in $\{-M, \ldots, M\}$. SSRP with positive integer edge weights bounded by $M$ can be solved in $\tilde{O}(Mn^ω)$ time, whereas the prior fastest algorithm for graphs with possibly negative weights [FOCS'12] runs in $O(M^{0.7519} n^{2.5286})$ time, the current best running time for directed APSP with small integer weights. Using Monotone Min-Plus Product, we obtain an improved $O(M^{0.8043} n^{2.4957})$ time SSRP algorithm, showing that SSRP with constant negative integer weights is likely easier than directed unweighted APSP, a problem that is believed to require $n^{2.5-o(1)}$ time. Complementing our algorithm for SSRP, we give a reduction from the Bounded-Difference Min-Plus Product problem studied by Bringmann et al. [FOCS'16] to negative weight SSRP. This reduction shows that it might be difficult to obtain an $\tilde{O}(M n^ω)$ time algorithm for SSRP with negative weight edges, thus separating the problem from SSRP with only positive weight edges. Yuzhou Gu, Adam Polak 0001, Virginia Vassilevska Williams, Yinzhan Xu |
ICALP | 1 |
| 2020 | Broadcasting on trees near criticalityabstractWe revisit the problem of broadcasting on d-ary trees: starting from a Bernoulli(1/2) random variable X0at a root vertex, each vertex forwards its value across binary symmetric channels BSCδto d descendants. The goal is to reconstruct X0given the vector XLhof values of all variables at depth h. It is well known that reconstruction (better than a random guess) is possible as h →∞ if and only if δc(d). In this paper, we study the behavior of the mutual information and the probability of error when δ is slightly subcritical. The innovation of our work is application of the recently introduced "less-noisy" channel comparison techniques. For example, we are able to derive the positive part of the phase transition (reconstructability when δc) using purely information-theoretic ideas. This is in contrast with previous derivations, which explicitly analyze distribution of the Hamming weight of XLh(a so-called Kesten-Stigum bound). Yuzhou Gu, Hajir Roozbehani, Yury Polyanskiy |
ISIT | 1 |
| 2020 | Spanoids - An Abstraction of Spanning Structures, and a Barrier for LCCsabstractWe introduce a simple logical inference structure we call a “spanoid" (generalizing the notion of a matroid), which captures well-studied problems in several areas. These include combinatorial geometry (point-line incidences), algebra (arrangements of hypersurfaces and ideals), statistical physics (bootstrap percolation), network theory (gossip/infection processes) and coding theory. We initiate a thorough investigation of spanoids, from computational and structural viewpoints, focusing on parameters relevant to the applications areas above and, in particular, to questions regarding locally correctable codes (LCCs). One central parameter we study is the “rank" of a spanoid, extending the rank of a matroid and related to the dimension of codes. This leads to one main application of our work, establishing the first known barrier to improving the nearly 20-year old bound of Katz--Trevisan (KT) on the dimension of LCCs. On the one hand, we prove that the KT bound (and its more recent refinements) holds for the much more general setting of spanoid rank. On the other hand we show that there exist (random) spanoids whose rank matches these bounds. Thus, to significantly improve the known bounds one must step out of the spanoid framework. Another parameter we explore is the “functional rank" of a spanoid, which captures the possibility of turning a given spanoid into an actual code. The question of the relationship between rank and functional rank is one of the main questions we raise as it may reveal new avenues for constructing new LCCs (perhaps even matching the KT bound). As a first step, we develop an entropy relaxation of functional rank to create a small constant gap and amplify it by tensoring to construct a spanoid whose functional rank is smaller than rank by a polynomial factor. This is evidence that the entropy method we develop can prove polynomially better bounds than KT-type methods on the dimension of LCCs. To facilitate the above results we also develop some basic structural results on spanoids including an equivalent formulation of spanoids as set systems and properties of spanoid products. We feel that given these initial findings and their motivations, the abstract study of spanoids merits further investigation. We leave plenty of concrete open problems and directions. Zeev Dvir, Sivakanth Gopi, Yuzhou Gu, Avi Wigderson |
SIAM J. Comput. | 3 |
| 2019 | Spanoids - An Abstraction of Spanning Structures, and a Barrier for LCCsabstractWe introduce a simple logical inference structure we call a spanoid (generalizing the notion of a matroid), which captures well-studied problems in several areas. These include combinatorial geometry (point-line incidences), algebra (arrangements of hypersurfaces and ideals), statistical physics (bootstrap percolation), network theory (gossip / infection processes) and coding theory. We initiate a thorough investigation of spanoids, from computational and structural viewpoints, focusing on parameters relevant to the applications areas above and, in particular, to questions regarding Locally Correctable Codes (LCCs). One central parameter we study is the rank of a spanoid, extending the rank of a matroid and related to the dimension of codes. This leads to one main application of our work, establishing the first known barrier to improving the nearly 20-year old bound of Katz-Trevisan (KT) on the dimension of LCCs. On the one hand, we prove that the KT bound (and its more recent refinements) holds for the much more general setting of spanoid rank. On the other hand we show that there exist (random) spanoids whose rank matches these bounds. Thus, to significantly improve the known bounds one must step out of the spanoid framework. Another parameter we explore is the functional rank of a spanoid, which captures the possibility of turning a given spanoid into an actual code. The question of the relationship between rank and functional rank is one of the main questions we raise as it may reveal new avenues for constructing new LCCs (perhaps even matching the KT bound). As a first step, we develop an entropy relaxation of functional rank to create a small constant gap and amplify it by tensoring to construct a spanoid whose functional rank is smaller than rank by a polynomial factor. This is evidence that the entropy method we develop can prove polynomially better bounds than KT-type methods on the dimension of LCCs. To facilitate the above results we also develop some basic structural results on spanoids including an equivalent formulation of spanoids as set systems and properties of spanoid products. We feel that given these initial findings and their motivations, the abstract study of spanoids merits further investigation. We leave plenty of concrete open problems and directions. Zeev Dvir, Sivakanth Gopi, Yuzhou Gu, Avi Wigderson |
ITCS | 3 |