Surbhi Goel

dblp:190/7815 · DBLP profile ↗
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41ranked-venue papers
15as first author
28since 2021 · last 2026
0000-0002-0385-9043ORCID · reported

Domains — the database's venue-derived domains; a paper can count in several

Artificial intelligence and machine learning · 38 · 14 first-author · 25 since 2021Theory of computation · 3 · 1 first-author · 3 since 2021
YearPublicationVenuePosition
2026 Model Agreement via Anchoring
abstract
Numerous lines of work aim to control \emph{model disagreement} — the extent to which two machine learning models disagree in their predictions. We adopt a simple and standard notion of model disagreement in real-valued prediction problems, namely the expected squared difference in predictions between two models trained on independent samples, without any coordination of the training processes. We would like to be able to drive disagreement to zero with some natural parameter(s) of the training procedure using analyses that can be applied to existing training methodologies. We develop a simple general technique for proving bounds on independent model disagreement based on \emph{anchoring} to the average of two models within the analysis. We then apply this technique to prove disagreement bounds for four commonly used machine learning algorithms: (1) stacked aggregation over an arbitrary model class (where disagreement is driven to 0 with the number of models $k$ being stacked) (2) gradient boosting (where disagreement is driven to 0 with the number of iterations $k$) (3) neural network training with architecture search (where disagreement is driven to 0 with the size $n$ of the architecture being optimized over) and (4) regression tree training over all regression trees of fixed depth (where disagreement is driven to 0 with the depth $d$ of the tree architecture). For clarity, we work out our initial bounds in the setting of one-dimensional regression with squared error loss — but then show that all of our results generalize to multi-dimensional regression with any strongly convex loss.
Eric Eaton, Surbhi Goel, Marcel Hussing, Michael Kearns, Aaron Roth 0001, Sikata Bela Sengupta, Jessica Sorrell
COLT2
2026 Testing Noise Assumptions of Learning Algorithms
abstract
We pose the following question in computational learning theory: \textit{can we efficiently test whether a training set satisfies the assumptions of a given noise model?} This question has remained unaddressed despite decades of research on learning in the presence of noise. In this work, we show that this task is tractable and present the first efficient algorithm to test various noise assumptions on the training data. To model this question, we extend the recently proposed testable learning framework of Rubinfeld and Vasilyan (2023) and require a learner to run an associated test that satisfies the following two conditions: (1) whenever the test accepts, the learner outputs a classifier along with a \textit{certificate of optimality}, and (2) the test must pass for any dataset drawn according to a specified modeling assumption on both the marginal distribution and the noise model. We then consider the problem of learning halfspaces over Gaussian marginals with Massart noise (where each label can be flipped with probability less than $1/2$ depending on the input features), and give a fully-polynomial time testable learning algorithm. We also show a separation between the classical setting of learning in the presence of structured noise and testable learning. In fact, for the simple case of random classification noise (where each label is flipped with fixed probability $\eta = 1/2$), we show that testable learning requires super-polynomial time while classical learning is trivial.
Surbhi Goel, Adam R. Klivans, Konstantinos Stavropoulos, Arsen Vasilyan
COLT1
2026 Collaborative Prediction: Tractable Information Aggregation via Agreement
abstract
We give efficient “collaboration protocols” through which two parties, who observe different features about the same instances, can interact to arrive at predictions that are more accurate than either could have obtained on their own. The parties only need to iteratively share and update their own label predictions—without either party ever having to share the actual features that they observe. Our protocols are efficient reductions to the problem of learning on each party’s feature space alone, and so can be used even in settings in which each party’s feature space is illegible to the other—which arises in models of human/AI interaction and in multi-modal learning. The communication requirements of our protocols are independent of the dimensionality of the data. In an online adversarial setting we show how to give regret bounds on the predictions that the parties arrive at with respect to a class of benchmark policies defined on the joint feature space of the two parties, despite the fact that neither party has access to this joint feature space. We also give simpler algorithms for the same task in the “batch” setting in which we assume that there is a fixed but unknown data distribution. We generalize our protocols to a decision theoretic setting with high dimensional outcome spaces—the parties in this setting do not need to communicate their (high dimensional) predictions about the outcome, but can instead communicate only “best response actions” with respect to a known utility function and their predicted outcome distribution.
Natalie Collina, Ira Globus-Harris, Surbhi Goel, Varun Gupta 0006, Aaron Roth 0001, Mirah Shi
SODA3
2025 A Theory of Learning with Autoregressive Chain of Thought
abstract
For a given base class of sequence-to-next-token generators, we consider learning prompt-to-answer mappings obtained by iterating a fixed, time-invariant generator for multiple steps, thus generating a chain-of-thought, and then taking the final token as the answer. We formalize the learning problems both when the chain-of-thought is observed and when training only on prompt-answer pairs, with the chain-of-thought latent. We analyze the sample and computational complexity both in terms of general properties of the base class (e.g. its VC dimension) and for specific base classes such as linear thresholds. We present a simple base class that allows for universal representability and computationally tractable chain-of-thought learning. Central to our development is that time invariance allows for sample complexity that is independent of the length of the chain-of-thought. Attention arises naturally in our construction.
Nirmit Joshi, Gal Vardi, Adam Block, Surbhi Goel, Zhiyuan Li 0005, Theodor Misiakiewicz, Nathan Srebro
COLT4
2025 Progressive distillation induces an implicit curriculum
abstract
Knowledge distillation leverages a teacher model to improve the training of a student model. A persistent challenge is that a better teacher does not always yield a better student, to which a common mitigation is to use additional supervision from several “intermediate” teachers. One empirically validated variant of this principle is progressive distillation, where the student learns from successive intermediate checkpoints of the teacher. Using sparse parity as a sandbox, we identify an implicit curriculum as one mechanism through which progressive distillation accelerates the student’s learning. This curriculum is available only through the intermediate checkpoints but not the final converged one, and imparts both empirical acceleration and a provable sample complexity benefit to the student. We then extend our investigation to Transformers trained on probabilistic context-free grammars (PCFGs) and real-world pre-training datasets (Wikipedia and Books). Through probing the teacher model, we identify an analogous implicit curriculum where the model progressively learns features that capture longer context. Our theoretical and empirical findings on sparse parity, complemented by empirical observations on more complex tasks, highlight the benefit of progressive distillation via implicit curriculum across setups.
Abhishek Panigrahi, Bingbin Liu, Sadhika Malladi, Andrej Risteski, Surbhi Goel
ICLR5
2025 Conformal Language Model Reasoning with Coherent Factuality
abstract
Language models are increasingly being used in important decision pipelines, so ensuring the correctness of their outputs is crucial. Recent work has proposed evaluating the “factuality” of claims decomposed from a language model generation and applying conformal prediction techniques to filter out those claims that are not factual. This can be effective for tasks such as information retrieval, where constituent claims may be evaluated in isolation for factuality, but is not appropriate for reasoning tasks, as steps of a logical argument can be evaluated for correctness only within the context of the claims that precede them. To capture this, we define “coherent factuality” and develop a conformal-prediction-based method to guarantee coherent factuality for language model outputs. Our approach applies split conformal prediction to subgraphs within a "deducibility" graph that represents the steps of a reasoning problem. We evaluate our method on mathematical reasoning problems from the MATH and FELM datasets and find that our algorithm consistently produces correct and substantiated orderings of claims, achieving coherent factuality across target coverage levels. Moreover, we achieve 90\% factuality on our stricter definition while retaining 80\% or more of the original claims, highlighting the utility of our deducibility-graph-guided approach.
Maxon Rubin-Toles, Maya Gambhir, Keshav Ramji, Aaron Roth 0001, Surbhi Goel
ICLR5
2025 Logicbreaks: A Framework for Understanding Subversion of Rule-based Inference
abstract
We study how to subvert large language models (LLMs) from following prompt-specified rules. We first formalize rule-following as inference in propositional Horn logic, a mathematical system in which rules have the form "if $P$ and $Q$, then $R$" for some propositions $P$, $Q$, and $R$. Next, we prove that although small transformers can faithfully follow such rules, maliciously crafted prompts can still mislead both theoretical constructions and models learned from data. Furthermore, we demonstrate that popular attack algorithms on LLMs find adversarial prompts and induce attention patterns that align with our theory. Our novel logic-based framework provides a foundation for studying LLMs in rule-based settings, enabling a formal analysis of tasks like logical reasoning and jailbreak attacks.
Anton Xue, Avishree Khare, Rajeev Alur, Surbhi Goel, Eric Wong 0001
ICLR4
2025 Probabilistic Stability Guarantees for Feature Attributions
abstract
Stability guarantees have emerged as a principled way to evaluate feature attributions, but existing certification methods rely on heavily smoothed classifiers and often produce conservative guarantees. To address these limitations, we introduce soft stability and propose a simple, model-agnostic, sample-efficient stability certification algorithm (SCA) that yields non-trivial and interpretable guarantees for any attribution method. Moreover, we show that mild smoothing achieves a more favorable trade-off between accuracy and stability, avoiding the aggressive compromises made in prior certification methods. To explain this behavior, we use Boolean function analysis to derive a novel characterization of stability under smoothing. We evaluate SCA on vision and language tasks and demonstrate the effectiveness of soft stability in measuring the robustness of explanation methods.
Helen Jin, Anton Xue, Weiqiu You, Surbhi Goel, Eric Wong 0001
NeurIPS4
2025 Tractable Agreement Protocols
Natalie Collina, Surbhi Goel, Varun Gupta 0006, Aaron Roth 0001
STOC2
2024 Complexity Matters: Feature Learning in the Presence of Spurious Correlations
abstract
Existing research often posits spurious features as **easier** to learn than core features in neural network optimization, but the impact of their relative simplicity remains under-explored. Moreover, studies mainly focus on end performance rather than the learning dynamics of feature learning. In this paper, we propose a theoretical framework and an associated synthetic dataset grounded in boolean function analysis. This setup allows for fine-grained control over the relative complexity (compared to core features) and correlation strength (with respect to the label) of spurious features to study the dynamics of feature learning under spurious correlations. Our findings uncover several interesting phenomena: (1) stronger spurious correlations or simpler spurious features slow down the learning rate of the core features, (2) two distinct subnetworks are formed to learn core and spurious features separately, (3) learning phases of spurious and core features are not always separable, (4) spurious features are not forgotten even after core features are fully learned. We demonstrate that our findings justify the success of retraining the last layer to remove spurious correlation and also identifies limitations of popular debiasing algorithms that exploit early learning of spurious features. We support our empirical findings with theoretical analyses for the case of learning XOR features with a one-hidden-layer ReLU network.
Guanwen Qiu, Da Kuang, Surbhi Goel
ICML3
2024 Stochastic Bandits with ReLU Neural Networks
abstract
We study the stochastic bandit problem with ReLU neural network structure. We show that a $\tilde{O}(\sqrt{T})$ regret guarantee is achievable by considering bandits with one-layer ReLU neural networks; to the best of our knowledge, our work is the first to achieve such a guarantee. In this specific setting, we propose an OFU-ReLU algorithm that can achieve this upper bound. The algorithm first explores randomly until it reaches a linear regime, and then implements a UCB-type linear bandit algorithm to balance exploration and exploitation. Our key insight is that we can exploit the piecewise linear structure of ReLU activations and convert the problem into a linear bandit in a transformed feature space, once we learn the parameters of ReLU relatively accurately during the exploration stage. To remove dependence on model parameters, we design an OFU-ReLU+ algorithm based on a batching strategy, which can provide the same theoretical guarantee.
Kan Xu, Hamsa Bastani, Surbhi Goel, Osbert Bastani
ICML3
2024 The Evolution of Statistical Induction Heads: In-Context Learning Markov Chains
abstract
Large language models have the ability to generate text that mimics patterns in their inputs. We introduce a simple Markov Chain sequence modeling task in order to study how this in-context learning capability emerges. In our setting, each example is sampled from a Markov chain drawn from a prior distribution over Markov chains. Transformers trained on this task form \emph{statistical induction heads} which compute accurate next-token probabilities given the bigram statistics of the context. During the course of training, models pass through multiple phases: after an initial stage in which predictions are uniform, they learn to sub-optimally predict using in-context single-token statistics (unigrams); then, there is a rapid phase transition to the correct in-context bigram solution. We conduct an empirical and theoretical investigation of this multi-phase process, showing how successful learning results from the interaction between the transformer's layers, and uncovering evidence that the presence of the simpler unigram solution may delay formation of the final bigram solution. We examine how learning is affected by varying the prior distribution over Markov chains, and consider the generalization of our in-context learning of Markov chains (ICL-MC) task to $n$-grams for $n > 2$.
Ezra Edelman, Nikolaos Tsilivis 0002, Benjamin L. Edelman, Eran Malach, Surbhi Goel
NeurIPS5
2024 Tolerant Algorithms for Learning with Arbitrary Covariate Shift
abstract
We study the problem of learning under arbitrary distribution shift, where the learner is trained on a labeled set from one distribution but evaluated on a different, potentially adversarially generated test distribution. We focus on two frameworks: *PQ learning* [GKKM'20], allowing abstention on adversarially generated parts of the test distribution, and *TDS learning* [KSV'23], permitting abstention on the entire test distribution if distribution shift is detected. All prior known algorithms either rely on learning primitives that are computationally hard even for simple function classes, or end up abstaining entirely even in the presence of a tiny amount of distribution shift. We address both these challenges for natural function classes, including intersections of halfspaces and decision trees, and standard training distributions, including Gaussians. For PQ learning, we give efficient learning algorithms, while for TDS learning, our algorithms can tolerate moderate amounts of distribution shift. At the core of our approach is an improved analysis of spectral outlier-removal techniques from learning with nasty noise. Our analysis can (1) handle arbitrarily large fraction of outliers, which is crucial for handling arbitrary distribution shifts, and (2) obtain stronger bounds on polynomial moments of the distribution after outlier removal, yielding new insights into polynomial regression under distribution shifts. Lastly, our techniques lead to novel results for tolerant *testable learning* [RV'23], and learning with nasty noise.
Surbhi Goel, Abhishek Shetty, Konstantinos Stavropoulos, Arsen Vasilyan
NeurIPS1
2023 Learning Narrow One-Hidden-Layer ReLU Networks
abstract
We consider the well-studied problem of learning a linear combination of $k$ ReLU activations with respect to a Gaussian distribution on inputs in $d$ dimensions. We give the first polynomial-time algorithm that succeeds whenever $k$ is a constant. All prior polynomial-time learners require additional assumptions on the network, such as positive combining coefficients or the matrix of hidden weight vectors being well-conditioned.Our approach is based on analyzing random contractions of higher-order moment tensors. We use a multi-scale clustering procedure to argue that sufficiently close neurons can be collapsed together, sidestepping the conditioning issues present in prior work. This allows us to design an iterative procedure to discover individual neurons.
Sitan Chen, Zehao Dou, Surbhi Goel, Adam R. Klivans, Raghu Meka
COLT3
2023 Transformers Learn Shortcuts to Automata
Bingbin Liu, Jordan T. Ash, Surbhi Goel, Akshay Krishnamurthy, Cyril Zhang
ICLR3
2023 Pareto Frontiers in Deep Feature Learning: Data, Compute, Width, and Luck
abstract
In modern deep learning, algorithmic choices (such as width, depth, and learning rate) are known to modulate nuanced resource tradeoffs. This work investigates how these complexities necessarily arise for feature learning in the presence of computational-statistical gaps. We begin by considering offline sparse parity learning, a supervised classification problem which admits a statistical query lower bound for gradient-based training of a multilayer perceptron. This lower bound can be interpreted as a *multi-resource tradeoff frontier*: successful learning can only occur if one is sufficiently rich (large model), knowledgeable (large dataset), patient (many training iterations), or lucky (many random guesses). We show, theoretically and experimentally, that sparse initialization and increasing network width yield significant improvements in sample efficiency in this setting. Here, width plays the role of parallel search: it amplifies the probability of finding "lottery ticket" neurons, which learn sparse features more sample-efficiently. Finally, we show that the synthetic sparse parity task can be useful as a proxy for real problems requiring axis-aligned feature learning. We demonstrate improved sample efficiency on tabular classification benchmarks by using wide, sparsely-initialized MLP models; these networks sometimes outperform tuned random forests.
Benjamin L. Edelman, Surbhi Goel, Sham M. Kakade, Eran Malach, Cyril Zhang
NeurIPS2
2023 Adversarial Resilience in Sequential Prediction via Abstention
abstract
We study the problem of sequential prediction in the stochastic setting with an adversary that is allowed to inject clean-label adversarial (or out-of-distribution) examples. Algorithms designed to handle purely stochastic data tend to fail in the presence of such adversarial examples, often leading to erroneous predictions. This is undesirable in many high-stakes applications such as medical recommendations, where abstaining from predictions on adversarial examples is preferable to misclassification. On the other hand, assuming fully adversarial data leads to very pessimistic bounds that are often vacuous in practice. To move away from these pessimistic guarantees, we propose a new model of sequential prediction that sits between the purely stochastic and fully adversarial settings by allowing the learner to abstain from making a prediction at no cost on adversarial examples, thereby asking the learner to make predictions with certainty. Assuming access to the marginal distribution on the non-adversarial examples, we design a learner whose error scales with the VC dimension (mirroring the stochastic setting) of the hypothesis class, as opposed to the Littlestone dimension which characterizes the fully adversarial setting. Furthermore, we design learners for VC dimension~1 classes and the class of axis-aligned rectangles, which work even in the absence of access to the marginal distribution. Our key technical contribution is a novel measure for quantifying uncertainty for learning VC classes, which may be of independent interest.
Surbhi Goel, Steve Hanneke, Shay Moran, Abhishek Shetty
NeurIPS1
2023 Exposing Attention Glitches with Flip-Flop Language Modeling
abstract
Why do large language models sometimes output factual inaccuracies and exhibit erroneous reasoning? The brittleness of these models, particularly when executing long chains of reasoning, currently seems to be an inevitable price to pay for their advanced capabilities of coherently synthesizing knowledge, pragmatics, and abstract thought. Towards making sense of this fundamentally unsolved problem, this work identifies and analyzes the phenomenon of _attention glitches_, in which the Transformer architecture's inductive biases intermittently fail to capture robust reasoning. To isolate the issue, we introduce _flip-flop language modeling_ (FFLM), a parametric family of synthetic benchmarks designed to probe the extrapolative behavior of neural language models. This simple generative task requires a model to copy binary symbols over long-range dependencies, ignoring the tokens in between. We find that Transformer FFLMs suffer from a long tail of sporadic reasoning errors, some of which we can eliminate using various regularization techniques. Our preliminary mechanistic analyses show why the remaining errors may be very difficult to diagnose and resolve. We hypothesize that attention glitches account for (some of) the closed-domain hallucinations in natural LLMs.
Bingbin Liu, Jordan T. Ash, Surbhi Goel, Akshay Krishnamurthy, Cyril Zhang
NeurIPS3
2022 Investigating the Role of Negatives in Contrastive Representation Learning
abstract
Noise contrastive learning is a popular technique for unsupervised representation learning. In this approach, a representation is obtained via reduction to supervised learning, where given a notion of semantic similarity, the learner tries to distinguish a similar (positive) example from a collection of random (negative) examples. The success of modern contrastive learning pipelines relies on many design decisions, such as the choice of data augmentation, the number of negative examples, and the batch size; however, there is limited understanding as to how these parameters interact and affect downstream performance. We focus on disambiguating the role of one of these parameters: the number of negative examples. Theoretically, we show the existence of a collision-coverage trade-off suggesting that the optimal number of negative examples should scale with the number of underlying concepts in the data. Empirically, we scrutinize the role of the number of negatives in both NLP and vision tasks.
Jordan T. Ash, Surbhi Goel, Akshay Krishnamurthy, Dipendra Misra
AISTATS2
2022 Anti-Concentrated Confidence Bonuses For Scalable Exploration
Jordan T. Ash, Cyril Zhang, Surbhi Goel, Akshay Krishnamurthy, Sham M. Kakade
ICLR3
2022 Inductive Biases and Variable Creation in Self-Attention Mechanisms
abstract
Self-attention, an architectural motif designed to model long-range interactions in sequential data, has driven numerous recent breakthroughs in natural language processing and beyond. This work provides a theoretical analysis of the inductive biases of self-attention modules. Our focus is to rigorously establish which functions and long-range dependencies self-attention blocks prefer to represent. Our main result shows that bounded-norm Transformer networks "create sparse variables": a single self-attention head can represent a sparse function of the input sequence, with sample complexity scaling only logarithmically with the context length. To support our analysis, we present synthetic experiments to probe the sample complexity of learning sparse Boolean functions with Transformers.
Benjamin L. Edelman, Surbhi Goel, Sham M. Kakade, Cyril Zhang
ICML2
2022 Understanding Contrastive Learning Requires Incorporating Inductive Biases
abstract
Contrastive learning is a popular form of self-supervised learning that encourages augmentations (views) of the same input to have more similar representations compared to augmentations of different inputs. Recent attempts to theoretically explain the success of contrastive learning on downstream classification tasks prove guarantees depending on properties of augmentations and the value of contrastive loss of representations. We demonstrate that such analyses, that ignore inductive biases of the function class and training algorithm, cannot adequately explain the success of contrastive learning, even provably leading to vacuous guarantees in some settings. Extensive experiments on image and text domains highlight the ubiquity of this problem – different function classes and algorithms behave very differently on downstream tasks, despite having the same augmentations and contrastive losses. Theoretical analysis is presented for the class of linear representations, where incorporating inductive biases of the function class allows contrastive learning to work with less stringent conditions compared to prior analyses.
Nikunj Saunshi, Jordan T. Ash, Surbhi Goel, Dipendra Misra, Cyril Zhang, Sanjeev Arora, Sham M. Kakade, Akshay Krishnamurthy
ICML3
2022 Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limit
abstract
There is mounting evidence of emergent phenomena in the capabilities of deep learning methods as we scale up datasets, model sizes, and training times. While there are some accounts of how these resources modulate statistical capacity, far less is known about their effect on the computational problem of model training. This work conducts such an exploration through the lens of learning a $k$-sparse parity of $n$ bits, a canonical discrete search problem which is statistically easy but computationally hard. Empirically, we find that a variety of neural networks successfully learn sparse parities, with discontinuous phase transitions in the training curves. On small instances, learning abruptly occurs at approximately $n^{O(k)}$ iterations; this nearly matches SQ lower bounds, despite the apparent lack of a sparse prior. Our theoretical analysis shows that these observations are not explained by a Langevin-like mechanism, whereby SGD "stumbles in the dark" until it finds the hidden set of features (a natural algorithm which also runs in $n^{O(k)}$ time). Instead, we show that SGD gradually amplifies the sparse solution via a Fourier gap in the population gradient, making continual progress that is invisible to loss and error metrics.
Boaz Barak, Benjamin L. Edelman, Surbhi Goel, Sham M. Kakade, Eran Malach, Cyril Zhang
NeurIPS3
2022 Recurrent Convolutional Neural Networks Learn Succinct Learning Algorithms
abstract
Neural networks (NNs) struggle to efficiently solve certain problems, such as learning parities, even when there are simple learning algorithms for those problems. Can NNs discover learning algorithms on their own? We exhibit a NN architecture that, in polynomial time, learns as well as any efficient learning algorithm describable by a constant-sized program. For example, on parity problems, the NN learns as well as Gaussian elimination, an efficient algorithm that can be succinctly described. Our architecture combines both recurrent weight sharing between layers and convolutional weight sharing to reduce the number of parameters down to a constant, even though the network itself may have trillions of nodes. While in practice the constants in our analysis are too large to be directly meaningful, our work suggests that the synergy of Recurrent and Convolutional NNs (RCNNs) may be more natural and powerful than either alone, particularly for concisely parameterizing discrete algorithms.
Surbhi Goel, Sham M. Kakade, Adam Tauman Kalai, Cyril Zhang
NeurIPS1
2021 Acceleration via Fractal Learning Rate Schedules
abstract
In practical applications of iterative first-order optimization, the learning rate schedule remains notoriously difficult to understand and expensive to tune. We demonstrate the presence of these subtleties even in the innocuous case when the objective is a convex quadratic. We reinterpret an iterative algorithm from the numerical analysis literature as what we call the Chebyshev learning rate schedule for accelerating vanilla gradient descent, and show that the problem of mitigating instability leads to a fractal ordering of step sizes. We provide some experiments to challenge conventional beliefs about stable learning rates in deep learning: the fractal schedule enables training to converge with locally unstable updates which make negative progress on the objective.
Naman Agarwal, Surbhi Goel, Cyril Zhang
ICML2
2021 Statistical Estimation from Dependent Data
abstract
We consider a general statistical estimation problem wherein binary labels across different observations are not independent conditioning on their feature vectors, but dependent, capturing settings where e.g. these observations are collected on a spatial domain, a temporal domain, or a social network, which induce dependencies. We model these dependencies in the language of Markov Random Fields and, importantly, allow these dependencies to be substantial, i.e. do not assume that the Markov Random Field capturing these dependencies is in high temperature. As our main contribution we provide algorithms and statistically efficient estimation rates for this model, giving several instantiations of our bounds in logistic regression, sparse logistic regression, and neural network regression settings with dependent data. Our estimation guarantees follow from novel results for estimating the parameters (i.e. external fields and interaction strengths) of Ising models from a single sample.
Anthimos Vardis Kandiros, Yuval Dagan, Nishanth Dikkala, Surbhi Goel, Constantinos Daskalakis
ICML4
2021 Tight Hardness Results for Training Depth-2 ReLU Networks
abstract
We prove several hardness results for training depth-2 neural networks with the ReLU activation function; these networks are simply weighted sums (that may include negative coefficients) of ReLUs. Our goal is to output a depth-2 neural network that minimizes the square loss with respect to a given training set. We prove that this problem is NP-hard already for a network with a single ReLU. We also prove NP-hardness for outputting a weighted sum of k ReLUs minimizing the squared error (for k > 1) even in the realizable setting (i.e., when the labels are consistent with an unknown depth-2 ReLU network). We are also able to obtain lower bounds on the running time in terms of the desired additive error ε. To obtain our lower bounds, we use the Gap Exponential Time Hypothesis (Gap-ETH) as well as a new hypothesis regarding the hardness of approximating the well known Densest κ-Subgraph problem in subexponential time (these hypotheses are used separately in proving different lower bounds). For example, we prove that under reasonable hardness assumptions, any proper learning algorithm for finding the best fitting ReLU must run in time exponential in 1/ε². Together with a previous work regarding improperly learning a ReLU [Surbhi Goel et al., 2017], this implies the first separation between proper and improper algorithms for learning a ReLU. We also study the problem of properly learning a depth-2 network of ReLUs with bounded weights giving new (worst-case) upper bounds on the running time needed to learn such networks both in the realizable and agnostic settings. Our upper bounds on the running time essentially matches our lower bounds in terms of the dependency on ε.
Surbhi Goel, Adam R. Klivans, Pasin Manurangsi, Daniel Reichman 0001
ITCS1
2021 Gone Fishing: Neural Active Learning with Fisher Embeddings
abstract
There is an increasing need for effective active learning algorithms that are compatible with deep neural networks. This paper motivates and revisits a classic, Fisher-based active selection objective, and proposes BAIT, a practical, tractable, and high-performing algorithm that makes it viable for use with neural models. BAIT draws inspiration from the theoretical analysis of maximum likelihood estimators (MLE) for parametric models. It selects batches of samples by optimizing a bound on the MLE error in terms of the Fisher information, which we show can be implemented efficiently at scale by exploiting linear-algebraic structure especially amenable to execution on modern hardware. Our experiments demonstrate that BAIT outperforms the previous state of the art on both classification and regression problems, and is flexible enough to be used with a variety of model architectures.
Jordan T. Ash, Surbhi Goel, Akshay Krishnamurthy, Sham M. Kakade
NeurIPS2
2020 Learning Ising and Potts Models with Latent Variables
abstract
We study the problem of learning graphical models with latent variables. We give the {\em first} efficient algorithms for learning: 1) ferromagnetic Ising models with latent variables under {\em arbitrary} external fields, and 2) ferromagnetic Potts model with latent variables under unidirectional non-negative external field. Our algorithms have optimal dependence on the dimension but suffer from a sub-optimal dependence on the underlying sparsity of the graph.Our results rely on two structural properties of the underlying graphical models. These in turn allow us to design an influence function which can be maximized greedily to recover the structure of the underlying graphical model. These structural results may be of independent interest.
Surbhi Goel
AISTATS1
2020 Approximation Schemes for ReLU Regression
abstract
We consider the fundamental problem of ReLU regression, where the goal is to output the best fitting ReLU with respect to square loss given access to draws from some unknown distribution. We give the first efficient, constant-factor approximation algorithm for this problem assuming the underlying distribution satisfies some weak concentration and anti-concentration conditions (and includes, for example, all log-concave distributions). This solves the main open problem of Goel et al., who proved hardness results for any exact algorithm for ReLU regression (up to an additive $\epsilon$). Using more sophisticated techniques, we can improve our results and obtain a polynomial-time approximation scheme for any subgaussian distribution. Given the aforementioned hardness results, these guarantees can not be substantially improved. Our main insight is a new characterization of {\em surrogate losses} for nonconvex activations. While prior work had established the existence of convex surrogates for monotone activations, we show that properties of the underlying distribution actually induce strong convexity for the loss, allowing us to relate the global minimum to the activation’s {\em Chow parameters}.
Ilias Diakonikolas, Surbhi Goel, Sushrut Karmalkar, Adam R. Klivans, Mahdi Soltanolkotabi
COLT2
2020 Superpolynomial Lower Bounds for Learning One-Layer Neural Networks using Gradient Descent
abstract
We give the first superpolynomial lower bounds for learning one-layer neural networks with respect to the Gaussian distribution for a broad class of algorithms. In the regression setting, we prove that gradient descent run on any classifier with respect to square loss will fail to achieve small test error in polynomial time. Prior work held only for gradient descent run with small batch sizes and sufficiently smooth classifiers. For classification, we give a stronger result, namely that any statistical query (SQ) algorithm will fail to achieve small test error in polynomial time. Our lower bounds hold for commonly used activations such as ReLU and sigmoid. The core of our result relies on a novel construction of a simple family of neural networks that are exactly orthogonal with respect to all spherically symmetric distributions.
Surbhi Goel, Aravind Gollakota, Zhihan Jin, Sushrut Karmalkar, Adam R. Klivans
ICML1
2020 Learning Mixtures of Graphs from Epidemic Cascades
abstract
We consider the problem of learning the weighted edges of a balanced mixture of two undirected graphs from epidemic cascades. While mixture models are popular modeling tools, algorithmic development with rigorous guarantees has lagged. Graph mixtures are apparently no exception: until now, very little is known about whether this problem is solvable. To the best of our knowledge, we establish the first necessary and sufficient conditions for this problem to be solvable in polynomial time on edge-separated graphs. When the conditions are met, i.e., when the graphs are connected with at least three edges, we give an efficient algorithm for learning the weights of both graphs with optimal sample complexity (up to log factors). We give complementary results and provide sample-optimal (up to log factors) algorithms for mixtures of directed graphs of out-degree at least three, and for mixture of undirected graphs of unbalanced and/or unknown priors.
Jessica Hoffmann, Soumya Basu 0001, Surbhi Goel, Constantine Caramanis
ICML3
2020 Efficiently Learning Adversarially Robust Halfspaces with Noise
abstract
We study the problem of learning adversarially robust halfspaces in the distribution-independent setting. In the realizable setting, we provide necessary and sufficient conditions on the adversarial perturbation sets under which halfspaces are efficiently robustly learnable. In the presence of random label noise, we give a simple computationally efficient algorithm for this problem with respect to any $\ell_p$-perturbation.
Omar Montasser, Surbhi Goel, Ilias Diakonikolas, Nathan Srebro
ICML2
2020 Statistical-Query Lower Bounds via Functional Gradients
abstract
We give the first statistical-query lower bounds for agnostically learning any non-polynomial activation with respect to Gaussian marginals (e.g., ReLU, sigmoid, sign). For the specific problem of ReLU regression (equivalently, agnostically learning a ReLU), we show that any statistical-query algorithm with tolerance $n^{-(1/\epsilon)^b}$ must use at least $2^{n^c} \epsilon$ queries for some constants $b, c > 0$, where $n$ is the dimension and $\epsilon$ is the accuracy parameter. Our results rule out {\em general} (as opposed to correlational) SQ learning algorithms, which is unusual for real-valued learning problems. Our techniques involve a gradient boosting procedure for ``amplifying'' recent lower bounds due to Diakonikolas et al.\ (COLT 2020) and Goel et al.\ (ICML 2020) on the SQ dimension of functions computed by two-layer neural networks. The crucial new ingredient is the use of a nonstandard convex functional during the boosting procedure. This also yields a best-possible reduction between two commonly studied models of learning: agnostic learning and probabilistic concepts.
Surbhi Goel, Aravind Gollakota, Adam R. Klivans
NeurIPS1
2020 From Boltzmann Machines to Neural Networks and Back Again
abstract
Graphical models are powerful tools for modeling high-dimensional data, but learning graphical models in the presence of latent variables is well-known to be difficult. In this work we give new results for learning Restricted Boltzmann Machines, probably the most well-studied class of latent variable models. Our results are based on new connections to learning two-layer neural networks under $\ell_{\infty}$ bounded input; for both problems, we give nearly optimal results under the conjectured hardness of sparse parity with noise. Using the connection between RBMs and feedforward networks, we also initiate the theoretical study of {\em supervised RBMs} \citep{hinton2012practical}, a version of neural-network learning that couples distributional assumptions induced from the underlying graphical model with the architecture of the unknown function class. We then give an algorithm for learning a natural class of supervised RBMs with better runtime than what is possible for its related class of networks without distributional assumptions.
Surbhi Goel, Adam R. Klivans, Frederic Koehler
NeurIPS1
2019 Learning Neural Networks with Two Nonlinear Layers in Polynomial Time
abstract
We give a polynomial-time algorithm for learning neural networks with one layer of sigmoids feeding into any Lipschitz, monotone activation function (e.g., sigmoid or ReLU). The algorithm succeeds with respect to {\em any} distribution on the unit ball in $n$ dimensions (hidden weight vectors in the first layer have unit norm). This is the first efficient algorithm for learning a general class of neural networks with more than one nonlinear layer that makes no restrictions on the VC-dimension of the network. Algorithms for learning relaxations of our model (e.g., allowing larger weight vectors in the first layer) would lead to breakthroughs on notoriously hard problems in Boolean function learning. Thus, our results are “best possible” with respect to current techniques. Our algorithm– {\em Alphatron}– is an iterative update rule that combines isotonic regression with kernel methods. We use this algorithm to give a simple reduction for translating PAC learning algorithms to the more general, real-valued setting of {\em probabilistic concepts}, a model that (unlike PAC learning) requires non-i.i.d. noise-tolerance. This substantially improves many longstanding results for PAC learning Boolean functions.
Surbhi Goel, Adam R. Klivans
COLT1
2019 Learning Ising Models with Independent Failures
abstract
We give the first efficient algorithm for learning the structure of an Ising model that tolerates independent failures; that is, each entry of the observed sample is missing with some unknown probability $p$. Our algorithm matches the essentially optimal runtime and sample complexity bounds of recent work for learning Ising models due to Klivans and Meka (2017). We devise a novel unbiased estimator for the gradient of the Interaction Screening Objective (ISO) due to Vuffray et al. (2016) and apply a stochastic multiplicative gradient descent algorithm to minimize this objective. Solutions to this minimization recover the neighborhood information of the underlying Ising model on a node by node basis.
Surbhi Goel, Daniel M. Kane, Adam R. Klivans
COLT1
2019 Time/Accuracy Tradeoffs for Learning a ReLU with respect to Gaussian Marginals
abstract
We consider the problem of computing the best-fitting ReLU with respect to square-loss on a training set when the examples have been drawn according to a spherical Gaussian distribution (the labels can be arbitrary). Let $\opt < 1$ be the population loss of the best-fitting ReLU. We prove: \begin{itemize} \item Finding a ReLU with square-loss $\opt + \epsilon$ is as hard as the problem of learning sparse parities with noise, widely thought to be computationally intractable. This is the first hardness result for learning a ReLU with respect to Gaussian marginals, and our results imply --{\em unconditionally}-- that gradient descent cannot converge to the global minimum in polynomial time. \item There exists an efficient approximation algorithm for finding the best-fitting ReLU that achieves error $O(\opt^{2/3})$. The algorithm uses a novel reduction to noisy halfspace learning with respect to $0/1$ loss. \end{itemize} Prior work due to Soltanolkotabi \cite{soltanolkotabi2017learning} showed that gradient descent {\em can} find the best-fitting ReLU with respect to Gaussian marginals, if the training set is {\em exactly} labeled by a ReLU.
Surbhi Goel, Sushrut Karmalkar, Adam R. Klivans
NeurIPS1
2018 Learning One Convolutional Layer with Overlapping Patches
abstract
We give the first provably efficient algorithm for learning a one hidden layer convolutional network with respect to a general class of (potentially overlapping) patches under mild conditions on the underlying distribution. We prove that our framework captures commonly used schemes from computer vision, including one-dimensional and two-dimensional “patch and stride” convolutions. Our algorithm– Convotron– is inspired by recent work applying isotonic regression to learning neural networks. Convotron uses a simple, iterative update rule that is stochastic in nature and tolerant to noise (requires only that the conditional mean function is a one layer convolutional network, as opposed to the realizable setting). In contrast to gradient descent, Convotron requires no special initialization or learning-rate tuning to converge to the global optimum. We also point out that learning one hidden convolutional layer with respect to a Gaussian distribution and just one disjoint patch $P$ (the other patches may be arbitrary) is easy in the following sense: Convotron can efficiently recover the hidden weight vector by updating only in the direction of $P$.
Surbhi Goel, Adam R. Klivans, Raghu Meka
ICML1
2017 Reliably Learning the ReLU in Polynomial Time
abstract
We give the first dimension-efficient algorithms for learning Rectified Linear Units (ReLUs), which are functions of the form $\mathbf{x} \mapsto \mathsf{max}(0, \mathbf{w} ⋅\mathbf{x})$ with $\mathbf{w} ∈\mathbb{S}^n-1$. Our algorithm works in the challenging Reliable Agnostic learning model of Kalai, Kanade and Mansour (2012) where the learner is given access to a distribution $\mathcal{D}$ on labeled examples but the labeling may be arbitrary. We construct a hypothesis that simultaneously minimizes the false-positive rate and the loss on inputs given positive labels by $\mathcal{D}$, for any convex, bounded, and Lipschitz loss function. The algorithm runs in polynomial-time (in $n$) with respect to \em any distribution on $\mathbb{S}^n-1$ (the unit sphere in $n$ dimensions) and for any error parameter $ε= Ω(1 / \log n)$ (this yields a PTAS for a question raised by F. Bach on the complexity of maximizing ReLUs). These results are in contrast to known efficient algorithms for reliably learning linear threshold functions, where $ε$ must be $Ω(1)$ and strong assumptions are required on the marginal distribution. We can compose our results to obtain the first set of efficient algorithms for learning constant-depth networks of ReLU with fixed polynomial-dependence in the dimension. For depth-2 networks of sigmoids, we obtain the first algorithms that have a polynomial dependency in \em all parameters. Our techniques combine kernel methods and polynomial approximations with a “dual-loss” approach to convex programming. As a byproduct we obtain a number of applications including the first set of efficient algorithms for “convex piecewise-linear fitting” and the first efficient algorithms for noisy polynomial reconstruction of low-weight polynomials on the unit sphere.
Surbhi Goel, Varun Kanade, Adam R. Klivans, Justin Thaler
COLT1
2017 Eigenvalue Decay Implies Polynomial-Time Learnability for Neural Networks
abstract
We consider the problem of learning function classes computed by neural networks with various activations (e.g. ReLU or Sigmoid), a task believed to be computationally intractable in the worst-case. A major open problem is to understand the minimal assumptions under which these classes admit provably efficient algorithms. In this work we show that a natural distributional assumption corresponding to {\em eigenvalue decay} of the Gram matrix yields polynomial-time algorithms in the non-realizable setting for expressive classes of networks (e.g. feed-forward networks of ReLUs). We make no assumptions on the structure of the network or the labels. Given sufficiently-strong eigenvalue decay, we obtain {\em fully}-polynomial time algorithms in {\em all} the relevant parameters with respect to square-loss. This is the first purely distributional assumption that leads to polynomial-time algorithms for networks of ReLUs. Further, unlike prior distributional assumptions (e.g., the marginal distribution is Gaussian), eigenvalue decay has been observed in practice on common data sets.
Surbhi Goel, Adam R. Klivans
NIPS1