We consider the k-min-sum-radii (k-MSR) clustering problem with fairness constraints. The k-min-sum-radii problem is a mixture of the classical k-center and k-median problems. We are given a set of points P in a metric space and a number k and aim to partition the points into k clusters, each of the clusters having one designated center. The objective to minimize is the sum of the radii of the k clusters (where in k-center we would only consider the maximum radius and in k-median we would consider the sum of the individual points’ costs). Various notions of fair clustering have been introduced lately, and we follow the definitions due to Chierichetti et al. [13] which demand that cluster compositions shall follow the proportions of the input point set with respect to some given sensitive attribute. For the easier case where the sensitive attribute only has two possible values and each is equally frequent in the input, the aim is to compute a clustering where all clusters have a 1:1 ratio with respect to this attribute. We call this the 1:1 case. There has been a surge of FPT-approximation algorithms for the k-MSR problem lately, solving the problem both in the unconstrained case and in several constrained problem variants. We add to this research area by designing an FPT (6 + ϵ)-approximation that works for k-MSR under the mentioned general fairness notion. For the special 1:1 case, we improve our algorithm to achieve a (3 + ϵ)-approximation.

Abstract Motivated by an application from geodesy, we study the connected k-center problem and the connected k-diameter problem. The former problem has been introduced by Ge et al. (ACM Trans Knowl Discov Data 2(2):1–35, 2008. https://doi.org/10.1145/1376815.1376816 ) to model clustering of data sets with both attribute and relationship data. These problems arise from the classical k-center and k-diameter problems by adding a side constraint. For the side constraint, we are given an undirected connectivity graphG on the input points, and a clustering is now only feasible if every cluster induces a connected subgraph in G. Usually in clustering problems one assumes that the clusters are pairwise disjoint. We study this case but additionally also the case that clusters are allowed to be non-disjoint. This can help to satisfy the connectivity constraints. Our main result is an $$O(\log ^2k)$$ O ( log 2 k ) -approximation algorithm for the disjoint connected k-center and k-diameter problem. For Euclidean spaces of constant dimension and for metrics with constant doubling dimension, the approximation factor improves to O(1). Our algorithm works by computing a non-disjoint connected clustering first and transforming it into a disjoint connected clustering. We complement these upper bounds by several upper and lower bounds for variations and special cases of the model.

Motivated by an application from geodesy, we introduce a novel clustering problem which is a $k$-center (or k-diameter) problem with a side constraint. For the side constraint, we are given an undirected connectivity graph $G$ on the input points, and a clustering is now only feasible if every cluster induces a connected subgraph in $G$. We call the resulting problems the connected $k$-center problem and the connected $k$-diameter problem. We prove several results on the complexity and approximability of these problems. Our main result is an $O(\log^2{k})$-approximation algorithm for the connected $k$-center and the connected $k$-diameter problem. For Euclidean metrics and metrics with constant doubling dimension, the approximation factor of this algorithm improves to $O(1)$. We also consider the special cases that the connectivity graph is a line or a tree. For the line we give optimal polynomial-time algorithms and for the case that the connectivity graph is a tree, we either give an optimal polynomial-time algorithm or a $2$-approximation algorithm for all variants of our model. We complement our upper bounds by several lower bounds.