With the increasing attention to pre-trained vision-language models (VLMs), \eg, CLIP, substantial efforts have been devoted to many downstream tasks, especially in test-time adaptation (TTA). However, previous works focus on learning prototypes only in the textual modality while overlooking the ambiguous semantics in class names. These ambiguities lead to textual prototypes that are insufficient to capture visual concepts, resulting in limited performance. To address this issue, we introduce \textbf{ProtoMM}, a training-free framework that constructs multimodal prototypes to adapt VLMs during the test time. By viewing the prototype as a discrete distribution over the textual descriptions and visual particles, ProtoMM has the ability to combine the multimodal features for comprehensive prototype learning. More importantly, the visual particles are dynamically updated as the testing stream flows. This allows our multimodal prototypes to continually learn from the data, enhancing their generalizability in unseen scenarios. In addition, we quantify the importance of the prototypes and test images by formulating their semantic distance as an optimal transport problem. Extensive experiments on 15 zero-shot benchmarks demonstrate the effectiveness of our method, achieving a 1.03\% average accuracy improvement over state-of-the-art methods on ImageNet and its variant datasets.

For downstream applications of vision-language pre-trained models, there has been significant interest in constructing effective prompts. Existing works on prompt engineering, which either require laborious manual designs or optimize the prompt tuning as a point estimation problem, may fail to describe diverse characteristics of categories and limit their applications. We introduce a Bayesian probabilistic resolution to prompt tuning, where the label-specific stochastic prompts are generated hierarchically by first sampling a latent vector from an underlying distribution and then employing a lightweight generative model. Importantly, we semantically regularize the tuning process by minimizing the statistic distance between the visual patches and linguistic prompts, which pushes the stochastic label representations to faithfully capture diverse visual concepts, instead of overfitting the training categories. We evaluate the effectiveness of our approach on four tasks: few-shot image recognition, base-to-new generalization, dataset transfer learning, and domain shifts. Extensive results on over 15 datasets show promising transferability and generalization performance of our proposed model, both quantitatively and qualitatively.

Training on disjoint fixed-length segments, Transformers convert static word embeddings into contextualized word representations. However, they often restrict the context of a token to the segment it resides in and hence neglect the contextual information across segments, failing to capture longer-term dependencies beyond the predefined segment length. This article uses a probabilistic deep topic model to provide hierarchical contextualized embeddings at both the token and segment levels, and integrate topic information through a constrained attention mechanism. The proposed method not only injects contextualized topic information into Transformers, but also controls languages generation guided by specific topics, styles, and sentiments. Three plug-and-play modules are proposed, including the contextual topical token embedding, the segment embedding, and the multi-head topic attention mechanism. We aim to capture the semantic coherence and word concurrence patterns at the global level, and also enrich the representation of each token by adapting to its local context, with negligible increased memory footprint and computational time. Experiments on various corpora show that by adding marginal extra parameters, the proposed hierarchical topic-aware contextualized Transformers consistently outperform their conventional counterparts, and generate sentences and paragraphs according to human preferences.

Zero-shot capability has been considered as a new revolution of deep learning, letting machines work on tasks without curated training data. As a good start and the only existing outcome of zero-shot image captioning (IC), ZeroCap abandons supervised training and sequentially searches every word in the caption using the knowledge of large-scale pre-trained models. Though effective, its autoregressive generation and gradient-directed searching mechanism limit the diversity of captions and inference speed, respectively. Moreover, ZeroCap does not consider the controllability issue of zero-shot IC. To move forward, we propose a framework for Controllable Zero-shot IC, named ConZIC. The core of ConZIC is a novel sampling-based non-autoregressive language model named Gibbs-BERT, which can generate and continuously polish every word. Extensive quantitative and qualitative results demonstrate the superior performance of our proposed ConZIC for both zero-shot IC and controllable zero-shot IC. Especially, ConZIC achieves about$5\times$generation speed than ZeroCap, and about$1.5\times$diversity scores, with accurate generation given different control signals. Our code is available at https://github.com/joeyz0z/ConZIC.

Multi-label image classification is a prediction task that aims to identify more than one label from a given image. This paper considers the semantic consistency of the latent space between the visual patch and linguistic label domains and introduces the conditional transport (CT) theory to bridge the acknowledged gap. While recent cross-modal attention-based studies have attempted to align such two representations and achieved impressive performance, they required carefully-designed alignment modules and extra complex operations in the attention computation. We find that by formulating the multi-label classification as a CT problem, we can exploit the interactions between the image and label efficiently by minimizing the bidirectional CT cost. Specifically, after feeding the images and textual labels into the modality-specific encoders, we view each image as a mixture of patch embeddings and a mixture of label embeddings, which capture the local region features and the class prototypes, respectively. CT is then employed to learn and align those two semantic sets by defining the forward and backward navigators. Importantly, the defined navigators in CT distance model the similarities between patches and labels, which provides an interpretable tool to visualize the learned prototypes. Extensive experiments on three public image benchmarks show that the proposed model consistently outperforms the previous methods.

Unsupervised anomaly detection (UAD) of multivariate time series (MTS) aims to learn robust representations of normal multivariate temporal patterns. Existing UAD methods try to learn a fixed set of mappings for each MTS, entailing expensive computation and limited model adaptation. To address this pivotal issue, we propose a prototype-oriented UAD (PUAD) method under a probabilistic framework. Specifically, instead of learning the mappings for each MTS, the proposed PUAD views multiple MTSs as the distribution over a group of prototypes, which are extracted to represent a diverse set of normal patterns. To learn and regulate the prototypes, PUAD introduces a reconstruction-based unsupervised anomaly detection approach, which incorporates a prototype-oriented optimal transport method into a Transformer-powered probabilistic dynamical generative framework. Leveraging meta-learned transferable prototypes, PUAD can achieve high model adaptation capacity for new MTSs. Experiments on five public MTS datasets all verify the effectiveness of the proposed UAD method.

Advancements in prompt tuning of vision-language models have underscored their potential in enhancing open-world visual concept comprehension. However, prior works only primarily focus on single-mode (only one prompt for each modality) and holistic level (image or sentence) semantic alignment, which fails to capture the sample diversity, leading to sub-optimal prompt discovery. To address the limitation, we propose a multi-mode token-level tuning framework that leverages the optimal transportation to learn and align a set of prompt tokens across modalities. Specifically, we rely on two essential factors: 1) multi-mode prompts discovery, which guarantees diverse semantic representations, and 2) token-level alignment, which helps explore fine-grained similarity. Consequently, the similarity can be calculated as a hierarchical transportation problem between the modality-specific sets. Extensive experiments on popular image recognition benchmarks show the superior generalization and few-shot abilities of our approach. The qualitative analysis demonstrates that the learned prompt tokens have the ability to capture diverse visual concepts.

Unsupervised image Anomaly Detection (UAD) aims to learn robust and discriminative representations of normal samples. While separate solutions per class endow expensive computation and limited generalizability, this paper focuses on building a unified framework for multiple classes. Under such a challenging setting, popular reconstruction-based networks with continuous latent representation assumption always suffer from the "identical shortcut" issue, where both normal and abnormal samples can be well recovered and difficult to distinguish. To address this pivotal issue, we propose a hierarchical vector quantized prototype-oriented Transformer under a probabilistic framework. First, instead of learning the continuous representations, we preserve the typical normal patterns as discrete iconic prototypes, and confirm the importance of Vector Quantization in preventing the model from falling into the shortcut. The vector quantized iconic prototypes are integrated into the Transformer for reconstruction, such that the abnormal data point is flipped to a normal data point. Second, we investigate an exquisite hierarchical framework to relieve the codebook collapse issue and replenish frail normal patterns. Third, a prototype-oriented optimal transport method is proposed to better regulate the prototypes and hierarchically evaluate the abnormal score. By evaluating on MVTec-AD and VisA datasets, our model surpasses the state-of-the-art alternatives and possesses good interpretability. The code is available at https://github.com/RuiyingLu/HVQ-Trans.

We propose a Bayesian generative model for incorporating prior domain knowledge into hierarchical topic modeling. Although embedded topic models (ETMs) and its variants have gained promising performance in text analysis, they mainly focus on mining word co-occurrence patterns, ignoring potentially easy-to-obtain prior topic hierarchies that could help enhance topic coherence. While several knowledge-based topic models have recently been proposed, they are either only applicable to shallow hierarchies or sensitive to the quality of the provided prior knowledge. To this end, we develop a novel deep ETM that jointly models the documents and the given prior knowledge by embedding the words and topics into the same space. Guided by the provided domain knowledge, the proposed model tends to discover topic hierarchies that are organized into interpretable taxonomies. Moreover, with a technique for adapting a given graph, our extended version allows the structure of the prior knowledge to be fine-tuned to match the target corpus. Extensive experiments show that our proposed model efficiently integrates the prior knowledge and improves both hierarchical topic discovery and document representation.

Deep topic models have been proven as a promising way to extract hierarchical latent representations from documents represented as high-dimensional bag-of-words vectors.However, the representation capability of existing deep topic models is still limited by the phenomenon of "posterior collapse", which has been widely criticized in deep generative models, resulting in the higher-level latent representations exhibiting similar or meaningless patterns.To this end, in this paper, we first develop a novel deep-coupling generative process for existing deep topic models, which incorporates skip connections into the generation of documents, enforcing strong links between the document and its multi-layer latent representations.After that, utilizing data augmentation techniques, we reformulate the deep-coupling generative process as a Markov decision process and develop a corresponding Policy Gradient (PG) based training algorithm, which can further alleviate the information reduction at higher layers.Extensive experiments demonstrate that our developed methods can effectively alleviate "posterior collapse" in deep topic models, contributing to providing higher-quality latent document representations.

Embedded topic models are able to learn interpretable topics even with large and heavy-tailed vocabularies. However, they generally hold the Euclidean embedding space assumption, leading to a basic limitation in capturing hierarchical relations. To this end, we present a novel framework that introduces hyperbolic embeddings to represent words and topics. With the tree-likeness property of hyperbolic space, the underlying semantic hierarchy among words and topics can be better exploited to mine more interpretable topics. Furthermore, due to the superiority of hyperbolic geometry in representing hierarchical data, tree-structure knowledge can also be naturally injected to guide the learning of a topic hierarchy. Therefore, we further develop a regularization term based on the idea of contrastive learning to inject prior structural knowledge efficiently. Experiments on both topic taxonomy discovery and document representation demonstrate that the proposed framework achieves improved performance against existing embedded topic models.

Hierarchical topic models such as the gamma belief network (GBN) have delivered promising results in mining multi-layer document representations and discovering interpretable topic taxonomies. However, they often assume in the prior that the topics at each layer are independently drawn from the Dirichlet distribution, ignoring the dependencies between the topics both at the same layer and across different layers. To relax this assumption, we propose sawtooth factorial topic embedding guided GBN, a deep generative model of documents that captures the dependencies and semantic similarities between the topics in the embedding space. Specifically, both the words and topics are represented as embedding vectors of the same dimension. The topic matrix at a layer is factorized into the product of a factor loading matrix and a topic embedding matrix, the transpose of which is set as the factor loading matrix of the layer above. Repeating this particular type of factorization, which shares components between adjacent layers, leads to a structure referred to as sawtooth factorization. An auto-encoding variational inference network is constructed to optimize the model parameter via stochastic gradient descent. Experiments on big corpora show that our models outperform other neural topic models on extracting deeper interpretable topics and deriving better document representations.

Existing deep hierarchical topic models are able to extract semantically meaningful topics from a text corpus in an unsupervised manner and automatically organize them into a topic hierarchy. However, it is unclear how to incorporate prior belief such as knowledge graph to guide the learning of the topic hierarchy. To address this issue, we introduce TopicNet as a deep hierarchical topic model that can inject prior structural knowledge as inductive bias to influence the learning. TopicNet represents each topic as a Gaussian-distributed embedding vector, projects the topics of all layers into a shared embedding space, and explores both the symmetric and asymmetric similarities between Gaussian embedding vectors to incorporate prior semantic hierarchies. With a variational auto-encoding inference network, the model parameters are optimized by minimizing the evidence lower bound and supervised loss via stochastic gradient descent. Experiments on widely used benchmark show that TopicNet outperforms related deep topic models on discovering deeper interpretable topics and mining better document representations.

To analyze a collection of interconnected documents, relational topic models (RTMs) have been developed to describe both the link structure and document content, exploring their underlying relationships via a single-layer latent representation with limited expressive capability. To better utilize the document network, we first propose graph Poisson factor analysis (GPFA) that constructs a probabilistic model for interconnected documents and also provides closed-form Gibbs sampling update equations, moving beyond sophisticated approximate assumptions of existing RTMs. Extending GPFA, we develop a novel hierarchical RTM named graph Poisson gamma belief network (GPGBN), and further introduce two different Weibull distribution based variational graph auto-encoders for efficient model inference and effective network information aggregation. Experimental results demonstrate that our models extract high-quality hierarchical latent document representations, leading to improved performance over baselines on various graph analytic tasks.