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Yu-An Liu 0028 recruited

dblp:232/2383-1 · status active
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Evidence publications — the papers that represent this reviewer in the taxonomy

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Thinking Forward and Backward: Multi-Objective Reinforcement Learning for Retrieval-Augmented Reasoning (2026)

Retrieval-augmented generation (RAG) has proven to be effective in mitigating hallucinations in large language models, yet its effectiveness remains limited in complex, multi-step reasoning scenarios. Recent efforts have incorporated search-based interactions into RAG, enabling iterative reasoning with real-time retrieval. Most approaches rely on outcome-based supervision, offering no explicit guidance for intermediate steps. This often leads to reward hacking and degraded response quality. We propose Bi-RAR, a novel retrieval-augmented reasoning framework that evaluates each intermediate step jointly in both forward and backward directions. To assess the information completeness of each step, we introduce a bidirectional information distance grounded in Kolmogorov complexity, approximated via language model generation probabilities. This quantification measures both how far the current reasoning is from the answer and how well it addresses the question. To optimize reasoning under these bidirectional signals, we adopt a multi-objective reinforcement learning framework with a cascading reward structure that emphasizes early trajectory alignment. Empirical results on seven question answering benchmarks demonstrate that Bi-RAR surpasses previous methods and enables efficient interaction and reasoning with the search engine during training and inference.

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Compete to Complete: Co-opetition Adversarial Learning for Retrieval-Augmented Generation (2026)

Retrieval-augmented generation (RAG) has emerged as a promising paradigm for mitigating hallucinations in large language models (LLMs).However, the intrinsic heterogeneity between the retriever and the generator often leads to a mismatch between retrieved evidence and generation needs, hindering effective coordination.We argue that competition between discriminative retrieval and generative modeling can more effectively expose their mutual weaknesses and induce deeper interaction.Motivated by this insight, we propose CARL (Co-opetition AdveRsarial Learning), a framework that formulates retriever-generator training in RAG as a minimax game.In this game, the retriever is optimized to retrieve both useful and adversarially useless documents to challenge the generator, while the generator learns to identify useful evidence and remain robust to misleading retrievals to produce accurate answers.Experiments on seven benchmark datasets demonstrate that CARL consistently improves RAG performance, validating the effectiveness of adversarial co-opetition in enhancing retriever-generator synergy 1 .

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Stop Hardening Everything: A Training-Free Neuron-Level Defense for Neural Ranking Models (2026)

While neural ranking models (NRMs) have achieved state-of-the-art performance in information retrieval, they remain highly vulnerable to imperceptible adversarial perturbations.Existing defenses are predominantly data-centric, exemplified by adversarial training, which requires constructing large collections of adversarial examples.By treating NRMs as black boxes and indiscriminately optimizing all model parameters, these methods incur substantial computational cost and often degrade performance on clean data due to overfitting.In this paper, we advocate that adversarial vulnerability is not uniformly distributed across model parameters, but instead originates from specific internal units.We propose a paradigm shift toward a model-centric defense that addresses vulnerability at its architectural source, without requiring costly retraining or adversarial data generation.Specifically, we introduce Search in the Model, a novel trainingfree framework that performs fine-grained identification and rectification of vulnerable neurons directly within the model.By formulating neuron identification as a ranking problem, we develop a maximum marginal vulnerability criterion to precisely locate the top-K neurons most responsible for model vulnerability, and apply targeted neuronal inverse perturbation to correct them.Extensive experiments on MS MARCO and TREC 19 show that our approach outperforms state-of-the-art baselines in both defense efficiency and robustness to seen and unseen attacks, while preserving strong performance on clean data.

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Is a Busy Search Agent a Good One? Overthinking and Overretrieval at Scale (2026)

Search agents enables large language models (LLMs) to iteratively interleave retrieval and reasoning, yielding strong performance on knowledge-intensive tasks. However, their multi-step autonomy also introduces substantial inefficiencies. In practice, search agents often exhibit overretrieval, where redundant or irrelevant documents are repeatedly fetched, and overthinking, where reasoning steps become excessive or unproductive. Both behaviors significantly inflate retrieval and inference cost, yet remain poorly understood, particularly under model scaling. In this work, we conduct a systematic study of overthinking and overretrieval in search agents from a scaling perspective. We formalize both phenomena at the trajectory level and propose fine-grained evaluation protocols that combine automatic statistics with LLM-based judgments. Through controlled experiments across search agents built on LLMs of varying sizes, we find that increasing model capacity generally alleviates both behaviors, but to markedly different extents. Building on these analysis results, we further propose a lightweight post-hoc reflection framework that converts the proposed evaluation signals into explicit feedback rewards to guide agents' reasoning trajectories. Our findings provide a principled foundation for diagnosing and controlling inefficiencies in search agents.

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AdversarialCoT: Single-Document Retrieval Poisoning for LLM Reasoning (2026)

Retrieval-augmented generation (RAG) enhances large language model (LLM) reasoning by retrieving external documents, but also opens up new attack surfaces. We study knowledge-base poisoning attacks in RAG, where an attacker injects malicious content into the retrieval corpus, which is then surfaced by the retriever and consumed by the LLM during reasoning. Unlike prior work that floods the corpus with poisoned documents, we propose AdversarialCoT, a query-specific attack that poisons only a single document in the corpus. AdversarialCoT first extracts the target LLM's reasoning framework to guide the construction of an initial adversarial chain-of-thought. The adversarial document is iteratively refined through interactions with the LLM, progressively exposing and exploiting critical reasoning vulnerabilities. Experiments on benchmark LLMs show that a single adversarial document can significantly degrade reasoning accuracy, revealing subtle yet impactful weaknesses. Our study exposes security risks in RAG systems and provides actionable insights for designing more robust LLM reasoning pipelines.

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Déjà Vu of Strange Stickers! Enhancing Out-of-Distribution Robustness in Sticker Retrieval via Cross-Modal Intent Alignment (2026)

The rapid growth of digital communication has increased the demand for sticker retrieval systems that can match expressive stickers to users' communicative needs. In practice, however, sticker retrieval encounters significant out-of-distribution (OOD) challenges arising from unseen queries and stickers, driven by the diversity of user expression habits and sticker visual representations. These OOD issues often lead to irrelevant or inappropriate retrieval results, undermining the user experience. Drawing on symbolic interactionism in cognition, we propose XAlign-SR, a method that enhances OOD robustness by aligning abstract expressive intent between queries and stickers across modalities. To support this study, we construct OOD benchmarks from sticker datasets that simulate realistic query–sticker scenarios. Experiments demonstrate that our approach significantly outperforms state-of-the-art baselines.

Robust Neural Information Retrieval: An Adversarial and Out-of-Distribution Perspective (2026)

Recent advances in neural information retrieval models have significantly enhanced these models’ effectiveness across information retrieval tasks. The robustness of these models, which is essential for ensuring their reliability in practice, has also garnered significant attention. With a wide array of research on robust information retrieval being published, we believe it is the opportune moment to consolidate the current status, glean insights from existing methodologies, and lay the groundwork for future development. Robustness of information retrieval is a multifaceted concept and we emphasize the importance of robustness against performance variance, out-of-distribution scenarios, and adversarial attacks. With a focus on out-of-distribution and adversarial robustness, we dissect robustness solutions for dense retrieval models and neural ranking models, respectively, recognizing them as pivotal components of the neural information retrieval pipeline. We provide an in-depth discussion of methods, datasets, and evaluation metrics, shedding light on challenges and future directions in the era of large language models. To accompany this survey, we release three additional resources: (1) a curated list of publications related to robust information retrieval, (2) a tutorial based on this survey, and (3) a heterogeneous benchmark for robust information retrieval, BestIR, that collects all known datasets for evaluating information retrieval systems for robustness. We hope that this study provides useful clues for future research on the robustness of information retrieval models and helps to develop trustworthy IR systems.

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Attack-in-the-Chain: Bootstrapping Large Language Models for Attacks Against Black-Box Neural Ranking Models (2025)

Neural ranking models (NRMs) have been shown to be highly effective in terms of retrieval performance. Unfortunately, they have also displayed a higher degree of sensitivity to attacks than previous generation models. To help expose and address this lack of robustness, we introduce a novel ranking attack framework named Attack-in-the-Chain, which tracks interactions between large language models (LLMs) and NRMs based on chain-of-thought (CoT) prompting to generate adversarial examples under black-box settings. Our approach starts by identifying anchor documents with higher ranking positions than the target document as nodes in the reasoning chain. We then dynamically assign the number of perturbation words to each node and prompt LLMs to execute attacks. Finally, we verify the attack performance of all nodes at each reasoning step and proceed to generate the next reasoning step. Empirical results on two web search benchmarks show the effectiveness of our method.

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On the Robustness of Generative Information Retrieval Models: An Out-of-Distribution Perspective (2025)

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On the Scaling of Robustness and Effectiveness in Dense Retrieval (2025)

Robustness and Effectiveness are critical aspects of developing dense retrieval models for real-world applications. It is known that there is a trade-off between the two. Recent work has addressed scaling laws of effectiveness in dense retrieval, revealing a power-law relationship between effectiveness and the size of models and data. Does robustness follow scaling laws too? If so, can scaling improve both robustness and effectiveness together, or do they remain locked in a trade-off?

Robust-IR @ SIGIR 2025: The First Workshop on Robust Information Retrieval (2025)

With the advancement of information retrieval (IR) technologies, robustness is increasingly attracting attention. When deploying technology into practice, we consider not only its average performance under normal conditions but, more importantly, its ability to maintain functionality across a variety of exceptional situations. In recent years, the research on IR robustness covers theory, evaluation, methodology, and application, and all of them show a growing trend. The purpose of this workshop is to systematize the latest results of each research aspect, to foster comprehensive communication within this niche domain while also bridging robust IR research with the broader community, and to promote further future development of robust IR. To avoid the one-sided talk of mini-conferences, this workshop adopts a highly interactive format, including round-table and panel discussion sessions, to encourage active participation and meaningful exchange among attendees.

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Robust Information Retrieval (2025)

Beyond effectiveness, the robustness of an information retrieval (IR) system is increasingly attracting attention. When deployed, a critical technology such as IR should not only deliver strong performance on average but also have the ability to handle a variety of exceptional situations. In recent years, research into the robustness of IR has seen significant growth, with numerous researchers offering extensive analyses and proposing myriad strategies to address robustness challenges. In this tutorial, we first provide background information covering the basics and a taxonomy of robustness in IR. Then, we examine adversarial robustness and out-of-distribution (OOD) robustness within IR-specific contexts, extensively reviewing recent progress in methods to enhance robustness. The tutorial concludes with a discussion on the robustness of IR in the context of large language models (LLMs), highlighting ongoing challenges and promising directions for future research. This tutorial aims to generate broader attention to robustness issues in IR, facilitate an understanding of the relevant literature, and lower the barrier to entry for interested researchers and practitioners.

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Perturbation-Invariant Adversarial Training for Neural Ranking Models: Improving the Effectiveness-Robustness Trade-Off (2024)

Neural ranking models (NRMs) have shown great success in information retrieval (IR). But their predictions can easily be manipulated using adversarial examples, which are crafted by adding imperceptible perturbations to legitimate documents. This vulnerability raises significant concerns about their reliability and hinders the widespread deployment of NRMs. By incorporating adversarial examples into training data, adversarial training has become the de facto defense approach to adversarial attacks against NRMs. However, this defense mechanism is subject to a trade-off between effectiveness and adversarial robustness. In this study, we establish theoretical guarantees regarding the effectiveness-robustness trade-off in NRMs. We decompose the robust ranking error into two components, i.e., a natural ranking error for effectiveness evaluation and a boundary ranking error for assessing adversarial robustness. Then, we define the perturbation invariance of a ranking model and prove it to be a differentiable upper bound on the boundary ranking error for attainable computation. Informed by our theoretical analysis, we design a novel perturbation-invariant adversarial training (PIAT) method for ranking models to achieve a better effectiveness-robustness trade-off. We design a regularized surrogate loss, in which one term encourages the effectiveness to be maximized while the regularization term encourages the output to be smooth, so as to improve adversarial robustness. Experimental results on several ranking models demonstrate the superiority of PITA compared to existing adversarial defenses.

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Robust Information Retrieval (2024)

Beyond effectiveness, the robustness of an information retrieval (IR) system is increasingly attracting attention. When deployed, a critical technology such as IR should not only deliver strong performance on average but also have the ability to handle a variety of exceptional situations. In recent years, research into the robustness of IR has seen significant growth, with numerous researchers offering extensive analyses and proposing myriad strategies to address robustness challenges. In this tutorial, we first provide background information covering the basics and a taxonomy of robustness in IR. Then, we examine adversarial robustness and out-of-distribution (OOD) robustness within IR-specific contexts, extensively reviewing recent progress in methods to enhance robustness. The tutorial concludes with a discussion on the robustness of IR in the context of large language models (LLMs), highlighting ongoing challenges and promising directions for future research. This tutorial aims to generate broader attention to robustness issues in IR, facilitate an understanding of the relevant literature, and lower the barrier to entry for interested researchers and practitioners.

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Multi-granular Adversarial Attacks against Black-box Neural Ranking Models (2024)

Adversarial ranking attacks have gained increasing attention due to their success in probing vulnerabilities, and, hence, enhancing the robustness, of neural ranking models. Conventional attack methods employ perturbations at a single granularity, e.g., word or sentence level, to target documents. However, limiting perturbations to a single level of granularity may reduce the flexibility of adversarial examples, thereby diminishing the potential threat of the attack. Therefore, we focus on generating high-quality adversarial examples by incorporating multi-granular perturbations. Achieving this objective involves tackling a combinatorial explosion problem, which requires identifying an optimal combination of perturbations across all possible levels of granularity, positions, and textual pieces. To address this challenge, we transform the multi-granular adversarial attack into a sequential decision-making process, where perturbations in the next attack step build on the perturbed document in the current attack step. Since the attack process can only access the final state without direct intermediate signals, we use reinforcement learning to perform multi-granular attacks. During the reinforcement learning process, two agents work cooperatively to identify multi-granular vulnerabilities as attack targets and organize perturbation candidates into a final perturbation sequence. Experimental results show that our attack method surpasses prevailing baselines in both attack effectiveness and imperceptibility.

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Black-box Adversarial Attacks against Dense Retrieval Models: A Multi-view Contrastive Learning Method (2023)

Neural ranking models (NRMs) and dense retrieval (DR) models have given rise to substantial improvements in overall retrieval performance. In addition to their effectiveness, and motivated by the proven lack of robustness of deep learning-based approaches in other areas, there is growing interest in the robustness of deep learning-based approaches to the core retrieval problem. Adversarial attack methods that have so far been developed mainly focus on attacking NRMs, with very little attention being paid to the robustness of DR models.

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Topic-oriented Adversarial Attacks against Black-box Neural Ranking Models (2023)

Neural ranking models (NRMs) have attracted considerable attention in information retrieval. Unfortunately, NRMs may inherit the adversarial vulnerabilities of general neural networks, which might be leveraged by black-hat search engine optimization practitioners. Recently, adversarial attacks against NRMs have been explored in the paired attack setting, generating an adversarial perturbation to a target document for a specific query. In this paper, we focus on a more general type of perturbation and introduce the topic-oriented adversarial ranking attack task against NRMs, which aims to find an imperceptible perturbation that can promote a target document in ranking for a group of queries with the same topic. We define both static and dynamic settings for the task and focus on decision-based black-box attacks. We propose a novel framework to improve topic-oriented attack performance based on a surrogate ranking model. The attack problem is formalized as a Markov decision process (MDP) and addressed using reinforcement learning. Specifically, a topic-oriented reward function guides the policy to find a successful adversarial example that can be promoted in rankings to as many queries as possible in a group. Experimental results demonstrate that the proposed framework can significantly outperform existing attack strategies, and we conclude by re-iterating that there exist potential risks for applying NRMs in the real world.

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Micro-Influencer Recommendation by Multi-Perspective Account Representation Learning (2023)

Influencer marketing is emerging as a new marketing method, changing the marketing strategies of brands profoundly. In order to help brands find suitable micro-influencers as marketing partners, the micro-influencer recommendation is regarded as an indispensable part of influencer marketing. However, previous works only focus on modeling theindividual imageof brands/micro-influencers, which is insufficient to represent the characteristics of brands/micro-influencers over the marketing scenarios. In this case, we propose a micro-influencer ranking joint learning framework which models brands/micro-influencers from the perspective ofindividual image,target audiences, andcooperation preferences. Specifically, to model accounts’individual image, we extract topics information and images semantic information from historical content information, and fuse them to learn the account content representation. We introducetarget audiencesas a new kind of marketing role in the micro-influencer recommendation, in which audiences information of brand/micro-influencer is leveraged to learn the multi-modal account audiences representation. Afterward, we build the attribute co-occurrence graph network to minecooperation preferencesfrom social media interaction information. Based on account attributes, thecooperation preferencesbetween brands and micro-influencers are refined to attributes’ co-occurrence information. The attribute node embeddings learned in the attribute co-occurrence graph network are further utilized to construct the account attribute representation. Finally, the global ranking function is designed to generate ranking scores for all brand-micro-influencer pairs from the three perspectives jointly. The extensive experiments on a publicly available dataset demonstrate the effectiveness of our proposed model over the state-of-the-art methods.

Discover Micro-Influencers for Brands via Better Understanding (2022)

With the rapid development of the influencer marketing industry in recent years, the cooperation between brands and micro-influencers on marketing has achieved much attention. As a key sub-task of influencer marketing, micro-influencer recommendation is gaining momentum. However, in influencer marketing campaigns, it is not enough to only consider marketing effectiveness. Towards this end, we propose a concept-based micro-influencer ranking framework, to address the problems of marketing effectiveness and self-development needs for the task of micro-influencer recommendation. Marketing effectiveness is improved by concept-based social media account representation and a micro-influencer ranking function. We conduct social media account representation from the perspective of historical activities and marketing direction. And two adaptive learned metrics, endorsement effect score and micro-influencer influence score, are defined to learn the micro-influencer ranking function. To meet self-development needs, we design a bi-directional concept attention mechanism to focus on brands’ and micro-influencers’ marketing direction over social media concepts. Interpretable concept-based parameters are utilized to help brands and micro-influencers make marketing decisions. Extensive experiments conducted on a real-world dataset demonstrate the advantage of our proposed method compared with the state-of-the-art methods.

Assigned papers 3

PaperMatchWhy
FAIR-RAG: An End-to-End Framework for Mitigating Political Bias through Fair Retrieval-Augmented Generation 57
67 Compete to Complete: Co-opetition Adversarial Learning for Retrieval-Augmented Generation (2026) Knowledge Conflict and Faithfulness
67 AdversarialCoT: Single-Document Retrieval Poisoning for LLM Reasoning (2026) Knowledge Conflict and Faithfulness
Beyond Semantic Relevance: Counterfactual Risk Minimization for Robust Retrieval-Augmented Generation 57
60 Attack-in-the-Chain: Bootstrapping Large Language Models for Attacks Against Black-Box Neural Ranking Models (2025) Robustness and Adversarial IR
60 Robust Neural Information Retrieval: An Adversarial and Out-of-Distribution Perspective (2026) Robustness and Adversarial IR
Debiased Multimodal Personality Understanding through Dual Causal Intervention 42
60 Black-box Adversarial Attacks against Dense Retrieval Models: A Multi-view Contrastive Learning Method (2023) Robustness and Adversarial IR
60 Attack-in-the-Chain: Bootstrapping Large Language Models for Attacks Against Black-Box Neural Ranking Models (2025) Robustness and Adversarial IR