Shuai Lu 0002

dblp:62/2062-2 · DBLP profile ↗
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10ranked-venue papers
3as first author
9since 2021 · last 2026
0000-0002-5753-5327ORCID · verified

Domains — the database's venue-derived domains; a paper can count in several

Applied, interdisciplinary, general and emerging computing · 10 · 3 first-author · 9 since 2021
YearPublicationVenuePosition
2026 Smart Predict-Then-Optimize-Based Unit Commitment for Integrated Energy Systems
Yemin Wu, Shuai Lu 0002, Wei Gu 0004, Bo Zeng 0001, Yijun Xu 0001, Zhao Yang Dong
IEEE Trans. Ind. Informatics2
2025 Rare Event Probability Estimation in Probabilistic Integrated Heat and Power Energy Flow: Sensitivity, Quantification, and Mitigation
abstract
In an integrated energy system (IES), fluctuations in coupled district heating networks and renewable energy sources pose risks to the power system’s operation. To effectively mitigate the risk of rare events, it is crucial to identify the key factors that influence their likelihood. Traditional global sensitivity analysis (GSA) assesses the sensitivity of full probability density functions (PDFs) of the system output to uncertain inputs. However, it fails to evaluate the sensitivity of rare event probabilities, which are at the tail of the PDF. It also neglects the uncertainties of the input PDFs, whose hyperparameters can heavily affect the rare event probabilities. To address these issues, we propose a novel framework calledrare-event-based global sensitivity analysis(REGSA) that prioritizes the input PDF parameters that impact the risks of the operating state. We also improve the computational efficiency of this framework by quantifying rare event probabilities through subset simulation and using sparse polynomial chaos expansion (SPCE) in REGSA (hereafter referred to as SPCE-REGSA). The simulations reveal the excellent performance of the proposed method.
Yijun Xu 0001, Wei Gu 0004, Shixing Ding, Mert Korkali, Lamine Mili, Zhixiong Hu, Shuai Lu 0002, Hongzhe Liu 0002, Wenwu Yu
IEEE Trans. Ind. Informatics8
2025 Integrating Building Thermal Flexibility Into Distribution System: A Privacy-Preserved Dispatch Approach
abstract
The inherent thermal storage capacity of buildings brings considerable thermal flexibility to the heating/cooling loads, which are promising demand response resources for power systems. It is widely believed that integrating the thermal flexibility of buildings into the distribution system can improve the operating economy and reliability of the system. However, the private information of the buildings needs to be transferred to the distribution system operator (DSO) to achieve a coordinated optimization, bringing serious privacy concerns to users. Given this issue, we propose a novel privacy-preserved optimal dispatch approach for the distribution system incorporating buildings. Using it, the DSO can exploit the thermal flexibility of buildings without accessing their private information, such as model parameters and indoor temperature profiles. Specifically, we first develop an optimal dispatch model for the distribution system integrating buildings, which can be extended to other storage-like flexibility resources. Second, we reveal that the privacy-preserved integration of buildings is a joint privacy preservation problem for both parameters and state variables and then design a privacy-preserved algorithm based on transformation-based encryption, constraint relaxation, and constraint extension techniques. Besides, we implement a detailed privacy analysis for the proposed method, considering both semihonest adversaries and external eavesdroppers. Case studies demonstrate the accuracy, privacy-preserved performance, and computational efficiency of the proposed method.
Shuai Lu 0002, Zeyin Hou, Wei Gu 0004, Yijun Xu 0001
IEEE Trans. Ind. Informatics1
2025 Dynamic State Estimation for Photovoltaic Under Variations of Solar Irradiance
abstract
Dynamic state estimation (DSE) plays a fundamental role in the monitoring and operation of power systems. Although previous work focuses mainly on traditional synchronous generations, with the increasing penetration of renewables, the estimation of photovoltaic (PV) systems is gaining increasing popularity. However, they primarily address static estimation or adopt an oversimplified dynamic model with a deterministic assumption for solar irradiance. Obviously, this cannot hold in practice, which will inevitably lead to biased estimation results. Facing these problems, this article explores DSE for the first time for a detailed two-stage PV system with the PV array, boost converter, inverter, and filter included. Also, to avoid biased estimation results under solar irradiance variations, we further propose to treat the randomness of solar irradiance as the unknown input of a DSE, which is further analytically merged into the unscented Kalman filter (UKF) framework with an unbiased minimum-variance (UMV) manner. Simulations performed on IEEE standard test systems reveal that even under severe variations of solar irradiation that serve as unknown inputs to the system, the proposed method can produce an unbiased estimate of the dynamic states of the PV, which is also verified in a real-world system. This accurate DSE can serve as a reliable prerequisite for the protection and control of PV-penetrated power systems.
Jianan Shan, Yijun Xu 0001, Wei Gu 0004, Zongsheng Zheng, Ruizhi Yu, Yongbing Yao, Shuai Lu 0002, Amir Hossein Abolmasoumi, Lamine Mili
IEEE Trans. Ind. Informatics8
2025 PMU Data Compression in Power Systems Using Adaptive Rank-Based Tensor Ring
abstract
Phasor measurement units (PMUs) are increasingly being deployed in power systems due to their high sampling rates and diverse data sampling types. However, this undoubtedly poses significant challenges to data centers in terms of data storage and transmission. This article proposes an adaptive rank-based tensor ring (TR) method for PMU data compression to address these issues. More specifically, we first extend the orders of the PMU measurement data to achieve high-order tensorization. Subsequently, based on using the alternating least-squares method to decompose the high-order data TR, we introduce a rank-increment strategy to obtain adaptive ranks. Using a TR data structure, the proposed method can transform high-order data with exponentially increasing volumes into a polynomial scale. This allows us to achieve cost-effective PMU data compression. The simulation results using real-world PMU measurement data reveal the excellent performance of our proposed method.
Bo Sun 0014, Yijun Xu 0001, Wei Gu 0004, Xinghua Huang, Lamine Mili, Yuanliang Fan, Shuai Lu 0002, Mert Korkali
IEEE Trans. Ind. Informatics7
2024 Data-Driven Optimal PMU Placement for Power System Nonlinear Dynamics Using Koopman Approach
abstract
A phasor measurement unit (PMU) serves as a superior tool to monitor the dynamics of the power system, but its high cost remains a practical concern that requires the optimal placement of the PMU (OPP). Traditionally, researchers relied on model-based approaches to analyze this problem. However, these methods not only suffer from inevitable parameter uncertainties but can also be computationally expensive for complicated power system dynamic models. Faced with these issues, this article proposes a data-driven OPP approach utilizing an augmented Koopman operator. This operator lifts the original nonlinear state space to a high-dimensional linear Koopman space in a data-driven manner, which fully eliminates the model discrepancy while achieving high computing efficiency. Theoretically, we prove that the observability matrix in the augmented Koopman canonical coordinates preserves the whole dynamic evolution of both the system model and its associated measurement model. Finally, we propose a modified genetic algorithm to solve the established OPP problem, which is enhanced to further accelerate the search speed. The simulation results reveal the excellent performance of our proposed method.
Jiacheng Ge, Yijun Xu 0001, Zaijun Wu, Lamine Mili, Shuai Lu 0002, Qinran Hu, Wei Gu 0004
IEEE Trans. Ind. Informatics5
2024 An Experimental Platform of Heating Network Similarity Model for Test of Integrated Energy Systems
abstract
The heat-electric-integrated energy system (HE-IES) represents a prominent approach to achieving low-carbon energy supply, garnering considerable attention from both theoretical and practical perspectives. However, verifying the theoretical analysis of HE-IES is challenging due to the limited availability of operational data for practical heating system (HS). This difficulty, in turn, poses challenges for system monitoring, state estimation, and optimized operation. To tackle these issues, in this article, we establish an HS platform based on a similarity model and conduct a series of HE-IES verification experiments. First, we derive the HS-scale model based on the similarity theory. With this model, the operating condition of practical HS can be reproduced in an experimental platform (EP). Then, we introduce two distinct sets of EP parameter ratio factors and propose an experimental verification framework for evaluating practical HS operation strategies and assessing the accuracy of simulations. With the proposed model and framework, we establish a nine-pipe, 12.5-m HS-EP and conduct two experiments. In the first experiment, we scrutinized the HS operation strategy generated by mainstream HE-IES optimization algorithms. The results unveiled that, during the experiment, the EP exceeded its security limits for 2.87 h—a deviation unanticipated by theoretical analysis. In the second experiment, we meticulously evaluated the accuracy of the HE-IES simulation algorithm. Our findings reveal minimal temperature errors, with an average of 0.1864 and a maximum of 0.622, validating the precision of the simulation algorithm.
Aobo Guan, Suyang Zhou, Wei Gu 0004, Shuai Lu 0002
IEEE Trans. Ind. Informatics4
2023 PV Inverter Reliability Constrained Volt/Var Control With Power Smoothing via a Convex-Concave Programming Method
abstract
Intensive use of photovoltaic (PV) inverter in the volt/var control (VVC) methods in active distribution networks can impair inverter reliability. This article proposes a PV inverter reliability-constrained (PiReCon-) VVC method with a power smoothing scheme under uncertainties. First, considering impacts on inverter reliability, new reliability constraints are developed with a power smoothing factor to constrict inverter apparent power variation. Second, a new VVC optimization model is proposed with the reliability constraints, which minimizes power losses by optimizing both inverter var output and PV curtailment. Uncertainties of PV generation and loads are fully considered and addressed via a stochastic optimization method. Third, this article develops a penalty convex-concave programming method to effectively tackle nonconvexity of the proposed optimization model. The proposed PiReCon-VVC method is tested on a 33-bus distribution network, and simulation results verify its high efficiency in both minimizing the power losses and enhancing the PV inverter reliability.
Qingmian Chai, Cuo Zhang, Ziyuan Tong, Shuai Lu 0002, Zhao Yang Dong
IEEE Trans. Ind. Informatics4
2023 Combined Electrical and Heat Load Restoration Based on Bi-Objective Distributionally Robust Optimization
abstract
As extreme events such as natural disasters and cyberattacks become more frequent, the resilience of energy systems has become increasingly important. However, due to the growing interdependence between natural gas, district heating, and power systems, the resilience of energy systems is becoming more and more complicated. Typical challenges include conflicts in the restoration of heterogeneous energy systems due to infrastructure limitations and multiple uncertainties, such as renewable energy and outdoor temperature, during the system restoration. To address these challenges, we propose a novel combined electrical and heat load restoration (CEHLR) model for the heat and electricity-integrated energy systems. The CEHLR model is formulated as a bi-objective distributionally robust chance-constrained programming, which can coordinate the electrical and heat load recovery process and has strong robustness to uncertainties from renewable energy and outdoor temperature. Then, we convert the CEHLR model into an equivalent bi-objective mixed-integer second-order conic programming problem. Finally, we use a tailored normalized normal constraint method to obtain an evenly distributed Pareto frontier to facilitate the decision selection. Case studies demonstrate the effectiveness of the proposed method, which also reveals the significant impact of the coupling between electricity and heat on the load recovery process.
Shuai Lu 0002, Shixing Ding, Wei Gu 0004, Yijun Xu 0001
IEEE Trans. Ind. Informatics1
2020 Adaptive Robust Dispatch of Integrated Energy System Considering Uncertainties of Electricity and Outdoor Temperature
abstract
The integrated energy system (IES) has bright prospects in engineering applications for its excellent performance in energy efficiency and renewable energy consumption. In the IES, the thermal comfort is affected by the heating power, buildings parameters, and outdoor temperatures simultaneously. Therefore, the uncertainty of the outdoor temperature will bring some adverse effects on thermal comfort, which need to be considered in the dispatch decision of the IES. In this article, we propose a day-ahead adaptive robust dispatch model (ARDM) for the IES to make a dispatch plan under the uncertainties of the net electrical-load and outdoor temperature, with the aim of guaranteeing the safe operation of IES and the thermal comfort of end-users. The thermal dynamic characteristics of the district heating network and buildings are utilized to provide operational flexibility and improve economic performance. To decrease the conservatism of dispatch results, the multi-interval uncertainty set is introduced to model the uncertainties. The ARDM model is a two-stage robust optimization with a linear recourse problem, and the column-and-constraint generation method is used to solve it. Two cases of different scale are studied to verify the effectiveness and advantages of the proposed method.
Shuai Lu 0002, Wei Gu 0004, Suyang Zhou, Shuai Yao 0001, Guangsheng Pan
IEEE Trans. Ind. Informatics1