Abstract. Diffusion probabilistic models (DPMs) have emerged as a promising technique in generative modeling. The success of DPMs relies on two ingredients: time reversal of diffusion processes and score matching. In view of possibly unguaranteed score matching, we propose a new criterion—the contraction property of backward sampling in the design of DPMs, leading to a novel class of contractive DPMs (CDPMs). Our key insight is that the contraction property can provably narrow score-matching errors and discretization errors; thus our proposed CDPMs are robust to both sources of error. For practical use, we showcase that CDPM can leverage weights of pretrained DPMs by a simple transformation, without the necessity of further training. We corroborated our approach by experiments on Swiss Roll, MNIST, CIFAR-10 32[Formula: see text]32, and AFHQ 64[Formula: see text]64 dataset. Notably, CDPM steadily improves the performance of baseline score-based diffusion models.

Direct Preference Optimization (DPO) has recently emerged as a popular approach to improve reinforcement learning from human feedback (RLHF), leading to better techniques to fine-tune large language models (LLM). A weakness of DPO, however, lies in its lack of capability to characterize the diversity of human preferences. Inspired by Mallows' theory of preference ranking, we develop in this paper a new approach, the *MallowsPO*. A distinct feature of this approach is a *dispersion index*, which reflects the dispersion of human preference to prompts. We show that existing DPO models can be reduced to special cases of this dispersion index, thus unified with MallowsPO. More importantly, we demonstrate empirically how to use this dispersion index to enhance the performance of DPO in a broad array of benchmark tasks, from synthetic bandit selection to controllable generation and dialogues, while maintaining great generalization capabilities. MallowsPO is also compatible with other SOTA offline preference optimization methods, boosting nearly 2\% extra LC win rate when used as a plugin for fine-tuning Llama3-Instruct.

Recently, numerous preference optimization algorithms have been introduced as extensions to the Direct Preference Optimization (DPO) family. While these methods have successfully aligned models with human preferences, there is a lack of understanding regarding the contributions of their additional components. Moreover, fair and consistent comparisons are scarce, making it difficult to discern which components genuinely enhance downstream performance. In this work, we propose RainbowPO, a unified framework that demystifies the effectiveness of existing DPO methods by categorizing their key components into seven broad directions. We integrate these components into a single cohesive objective, enhancing the performance of each individual element. Through extensive experiments, we demonstrate that RainbowPO outperforms existing DPO variants. Additionally, we provide insights to guide researchers in developing new DPO methods and assist practitioners in their implementations.

Reinforcement learning from human feedback (RLHF), which aligns a diffusion model with input prompt, has become a crucial step in building reliable generative AI models. Most works in this area uses a discrete-time formulation, which is prone to induced errors, and often not applicable to models with higher-order/black-box solvers. The objective of this study is to develop a disciplined approach to fine-tuning diffusion models using continuous-time RL, formulated as a stochastic control problem with a reward function that aligns the end result (terminal state) with input prompt. The key idea is to treat score matching as controls or actions, and thereby connecting to policy optimization and regularization in continuous-time RL. To carry out this idea, we lay out a new policy optimization framework for continuous-time RL, and illustrate its potential in enhancing the value networks design space via leveraging the structural property of diffusion models. We validate the advantages of our method by experiments in downstream tasks of fine-tuning large-scale Text2Image models, Stable Diffusion v1.5.

Genta Indra Winata, Frederikus Hudi, Patrick Amadeus Irawan, David Anugraha, Rifki Afina Putri, Wang Yutong, Adam Nohejl, Ubaidillah Ariq Prathama, Nedjma Ousidhoum, Afifa Amriani, Anar Rzayev, Anirban Das, Ashmari Pramodya, Aulia Adila, Bryan Wilie, Candy Olivia Mawalim, Cheng Ching Lam, Daud Abolade, Emmanuele Chersoni, Enrico Santus, Fariz Ikhwantri, Garry Kuwanto, Hanyang Zhao, Haryo Akbarianto Wibowo, Holy Lovenia, Jan Christian Blaise Cruz, Jan Wira Gotama Putra, Junho Myung, Lucky Susanto, Maria Angelica Riera Machin, Marina Zhukova, Michael Anugraha, Muhammad Farid Adilazuarda, Natasha Christabelle Santosa, Peerat Limkonchotiwat, Raj Dabre, Rio Alexander Audino, Samuel Cahyawijaya, Shi-Xiong Zhang, Stephanie Yulia Salim, Yi Zhou, Yinxuan Gui, David Ifeoluwa Adelani, En-Shiun Annie Lee, Shogo Okada, Ayu Purwarianti, Alham Fikri Aji, Taro Watanabe, Derry Tanti Wijaya, Alice Oh, Chong-Wah Ngo. Proceedings of the 2025 Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers). 2025.

Preference tuning is a crucial process for aligning deep generative models with human preferences. This survey offers a thorough overview of recent advancements in preference tuning and the integration of human feedback. The paper is organized into three main sections: 1) introduction and preliminaries: an introduction to reinforcement learning frameworks, preference tuning tasks, models, and datasets across various modalities: language, speech, and vision, as well as different policy approaches, 2) in-depth exploration of each preference tuning approach: a detailed analysis of the methods used in preference tuning, and 3) applications, discussion, and future directions: an exploration of the applications of preference tuning in downstream tasks, including evaluation methods for different modalities, and an outlook on future research directions. Our objective is to present the latest methodologies in preference tuning and model alignment, enhancing the understanding of this field for researchers and practitioners. We hope to encourage further engagement and innovation in this area. Additionally, we provide a GitHub link https://github.com/hanyang1999/Preference-Tuning-with-Human-Feedback.

We study reinforcement learning (RL) in the setting of continuous time and space, for an infinite horizon with a discounted objective and the underlying dynamics driven by a stochastic differential equation. Built upon recent advances in the continuous approach to RL, we develop a notion of occupation time (specifically for a discounted objective), and show how it can be effectively used to derive performance difference and local approximation formulas. We further extend these results to illustrate their applications in the PG (policy gradient) and TRPO/PPO (trust region policy optimization/ proximal policy optimization) methods, which have been familiar and powerful tools in the discrete RL setting but under-developed in continuous RL. Through numerical experiments, we demonstrate the effectiveness and advantages of our approach.